DocketNumber: No. 11-1339
Judges: Cady, Mansfield, Waterman, Write, Zager
Filed Date: 7/18/2014
Status: Precedential
Modified Date: 10/18/2024
In this appeal, a prison inmate who committed the crime of robbery in the second degree as a juvenile and was prosecuted as an adult challenges the constitutionality of a sentencing statute that required the imposition of a mandatory seven-year minimum sentence of imprisonment. The inmate was in high school at the time of the crime, which involved a brief altercation outside the high school with another student that ended when the inmate took a small plastic bag containing marijuana from the student. He claims the sentencing statute constitutes cruel and unusual punishment in violation of the State and Federal Constitutions when ápplied to all juveniles prosecuted as adults because the mandatory sentence failed to permit the court to consider any circumstances based on his attributes of youth or the circumstances of his conduct in mitigation of punishment. For the reasons expressed below, we hold a statute mandating a sentence of incarceration in a prison for juvenile offenders with no opportunity for parole until a minimum period of time has been served is unconstitutional under article I, section 17 of the Iowa Constitution.
I. Background Facts and Prior Proceedings.
Andre Lyle Jr. was convicted following a jury trial of the crime of robbery in the second degree on June 29, 2011. See Iowa Code §§ 711.1-.3 (2011). He was a seventeen-year-old high school student when he committed the crime. The conviction resulted from an incident in October 2010 when Lyle and a companion punched another young man and took a small bag of marijuana from him. The altercation between the boys occurred outside the high school they attended after the victim failed to deliver marijuana to Lyle and his companion in exchange for $5 they had given the victim the previous day. Lyle videoed the confrontation on his cell phone. Prior to trial, Lyle unsuccessfully sought to transfer jurisdiction of the matter to the juvenile court.
Lyle grew up in Des Moines "with little family support and few advantages. His father was in prison, and he was raised by his grandmother after his mother threatened him with a knife. His grandmother permitted him to smoke marijuana, and he was frequently tardy or absent from school. Lyle had frequent contact with law enforcement and first entered the juvenile justice system at twelve years of age. He was involved in many criminal acts as a teenager, including assaults and robberies. Lyle was known to record his criminal behavior with his cell phone and post videos on the Internet.
Lyle appeared before the district, court for sentencing on his eighteenth birthday. The district court sentenced him to a term of incarceration in the state corrections system not to exceed ten years. See id. § 711.3 (“Robbery in the second degree is a class ‘C’ felony.”); id. § 902.9(4) (“A class ‘C’ felon, not a habitual offender, shall be confined no more than ten years-”). Pursuant to Iowa statute, the sentence was mandatory, and he was required to serve seventy percent of the prison term before he could be eligible for parole. See id. § 902.12(5) (“A person serving a sentence for conviction of [robbery in the second degree in violation of section 711.3] shall be denied parole or work release unless the person has served at least seven-tenths of the maximum term of the person’s sentence....”).
Lyle objected to the seventy percent mandatory minimum sentence. He claimed it was unconstitutional as applied to juvenile offenders. The district court overruled Lyle’s objection.
Lyle appealed. In his initial appellate brief, Lyle disclaimed a categorical challenge to mandatory minimums and instead argued the mandatory minimum was unconstitutional as applied to him. We transferred the case to the court of appeals.
During the pendency of the appeal, the United States decided Miller v. Alabama, 567 U.S.-, 132 S.Ct. 2455, 183 L.Ed.2d 407 (2012). In Miller, the Court held a statutory schema that mandates life imprisonment without the possibility of parole cannot constitutionally be applied to a juvenile. 567 U.S. at -, 132 S.Ct. at 2469, 183 L.Ed.2d at 424. Subsequently, we held the rule contemplated by Miller was retroactive. State v. Ragland, 836 N.W.2d 107, 117 (Iowa 2013). We then applied the reasoning in Miller to sentences that effectively deprived a juvenile offender of a meaningful opportunity for early release on parole .during the offender’s lifetime based on demonstrated maturity and rehabilitation. State v. Null, 836 N.W.2d 41, 72 (2013). In a trilogy of
The court of appeals affirmed the sentence. Lyle sought further review and asserted the decision of the court of appeals was contrary to Miller. We granted his application for further review and ordered Lyle and the State to submit additional briefing regarding whether the seventy percent mandatory minimum of his ten-year sentence for second-degree robbery was constitutional in light of our recent trilogy of cases. See generally Rag-land, 836 N.W.2d 107; Pearson, 836 N.W.2d 88; Null, 836 N.W.2d 41.
II. Scope and Standard of Review.
An unconstitutional sentence is an illegal sentence. See State v. Bruegger, 773 N.W.2d 862, 872 (Iowa 2009). Consequently, an unconstitutional sentence may be corrected at any time. Id.; see also Iowa R.Crim. P. 2.24(5)(a). Although challenges to illegal sentences are ordinarily reviewed for correction of legal errors, we review an allegedly unconstitutional sentence de novo. Ragland, 836 N.W.2d at 113.
III. Issue Before the Court.
As a threshold matter, the State argues Lyle waived a categorical challenge by failing to raise it in his initial brief. We have consistently held an issue “may be deemed” waived if a litigant fails to identify the issue, assign error, and make an argument supported by citation to authority in their initial brief. See Bennett v. MC No. 619, Inc., 586 N.W.2d 512, 521 (Iowa 1998); Mueller v. St. Ansgar State Bank, 465 N.W.2d 659, 659 (Iowa 1991); McCleeary v. Wirtz, 222 N.W.2d 409, 415 (Iowa 1974). This rule, however, like most other rules, is not without exceptions. See, e.g., State v. Carroll, 767 N.W.2d 638, 644-45 (Iowa 2009) (addressing an issue raised for the first time in the State’s appellee brief, which the defendant would have been unlikely to be able to address). But see Sun Valley Iowa Lake Ass’n v. Anderson, 551 N.W.2d 621, 642 (Iowa 1996) (holding a civil litigant may not raise an issue for the first time in its reply brief).
Our decision in Bruegger — a case in which the defendant challenged his sentence as unconstitutional for the first time on appeal — reveals one exception. 773 N.W.2d at 872 (“[A] claim [that the sentence itself is inherently illegal] may be brought at any time.”); see also Iowa R.Crim. P. 2.24(5)(a) (“The court may correct an illegal sentence at any time.”). Bruegger recognized that a categorical challenge to the constitutionality of a sentence under the Eighth Amendment or article I, section 17 targets “the inherent power of the court to impose a particular sentence.” Bruegger, 773 N.W.2d at 871. As such, “the ordinary rules of issue preservation do not apply.” Veal v. State, 779 N.W.2d 63, 65 (Iowa 2010). Accordingly, a constitutional challenge to an illegal sentence, even one brought after the initial brief has been filed, could fit within our holding in Bruegger. See 773 N.W.2d at 871-72.
On the other hand, we recently recognized the value of a “ ‘procedurally conservative approach’ ” to error preservation involving novel issues raised for the first time on appeal for which there is an inadequate factual record. See State v. Hoeck, 843 N.W.2d 67, 71 (Iowa 2014) (quoting Barry A. Miller, Sua Sponte Appellate Rulings: When Courts Deprive Litigants
Yet, as in Bruegger and Veal, our decision in Hoeck acknowledges that the failure to raise an issue in the initial appellate brief does not waive the issue. We preserved the issue in Hoeck pending briefing of legal issues and development of the factual record by the parties and consideration by the district court. See id. Instead, Hoeck recognized a commonsense prudential notion that remand is a more practicable decision than evaluation of an entirely novel constitutional issue upon an undeveloped record. See id.
The concerns we identified in Hoeck are not present in this case. The issue presented by Lyle in this case on further review (and more thoroughly in response to our order for supplemental briefing) is fundamentally similar to the one he initially raised on appeal. See Feld v. Borkowski, 790 N.W.2d 72, 84-85 (Iowa 2010) (Appel, J., concurring in part and dissenting in part). While disclaiming a categorical challenge, Lyle’s initial brief suggests mandatory mínimums are grossly disproportionate for most or all juveniles. This argument is fundamentally similar to the argument he expanded upon in his application for further review (after the Supreme Court’s decision in Miller) and that he ultimately articulated in his supplemental brief. The supplemental briefing we ordered, combined with the categorical nature of the relief Lyle seeks also obviates in this narrow circumstance the need for more thorough briefing in the district court. Accordingly, we proceed to consider Lyle’s categorical challenge based on Miller and our trilogy of cases.
IY. Merits.
Lyle contends the prohibition against cruel and unusual punishment in the Iowa Constitution does not permit a statutory scheme that mandates a person sentenced for a crime committed as a juvenile to serve a minimum period of time prior to becoming eligible for parole or work release. The State argues a mandatory minimum sentence of the term of years for the crime committed in this case is not cruel and unusual.
