James W. Hamilton v. State of Indiana

FILED
Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of Jul 16 2012, 9:16 am
establishing the defense of res judicata,
collateral estoppel, or the law of the case. CLERK
of the supreme court,
court of appeals and
tax court
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
PAULA M. SAUER GREGORY F. ZOELLER
Danville, Indiana Attorney General of Indiana
JOSEPH Y. HO
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JAMES W. HAMILTON, )
)
Appellant-Defendant, )
)
vs. ) No. 32A05-1110-CR-599
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE HENDRICKS SUPERIOR COURT
The Honorable Mark A. Smith, Judge
Cause No. 32D04-0909-FA-7
July 16, 2012
MEMORANDUM DECISION - NOT FOR PUBLICATION
KIRSCH, Judge
James W. Hamilton (“Hamilton”) appeals the revocation of his probation raising
the following issues:
I. Whether the trial court abused its discretion in revoking Hamilton’s
probation at a time when, pursuant to the terms of his plea
agreement, he had not yet begun to serve his term of probation; and
II. Whether there was sufficient evidence to revoke Hamilton’s
probation on the basis that he had committed the crime of bribery.
We affirm.
FACTS AND PROCEDURAL HISTORY
On September 2, 2009, the State charged Hamilton with two counts of dealing in
cocaine or narcotic drug,1 each as a Class A felony; one count of dealing in a Schedule IV
controlled substance,2 as a Class C felony; two counts of possession of cocaine or
narcotic drug,3 each as a Class C felony; and one count of possession of a Schedule IV
controlled substance,4 as a Class D felony. On May 17, 2011, Hamilton pleaded guilty to
one count of dealing in cocaine, a Class B felony, as a lesser included offense of one of
the original counts of Class A felony dealing. In exchange, the State agreed to dismiss
the remaining five counts. The trial court sentenced Hamilton to 7,300 days (twenty
years) at the Indiana Department of Correction, and of that time, 2,162 days “(6 years
minus 28 days credit for time served to date)” were ordered to be served on work release.
1
See Ind. Code § 35-48-4-1.
2
See Ind. Code § 35-48-4-3.
3
See Ind. Code § 35-48-4-6.
4
See Ind. Code § 35-48-4-7.
2
Appellant’s Br. at 2; Appellant’s App. at 60. The remaining 5,110 days (fourteen years)
were suspended, 4010 days (eleven years) of which were to be served on probation.
Hamilton signed his “Probation Order” on May 17, 2011, which in pertinent part
provided that Hamilton was prohibited from (1) consuming any controlled substance or
illegal drug and (2) violating any state or federal law. Appellant’s App. at 61.
Hamilton began serving his executed sentence at Hendricks County Work Release
on May 17, 2011. Around 10:30 p.m. on June 6, 2011, Hamilton, complaining of back
pain, asked Hendricks County Work Release correctional officer Annette Dunn (“Officer
Dunn”) for permission to go to the hospital across the street. Tr. at 111-13. Officer
Dunn’s supervisor authorized a four-hour pass. Hamilton was instructed to call the work
release facility when he arrived at the hospital, and “to check in every hour on the hour
while he was there.” Id. at 114.
Hamilton returned to the work release facility later than expected and could not
account for all of his time. Pursuant to work release standard operating procedure,
Hamilton was required to submit to a urine screen. Id. at 120. A short time later,
Hamilton begged Officer Dunn, “[C]an we pull this [screen], is there any way this
[screen] can be pulled?” Id. at 121. Hamilton stated that a “Benjamin would take care of
it.” Id. at 122. While pleading with Officer Dunn, Hamilton placed “a twenty dollar bill
with others folded under” on the counter in front of Officer Dunn. State’s Ex. 6. Officer
Dunn ended the conversation without touching the money. Tr. at 160. Hamilton’s urine
screen tested positive for cocaine. State’s Ex. 13.
On October 4, 2011, the trial court revoked Hamilton’s placement in work release
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after finding that he had possessed or consumed an illegal drug without a prescription.
The trial court also revoked his probation in its entirety after finding probable cause to
believe that he committed bribery, a new criminal offense, and ordered Hamilton to serve
7,272 days at the Indiana Department of Correction, with credit for time served.
