Joshua Howell v. State of Indiana

FILED
Apr 28 2016, 7:50 am
CLERK
Indiana Supreme Court
Court of Appeals
and Tax Court
ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE
Stephen T. Owens Gregory F. Zoeller
Public Defender of Indiana Attorney General
Cory J. Lightner Larry D. Allen
Deputy Public Defender Deputy Attorney General
Indianapolis, Indiana Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Joshua Howell, April 28, 2016
Appellant-Defendant, Court of Appeals Case No.
35A05-1510-PC-1634
v. Appeal from the Huntington
Circuit Court
State of Indiana, The Honorable Thomas M. Hakes,
Appellee-Plaintiff. Judge
Trial Court Cause No.
35C01-1203-PC-4
Vaidik, Chief Judge.
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Case Summary
[1] At the time of the crime in this case, burglary was generally a Class C felony but
was a Class B felony if the building or structure was a “dwelling.” The State
charged Joshua Howell with Class B felony burglary for breaking into a house
just hours after the sole occupant was found dead inside. We find that it is
reasonable to construe “dwelling” to include buildings and structures that have
been occupied in the immediate past by a recently deceased resident. This is
because even after the sole occupant of a house dies, it is common and expected
for people still to be at the house. To find otherwise would reduce the
criminality of burglars who target houses where the sole occupant has recently
died. Further, the fact that the house was ordered vacated by the county health
department just hours before Howell broke in does not impact whether it was a
dwelling for purposes of our burglary statute. We therefore affirm.
Facts and Procedural History
[2] On the afternoon of August 2, 2011, Debra Scheiber went to visit her elderly
mother, Sylvia Fry, who lived alone at 511 Sherman Street in Huntington.
When Debra arrived, she found her mother dead. Debra called the Huntington
Police Department to report her mother’s death, and police officers arrived at
3:24 p.m. Because Sylvia’s house was filled with trash, see Tr. p. 17; Ex. C, D,
& E, the police contacted the Huntington County Department of Health
(“health department”) at 4:03 p.m. Joe Rakoczy from the health department
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responded and determined that 511 Sherman Street was “unfit for human
habitation.” Ex. A. Rakoczy placed an orange sticker on the door that stated:
Public Health Notice
By Order Of: Health Officer or Designee
Due to Unsanitary Conditions, this dwelling is declared “Unfit
for Human Habitation” (Pursuant to IC 16-41-20-1 et seq.) and
ordered to remain vacated of human occupancy until the defects
identified are corrected.
*****
DO NOT REMOVE UNDER PENALTY OF LAW
Id. Sylvia’s body was removed from the house, and the police left at 4:39 p.m.
When the police left, Rakoczy was still there speaking with family. Rakoczy
also sent a letter to Sylvia’s estate that stated, in pertinent part:
Based upon the existence of unsanitary conditions that are likely
to cause sickness among persons who might enter or occupy the
dwelling, it is ordered by this department that all occupants of the
dwelling be vacated within five (5) days after the date of this
notification, or no later than midnight, August 6, 2011.
*****
At no time after the posting of the Unfit for Human Habitation
Order shall the home be occupied by any person other than for
the purpose of fulfilling the remedial requirements of this Order.
Corrective action must be completed within forty-five (45) days
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after the date of this notification, or no later than midnight,
September 16, 2011.
Ex. B.
[3] Later that same day, at 9:58 p.m., the police were called back to 511 Sherman
Street on a report of a burglary in progress. Howell entered the house through
an unlocked sliding door and took four porcelain dolls. As Howell was walking
down the street with the dolls, a neighbor stopped him. A fight ensued, and
Howell bit the neighbor. The neighbor restrained Howell until the police
arrived. Howell told the police that he had seen the death investigation earlier
that day and went inside the house to see what he could take. Ex. 7 (Narrative
Report, p. 2).
[4] The State charged Howell with Class B felony burglary (elevated from a Class C
felony based on 511 Sherman Street being a “dwelling”), Class A misdemeanor
battery (for the incident with the neighbor), and being a habitual offender. Ex.
1. Howell and the State later entered into a plea agreement in which Howell
agreed to plead guilty to Class B felony burglary and Class A misdemeanor
battery, and the State agreed to dismiss the habitual-offender enhancement.
The plea agreement provided that Howell would receive an eighteen-year
sentence. Ex. 2. The trial court accepted the plea agreement and sentenced
Howell to eighteen years.
[5] In 2012, Howell filed a pro se petition for post-conviction relief, which was
amended by counsel in 2015. The petition alleged that Howell’s trial counsel
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was ineffective and that his guilty plea was not knowing, voluntary, and
intelligent. Appellant’s App. p. 55. The foundation of both claims was that 511
Sherman Street was not a “dwelling” as defined by Indiana law when Howell
broke in.
[6] The post-conviction court entered findings of fact and conclusions of law
denying relief because it found that 511 Sherman Street was a dwelling for
purposes of our burglary statute. Howell now appeals.