The Iowa Constitution provides, “Excessive bail shall not be required; excessive fines shall not be imposed, and cruel and unusual punishment shall not be inflicted.” Iowa Const, art. I, § 17. The Eighth Amendment similarly prohibits excessive punishments. See U.S. Const, amend. VIII (“Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.”).
Article I, section 17 of the Iowa Constitution “embraces a bedrock rule of law that punishment should fit the crime.” Bruegger, 773 N.W.2d at 872; see also Roper v. Simmons, 543 U.S. 551, 560, 125 S.Ct. 1183, 1190, 161 L.Ed.2d 1, 16 (2005) (“[T]he Eighth Amendment guarantees individuals the right not to be subjected to excessive sanctions.”); Atkins v. Virginia, 536 U.S. 304, 311, 122 S.Ct. 2242, 2246, 153 L.Ed.2d 335, 344 (2002) (“ ‘[I]t is a precept of justice that punishment for crime should be graduated and proportioned to [the] offense.’ ” (quoting Weems v. United States, 217 U.S. 349, 367, 30 S.Ct. 544, 549, 54 L.Ed. 793, 798 (1910)). While “strict proportionality” is neither required nor, frankly, possible, Harmelin v. Michigan, 501 U.S. 957, 1001, 111 S.Ct. 2680, 2705, 115 L.Ed.2d 836, 869 (1991), Bruegger re-veals our scrutiny of the proportionality between the crime and the sentence is not “ ‘toothless,’ ” 773 N.W.2d at 883 (quoting Racing Ass’n of Cent. Iowa v. Fitzgerald, 675 N.W.2d 1, 9 (Iowa 2004)).
Time and experience have taught us much about the efficacy and justice of certain punishments. As a consequence, we understand our concept of cruel and unusual punishment is “not static.” Trap v. Dulles, 356 U.S. 86, 101, 78 S.Ct. 590, 598, 2 L.Ed.2d 630, 642 (1958). Instead, we consider constitutional challenges under the “currently prevailing]” standards of whether a punishment is “excessive” or “cruel and unusual.” Atkins, 536 U.S. at 311, 122 S.Ct. at 2247, 153 L.Ed.2d at 344. This approach is followed because the basic concept underlying the prohibition against cruel and unusual punishment “is nothing less than the dignity” of humankind. Trop, 356 U.S. at 100, 78 S.Ct. at 597, 2 L.Ed.2d at 642. This prohibition “must draw its meaning from the evolving standards of decency that mark the progress of a maturing society.” Id. at 101, 78 S.Ct. at 598, 2 L.Ed.2d at 642. “This is because ‘[t]he standard of extreme cruelty is not merely descriptive, but necessarily embodies a moral judgment. The standard itself remains the same, but its applicability must change as the basic mores of society change.’ ” Kennedy v. Louisiana, 554 U.S. 407, 419,128 S.Ct. 2641, 2649,171 L.Ed.2d 525, 538 (2008) (quoting Furman v. Georgia, 408 U.S. 238, 382, 92 S.Ct. 2726, 2800, 33 L.Ed.2d 346, 432 (1972) (Burger, C.J., dissenting)). In other words,
Until recently, there were two general classifications of cruel and unusual sentences. See Graham v. Florida, 560 U.S. 48, 59, 130 S.Ct. 2011, 2021, 176 L.Ed.2d 825, 836 (2010). “In the first classification the Court considered] all of the circumstances of the case to determine whether [a term-of-years] sentence is unconstitutionally excessive.” Id. We recognize this classification under the Iowa Constitution, but refer to these sentences as “grossly disproportionate.” Bruegger, 773 N.W.2d at 873. The second classification contemplated categorical bars to imposition of the death penalty irrespective of idiosyncratic facts. Graham, 560 U.S. at 60, 130 S.Ct. at 2022, 176 L.Ed.2d at 836. This classification of cases has traditionally “consist[ed] of two subsets, one considering the nature of the offense, the other considering the characteristics of the offender.” Id. In short, the death penalty simply cannot be imposed on certain offenders or for certain crimes. For instance, no offender can be sentenced to death — regardless of their personal characteristics — if only convicted of a nonhomi-cide offense and they did not intend to cause the death of another. Kennedy, 554 U.S. at 438, 128 S.Ct. at 2660, 171 L.Ed.2d at 550. Additionally, a death penalty cannot be imposed, irrespective of the crime, on an intellectually disabled criminal offender, Atkins, 536 U.S. at 321, 122 S.Ct. at 2252, 153 L.Ed.2d at 350, or a juvenile offender, Roper, 543 U.S. at 578, 125 S.Ct. at 1200, 161 L.Ed.2d at 28.
Graham introduced a third subset of categorical challenges. See 560 U.S. at 70-74, 130 S.Ct. at 2028-30, 176 L.Ed.2d at 843-45. This subset involved a categorical challenge to a term-of-years sentence based on the underlying sentencing practice. See id. at 61-62, 130 S.Ct. at 2022-23,176 L.Ed.2d at 837. While the juvenile status of the offender provided the pivotal point for the reasoning in Graham, the Court also recognized the offender was being sentenced to life without parole for a nonhomicide crime, a fact that itself entails categorically lesser culpability than a homicide crime. See id. at 71, 130 S.Ct. at 2028, 176 L.Ed.2d at 842; see also Kennedy, 554 U.S. at 438, 128 S.Ct. at 2660, 171 L.Ed.2d at 550 (“[Nonhomicide offenses] may be devastating in their harm ... but ‘in terms of moral depravity and of the injury to the person and to the public,’ they cannot be compared to murder in their ‘severity and irrevocability.’ ” (quoting Coker v. Georgia, 433 U.S. 584, 598, 97 S.Ct. 2861, 2869, 53 L.Ed.2d 982, 993 (1977))). The Court thus blended its two prior subsets of categorical challenges consideration of the nature of the crime and consideration of the culpability of the offender — to generate a new subset.
Importantly, Miller added to this jurisprudence by conjoining two sets of case-law: outright categorical prohibitions on certain punishments for certain crimes or against certain offenders, e.g., Graham, 560 U.S. at 75, 130 S.Ct. at 2030, 176 L.Ed.2d at 845-46; Roper, 543 U.S. at 578, 125 S.Ct. at 1200, 161 L.Ed.2d at 28, with another line of cases requiring a sentencer have the ability to consider certain charac
By importing the line of cases represented by Lockett, Miller effectively crafted a new subset of categorically unconstitutional sentences: sentences in which the legislature has forbidden the sentencing court from considering important mitigating characteristics of an offender whose culpability is necessarily and categorically reduced as a matter of law, making the ultimate sentence categorically inappropriate. This new subset carries with it the advantage of simultaneously being more flexible and responsive to the demands of justice than outright prohibition of a particular penalty while also providing real and substantial protection for the offender’s right to be sentenced accurately according to their culpability and prospects for rehabilitation. We turn now to consider the merits of Lyle’s challenge that mandatory minimums cannot be constitutionally applied to juveniles.
The analysis of a categorical challenge to a sentence normally entails a two-step inquiry. First, we consider “ ‘objective indicia of society’s standards, as expressed in legislative enactments and state practice’ to determine whether there is a national consensus against the sentencing practice at issue.” Graham, 560 U.S. at 61, 130 S.Ct. at 2022, 176 L.Ed.2d at 837 (quoting Roper, 543 U.S. at 563, 125 S.Ct. at 1191, 161 L.Ed.2d at 17). Second, we exercise our own “independent judgment” “guided by ‘the standards elaborated by controlling precedents and by [our] own understanding and interpretation of the [Iowa Constitution’s] text, history, meaning, and purpose.’ ” See id. (quoting Kennedy, 554 U.S. at 421, 128 S.Ct. at 2650, 171 L.Ed.2d at 540). In exercising independent judgment, we consider “the culpability of the offenders at issue in light of their crimes and characteristics, along with the severity of the punishment in question.” Id. at 67, 130 S.Ct. at 2026,176 L.Ed.2d at 841. We also consider if the sentencing practice being challenged serves the legitimate goals of punishment. Id.
Beginning with the first prong of the analysis, we recognize no other court in the nation has held that its constitution or the Federal Constitution prohibits a statutory schema that prescribes a mandatory minimum sentence for a juvenile offender. Further, most states permit or require some or all juvenile offenders to be given mandatory minimum sentences.
