DocketNumber: 18-1045
Judges: Waterman, Wiggins
Filed Date: 4/5/2019
Status: Precedential
Modified Date: 10/19/2024
The legislature periodically updates statutes to keep pace with technology. Convicted sex offenders have long been required to report and update their resident addresses with the local sheriff. The sex offender registry alerts neighbors, especially those with children, of sex offenders and helps law enforcement track them. In this appeal, an adult registered sex offender presents constitutional challenges to his conviction for violating a more recent statutory requirement that he report his "Internet identifiers" (such as names used on social media).
In 2007, the offender pleaded guilty to lascivious acts with a child and was placed on the sex offender registry pursuant to Iowa Code chapter 692A (2007). The legislature's 2009 amendment to that statute added the requirement that the offender disclose his Internet identifiers to the local sheriff and update the sheriff with any subsequent changes. The law is intended to prevent or detect a sex offender's use of Internet communications to lure new victims.
In 2017, the offender was charged with failing to report his Internet identifier for a Facebook account he was using under an assumed name. He argued that the statute, as applied to him, violated the Free *244Speech and Ex Post Facto Clauses in the Federal and State Constitutions. The district court declined to depart from our precedent, holding that sex offender registration requirements are not punitive, and rejected his ex post facto and free speech challenges. He appealed his resulting conviction, and his appellate briefing relies in part on our decision in In re T.H. ,
On our review, we hold In re T.H. applies only to juvenile offenders and the district court correctly rejected the ex post facto challenge. Applying intermediate scrutiny, we hold the Internet identifier reporting requirement is content neutral, serves a significant state interest, is narrowly tailored and, therefore, withstands challenge under the First Amendment and article I, section 7 of the Iowa Constitution. The statute allows the offender to use social media without requiring disclosure of passwords, the offender can update his Internet identifiers with the sheriff by phone or email within five business days, and similar Internet identifier reporting requirements have been upheld by other courts. Accordingly, we affirm the district court judgment.
I. Background Facts and Proceedings.
In 2007, Lloyd Aschbrenner, then age thirty-seven, pleaded guilty to one count of lascivious acts with a child in violation of Iowa Code section 709.8(3) (2007), a class "D" felony, after he molested his thirteen-year-old stepdaughter. The district court sentenced Aschbrenner to a five-year suspended prison sentence, supervised probation, and a ten-year special sentence requiring him to register as a sex offender. In 2008 and 2014, Aschbrenner was convicted of sex offender registry violations, each treated as a first offense, in Benton County and Linn County, respectively. As a result of his 2014 conviction, his registration requirement was extended another ten years.
Under the sex offender registration statute in force when Aschbrenner was convicted and sentenced in 2007, he was required to provide the sheriff with his name, address, and telephone number. Iowa Code § 692A.3 (2007). He was obligated to report any changes.
A sex offender shall appear in person to register with the sheriff of each county where the offender has a residence, maintains employment, or is in attendance as a student, within five business days of being required to register under section 692A.103 by providing all relevant information to the sheriff.
Iowa Code § 692A.104(1). Chapter 692A defines "relevant information" to include twenty-one categories.
an electronic mail address, instant message address or identifier, or any other designation or moniker used for self-identification during internet communication or posting, including all designations used for the purpose of routing or self-identification in internet communications or postings.
The offender is required to update the sheriff within five days of any changes in his or her Internet identifiers but need not report in person.
A member of the public may contact the sheriff's office to inquire about "relevant information from the registry regarding a specific sex offender," including whether a particular Internet identifier belongs to a registered sex offender. Iowa Code § 692A.121(5)(a ). But "[s]ex offender registry records are confidential records not subject to examination and copying by a member of the public and shall only be released as provided in this section."
On April 24, 2017, the Iowa Division of Criminal Investigation (DCI) received an anonymous tip through the sex offender registry website that Aschbrenner had a Facebook profile under the name "Cyrus Templar." Although Aschbrenner had reported an email address to the sheriff, he had not reported his Facebook account.
DCI agents investigated the tip and obtained records from Mediacom and Facebook showing two IP addresses linked to the Facebook account: one belonging to Aschbrenner's former employer and another belonging to the woman who owned the residence where Aschbrenner resided. The DCI also looked at Cyrus Templar's Facebook page. The page showed he was a member of a band called Lipstick Slick, which frequently performed at bars as well as at festivals minors attend. A DCI agent and a Linn County sheriff's deputy spoke to Aschbrenner's former employer, who identified Aschbrenner from a photo on Lipstick Slick's Facebook page. The investigators also spoke to a band member who told them Aschbrenner, who she knew as "Buddy," had been playing in the band since February 2017. When investigators interviewed Aschbrenner, he admitted the Cyrus Templar Facebook page was his and that he had failed to report it to the sheriff.