Discussion and Decision
[7] Howell contends that the post-conviction court erred in denying his petition for
post-conviction relief. He argues that his guilty plea was not knowing,
voluntary, and intelligent and that his trial counsel was ineffective. Both claims
hinge on whether 511 Sherman Street was a dwelling when Howell broke in.
[8] At the time of the crime in this case, burglary was generally a Class C felony but
was a Class B felony if “the building or structure is a . . . dwelling.” Ind. Code
Ann. § 35-43-2-1 (West 2012).1 Dwelling, in turn, means “a building, structure,
or other enclosed space, permanent or temporary, movable or fixed, that is a
person’s home or place of lodging.” Ind. Code § 35-31.5-2-107.2
1
The burglary statute was amended effective July 1, 2014. Burglary is now generally a Level 5 felony and a
Level 4 felony “if the building or structure is a dwelling.” Ind. Code Ann. § 35-43-2-1 (West Supp. 2015).
2
This definition of dwelling was previously located at Indiana Code section 35-41-1-10. It was moved
to its current location in 2012. See P.L. 114-2012, § 67.
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[9] There are numerous Indiana cases addressing whether a building or structure is
a dwelling, but none of them address the law-school-exam question presented
here. Traditionally, our courts have said that burglary of a dwelling is not so
much an offense against property as it is an offense against the sanctity and
security of habitation. Watt v. State, 446 N.E.2d 644, 645 (Ind. Ct. App. 1983);
see also Ferrell v. State, 565 N.E.2d 1070, 1072 (Ind. 1991) (“This Court has
traditionally held burglary . . . to be an offense against the habitation.”). To
that end, the legislature has provided an increased penalty for burglarizing a
dwelling “because of the potential danger to the probable occupants.” Byers v.
State, 521 N.E.2d 318, 319 (Ind. 1988).
[10] This is not to say that an occupant must be present at the time of the burglary in
order for the building or structure to constitute a dwelling.3 It is well established
that if a house is left empty temporarily by its occupant, the house does not lose
its status as a dwelling if the occupant intends to return. See Phillips v. State, 514
N.E.2d 1073, 1075 (Ind. 1987) (although the occupants “were temporarily out
of the[ir] homes on vacation” when the burglaries were committed, this did not
“remove the[ir] homes from the definition of dwellings”); Welch v. State, 509
N.E.2d 824, 825 (Ind. 1987) (although at the time of the burglary the victim was
3
Before our burglary statute was amended in 1982, it defined first-degree burglary as breaking and
entering “a dwelling or other place of human habitation.” Phillips v. State, 514 N.E.2d 1073, 1075 (Ind.
1987). The old version was interpreted as requiring “a showing [that] the building was a dwelling and
that persons were dwelling in it at the time of the break-in.” Id.; Tipton v. State, 981 N.E.2d 103, 108-09
(Ind. Ct. App. 2012), trans. denied. The Indiana Supreme Court has held that the current burglary
statute does not require “the occupier of the residence to be in the home at the time of the burglary.”
Phillips, 514 N.E.2d at 1075.
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temporarily staying with his parents until his new furniture could be delivered
to his apartment—and in fact the victim returned to his apartment shortly after
the burglary—“the victim’s temporary absence did not alter the character of his
apartment as a dwelling”); Hayden v. State, 19 N.E.3d 831, 837 (Ind. Ct. App.
2014) (although the occupant of the house had been in a nursing home for one
year when the burglary was committed and it was unlikely that he would
return, the house was still a dwelling because his personal possessions were
there, the electricity was on, his mail was delivered there, someone took care of
the outside of the house, and he talked about returning), reh’g denied, trans.
denied; Middleton v. State, 181 Ind. App. 232, 391 N.E.2d 657, 661 (1979)
(although a house was unoccupied for five months while the occupant
vacationed in Florida, the house was still a dwelling because the occupant
intended to and did, in fact, return); see also 3 Wayne R. LaFave, Substantive
Criminal Law § 21.1(c) (2d ed. 2003) (“If the place is one of human habitation,
there is no requirement that a person be present therein at the time of the
offense. If the residents are away, be it for a short time or for extended portions
of the year, it will still suffice as a dwelling house.” (footnotes omitted)); 3
Charles E. Torcia, Wharton’s Criminal Law § 325 (15th ed. 1995) (“If a person
leaves his dwelling house for a particular or indefinite period of time, intending
thereafter to return—as where he spends the summer months at the seashore or
the winter months in the south—his dwelling house remains a dwelling house
even during such absence.”).
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[11] The common thread to these cases is that an unoccupied house is a dwelling if
the occupant intends to return. See Carrier v. State, 227 Ind. 726, 89 N.E.2d 74,
76 (1949) (“[A] house[,] although furnished as a dwelling house, loses its
character as such for the purposes of burglary if the occupant leaves it without
the intention to return.”); 3 Torcia, supra, § 325 (“If a person leaves his dwelling
house, intending never to return, it ceases to be a dwelling house. It does not
become a dwelling house again until a new person begins to live in it; he begins
to live in it when he starts to use it regularly for the purpose of sleeping.”