Yet, “[consensus is not disposi-tive.” Kennedy, 554 U.S. at 421, 128 S.Ct. at 2650, 171 L.Ed.2d at 539. Moreover, as Miller demonstrates, constitutional protection for the rights of juveniles in sentencing for the most serious crimes is rapidly evolving in the face of widespread sentencing statutes and practices to the contrary. See 567 U.S. at -, 132 S.Ct. at 2470-73, 183 L.Ed.2d at 424-29 (rejecting an argument by Alabama and Arkansas that widespread use of mandatory-life-without-parole sentences for juvenile homicide offenders precluded holding the practice to be unconstitutional). Additionally, the evolution of society that gives rise to change over time necessarily occurs in the presence of an existing consensus, as history has repeatedly shown. The “tough on crime” movement in politics may have made mandatory minimum sentences for juveniles common in society, see Dutton, 23 Temp. Pol. & Civ. Rts. L.Rev. at 175 (identifying “conservative, tough-on-crime political campaigns” as one cause of harsh and longer juvenile sentences); see also William J. Stuntz, The Pathological Politics of Criminal Law, 100 Mich. L.Rev. 505, 509 (2001) (describing the bipartisan “bidding war” to be toughest on crime), but, the shift has also given rise to the claim that some sentencing laws have gone too far as applied to youthful offenders, cf. Guggenheim, 47 Harv. C.R.-C.L. L.Rev. at 495 (arguing the national-consensus analysis is inadequate to protect juvenile rights).
We also recognize that we would abdicate our duty to interpret the Iowa Constitution if we relied exclusively on the presence or absence of a national consensus regarding a certain punishment. Iowans have generally enjoyed a greater degree of liberty and equality because we do not rely on a national consensus regarding fundamental rights without also examining any new understanding.
Nevertheless, the absence of caselaw does not necessarily support the presence of a consensus contrary to the challenge by Lyle in this case. Our legislature has already started to signal its independent concern with mandatory prison sentences for juveniles. In 2013, it expressed this recognition by amending a sentencing statute to remove mandatory sentencing for juveniles in most cases. This statute provides:
*388 Notwithstanding any provision in section -907.3 or any other provision of law prescribing a mandatory minimum sentence for the offense, if the defendant, other than a child being prosecuted as a youthful offender, is guilty of a public offense other than a class “A” felony, and was under the age of eighteen at the time the offense was committed, the court may suspend the sentence in whole or in part, including any mandatory minimum sentence, or with the consent of the defendant, defer judgment or sentence, and place the defendant on probation upon such conditions as the court may require.
2013 Iowa Acts ch. 42, § 14 (codified at Iowa Code Ann. § 901.5(14) (West, West-law current through 2014 Reg. Sess.)).
Just as we typically “owe substantial deference to the penalties the legislature has established for various crimes,” State v. Oliver, 812 N.W.2d 636, 650 (2012), we owe equal deference to the legislature when it expands the discretion of the court in juvenile sentencing. Legislative judgments can be “the most reliable objective indicators of community standards for purposes of determining whether a punishment is cruel and unusual.” Bruegger, 773 N.W.2d at 873. Here, the legislative decision to back away from mandatory sentencing for most crimes committed by juveniles weakens the notion of a consensus in favor of the practice of blindly sentencing juveniles based on the crime committed. In fact, it helps illustrate a building consensus in this state to treat juveniles in our courts differently than adults.
Actually, the statutory recognition of the need for some discretion when sentencing juveniles is consistent -with our overall approach in the past in dealing with juveniles. Primarily, the juvenile justice chapter of our Code gives courts considerable discretion to take action in the best interests of the child. See, e.g., Iowa Code § 232.10(2)(a) (2013) (permitting a transfer of venue for juvenile court proceedings for “the best interests of the child” among other reasons); id. § 232.38(2) (permitting the district court to excuse temporarily the presence of the child’s parents “when the court deems it in the best interests of the child”); id. § 232.43(6) (permitting the district court to refuse to accept a guilty plea by the child if the plea “is not in the child’s best interest”); id. § 232.45(6)(c) (permitting the juvenile court to waive jurisdiction over delinquency proceedings if waiver “would be in the best interests of the child and the community”); id. § 232.52(2)(e) (permitting the court to transfer guardianship of the child to the department of human services for “the best interest of the child” among other reasons); id. § 232.62(2)(a) (permitting the district court to transfer venue for CINA proceedings for “the best interests of the child” among other reasons); id. § 232.108(3) (permitting a court to deny permission for “frequent visitation” by a sibling if the court determines “it would not be in the child’s best interest”).
Moreover, the Code in general is replete with provisions vesting considerable discretion in courts to take action for the best interests of the child. See id. § 92.13 (permitting the labor commissioner to refuse to grant a work permit to a minor if “the
All of these statutes reflect a pair of compelling realities. First, children lack the risk-calculation skills adults are presumed to possess and are inherently sensitive, impressionable, and developmentally malleable. Second, the best interests of the child generally support discretion in dealing with all juveniles. In other words, “the legal disqualifications placed on children as a class ... exhibit the settled understanding that the differentiating characteristics of youth are universal.” J.D.B. v. North Carolina, 564 U.S. -, -, 131 S.Ct. 2394, 2403-04, 180 L.Ed.2d 310, 324 (2011).
Overall, it is becoming clear that society is now beginning to recognize a growing understanding that mandatory sentences of imprisonment for crimes committed by children are undesirable in society. If there is not yet a consensus against mandatory minimum sentencing for juveniles, a consensus is certainly building in Iowa in the direction of eliminating mandatory minimum sentencing.
In doing so, we cannot ignore that over the last decade, juvenile justice has seen remarkable, perhaps watershed, change. This evolution must be cast in its proper place in the history of juvenile justice. Although we have recently traced the evolution of juvenile justice, see Null, 836 N.W.2d at 52, we highlight this history to better understand the challenge made in this case by Lyle. This history is particularly salient given the categorical nature of Lyle’s challenge. It reveals children and juveniles have been viewed as constitutionally different from adults in this country for more than a century.
At common law, children under seven lacked criminal capacity, and children between seven and fourteen years of age were presumed to lack criminal capacity, but juveniles over fourteen were presumed to have the capacity to commit criminal acts. Id.; see also In re Gault, 387 U.S. 1, 16, 87 S.Ct. 1428, 1438, 18 L.Ed.2d 527, 540 (1967). “For the first hundred years or so after the founding of the United States, juveniles, if they were tried at all, were tried in adult courts.” Null, 836 N.W.2d at 52 (citing Barry C. Feld, Unmitigated Punishment: Adolescent Criminal Responsibility and LWOP Sentences, 10 J.L. & Fam. Stud. 11, 13-14 (2007) [hereinafter Feld]). While these early courts typically did not have authority to accord the juvenile fewer rights, In re Gault, 387 U.S. at 16-17, 87 S.Ct. at 1438, 18 L.Ed.2d at 540, courts did not afford juveniles any greater substantive protection. “Prior to the creation of juvenile courts, ‘adult crime’ meant ‘adult time,’ therefore states tried and sentenced children as adults, and imprisoned and executed them for crimes committed as young as ten, eleven, or twelve years of age.” Feld, 10 J.L. & Fam. Stud, at 14.
By the end of the nineteenth century, progressive reformers were “appalled by adult procedures and penalties, and by the fact that children could be given long prison sentences and mixed in jails with hardened criminals.” In re Gault, 387 U.S. at 15, 87 S.Ct. at 1437, 18 L.Ed.2d at 539. To ameliorate the harshness and inequity of trying children in adult courts (resulting in adult punishment), reformers advocated for the establishment of a system less concerned with ascertaining the child’s guilt or innocence and more concerned with determining what was in the child’s best interests based upon the child’s unique circumstances. Id. at 15-16, 87 S.Ct. at 1437, 18 L.Ed.2d at 539. “The idea of crime and punishment was to be abandoned. The child was to be ‘treated’ and ‘rehabilitated’ and the procedures, from apprehension through institutionalization, were to be ‘clinical’ rather than punitive.” Id. “Accordingly, the highest motives and most enlightened impulses led to a peculiar system for juveniles, unknown to our law in any comparable context.” Id. at 17, 87 S.Ct. at 1438, 18 L.Ed.2d at 540. Theoretically, youthful offenders would not face any actual prison time as a result of most juvenile court proceedings. See Julian W. Mack, The Juvenile Court, 23 Harv. L.Rev. 104, 108 (1909) [hereinafter Mack] (“[T]he protection is accomplished by suspending sentence and releasing the child under probation, or, in the case of removal
Underlying these early juvenile courts was the fundamental conceit that the judicial process was not adversarial when dealing with juvenile offenders. Instead, the state ostensibly acted in parens patriae on the child’s behalf. See In re Gault, 387 U.S. at 15-17, 87 S.Ct. at 1437-38, 18 L.Ed.2d at 539-40. In turn, procedural protections for the benefit of criminal defendants did not apply in juvenile court. Id. at 15-16, 87 S.Ct. at 1437, 18 L.Ed.2d at 539. The old law reasoned the child had no right of liberty with his or her parents, only a right to custody, and thus, in delinquency proceedings, the state did “not deprive the child of any rights, because he ha[d] none. It merely provide[d] the ‘custody’ to which the child [was] entitled.” Id. at 17, 87 S.Ct. at 1438, 18 L.Ed.2d at 540. In other words, the state, by prosecuting the child in juvenile court, was stepping in as the child’s caretaker. See Mack, 23 Harv. L.Rev. at 120.
