Vinnell Griffen, As Administrator Of The Estate Of Blake Jermon, And Vinnell Griffen, Individually Vs. State Of Iowa

IN THE SUPREME COURT OF IOWA
No. 07–1262
Filed June 26, 2009
VINNELL GRIFFEN, as Administrator
of the Estate of Blake Jermon, and
VINNELL GRIFFEN, Individually,
Appellants,
vs.
STATE OF IOWA,
Appellee.
Appeal from the Iowa District Court for Black Hawk County,
George L. Stigler, Judge.
Appellants challenge district court’s dismissal of wrongful death
suit. REVERSED AND REMANDED.
Pressley Henningsen of Riccolo & Semelroth, P.C., Cedar Rapids,
for appellants.
Thomas J. Miller, Attorney General, and Bruce Kempkes, Assistant
Attorney General, for appellee.
2
STREIT, Justice.
Ten-year old Blake Jermon nearly drowned in a German swimming
pool while participating in University of Northern Iowa’s Camp
Adventure. He died three years later from complications. His mother,
Vinnell Griffen, filed suit against the State of Iowa, both individually and
as administrator of Jermon’s estate, under the Iowa Tort Claims Act,
Iowa Code chapter 669 (2003). The State filed a motion to dismiss,
asserting the Iowa Tort Claims Act does not apply to torts that occurred
in foreign countries. The district court granted the motion. Because the
Iowa Tort Claims act specifically covers torts that “occurred outside of
Iowa,” we reverse.
I. Facts and Prior Proceedings.
University of Northern Iowa (UNI) runs a program called Camp
Adventure Youth Services (“Camp Adventure”). UNI sends university
students overseas to conduct and supervise summer camps for military
children living outside of the United States on military bases. On June
25, 2003, ten-year old Blake Jermon was participating in a Camp
Adventure sports program in Hanau, Germany and went to a German
municipal swimming pool and almost drowned. Jermon sustained
serious injuries as a result of the incident and died three years later
during surgery to correct problems related to those injuries.
His mother, Vinnell Griffen, as administrator of her son’s estate
and individually, brought suit against the State of Iowa under the Iowa
Tort Claims Act (ITCA), Iowa Code chapter 669, alleging the State was
negligent in failing to administer and manage the Camp Adventure
program, failing to properly train and supervise Camp Adventure
employees, and failing to properly supervise Jermon. The State filed a
motion to dismiss, asserting the ITCA has no extraterritorial
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applicability. The district court granted the motion, concluding the ITCA
“has no applicability here.” Griffen appealed, asserting the district court
has jurisdiction for claims occurring outside of Iowa under the ITCA.
II. Scope of Review.
We review a district court’s grant of a motion to dismiss for
correction of errors at law. Comes v. Microsoft Corp., 646 N.W.2d 440,
442 (Iowa 2002). “We view the petition in the light most favorable to the
plaintiff, and will uphold dismissal only if the plaintiff's claim could not
be sustained under any state of facts provable under the petition.”
Sanford v. Manternach, 601 N.W.2d 360, 363 (Iowa 1999).
III. Merits.
The Iowa Tort Claims Act (ITCA) waives sovereign immunity from
tort liability. Iowa Code ch. 669. The act provides “[t]he state shall be
liable [for tort claims] in the same manner, and to the same extent as a
private individual under like circumstances . . . .” Iowa Code § 669.4.
The chapter includes a list of exceptions. Iowa Code § 669.14. Under
the venue provision, section 669.4, the ITCA specifically allows for claims
by nonresidents when the act occurs outside of Iowa.
The district court of the state of Iowa for the district in which
the plaintiff is resident or in which the act or omission
complained of occurred, or where the act or omission
occurred outside of Iowa and the plaintiff is a nonresident,
the Polk county district court has exclusive jurisdiction to
hear, determine, and render judgment on any suit or claim
as defined in this chapter.
Iowa Code § 669.4 (emphasis added).
The question here is whether the ITCA applies to acts or omissions
outside the United States. The State argues there is a presumption
against extraterritoriality in all laws enacted, and the ITCA does not
contain express language placing claims arising in foreign countries
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specifically within its limited waiver of immunity. Griffen argues the
language in section 669.4, “where the act or omission occurred outside of
Iowa,” and the fact that the ITCA does not contain a specific “foreign
country exception” as does the Federal Tort Claims Act, indicate the ITCA
covers acts that occurred in foreign countries. In granting the State’s
motion to dismiss, the district court concluded “[i]t was clearly the intent
of the Iowa Legislature to provide coverage to individuals injured by
negligent acts of Iowa employees within or without the state of Iowa so
long as those injuries occurred within the territorial limits of the United
States.” 1 (Emphasis added.) The law is clear on one thing—the waiver of
immunity does not stop at the borders of the United States. There is no
need to interpret “outside of Iowa” as “outside of Iowa but not in foreign
countries.”