Appellant’s App. at 79. Hamilton now appeals.
DISCUSSION AND DECISION
A probation revocation hearing is in the nature of a civil proceeding, and the State
must prove a violation of the conditions of probation by a preponderance of the evidence.
Ind. Code § 35-38-2-3(e). This court reviews a trial court’s decision to revoke probation
for an abuse of discretion. Rosa v. State, 832 N.E.2d 1119, 1121 (Ind. Ct. App. 2005).
“‘An abuse of discretion occurs if the decision is against the logic and effect of the facts
and circumstances before the court.’” Whatley v. State, 847 N.E.2d 1007, 1009 (Ind. Ct.
App. 2006) (quoting Rosa, 832 N.E.2d at 1121).
I. Timing of Probation Revocation
Hamilton first contends that, pursuant to his plea agreement, “his probation was to
follow work release.”5 Appellant’s Br. at 5 (emphasis added). He argues that because a
plea agreement is contractual in nature, the State and the trial court were bound by its
terms so that probation could only begin after Hamilton had completed the executed
portion of his sentence on work release. Id. at 6. Hamilton maintains that the trial court
5
Although Hamilton cites to his CCS, noting the entry that “memorializes the order of the
court—that probation was to follow work release,” Appellant’s Br. at 5 (citing Appellant’s App. at 5), we
do not find this language in Hamilton’s plea agreement. Appellant’s App. at 59. We address the merits of
Hamilton’s contract issue, however, because the State does not contradict Hamilton’s interpretation of his
plea agreement.
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abused its discretion when it revoked his probation at a time when, according to the terms
of the plea agreement, his probation had not yet started.
Hamilton does not question the general rule that a “defendant’s probationary
period begins immediately after sentencing” even if his actual probation begins at a later
time. Baker v. State, 894 N.E.2d 594, 597-98 (Ind. Ct. App. 2008). Instead, he argues
that when, as here, the terms of the plea agreement say otherwise, the trial court is bound
by those terms. Hamilton contends: “In contrast to all of the cases cited by the State,
Hamilton’s argument is based on Ind[iana] Code [section] 35-35-3-3(e): once the court
accepts a plea agreement, it is strictly bound by its terms and may impose only the
sentence required by the plea agreement.” Appellant’s Br. at 9.
Because our court rejected a similar argument in Kopkey v. State, 743 N.E.2d 331,
339 (Ind. Ct. App. 2001), trans. denied, we are not persuaded by Hamilton’s argument.
In Kopkey, the trial court informed Kopkey “through the sentencing order and otherwise,”
that his probation would follow completion of his in-home detention. 743 N.E.2d at 339.
The trial court revoked Kopkey’s probation after finding that he had violated the terms of
his in-home detention, which was being served during his probationary period but prior to
his actual probation. Id. at 334. Recognizing that “[a] defendant’s ‘probationary period’
begins immediately after sentencing, even if his or her actual probation begins at a later
date,” a panel of this court affirmed the revocation of Kopkey’s probation. Id. at 339
(citing Crump v. State, 740 N.E.2d 564, 567-68 (Ind. Ct. App. 2000), trans. denied).
Like Hamilton, Kopkey attempted to distinguish his facts from cases like Crump,
noting that his “sentencing order expressly stated that probation would begin after his
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release from in-home detention.” Kopkey, 743 N.E.2d at 339 (emphasis added). This
court rejected Kopkey’s argument with the following reasoning:
[W]e do not see that the manner in which Kopkey was informed of his
sentence differs in any material respect from the sentencing order issued in
Gardner [v. State, 678 N.E.2d 398 (Ind. Ct. App. 1997)]. There, we
affirmed the revocation of the defendant’s probation for conduct occurring
before he began serving his sentence, even though the trial court stated that
the defendant would be “placed on Probation for 270 days following
completion of the Community Corrections Commitment.” Gardner, 678
N.E.2d at 399. Merely because a sentencing order states that actual
probation will begin after another portion of the sentence is served does not
alter the fact that the “probationary period” for revocation purposes begins
immediately after sentencing.