Sensing the changing perceptions about liberty and due process in the middle of the twentieth century, the United States Supreme Court recognized the basic prevailing underpinning of juvenile courts was inaccurate and “that the purpose of juvenile court proceedings was no longer primarily to protect the best interest of the child and was instead becoming more punitive in nature.” Null, 836 N.W.2d at 52; see In re Gault, 387 U.S. at 17-19, 87 S.Ct. at 1438-39,18 L.Ed.2d at 540-41. Accordingly, the Court began to require many basic protections provided to adult offenders to be offered in juvenile courts, see In re Gault, 387 U.S. at 32-58, 87 S.Ct. at 1446-60, 18 L.Ed.2d at 549-63, and in proceedings in which the juvenile is waived to adult court, see Kent v. United States, 383 U.S. 541, 556-57, 86 S.Ct. 1045, 1055, 16 L.Ed.2d 84, 94-95 (1966).
Following In re Gault, however, little additional progress was achieved. See Guggenheim, 47 Harv. C.R.-C.L. L.Rev. at 466-74. State legislatures generally responded to Kent and In re . Gault by amending their laws to prosecute more juveniles as adults in adult court and to give more juveniles adult sentences. See id. at 472-74; Donna M. Bishop, Juvenile Offenders in the Adult Criminal Justice System, 27 Crime & Just. 81, 84 (2000). As we have recognized, “Kent and In re Gault may have stimulated a mindset of increased exposure of youth to adult criminal sentences.” Null, 836 N.W.2d at 52; see Feld, 10 J.L. & Fam. Stud. at 31 & n.108 (detailing the alarmist, racially charged rhetoric that fueled ever harsher sentences); see also John J. Dilulio Jr., The Coming of the Super-Predators, The Weekly Standard, November 27, 1995, at 23) (predicting an onslaught of “tens of thousands of severely morally impoverished juvenile super-predators”). The increase in harsh sentencing statutes has led to longer sentences for juveniles.
Nevertheless, the Court did recognize serious differences in juveniles that supported differential treatment in a few cases. See Johnson v. Texas, 509 U.S. 350, 367, 113 S.Ct. 2658, 2668-69, 125 L.Ed.2d 290, 306 (1993) (holding “sentence in a capital case must be allowed to consider the mitigating qualities of youth”); Thompson v. Oklahoma, 487 U.S. 815, 836-38, 108 S.Ct. 2687, 2699-2700, 101 L.Ed.2d 702, 719-20 (1988) (plurality opinion) (holding death penalty for offenses committed by persons under sixteen years of age an “unconstitutional punishment”); Schall v. Martin, 467 U.S. 253, 265-67, 104 S.Ct. 2403, 2410-11, 81 L.Ed.2d 207, 217-19 (1984) (subordinating, in appropriate circumstances, juvenile’s liberty interest to state’s parens patriae interest); Eddings v. Oklahoma, 455 U.S; 104, 115-16,
In the context of capital murder, the Court recognized the importance of youth as a mitigating factor. See Eddings, 455 U.S. at 115-17, 102 S.Ct. at 877-78, 71 L.Ed.2d at 11-12. The Court explained:
[Y]outh is more than a chronological fact. It is a time and condition of life when a person may be most susceptible to influence and to psychological damage. Our history is replete with laws and judicial recognition that minors, especially in their earlier years, generally are less mature and responsible than adults.
Id. at 115-16, 102 S.Ct. at 877, 71 L.Ed.2d at 11 (footnote omitted). Further, the Court found that the presence of evidence of other types of mitigating factors, such as a “turbulent family history, ... beatings by a harsh father, and ... severe emotional disturbance” was relevant when the defendant is a juvenile. See id. at 115, 102 S.Ct. at 877, 71 L.Ed.2d at 11.
Indeed, the Court arrived at a similar conclusion in barring imposition of the death penalty on juvenile offenders who were under the age of sixteen at the time of the offense. See Thompson, 487 U.S. at 886-38, 108 S.Ct. at 2699-2700, 101 L.Ed.2d at 719-20. Justice Stevens, writing for a plurality of the Court, explained two principal social purposes justify imposition of the death penalty: retribution and deterrence. Id. at 836, 108 S.Ct. at 2699, 101 L.Ed.2d at 719. However, neither of these rationales applied to fifteen-year-old offenders. Id. at 836-38, 108 S.Ct. at 2699-2700, 101 L.Ed.2d at 719-20.
The reasoning employed by the plurality was strikingly similar to the reasoning and language used by the later majority in Roper. Compare id. at 836-37, 108 S.Ct. at 2699-2700, 101 L.Ed.2d at 719 (“Given the lesser culpability of the juvenile offender, the teenager’s capacity for growth, and society’s fiduciary obligations to its children, [the retributive justification for imposing the death penalty] is simply inapplicable to ... a 15-year-old offender.”), with Roper, 543 U.S. at 569-71, 125 S.Ct. at 1195,161 L.Ed.2d at 21 (recognizing the “diminished culpability of juveniles” and their greater capacity for rehabilitation due to “transient immaturity” made the death penalty categorically inappropriate for juvenile offenders generally). Indeed, the idea that deterrence — a more relevant rationale for punishing lesser crimes — applied to juveniles was rejected nearly out of hand by the plurality: “The likelihood that the teenage offender has made the kind of cost-benefit analysis that attaches any weight to the possibility of execution is so remote as to be virtually nonexistent.”
Eddings and Thompson demonstrate that while our emerging knowledge of adolescent neuroscience and the diminished culpability of juveniles is indeed compelling, see id. at 836, 108 S.Ct. at 2699-2700, 101 L.Ed.2d at 719; Eddings, 455 U.S. at 115-16, 102 S.Ct. at 877, 71 L.Ed.2d at 11-12, our commonsense understanding of youth, Miller, 567 U.S. at-, 132 S.Ct. at 2464, 183 L.Ed.2d at 418, or what “any parent knows,” Roper, 543 U.S. at 569, 125 S.Ct. at 1195, 161 L.Ed.2d at 21, has for more than thirty years supported a fundamental and virtually inexorable difference between juveniles and adults for the purposes of punishment. The understanding that it was cruel and unusual punishment to mandate the same sentences for juveniles as adults first emerged for crimes involving death sentences. We simply could no longer see death as an acceptable punishment to impose for a crime committed by a juvenile irrespective of the offender’s youth.
Yet, for the bulk of the time after Ed-dings and Thompson and before Roper, a different categorical rule prevailed: the notion “that the penalty of death is qualitatively different from a sentence of imprisonment, however long.” See Woodson v. North Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978, 2991, 49 L.Ed.2d 944, 961 (1976) (plurality opinion). The “death is different” rule manifested itself in extreme deference to legislative judgments regarding the appropriate duration of punishments for juveniles for other crimes. So long as the juvenile would not be executed, virtually any sentence or statutory sentencing scheme was acceptable. See Rachel E. Barkow, The Court of Life and Death: The Two Tracks of Constitutional Sentencing Law and the Case for Uniformity, 107 Mich. L.Rev. 1145, 1145 (2009) (“The Supreme Court takes two very different approaches to substantive sentencing law. Whereas its review of capital sentences is robust, its oversight of noncapital sentences is virtually nonexistent.”).
However, ten years ago a new understanding of cruel and unusual punishment emerged. In Roper, the Supreme Court held that a state may not impose the death penalty for a crime committed under the age of eighteen. 543 U.S. at 578, 125 S.Ct. at 1200, 161 L.Ed.2d at 28. Unquestionably, youth and its attendant characteristics were compelling factors in the Court’s analysis. See id. at 569-74, 125 S.Ct. at 1195-97, 161 L.Ed.2d at 21-25. The Court commented on three differences between youth and adults. Id. at 569-70, 125 S.Ct. at 1195, 161 L.Ed.2d at 21-23. As it had before, the Court explained:
[A]s any parent knows and as the scientific and sociological studies ... tend to confirm, “[a] lack of maturity and an underdeveloped sense of responsibility are found in youth more often than in adults and are more understandable among the young. These qualities often result in impetuous and ill-considered actions and decisions.”