The legislative history of the ITCA and its subsequent amendments
shed light on the applicability of the ITCA beyond the borders of Iowa.
Enacted in 1965, the ITCA “was lifted . . . from the Federal Tort Claims
Act” (FTCA). 2 Jones v. Iowa State Hwy. Comm’n, 207 N.W.2d 1, 4 (Iowa
1973); 28 U.S.C. §§ 1346(b), 2671–2680 (2006). The first four
subsections of section 669.14 (exceptions to the waiver of immunity) of
the ITCA are almost identical to subsections (a), (c), (f), and (h) of section
2680 of the FTCA. Compare Iowa Code § 669.14, with 28 U.S.C. § 2680.
However, the FTCA contains express language limiting the waiver of
immunity to claims arising in the United States. 28 U.S.C. § 2680(k)
(“The provisions of this chapter . . . shall not apply to . . . [a]ny claim
1The State would interpret the ITCA as applying only “from California to the New
York Island, from the redwood forest to the gulf stream waters.” Woody Guthrie, This
Land is Your Land (1944).
2The ITCA was originally codified in chapter 25A. See Iowa Code ch. 25A (1966).
In 1993, the ITCA was transferred to chapter 669. See id. ch. 669 (1993).
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arising in a foreign country.”). The ITCA contains no such similar
provision. If the Iowa legislature had intended to include a foreign
country exception, it could have done so expressly. See, e.g., Haw. Rev.
Stat. § 662–15(6) (2008) (“This chapter shall not apply to . . . [a]ny claim
arising in a foreign country . . . .”).
In 1969, the legislature amended section 25A.4, now section 669.4,
to include the language “or where the act or omission occurred outside of
Iowa and the plaintiff is a nonresident.” 1969 Iowa Acts ch. 81, § 3(1)
(emphasis added). The section originally provided “[t]he district court of
the state of Iowa for the district in which the plaintiff is a resident or in
which the act or omission complained of occurred . . . shall have exclusive
jurisdiction to hear, determine, and render judgment . . . .” 1965 Iowa
Acts ch. 79, § 4 (codified at Iowa Code § 25A.4 (1966) (emphasis added)).
Senate file 376 explains the purpose of the 1969 amendment:
[The] section . . . presently precludes a potential nonresident
plaintiff from bringing a suit under [this] chapter . . . where
the act or omission complained of occurs outside the State of
Iowa. There is no rational basis for this preclusion and the
Polk County District Court seems the most logical district,
venue-wise, for such actions.
S.F. 376, 63rd G.A., 1st. Sess. Explanation (Iowa 1969). The legislature’s
intention to apply the ITCA beyond the borders of Iowa is clear.
In determining the ITCA does not apply to acts or omissions
occurring in foreign countries, the district court relied on Sosa v. Alvarez-
Machain, 542 U.S. 692, 124 S. Ct. 2739, 159 L. Ed. 2d 718 (2004). Such
reliance is misplaced. In Sosa, Alvarez, a Mexican citizen, allegedly
tortured and murdered a DEA agent in Mexico. Sosa, 542 U.S. at 697–
98, 124 S. Ct. at 2746–47, 159 L. Ed. 2d at 732–33. The United States
hired Sosa and other Mexican citizens to kidnap Alvarez and bring him to
the United States to stand trial for the DEA agent’s death. Id. After
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being acquitted, Alvarez brought suit against the United States under the
FTCA. Id. at 698, 124 S. Ct. at 2747, 159 L. Ed. 2d at 733. The
Supreme Court determined the FTCA foreign country exception barred
the claim. Id. at 711–12, 124 S. Ct. at 2754, 159 L. Ed. 2d at 740–41.
Although the Court bolsters its holding with a rejection of the
“headquarters doctrine,” (that negligent behavior in the United States
causing the foreign harm or injury could be the tort), and discusses the
complexity of choice of law if claims for torts occurring in foreign
countries were permissible, ultimately the fact that the FTCA explicitly
bars “[a]ny claim arising in a foreign country” led the Supreme Court to
its ruling. Id. at 710–11, 124 S. Ct. at 2753–54, 159 L. Ed. 2d at 740–
41. The rationale in Sosa is thus not applicable to the ITCA.
Contrary to the State’s assertion, it is not necessary for a statute to
contain express language indicating applicability to foreign countries
specifically if the statute clearly indicates it should apply “outside of
Iowa.” The State argues the absence of express language regarding
foreign applicability establishes a legislative intent against including
claims arising in foreign countries. In general, “a statute of one state has
no extraterritorial effect beyond its borders.” Powell v. Khodari-Intergreen
Co., 334 N.W.2d 127, 131 (Iowa 1983). As we have stated,
Unless the intention to have a statute operate beyond the
limits of the state or country is clearly expressed or indicated
by its language, purpose, subject matter, or history, no
legislation is presumed to be intended to operate outside the
territorial jurisdiction of the state or country enacting it. To
the contrary, the presumption is that the statute is intended
to have no extraterritorial effect, but to apply only within the
territorial jurisdiction of the state or country enacting it.