In August 2017, Aschbrenner was charged by trial information with a sex offender registry violation, second or subsequent offense, in violation of Iowa Code sections 692A.103, .104, and .111 for "fail[ing] to provide all 'relevant information' concerning his internet identities to the Linn County Sheriff's Department as required by law."
Aschbrenner filed a motion to dismiss, arguing the Internet identifier reporting requirement violates the prohibitions on ex post facto punishment and the freedom of speech guarantees in the United States and Iowa Constitutions. The State resisted. The district court denied the motion.
The parties stipulated to a bench trial on the minutes of testimony. Aschbrenner was found guilty as charged. The district court imposed a five-year suspended sentence, two years of supervised probation, and a $750 fine. Aschbrenner appealed, asserting the same constitutional challenges to the Internet identifier reporting requirement. We retained his appeal.
II. Scope of Review.
Our standard of review for rulings on constitutional challenges to a sex *246offender registration statute is de novo. See In re T.H. ,
[W]e must remember that statutes are cloaked with a presumption of constitutionality. The challenger bears a heavy burden, because [he] must prove the unconstitutionality beyond a reasonable doubt. Moreover, "the challenger must refute every reasonable basis upon which the statute could be found to be constitutional." Furthermore, if the statute is capable of being construed in more than one manner, one of which is constitutional, we must adopt that construction.
State v. Seering ,
III. Analysis.
Aschbrenner argues the amendment enacted after his conviction that expanded the relevant information he is required to provide to the sheriff to include Internet identifiers violates the prohibitions against ex post facto punishment and the freedom of speech guarantees in the United States and Iowa Constitutions. To provide context for his challenges, we begin our analysis with the genesis of the statutory requirements.
In the early 1990s, after seven-year-old Megan Kanka was raped and murdered by a neighbor who, unbeknownst to Megan's parents, was a convicted sex offender, states began enacting sex offender registration and community notification statutes. Nichols v. United States , 578 U.S. ----, ----,
Congress enacted the Adam Walsh Child Protection and Safety Act of 2006 to "protect children from sexual exploitation and violent crime, to prevent child abuse and child pornography, to promote Internet safety , and to honor the memory of Adam Walsh and other child crime victims."
United States v. Searcy ,
The idea behind sex offender registration and notification systems is to alert people to the criminal history of sex offenders living nearby so that precautions may be taken and to enable law enforcement to track sex offenders. Parents presumably would limit their child's contact with a neighbor on the sex offender registry. Similarly, parents monitoring their child's suspicious Internet communications could report the sender's Internet identifier to the sheriff to determine whether the sender is on the registry.
Mindful of the legislative purpose to protect the public, we turn to Aschbrenner's ex post facto and freedom of speech challenges *247to chapter 692A. We address each challenge in turn.
A. Prohibitions on Ex Post Facto Punishment.
The [E]x [P]ost [F]acto [C]lauses of the [F]ederal and [S]tate [C]onstitutions forbid enactment of laws that impose punishment for an act that was not punishable when committed or that increases the quantum of punishment provided for the crime when it was committed.
State v. Pickens ,
"The ex post facto prohibition extends only to 'cases criminal in nature ... even where the civil consequences are "serious" in nature.' " Seering ,
[T]he mark of an ex post facto law is the imposition of what can fairly be designated punishment for past acts. The question in each case where unpleasant consequences are brought to bear upon an individual for prior conduct, is whether the legislative aim was to punish that individual for past activity, or whether the restriction of the individual comes about as a relevant incident to a regulation of a present situation ....
Pickens ,
We have adopted the test established in Kennedy v. Mendoza-Martinez ,
[1] Whether the sanction involves an affirmative disability or restraint, [2] whether it has historically been regarded as a punishment, [3] whether it comes into play only on a finding of scienter, [4] whether its operation will promote the traditional aims of punishment-retribution or deterrence, [5] whether the behavior to which it applies is already a crime, [6] whether an alternative purpose to which it may rationally be connected is assignable for it, and [7] whether it appears excessive in relation to the alternative purpose assigned.