Id. at 569, 125 S.Ct. at 1195, 161 L.Ed.2d at 21 (quoting Johnson, 509 U.S. at 367, 113 S.Ct. at 2668-69, 125 L.Ed.2d at 306). The Court also noted “that juveniles are more vulnerable or susceptible to negative influences and outside pressures, including peer pressure.” Id. at 569, 125 S.Ct. at 1195, 161 L.Ed.2d at 22. These two factors generally decrease the culpability of juvenile offenders. See id. “Their own vulnerability and comparative lack of control over their immediate surroundings mean juveniles have a greater claim than adults to be forgiven for failing to escape negative influences in their whole environment.” Id. at 570, 125 S.Ct. at 1195, 161
A greater capacity for change and rehabilitation complemented the juvenile’s diminished culpability. The Court observed: “[T]he character of a juvenile is not as well formed as that of an adult. The personality traits of juveniles are more transitory, less fixed.” Id. at 570, 125 S.Ct. at 1195, 161 L.Ed.2d at 22. “From a moral standpoint it would be misguided to equate the failings of a minor with those of an adult, for greater possibility exists that a minor’s character deficiencies will be reformed.” Id. at 570, 125 S.Ct. at 1195-96, 161 L.Ed.2d at 22. “Indeed, ‘[t]he relevance of youth as a mitigating factor derives from the fact that the signature qualities of youth are transient; as individuals mature, the impetuousness and recklessness that may dominate in younger years can subside.’ ” Id. at 570, 125 S.Ct. at 1196, 161 L.Ed.2d at 22 (quoting Johnson, 509 U.S. at 368, 113 S.Ct. at 2669, 125 L.Ed.2d at 306). “It is difficult even for expert psychologists to differentiate between the juvenile offender whose crime reflects unfortunate yet transient immaturity, and the rare juvenile offender whose crime reflects irreparable corruption.” Id. at 573, 125 S.Ct. at 1197, 161 L.Ed.2d at 24. Accordingly, the Court held the death penalty could not be imposed for a crime committed under eighteen years of age. Id. at 578, 125 S.Ct. at 1200, 161 L.Ed.2d at 28.
Five years later, the Court made a revolutionary advance for juvenile justice. In Graham, a seventeen-year-old probationer was sentenced to life in prison (and had no opportunity for parole because Florida has abolished its parole system, see Fla. Stat. § 921.002(l)(e) (2003)), for actively participating in a series of armed home invasion robberies. 560 U.S. at 54-55, 57, 130 S.Ct. at 2018-19, 2020, 176 L.Ed.2d at 832-33, 834-35. The Court again reversed the state court and vacated the sentence. Although there was a national consensus against sentencing juvenile offenders to the death penalty, thirty-seven states and the District of Columbia had statutory schemas permitting a juvenile offender to receive a life-without-parole sentence for a nonhomicide crime. Id. at 62, 130 S.Ct. at 2023, 176 L.Ed.2d at 837. The Court opined, however, that “[ajctual sentencing practices” revealed it was rare for a juvenile to receive such a sentence. Id. at 62, 130 S.Ct. at 2023, 176 L.Ed.2d at 838. The Court concluded a national consensus had developed against the practice of life-without-parole sentences for juvenile nonhomi-cide offenders even if a statute remained on the books in a large number of states. Id. at 67, 130 S.Ct. at 2026, 176 L.Ed.2d at 841.
More importantly, despite what appeared to be a national consensus against giving youthful nonhomicide offenders life-without-parole sentences, the Court proceeded to the second prong of analysis in a categorical challenge. See id. at 67-75, 130 S.Ct. at 2026-30, 176 L.Ed.2d at 841-46. It reiterated the lessons of Roper that juveniles generally have decreased culpability, but treated those lessons as “established.” Id: at 68, 130 S.Ct. at 2026, 176 L.Ed.2d at 841. After rejecting penological justifications for life-without-parole sentences for juvenile nonhomicide offenders, the Court concluded:
A State is not required to guarantee eventual freedom to a juvenile offender convicted of a nonhomicide crime; What the State must do, however, is give defendants like Graham some meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation.
Two years later, the Court took an additional stride forward by holding in Miller that a statutory scheme that mandated a life-without-parole sentence for juvenile homicide offenders with no opportunity to take the offender’s youth into- account as a mitigating factor violated the Eighth Amendment. Miller, 567 U.S. at-, 132 S.Ct. at 2469, 183 L.Ed.2d at 424. A key component of the Court’s reasoning was the recognition that “children are constitutionally different from adults for purposes of sentencing.” Id. at-, 132 S.Ct. at 2464, 183 L.Ed.2d at 418. It arrived at its conclusion not merely by relying on Roper and Graham but by weaving together “two strands of precedent” — one involving categorical bans on punishment for certain crimes and offenders and the other requiring sentencing authorities consider particular characteristics of the crime and the criminal before imposing a death sentence. Id. at-, 132 S.Ct. at 2463, 183 L.Ed.2d at 417-18. Perhaps more importantly, the Court recognized that “none of what [Graham ] said about children — about their distinctive (and transitory) mental traits and environmental vulnerabilities — is crime-specific.” Id. at-, 132 S.Ct. at 2465, 183 L.Ed.2d at 420. The Court added, “By making youth (and all that accompanies it) irrelevant to imposition of [a life-without-parole sentence], such a scheme poses too great a risk of disproportionate punishment.” Id. at -, 132 S.Ct. at 2469, 183 L.Ed.2d at 424. The Court closed, noting:
Although we do not foreclose a sentencer’s ability to make that judgment in homicide cases, we require it to take into account how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison.
Id.
Last term, we expanded the reach of the Supreme Court’s reasoning in a trilogy of juvenile justice cases decided under the' Iowa Constitution. In all three cases, we thoroughly canvassed the Court’s precedent and examined the contours of Roper, Graham, and Miller. See Ragland, 836 N.W.2d at 114-22; Pearson, 836 N.W.2d at 95-97; Null, 836 N.W.2d at 60-68. We also held “that the unconstitutional imposition of a mandatory life-without-parole sentence is not fixed by substituting it with a sentence with parole that is the practical equivalent of a life sentence without parole.” Ragland, 836 N.W.2d at 121. In Null, we held that “[t]he prospect of geriatric release, if one is to be afforded the opportunity for release at all, does not provide a ‘meaningful opportunity’ to demonstrate the ‘maturity and rehabilitation’ required to obtain release and reenter society as required by Graham.” Null, 836 N.W.2d at 71 (quoting Graham, 560 U.S. at 75, 130 S.Ct. at 2030, 176 L.Ed.2d at 845-46). We recognized there was no meaningful difference between a mandatory life-without-parole sentence — commanding the juvenile to spend the entirety of his life in prison and then die there — and a sentence styled as a mere mandatory term of years that, as a practical matter, would obtain the samé result. See Ragland, 836 N.W.2d at 121; Null, 836 N.W.2d at 71. We reached even further in Pearson, however, understanding that two twenty-five-year sentences (each subject to a mandatory minimum of seventeen-and-one-half years for a total of thirty-five years) “effectively deprived [the defendant] of any
To be sure, death conceivably remained different not only after the Supreme Court’s opinion in Roper, but after the Court’s opinions in Graham and Miller. After all, Roper was a death penalty case and could have been viewed as merely correcting the course after Stanford. Miller similarly concerned a statute that required a person be incarcerated for the remainder of their life. Graham itself recognized that “life without parole is ‘the second most severe penalty permitted by law.’ ” 560 U.S. at 69, 130 S.Ct. at 2027, 176 L.Ed.2d at 842 (quoting Harmelin, 501 U.S. at 1001, 111 S.Ct. at 2705, 115 L.Ed.2d at 869 (Kennedy, J., concurring)); see also William W. Berry III, More Different than Life, Less Different than Death, 71 Ohio St. L.J. 1109, 1123-28 (2010) (arguing Graham treats life without parole as another category that, like the death penalty, is irredueibly different than other term-of-years sentences).
Yet, as our recent trilogy of cases illustrate, death has ceased to be different for the purposes of juvenile justice. While Graham, like Roper, placed a barrier to one punishment for juveniles, we recognized that Miller articulated a substantial principle requiring a district court to have discretion to impose a lesser sentence. We realized Miller left open a number of possibilities, including whether life without parole could ever be imposed for homicide committed by a juvenile and “to what extent a mandatory minimum sentence for adult crimes can automatically be imposed on a juvenile tried as an adult.” Null, 836 N.W.2d at 66-67. While emerging neuroscience painted a compelling picture of the juvenile’s diminished culpability “in the context of the death penalty and life-without-parole sentences, [we recognized] it also applies, perhaps more so, in the context of lesser penalties as well.” Pearson, 836 N.W.2d at 98. Our recent procession of cases clearly indicates that death is no longer irreconcilably different under article I, section 17 of the Iowa Constitution, at least for juveniles.