(footnote omitted)).
[12] But death is different than a temporary absence. Although there are no Indiana
cases addressing whether a building or structure is a dwelling when the sole
occupant is dead,4 we find that it is reasonable to construe dwelling to include
buildings and structures that have been occupied in the immediate past by a
recently deceased resident. This rule is consistent with the purpose of our
burglary statute, which is to provide an increased penalty for burglarizing a
dwelling “because of the potential danger to the probable occupants.” Byers,
521 N.E.2d at 319. As other states have recognized, even after the sole
4
In Keel v. State, 165 Ind. App. 579, 333 N.E.2d 328 (1975), reh’g denied, the defendant scanned the obituary
notices in the newspaper and planned to burglarize the home of Lula Roberson, who had died and was to be
buried the next day. The defendant “reasoned that the house would be vacant, and that if [he was] caught,
[he] could only be charged with second degree burglary.” Id. at 330. However, before Lula’s death, Burl
McClain came to live with her for “companionship and protection” and remained in Lula’s house for one
week after her death. Id. This Court concluded that because Lula’s house was Burl’s “abode at the time of
[her] death and for a week thereafter,” the house “was a place of human habitation at the time of the
burglary.” Id. Keel does not address the scenario presented here.
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occupant of a house dies, it is common and expected for people still to be at the
house. See, e.g., Cochran v. Commonwealth, 114 S.W.3d 837, 839 (Ky. 2003)
(noting that the time “immediately following a person’s death is often hectic
and chaotic for the deceased’s family, friends and loved ones” and “is a time of
gathering”; therefore, the “[u]se of the deceased’s home as a place of temporary
residence . . . is common and is to be expected”). To find otherwise would
reduce the criminality of burglars who target houses where the sole occupant
has recently died even though there is still a good chance that people will be
there. See People v. Barney, 786 N.E.2d 31, 35 (N.Y. 2003) (“We refuse to adopt
a rule that a house loses its character as a dwelling immediately upon the death
of its sole occupant merely because there is no conclusive evidence that any
other person intended to reside there. To do so would reduce the criminality of
a burglar who, having knowledge of an occupant’s or homeowner’s death,
would seek to exploit the situation, when the potential harm to persons—such
as grieving friends and relatives—would still be present.”); see also Cochran, 114
S.W.3d at 840 (noting that because it is common to use a deceased’s home
following death, it “should not be discounted by miscreants who would seek to
take advantage of the misfortune of others”).
[13] Here, Sylvia, the sole occupant of 511 Sherman Street, was found dead inside
her house hours before Howell broke in. In fact, Howell knew that Sylvia had
been found dead earlier that day. See Appellant’s Br. p. 12 (“Howell admitted
to observing the death investigation earlier that day.”). Accordingly, 511
Sherman Street was a dwelling when Howell broke in.
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[14] Further, the fact that the health department determined that 511 Sherman Street
was “unfit for human habitation” hours before Howell broke in does not impact
whether the house was a dwelling for purposes of our burglary statute.5
Notably, Howell does not cite any cases where a determination that a house
was inhabitable removed it from the definition of dwelling. Courts that have
addressed this issue have found the opposite. See People v. Aguilar, 181 Cal.
App. 4th 966, 970 (Cal. Ct. App. 2010) (concluding that the habitability of a
dwelling is viewed through the eyes of the burglary victim, who in this case had
been ordered by apartment management to temporarily relocate to a hotel
because of fire damage), rev. denied; People v. Salgado, 10 N.Y.S.3d 67, 68 (N.Y.
App. Div. 2015) (noting that although the “apartment” did not comply with
code, there was no requirement that in order to be considered a “dwelling” for
purposes of burglary, the building had to comply with “certificates of
occupancy, building codes and the like,” such as a city order to vacate due to
fire damage). We acknowledge that in these cases the occupants intended to
return. But these cases did not involve a sole occupant’s recent death. Given
the recency of Sylvia’s death and the fact that the health department’s orange
sticker and letter specifically contemplated that people could enter the trash-
5
Title 16 of the Indiana Code, which applies to health departments, defines “dwelling” as “any part of any
building or the building’s premises used as a place of residence or habitation or for sleeping by a person.”
Ind. Code § 16-18-2-104. The definition of “dwelling” contained in Title 35—not Title 16—applies to this
criminal case.
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filled house to clean it, 511 Sherman Street was a dwelling when Howell broke
in.
[15] Because 511 Sherman Street was a dwelling when Howell broke in, his post-
conviction claims based upon the house not being a dwelling fail.
[16] Affirmed.
Barnes, J., and Mathias, J., concur.
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