Kopkey, 743 N.E.2d at 339.
As justification for the revocation of Kopkey’s probation, our court further
reasoned:
When a trial court grants a defendant probation in lieu of an executed
sentence, the trial court is taking many aspects of the defendant’s character
into account. When the defendant commits a crime or violates a term of the
probation, the trial court should be able to weigh that violation in its
reevaluation of whether the defendant should be or should have been
granted probation . . . . Once a defendant has been sentenced, the court
may revoke or modify probation, upon a proper showing of a violation, at
any time before the completion of the probationary period.
Id. (quoting Gardner, 687 N.E.2d at 401).
Kopkey and Gardner control here. A defendant’s “probationary period” begins
immediately after sentencing, even if defendant’s plea agreement provides that the actual
probation follows an executed sentence. Kopkey, 743 N.E.2d at 339; Gardner, 678
N.E.2d at 399. Here, Hamilton was sentenced on May 17, 2011. As such, he was in his
“probationary period” in June 2011 when he used cocaine and committed the acts that
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constituted bribery.
Furthermore, although Hamilton claims that it was his understanding that his
probation would not be revoked while he served his executed sentence on work release,
this argument is undermined by the following colloquy, which took place between the
trial court and Hamilton during the sentencing hearing:
Court: . . . Mr. Hamilton, I know we were here before, I rejected this
plea before. I met with your attorney and the Chief Deputy
Prosecutor earlier this week. Tell me why I should accept
this plea agreement[.]
Defendant: Um, your Honor, I’m really just trying to keep my life
together. I’ve got four (4) kids and a really good job right
now and uh, just trying to stay on track with my life.
Court: Why is now different than before sir? You have four (4) prior
felony convictions, you’ve never completed probation in your
life, you violated every time you’ve been on.
Defendant: Uh, I’ve just grown up, uh . . .
Court: You are habitual eligible, anybody else that comes into this
courtroom, the State is asking for twenty-five (25) or thirty
(30) years. I understand this is a twenty (20) year plea, but,
you are getting a gift.
Defendant: Yes, I am.
Court: Why should I approve it?
Defendant: Um, like I said, I just, I believe I can get through this program
and work with . . .
Court: (Interposing) I don’t. That is the only reason I’m going to
take this plea agreement. I don’t believe in one iota that you
are going to be able to complete six (6) years at the Work
Release Facility without screwing up. Because, I’m looking
at your pre-sentence report and that is all I see are messes up
every time. You can’t follow rules. There is going to be
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more rules on you at the Work Release Facility and then if
you make it through that, fourteen (14) years of probation.
Defendant: I understand.
Court: Every time I look through here you violated every, single
time as I recall that you’ve been on some type of supervised
release. Correct me if I’m wrong, in my mind you should just
be given a twenty (20) year hit at the Department of
Corrections.[sic] I don’t like putting drug dealers in the Work
Release Facility to begin with. This is a zero (0) tolerance
plea, you are doing every day of your back-up time. . . . .
This is three (3) hand to hand buys and you are going to the
Work Release Facility. If you have a notion that you are
going to bring any illegal substance into that facility and start
doing anything stupid there, you might as well get rid of that
now and let’s just get it over with and send you to prison
today, because it ain’t going to happen.
Defendant: It’s not going to happen sir.
Tr. at 66-69.
Notwithstanding the terms in Hamilton’s plea agreement, we find the trial court’s
decision to revoke Hamilton’s probation is not against the logic and effect of the facts
and circumstances before the court. Whatley, 847 N.E.2d at 1009. The trial court did not
abuse its discretion in revoking Hamilton’s probation for a violation that occurred within
his term of work release.
II. Sufficiency of Evidence to Revoke Probation
Hamilton next contends that the evidence was insufficient to revoke his probation
based on the commission of the crime of bribery. Specifically, Hamilton argues that the
State failed to prove that Officer Dunn was a “public servant,” as required for a bribery
conviction.
8
The decision to revoke probation is within the sole discretion of the trial court.