Moreover, death sentences have never truly been the difference maker with respect to treating juveniles as adults. As Professor Guggenheim has pointed out, the Court recognized differences of constitutional magnitude between adults and children in an array of nonpunishment contexts. See Guggenheim, 47 Harv. C.R.C.L. L.Rev. at 474-87. The Court permitted intrusions upon the constitutional rights of youths that would be starkly impermissible as applied to adults. See, e.g., New-Jersey v. T.L.O., 469 U.S. 325, 341-42, 105 S.Ct. 733, 742-43, 83 L.Ed.2d 720, 734-35 (1985) (holding a school official may search a child student without a warrant “when there are reasonable grounds for suspecting that the search will turn up evidence that the student has violated or is violating either the law or the rules of the school”);
The nub of at least some of these cases is that juveniles are not fully equipped to make “important, affirmative choices with potentially serious consequences.” Baird, 443 U.S. at 635, 99 S.Ct. at 3044, 61 L.Ed.2d at 808. “[D]uring the formative years of childhood and adolescence, minors often lack the experience, perspective, and judgment to recognize and avoid choices that could be detrimental to them.” Id. The Court also said:
We have recognized three reasons justifying the conclusion that the constitutional rights of children cannot be equated with those of adults: the peculiar vulnerability of children; their inability to make critical decisions in an informed, mature manner; and the importance of the parental role in child rearing.
Id. at 634, 99 S.Ct. at 3043, 61 L.Ed.2d at 807. This reasoning is ancient, dating back to Blackstone, see 1 W. Blackstone, Commentaries on the Laws of England *464-65 (George Sharswood ed. 1870) (identifying common law disabilities of children but arguing “their very disabilities are privileges; in order to secure them from hurting themselves by their own improvident acts”), but continues to be forceful today.
More recently, the United States Supreme Court has recognized a child’s age is relevant to the analysis of whether the child is in custody for the purposes of Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). See J.D.B., 564 U.S. at-, 131 S.Ct. at 2402-06, 180 L.Ed.2d at 326-27. The Court there recognized that youth “is a fact that ‘generates commonsense conclusions about behavior and perception’ ” that “apply broadly to children as a class” and are “self-evident to anyone who was a child once.” Id. at-, 131 S.Ct. at 2403, 180 L.Ed.2d at 323 (quoting Yarborough v. Alvarado, 541 U.S. 652, 674, 124 S.Ct. 2140, 2155, 158 L.Ed.2d 938, 958 (2004) (Breyer, J., dissenting)). Moreover, a child’s impressionability continued to be relevant: the Court noted “that events that ‘would leave a man cold and unimpressed can overawe and overwhelm a lad in his early teens.’ ” Id. (quoting Haley v. Ohio, 332 U.S. 596, 599, 68 S.Ct. 302, 304, 92 L.Ed. 224, 228 (1948)). In short, be
Upon exercise of our independent judgment, as we are required to do under the constitutional test, we conclude that the séntencing of juveniles according to statutorily required mandatory mínimums' does not adequately serve the legitimate peno-logical objectives in light of the child’s categorically diminished culpability. See Graham, 560 U.S. at 71-75, 130 S.Ct. at 2028-30,176 L.Ed.2d at 842-45. First and foremost, the time when a seventeen-year-old could seriously be considered to have adult-like culpability has passed. See Null, 836 N.W.2d at 70; see also Bruegger, 773 N.W.2d at 885 (recognizing that youth applies broadly to diminish culpability). Of course, scientific data and the opinions of medical experts provide a compelling and increasingly ineluctable case that from a neurodevelopment standpoint, juvenile culpability does not rise to the adult-like standard the mandatory minimum provision of section 902.12(5) presupposes. Thus, this prevailing medical consensus continues to inform and influence our opinion today under the constitutional analysis we are required to follow. As demonstrated by our prior opinions and the recent opinions of the United States Supreme Court, however, we can speak of youth in the commonsense terms of what any parent knows or what any former child knows, and so, surely, we do not abdicate our constitutional duty to exercise independent judgment when we determine Lyle does not have adult-like culpability. Cf. Hall v. Florida, 572 U.S. -, -, 134 S.Ct. 1986, 2000, 188 L.Ed.2d 1007,-(2014) (“It is the Court’s duty to interpret the Constitution, but it need not do so in isolation. The legal determination of intellectual disability is distinct from a medical diagnosis, but it is informed by the medical community’s diagnostic framework.”). Of course, as we have said before, we do not forget that “while youth is a mitigating factor in sentencing, it is not an excuse.” Null, 836 N.W.2d at 75. The constitutional analysis is not about excusing juvenile behavior, but imposing punishment in a way that is consistent with our understanding of humanity today.
We understand and appreciate that harm to a victim is not diluted by the age of the offender. Schall, 467 U.S. at 264-65, 104 S.Ct. at 2410, 81 L.Ed.2d at 217. Yet, justice requires us to consider the culpability of the offender in addition to the harm the offender caused. After all, “[i]t is generally agreed ‘that punishment should be directly related to the personal culpability of the criminal defendant.’ ” Thompson, 487 U.S. at 834, 108 S.Ct. at 2698, 101 L.Ed.2d at 717 (quoting California v. Brown, 479 U.S. 538, 545, 107 S.Ct. 837, 841, 93 L.Ed.2d 934, 942 (1987) (O’Connor, J., concurring)). A constitutional framework that focused only on the harm the defendant caused would never have produced Roper, which involved a profoundly heinous crime. See 543 U.S. at 556-58, 573-74, 125 S.Ct. at 1187-88, 1197, 161 L.Ed.2d at 13-14, 24-25.
We recognize the prior cases considering whether certain punishments were cruel and unusual all involved harsh, lengthy sentences, including death sentences. See Miller, 567 U.S. at-, 132 S.Ct. at 2469, 183 L.Ed.2d at 424; Graham, 560 U.S. at 75, 130 S.Ct. at 2030, 176 L.Ed.2d at 845-46; Roper, 543 U.S. at 578, 125 S.Ct. at 1200, 161 L.Ed.2d at 28; Johnson, 509 U.S. at 367, 113 S.Ct. at-2668-69, 125 L.Ed.2d at 305-06; Thompson, 487 U.S. at 836-38, 108 S.Ct. at 2699-2700, 101 L.Ed.2d at 719-20; Eddings, 455 U.S. at 115-17, 102 S.Ct. at 877-78, 71 L.Ed.2d at 11-12; see also Ragland, 836 N.W.2d at
More importantly, the Supreme Court has emphasized that nothing it has said is “crime-specific,” suggesting the natural concomitant that what it said is not punishment-specific either. See Miller, 567 U.S. at-, 132 S.Ct. at 2465, 183 L.Ed.2d at 420. We recognized as much last term. See Null, 836 N.W.2d at 71 (“[T]he notions in Roper, Graham, and Miller that ‘children are different’ and that they are categorically less culpable than adult offenders apply as fully in this case as in any other.” (Emphasis added.)); see also Pearson, 836 N.W.2d at 99 (Cady, C.J., concurring specially) (recognizing the gravity of the offense does not affect the applicability of the juvenile’s rights under article I, section 17). Simply put, attempting to mete out a given punishment to a juvenile for retributive purposes irrespective of an individualized analysis of the juvenile’s categorically diminished culpability is an irrational exercise. Pearson, 836 N.W.2d at 98 (“[Ljimiting the teachings and protections of these recent cases to only the harshest penalties known to law is as illogical as it is unjüst.”).
The United States Supreme Court has opined “the same characteristics that render juveniles less culpable than adults suggest as well that juveniles will be less susceptible to deterrence.” Roper, 543 U.S. at 571,125 S.Ct. at 1196, 161 L.Ed.2d at 23. Punishment simply plays out differently with juveniles. Even in the context of capital punishment, the Court has sagaciously recognized that “[t]he likelihood that the teenage offender has made the kind of cost-benefit analysis that attaches any weight to the possibility of execution is so remote as to be virtually nonexistent.” Thompson, 487 U.S. at 837, 108 S.Ct. at 2700, 101 L.Ed.2d at 720. We add that a deterrence rationale is actually even less applicable when the crime (and concor-dantly the punishment) is lesser. If a juvenile will not engage in the kind of cost-benefit analysis involving the death penalty that may deter them from committing a crime, there is no reason to believe a comparatively minor sentence of a term of years subject to a mandatory minimum will do so. See Pearson, 836 N.W.2d at 98-99. “[A] juvenile’s impetuosity can lead' them to commit not only serious crimes, but considerably pettier crimes as well.” Id.
Rehabilitation and incapacitation can justify criminally punishing juveniles, but mandatory mínimums do not further these objectives in a way that adequately protects the rights of juveniles within the context of the constitutional protection from the imposition of cruel and unusual punishment for a juvenile. See Graham, 560 U.S. at 72, 130 S.Ct. at 2029, 176 L.Ed.2d at 844 (“Even if the punishment has some connection to a valid penological goal, it must be shown that the punish
The greater likelihood of reform for juveniles also substantially undermines an incapacitation rationale. See id. at 72-73, 130 S.Ct. at 2029, 176 L.Ed.2d at 844-45. The juvenile justice jurisprudence of the United States Supreme Court — like our own — is beginning to regard the incapacitation rationale with a healthy skepticism. See id. at 73, 130 S.Ct. at 2029, 176 L.Ed.2d at 845 (“Incapacitation cannot override all other considerations, lest the Eighth Amendment’s rule against disproportionate sentences be a nullity.”). A close reading of Graham demonstrates the Supreme Court views the incapacitation rationale even more limitedly: the Court recognized Florida needed to incapacitate the youthful offender to the extent he “posed an immediate risk” of “escalating [his] pattern of criminal conduct.” Graham, 560 U.S. at 73, 130 S.Ct. at 2029, 176 L.Ed.2d at 844 (internal quotation marks omitted).