State Sur. Co. v. Lensing, 249 N.W.2d 608, 611 (Iowa 1977) (quoting 73
Am. Jur. 2d Statutes § 359, at 492 (1974)).
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Although our legislature has drafted statutes that expressly apply
to foreign countries, 3 the ITCA does contain express language indicating
an intention to have the ITCA apply beyond the borders of Iowa: “where
the act or omission occurred outside of Iowa and the plaintiff is a
nonresident, the Polk county district court has exclusive jurisdiction to
hear, determine, and render judgment on any suit or claim as defined in
this chapter.” Iowa Code § 669.4 (emphasis added). Even though this
provision relates to venue, it does indicate the legislature intended the
ITCA to apply to torts committed by the State of Iowa or its agents both
inside Iowa and outside Iowa. Id.The plain language of the statute is clear; the ITCA applies to
claims “outside of Iowa.” 4 Iowa Code § 669.4. “When the language of a
statute is plain and its meaning clear, the rules of statutory construction
do not permit us to search for meaning beyond the statute’s express
terms.” Rock v. Warhank, 757 N.W.2d 670, 673 (Iowa 2008).
Interpreting “outside of Iowa” to mean “outside of Iowa but not outside
3See, e.g., Iowa Code § 96.19(18)(b)(3) (2009) (“employment” for purposes of
unemployment compensation shall include service “performed outside the United States
. . . by a citizen of the United States in the employ of an American employer”); id.§ 326.2(9) (“ ‘Jurisdiction’ means any county, state, territory, federal district, foreign
country, or political subdivision thereof.”); id. § 598B.105 (Under the Uniform Child-
Custody Jurisdiction and Enforcement Act, “[a] court of this state shall treat a foreign
country as if it were a state of the United States for the purpose of applying this article
. . . .”).
4The State argues that the fact that Iowa Code section 669.21 does not mention
foreign countries indicates the legislature did not intend the ITCA to apply to torts
occurring in foreign countries. We disagree. Section 669.21 requires the state to
“defend any employee, and . . . indemnify and hold harmless an employee against any
claim as defined in section 669.2, subsection 3, paragraph ‘b’, including claims arising
under the Constitution, statutes, or rules of the United States or of any state.” Iowa
Code § 669.21. This section, which simply requires the state to defend and indemnify
an employee named in a suit for acts or omissions during the scope of his or her
employment, is not meant to be a limitation on the waiver of sovereign immunity or the
scope of the entire ITCA. See 1977 Iowa Acts ch. 45, § 1 (codified at Iowa Code
§ 25A.21 (1979)). The State’s reliance on this section is misplaced.
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the United States” is absurd. We see no reason to differentiate between a
tort committed in Minnesota and a tort committed in Canada.
Further, we have permitted nonresidents to sue residents in Iowa
courts for torts committed in other countries. See Powell, 334 N.W.2d at
131 (remanding case for trial on claim of malicious threat to extort
occurring in Saudi Arabia); Zabron v. Cunard S.S. Co., 151 Iowa 345, 131
N.W. 18 (1911) (reversing jury award for emotional distress resulting
from defendant’s negligence in failing to forward ticket in timely manner
to Russia). As the ITCA provides “[t]he state shall be liable [for tort
claims] in the same manner, and to the same extent as a private
individual under like circumstances,” we see no need to judicially create
a foreign country exception. 5 Iowa Code § 669.4.
As the ITCA expressly permits claims “where the act or omission
occurred outside of Iowa,” the district court erred in granting the State’s
motion to dismiss. Id. (emphasis added).
IV. Conclusion.
The district court erred when it granted the State’s motion to
dismiss. The ITCA expressly allows claims for torts committed outside of
Iowa, including foreign countries. We reverse the district court’s
judgment and remand this case for further proceedings.
REVERSED AND REMANDED.
All justices concur except Wiggins and Baker, JJ., who take no
part.
5TheState’s contention concerning the exception to the waiver of immunity for
swimming pools inspected by the state is unrelated to anything in this action. See Iowa
Code § 669.14(13).