Reyes v. State, 868 N.E.2d 438, 440 (Ind. 2007). And its decision is reviewed on appeal
for abuse of that discretion. Prewitt v. State, 878 N.E.2d 184, 188 (Ind. 2007). On
review, we consider only the evidence most favorable to the judgment without
reweighing that evidence or judging the credibility of the witnesses. Braxton v. State,
651 N.E.2d 268, 270 (Ind. 1995). “If there is substantial evidence of probative value to
support the trial court’s decision that a defendant has violated any terms of probation, the
reviewing court will affirm its decision to revoke probation. Woods v. State, 892 N.E.2d
637, 639-40 (Ind. 2008).
As a condition of probation, Hamilton was prohibited from (1) consuming any
controlled substance or illegal drug and (2) violating any state or federal law. Appellant’s
App. at 61. On June 10, 2011, the Hendricks County Work Release filed a notice with
the trial court requesting that Hamilton be removed from work release and remanded to
the Hendricks County Jail for the reason that he had consumed cocaine. Finding that the
use of cocaine was a probation violation, the trial court remanded Hamilton to the
Hendricks County Sheriff on July 12, 2011.
On June 21, 2011, the Hendricks County Probation Department requested that
Hamilton’s probation be revoked because he had “violated a State law, to wit: Bribery,
Class C felony.” Appellant’s App. at 68. Following a hearing, the trial court revoked
Hamilton’s probation finding by a preponderance of the evidence that Hamilton had
committed bribery. Tr. at 325. On appeal, Hamilton contends that there was insufficient
evidence that Officer Dunn was a “public servant,” as required to prove the bribery.
9
We begin by noting that the State need not show that a defendant was convicted of
a crime in order for the trial court to revoke probation. Lightcap v. State, 863 N.E.2d
907, 911 (Ind. Ct. App. 2007). “Although an arrest standing alone does not necessarily
support a revocation of probation, where there is evidence submitted at the hearing from
which the trial court could find that an arrest was reasonable and that there is probable
cause for belief that the defendant violated a criminal law, revocation of probation is
permitted.” Id. To find probable cause to believe that Hamilton committed bribery, the
State had to present evidence that Hamilton offered a “public servant” property, e.g.,
cash, with the intent to control the performance of an act related to the employment or
function of that public servant. Here, the public servant in question is Officer Dunn and
the act in question is her responsibility for taking Hamilton’s urine screen.
At the revocation hearing, the following colloquy took place between the State and
Officer Dunn:
Q. Uh, Miss Dunn, in what capacity are you employed?
A. I’m a correctional officer at Hendricks County Work Release.
Q. Okay. Are you considered a public servant?
A. Yes ma’am.
Q. Uh, are you, who pays you?
A. The county does.
Tr. at 111-12. Dunn testified that Hamilton attempted to persuade Officer Dunn to “get
the [urine] drop pulled.” Id. at 121.
Q. Do you know what statements [Hamilton] made at that time?
10
A. You know that the drop can be pulled. That uh, the Benjamin would
take care of it. . . .
Officer Dunn testified that this occurred when she was in her “official capacity . . . [a]s a
guard for the work release center.” Id. at 123. Officer Dunn then testified that she wrote
up a report of what occurred. Id. The probable cause affidavit provided the following
account:
After providing the urine sample, Mr. Hamilton began behaving nervously
and asked Officer Annette Dunn what the impact would be of a positive
urine screen and if there was any way he could avoid getting into trouble.
Mr. Hamilton then slid a twenty dollar bill across the control room window
(remaining on the countertop) to Officer Annette Dunn and stated that if
something could be worked out, there would be a Benjamin (additional
money) in it for her. Officer Annette Dunn declined the money and told
Mr. Hamilton that the urinalysis test would be turned in for testing.
Throughout the night, [Hamilton] continued to ask about different ways to
make the urinalysis disappear.
State’s Ex. 2.
Here, Officer Dunn’s testimony was that she was a “public servant” who was paid
by the county and that Hamilton asked her to make his urine test go away by offering her
money. This evidence was sufficient to allow the trial court to find probable cause to
believe that Hamilton committed bribery, which is a violation of state law. The trial
court did not abuse its discretion in revoking Hamilton’s probation.
Affirmed.
BAKER, J., and BROWN, J., concur.
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