Given the juvenile’s greater capacity for growth and reform, it is likely a juvenile can rehabilitate faster if given the appropriate opportunity. “Because ‘incorrigibility is inconsistent with youth,’ care should be taken to avoid ‘an irrevocable judgment about [an offender’s] value and place in society.’ ” Null, 836 N.W.2d at 75 (quoting Miller, 567 U.S. at-, 132 S.Ct. at 2465, 183 L.Ed.2d at 419). After the juvenile’s transient impetuosity ebbs and the juvenile matures and reforms, the incapacitation objective can no longer seriously be served, and the statutorily mandated delay of parole becomes “nothing more than the purposeless and needless imposition of pain and suffering.” Coker, 433 U.S. at 592, 97 S.Ct. at 2866, 53 L.Ed.2d at 989.
If the undeveloped thought processes of juveniles are not properly considered, the rehabilitative objective can be inhibited by mandatory minimum sentences. After all, mandatory minimum sentences foreswear (though admittedly not altogether) the rehabilitative ideal. Juvenile offenders who are placed in prison at a formative time in their growth and formation, see Null, 836 N.W.2d at 55, can be exposed to a life that can increase the likelihood of recidivism. See Ioana Tchoukleva, Note, Children Are Different: Bridging the Gap Between Rhetoric and Reality Post Miller v. Alabama, 4 Cal. L.Rev. Circuit 92, 104 (Aug. 2013).
In the end, we conclude all mandatory minimum sentences of imprisonment for youthful offenders are unconstitutional under the cruel and unusual punishment clause in article I, section 17 of our constitution. Mandatory minimum sentences for juveniles are simply too punitive for what we know about juveniles. Furthermore, we do not believe this conclusion is inconsistent with the consensus of Iowans. Although most parents fortunately will never find themselves in a position to be in court to see their teenage child sentenced to a mandatory minimum term of imprisonment for committing a forcible felony, we think most parents would be stunned to learn this state had a sentencing schema for juvenile offenders that required courts to imprison all youthful offenders for conduct that constituted a forcible felony without looking behind the label of the crime into the details of the particular
A forcible felony can be the product of inane juvenile schoolyard conduct just as it can be the product of the cold and calculated adult conduct most people typically associate with a forcible felony, such as robbery. Yet, our laws have been shaped over the years to eliminate any distinction. Juveniles over sixteen years of age or older who commit any form of forcible felony are now excluded under our law from the jurisdictional arm of juvenile courts and are prosecuted as adults. Iowa Code § 232.8(l)(e). Consequently, the mandatory minimum sentences applicable to adult offenders apply, with no exceptions, to juvenile offenders, including those who engage in inane juvenile schoolyard conduct. At least for those juveniles, our collective sense of humanity preserved in our constitutional prohibition against cruel and unusual punishment and stirred by what we all know about child development demands some assurance that imprisonment is actually appropriate and necessary. There is no other area of the law in which our laws write off children based only on a category of conduct "without considering all background facts and circumstances.
Overall, no other logical result can be reached under article I, section 17, a result that is also embedded within the most recent cases from the United States Supreme Court. The Supreme Court banned mandatory life-without-parole sentences for juveniles in Miller, but it did not ban nonmandatory life-without-parole sentences if the sentencing court is given the opportunity to consider the attributes of youth in mitigation of punishment. See Miller, 567 U.S. at-, 132 S.Ct. at 2469, 183 L.Ed.2d at 424; see also Ragland, 836 N.W.2d at 121. Thus, juveniles can still be sentenced to long terms of imprisonment, but not mandatorily.
Additionally, the analysis needed to properly apply article I, section 17 to the absence of a sentencing procedure does not bear on the disparity between the crime and the length of the sentence. Of Graham, 560 U.S. at 60, 130 S.Ct. at 2022, 176 L.Ed.2d at 836-37. As a categorical challenge, the length of the sentence relative to the crime does not advance the analysis to reach an answer. See id. at 61, 130 S.Ct. at 2022, 176 L.Ed.2d at 836-37. Instead, the analysis turns to the procedure to see if it results in disproportionate punishment for youthful offenders. Mandatory sentencing for adults does not result in cruel and unusual punishment but for children it fails to account for too much of what we know is child behavior.
Ultimately, we hold a mandatory minimum sentencing schema, like the one contained in section 902.12, violates article I, section 17 of the Iowa Constitution when applied in cases involving conduct committed by youthful offenders. We agree categorical rules can be imperfect, “but one is necessary here.” Id. at 75, 130 S.Ct. at 2030, 176 L.Ed.2d at 846. We must comply with the spirit of Miller, Null, and Pearson, and to do so requires us to conclude their reasoning applies to even a short sentence that deprives the district court of discretion in crafting a punishment that serves the best interests of the child and of society.
It is important to be mindful that the holding in this case does not prohibit judges from sentencing juveniles to prison for the length of time identified by the legislature for the crime committed, nor does it prohibit the legislature from imposing a minimum time that youthful offenders must serve in prison before being eligible for parole. Article I, section 17 only prohibits the one-size-fits-all mandatory sentencing for juveniles. Our constitution demands that we do better for youthful offenders — all youthful offenders, not just those who commit the most serious crimes. Some juveniles will deserve mandatory minimum imprisonment, but others may not. A statute that sends all juvenile offenders to prison for a minimum period of time under all circumstances simply cannot satisfy the standards of decency and fairness embedded in article I, section 17 of the Iowa Constitution.
We also recognize the remedy in this case is to resentence Lyle so a judge can at least consider a sentencing option other than mandatory minimum imprisonment. We also recognize our decision will apply to all juveniles currently serving a mandatory minimum sentence of imprisonment. Thus, this case will require all juvenile offenders who are in prison under a mandatory minimum sentence to be returned to court for resentencing. This process will likely impose administrative and other burdens, but burdens our legal system is required to assume. Individual rights are not just recognized when convenient. Our court history has been one that stands up to preserve and protect individual rights regardless of the consequences. The burden now imposed on our district judges to preserve and protect the prohibition against cruel and unusual punishment is part of the price paid by many judges over the years that, in many ways, has helped write the proud history Iowans enjoy today. Even if the resentencing does not alter the sentence for most juveniles, or any juvenile, the action taken by our district judges in each case will honor the decency and humanity embedded within article I, section 17 of the Iowa Constitution and, in turn, within every Iowan. The youth of this state will be better served when judges have been permitted to carefully consider all of the circumstances of each case to craft an appropriate sentence and give each juvenile the individual sentencing attention they deserve and our constitution demands. The State will be better served as well.
Furthermore, our holding today has no application to sentencing laws affecting adult offenders. Lines are drawn in our law by necessity and are incorporated into the jurisprudence we have developed to usher the Iowa Constitution through time. This case does not move any of the lines that currently exist in the sentencing of adult offenders.
Accordingly, article I, section 17 of the Iowa Constitution forbids a mandatory minimum sentencing schema for juvenile offenders that deprives the district court of the discretion to consider youth and its attendant circumstances as a mitigating factor and to impose a lighter punishment by eliminating the minimum period of incarceration without parole.
V. Conclusion.
For the above reasons, we vacate Lyle’s sentence and remand the case to the district court for further proceedings.
DECISION OF COURT OF APPEALS VACATED; DISTRICT COURT SENTENCE VACATED; CASE REMANDED.
WATERMAN, J., joins ZAGER, J., and MANSFIELD, J., joins both WATERMAN, J., and ZAGER, J.
. Throughout our opinion today, we use both "juvenile” and "child" to describe youthful offenders. We recognize a statute of the Iowa Code defines "child” as "any person under the age of fourteen years.” Iowa Code § 702.5 (2011). Nonetheless, we believe our use of the term "child” today is appropriate. In a different section, the Code defines "child” as "a person under eighteen years of age.” See id. § 232.2(5). Moreover, we are hardly the first court to equate juveniles and children for the purposes of constitutional protection. See Miller v. Alabama, 567 U.S. -, -, 132 S.Ct. 2455, 2468, 183 L.Ed.2d 407, 422-23 (2012) ("So Graham and Roper and our individualized sentencing cases alike teach that in imposing a State’s harshest penalties, a sentencer misses too much if he treats every child as an adult.”).