Pickens ,
We have applied the Mendoza-Martinez test to our sex offender registration statute several times. After analyzing the seven factors, we held that "Iowa's sex offender registration statute, Iowa Code chapter 692A, is not punitive and therefore is not ex post facto." Pickens ,
Last year, however, we held "that mandatory sex offender registration for juvenile offenders is sufficiently punitive to amount to imposing criminal punishment." In re T.H. ,
When considering the Mendoza-Martinez factors in In re T.H. , we concluded,
The statute imposes an affirmative restraint akin to supervised probation. It mandates the mass dissemination of offender records that are historically kept confidential to promote the juvenile's potential for rehabilitation. And the sheer number of restrictions imposed on juveniles, given the demonstrated low juvenile recidivism rate, is excessive in light of the civil purpose of preventing multiple offenses.
In re T.H. is readily distinguishable based on the unique concerns of juvenile offenders that are inapplicable to adult offenders. Adult offenders are better able to meaningfully reintegrate into the community and interact with their peer groups notwithstanding the restrictions in the sex offender registration statute, such as avoiding schools and school events-restrictions that we concluded were punitive as applied to juveniles. Additionally, an adult offender's criminal conviction is already a matter of public record, unlike juvenile adjudications, which are sealed unless the juvenile's case is transferred to adult criminal court. Adults also have higher recidivism rates.
Our 2005 decision in Seering remains good law as to adult sex offenders. See In re T.H. ,
Since we decided Seering , every circuit of the United States Court of Appeals has concluded that sex offender registration statutes are nonpunitive.
In Doe v. Shurtleff , the United States Court of Appeals for the Tenth Circuit rejected a constitutional challenge to Utah's Internet identifier requirement similar to Iowa's holding that Utah's Internet identifier reporting requirement did not constitute punishment triggering ex post facto prohibitions.
When considering Aschbrenner's motion to dismiss the sex offender registration *250violation charge, the district court aptly noted,
With the internet having so affected our daily lives, the Court agrees with Plaintiff's assertion that providing information regarding a person's internet identifier is no different than providing an address or telephone number. The goal of the statute at issue in this case is public safety, and having information regarding the internet presence of an individual on the sex offender registry enables law enforcement to maintain data in the same way it does when it comes to the individual's address or telephone number; just as the location of an individual's residence may impact the risk to reoffend, so too does an individual's internet presence.
We agree. The legislature reasonably could update the sex offender registration requirements in response to the exponential increases in use of social media. Just as disclosure of a sex offender's street address alerts neighbors with children who might interact with the offender, the disclosure of the names an offender uses on social media helps protect the public from the risks of anonymous postings or electronic communications trolling for victims.
For all of these reasons, we reject Aschbrenner's ex post facto challenges under the Iowa and Federal Constitutions.
B. Freedom of Speech Guarantees. Aschbrenner argues that the sex offender registration statute's Internet identifier reporting requirement unconstitutionally infringes on his right to freedom of speech under the Federal and Iowa Constitutions.
1. Other jurisdictions. Various federal courts have considered whether sex offender statutes with various reporting requirements related to Internet use violated the offender's First Amendment rights. In Packingham , the United States Supreme Court invalidated a North Carolina statute that made it a felony for sex offenders to access any social media website "where the sex offender knows that the site permits minor children to become members or to create or maintain personal Web pages." 582 U.S. at ----,
[I]t can be assumed that the First Amendment permits a State to enact specific, narrowly tailored laws that prohibit a sex offender from engaging in conduct that often presages a sexual crime, like contacting a minor or using a website to gather information about a minor."
Packingham , 582 U.S. at ----,
Packingham involved a total ban on social media use. Meanwhile, other state and *251federal courts have upheld sex offender Internet identifier reporting requirements. See People v. Minnis ,
More stringent restrictions, however, have been found unconstitutional. In Doe v. Harris , the United States Court of Appeals for the Ninth Circuit struck down a California statute that required sex offenders subject to the state's registration requirements to report Internet identifiers and Internet service providers and to provide written notice of any changes to law enforcement within twenty-four hours of the change.