. Similarity between federal and state constitutional provisions does not require us to follow federal precedent interpreting the Federal Constitution. Instead, "[a] decision of this court to depart from federal precedent arises from our independent and unfettered authority to interpret the Iowa Constitution.” Null, 836 N.W.2d at 70 n. 7; see also State v. Baldon, 829 N.W.2d 785, 790 (Iowa 2013) ("[O]ur right under principles of federalism to stand as the final word on the Iowa Constitution is settled, long-standing, and good law.”). Indeed, we have not hesitated to do so when, after applying the now-familiar Tonn-Ochoa analysis, we have determined the liberty and equality of Iowans is better served by departing from the federal rule. See, e.g., Null, 836 N.W.2d at 70-74 & n. 7 (extending, under article I, section 17, the rationale of Miller to sentences that are equivalent to life without
. Some states have limited or abolished mandatory minimums for juveniles. See, e.g., Colo.Rev.Stat. § 19-2-908 (2013) (limiting the availability of mandatory minimum sentences for juveniles); Del.Code Ann. tit. 11, § 630A(c) (2007) (providing the mandatory minimum for vehicular homicide shall not apply to a juvenile offender); N.M. Stat. Ann.
. The State argues, and Lyle does not disagree, that the statute does not apply retroactively. See Iowa Code § 4.13(l)(c) (2013).
. We recognize many states are currently wrestling with whether Miller applies retroactively on collateral review. Compare Jones v. State, 122 So.3d 698, 702-03 (Miss.2013) (holding Miller applies retroactively), and State v. Mantich, 287 Neb. 320, 842 N.W.2d 716, 731 (2014) (same), with State v. Tate, 130 So.3d 829, 841 (La.2013) (holding Miller does not apply retroactively), Chambers v. State, 831 N.W.2d 311, 326 (Minn.2013) (same), and Commonwealth v. Cunningham, 81 A.3d 1, 11 (Pa.2013) (same). Of course, retroactivity aside, states must continue to find ways to implement Miller, and a variety of options exist. See Lauren Kinell, Note and Comment, Answering the Unanswered Questions: How States Can Comport with Miller v. Alabama, 13 Conn. Pub. Int. L.J. 143, 149-58 (2013) (discussing different approaches taken by states after Miller); Kelly Scavone, Note, How Long Is Too Long: Conflicting State Responses to De Facto Life Without Parole Sentences After Graham v. Florida and Miller v. Alabama, 82 Fordham L.Rev. 3439, 3441-42 (2014) (discussing varying state responses to issues left unresolved by Miller ). Even these early days of rapidly evolving juvenile justice jurisprudence, though, we are hardly alone in our approach. For example, other courts have similarly held a term-of-years sentence can be so lengthy as to be the "functional equivalent” of a life sentence. See Moore v. Biter, 725 F.3d 1184, 1194 (9th Cir.2013) (holding a 254-year sentence for nonhomicide crimes violated Graham ); People v. Caballero, 55 Cal.4th 262, 145 Cal.Rptr.3d 286, 282 P.3d 291, 295 (2012) (holding a 110-year minimum sentence is the equivalent of life without parole); see also Commonwealth v. Brown, 466 Mass. 676, 1 N.E.3d 259, 270 n. 11 (2013) (leaving the contours of a new sentencing scheme to the "sound discretion” of the legislature but cautioning that any sentencing scheme "must take account of the spirit” of Brown "and avoid imposing on juvenile defendants any term so lengthy that it could be seen as the functional equivalent of a sentence of life without parole” and citing Caballero, Ragland, and Null). Indeed, Massachusetts has even gone a step further than we have had occasion to do, holding all juvenile life without parole for homicide offenders violates
. We note that T.L.O. is also a ‘‘special needs” search case, perhaps more purely than it is a children's rights case. See 469 U.S. at 341-43, 105 S.Ct. at 742-43, 83 L.Ed.2d at 734-36. In this regard, T.L.O. also prizes the interest of school teachers to maintain order in schools. See id. at 343, 105 S.Ct. at 743, 83 L.Ed.2d at 735 ("By focusing on the question of reasonableness, the standard will spare teachers and school administrators the
. Because our holding focuses exclusively on a statutory schema that requires a district court to impose a sentence containing a minimum period of time a juvenile must serve before becoming eligible for parole and that denies a district court the discretion to impose a lesser sentence, we do not consider the situation in which a district court imposes a sentence that denies the juvenile the opportunity for parole in the absence of a statute requiring such a result. Accordingly, we do not determine whether such a sentence would be constitutional.
. We do not ignore the legislature’s passage of a statute vesting considerable discretion in district courts to depart from any part of a sentence, including any mandatory minimum. Iowa Code Ann. § 901.5(14) (West, Westlaw current through 2014 Reg. Sess.). However, the mere theoretical availability of unguided sentencing discretion, no matter how explicitly codified, is not a panacea. As we said in Null, Miller requires "more than a generalized notion of taking age into consideration as a factor in sentencing." Null, 836 N.W.2d at 74. Null provides a district court must expressly recognize certain concepts and "should make findings why the general rule [that children are constitutionally different from adults] does not apply." Id. In Ragland, we noted the sentencing court "must consider ” several factors at the sentencing hearing, including:
(1) the "chronological age" of the youth and the features of youth, including "immaturity, impetuosity, and failure to appreciate risks and consequences”; (2) the "family and home environment" that surrounded the youth; (3) "the circumstances of the ... offense, including the extent of [the youth’s] participation in the conduct and the way familial and peer pressures may have affected [the youth]”; (4) the "incompetencies associated with youth — for example, [the youth's] inability to deal with police officers or prosecutors (including on a plea agreement) or [the youth’s] incapacity to assist [the youth’s] own attorneys”; and (5) "the possibility of rehabilitation.”
836 N.W.2d at 115 n. 6 (emphasis added) (quoting Miller, 567 U.S. at-, 132 S.Ct. at 2468, 183 L.Ed.2d at 423). Clearly, these are all mitigating factors, and they cannot be used to justify a harsher sentence. See id. at 115 & n.. 6; see also Null, 836 N.W.2d at 74-75. In Pearson, for instance, we found the district court’s consideration of youth as an aggravating factor in favor of a harsher sentence to be error. 836 N.W.2d at 97.
. We recognize we have held a mandatory minimum sentence constitutional. See State v. Lara, 580 N.W.2d 783, 785 (Iowa 1998); State v. Horn, 282 N.W.2d 717, 732 (Iowa 1979); State v. Holmes, 276 N.W.2d 823, 829 (Iowa 1979); State v. Fitz, 265 N.W.2d 896, 899 (Iowa 1978); State v. Hall, 227 N.W.2d 192, 194-95 (Iowa 1975); see also State v. Fuhrmann, 261 N.W.2d 475, 479-80 (Iowa 1978) (holding mandatory life imprisonment for first-degree murder was constitutional). None of these cases involved challenges brought under article I, section 17 of our constitution, nor did any of these cases involve challenges brought by youthful offenders. Furthermore, given that the most recent of these cases is sixteen years old and antedates Roper by seven years, we do not find them persuasive on the outcome of our decision. We thus express no opinion regarding the continuing vitality of these cases.
. To avoid any uncertainty about the parameters of the resentencing hearing and the role of the district court on resentencing, we reiterate that the specific constitutional challenge raised on appeal and addressed in this opinion concerns the statutory imposition of a minimum period of incarceration without parole equal to seventy percent of the mandatory sentence. The holding in this case does not address the mandatory sentence of incarceration imposed under the statutory sentencing schema or any other issues relating to the sentencing schema. Under article I, section 17 of the Iowa Constitution, the portion of the statutory sentencing schema requiring a juvenile to serve seventy percent of the period of incarceration before parole eligibility may not be imposed without a prior determination by the district court that the minimum period of incarceration without parole is warranted under the factors identified in Miller and further explained in Null. The factors to be used by the district court to make this determination on resentencing include: (1) the age of the offender and the features of youthful behavior, such as "immaturity, impetuosity, and failure to appreciate risks and consequences”; (2) the particular "family and home environment” that surround the youth; (3) the circumstances of the particular crime and all circumstances relating to youth that may have played a role in the commission of the crime; (4) the challenges for youthful offenders in navigating through the criminal process; and (5) the possibility of rehabilitation and the capacity for change. See Miller, 567 U.S. at -, 132 S.Ct. at 2468, 183 L.Ed.2d at 424; Null, 836 N.W.2d at 74-75; see also Pearson, 836 N.W.2d at 95-96; Ragland, 836 N.W.2d at 115 n. 6.
In order to address the issue raised in this appeal, the district court shall conduct a hearing in the presence of the defendant and decide, after considering all the relevant factors and facts of the case, whether or not the seventy percent mandatory minimum period of incarceration without parole is warranted as a term of sentencing in the case. If the mandatory minimum sentence is not warranted, the district court shall resentence the defendant by imposing a condition that the defendant be eligible for parole. If the mandatory minimum period of incarceration is warranted, the district court shall impose the sentence provided for under the statute, as previously imposed.