2. Iowa's Internet identifier reporting requirement. Aschbrenner and the State agree that Iowa's sex offender registry statute is content neutral. Aschbrenner has not presented any evidence that the Internet identifier reporting requirement targets speakers in a way that suggests the restrictions are "a proxy for content regulation." Harris ,
"In order to survive intermediate scrutiny, a law must be 'narrowly tailored to serve a significant governmental interest.' " Packingham , 582 U.S. at ----,
The United States Supreme Court has recognized that states "may pass valid laws to protect children" and other victims "from abuse." Packingham , 582 U.S. at ----,
Aschbrenner argues that the "Internet identifiers" definition in the Iowa Code is ambiguous, the reporting requirement applies to all offenders regardless of whether their offense involved the Internet, and the sheriff is able to give out information regarding whether an offender has reported a specific Internet identifier, which he argues has a chilling effect on expression. Aschbrenner contends the statute encompasses email accounts, online banking accounts, blogging accounts, newspaper account logins, accounts for online video and music streaming services, social media accounts, Apple ID, and all online shopping accounts. But Aschbrenner reads the definition of "Internet identifier" too broadly.
By contrast, the State offers a plain language, commonsense interpretation of the statutory definition. The State's proposed construction would limit Internet identifiers to the accounts used to send messages, posts, and other user-generated communications or postings that implicate the public safety concerns at issue with the sex offender registry. Under the State's interpretation, an account used only to order and pay for goods would not have to be disclosed. We agree and adopt that interpretation.
In our view, the State's interpretation fits like a glove with the applicable canons of construction for the sex offender registry statute. In Maxwell , we described our approach to interpreting Iowa Code chapter 692A.
The State's narrower interpretation we adopt accomplishes these goals. Reporting requirements are limited to Internet identifiers used for outgoing communications or postings sent by the offender, consistent with the statute's purpose to guard against anonymous trolling for victims. This bright-line rule avoids the vagueness and overbreadth issues Aschbrenner's interpretation raises, which would sweep in accounts harmlessly used for the passive receipt of entertainment and information. See *253Doe v. Marshall , No. 2:15-CV-606-WKW,
Aschbrenner's unrealistically broad interpretation runs afoul of other applicable canons of construction. "We have long recognized that statutes should not be interpreted in a manner that leads to absurd results." Iowa Ins. Inst. v. Core Grp. of Iowa Ass'n for Justice ,
Moreover, the narrower interpretation we adopt today avoids constitutional infirmities. "Where a state 'statute "can be made constitutionally definite by a reasonable construction, ... this Court is under a duty to give the statute that construction." ' " State v. Nail ,
When possible, statutory provisions should be construed in such a way as to avoid unconstitutionality rather than simply void them on the basis of an interpretation which renders them constitutionally infirm. If the law is reasonably open to two constructions, one that renders it unconstitutional and one that does not, the court must adopt the interpretation that upholds the law's constitutionality. It would also be preferable to construe the statute to support constitutionality rather than to rewrite or try to improve the statute in some other way.
Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Visser ,
The Iowa statute is less onerous than those found unconstitutional in other jurisdictions. Iowa's Internet identifier reporting requirement does not prohibit Aschbrenner from using social media websites, nor is he prohibited from using the Internet. Contra Doe v. Prosecutor, Marion Cty., Ind. ,
Further, to obtain an offender's Internet identifier, a member of the public must make a specific request for records linked to a particular Internet identifier. Iowa Code § 692A.121(9). Under Iowa's statutory scheme, an Internet identifier would *254only be disclosed if a member of the public asked about a specific Internet identifier and whether it is linked to a sex offender. The sheriff's department is permitted "to verify if a particular internet identifier ... is one that has been included in a registration by a sex offender."
The Internet identifier reporting requirement minimizes any chilling effect on Aschbrenner's ability to speak anonymously. The statute is content neutral without prohibiting speech and allows Aschbrenner to report an Internet identifier after it has been created. In Shurtleff , the United States Court of Appeals for the Tenth Circuit noted that disclosing an Internet identifier "would generally occur, if at all, at some time period following [the offender's] speech and not at the moment he wished to be heard."
We conclude the Internet identifier reporting requirement of Iowa Code section 692A.104(1) is narrowly tailored to serve a significant governmental interest. For that reason, we reject Aschbrenner's challenges under the First Amendment and article I, section 7 of the Iowa Constitution.
IV. Disposition.
For these reasons, we affirm the district court judgment.
AFFIRMED.
All justices concur except Wiggins and Appel, JJ., who dissent.
Three justices dissented in part in In re T.H. and would have held that Iowa's sex offender registration statute was not punitive as applied either to juvenile or adult offenders.
See Shaw v. Patton ,
See In re J.C. ,
U.S. Const. amend. I ("Congress shall make no law ... abridging the freedom of speech ...."); Iowa Const. art. I, § 7 ("No law shall be passed to restrain or abridge the liberty of speech, or of the press.").