State of Iowa v. Montreal Shorter

IN THE SUPREME COURT OF IOWA
No. 18–1142
Filed June 12, 2020
STATE OF IOWA,
Appellee,
vs.
MONTREAL SHORTER,
Appellant.
On review from the Iowa Court of Appeals.
Appeal from the Iowa District Court for Polk County, Cynthia M.
Moisan, District Associate Judge.
The defendant seeks further review of a court of appeals decision
affirming his conviction for carrying a dangerous weapon while
intoxicated. DECISION OF COURT OF APPEALS VACATED; DISTRICT
COURT JUDGMENT REVERSED AND REMANDED FOR NEW TRIAL.
Vidhya K. Reddy, Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, Zachary Miller, Assistant
Attorney General, John P. Sarcone, County Attorney, Jesse Ramirez,
Assistant County Attorney, for appellee.
2
OXLEY, Justice.
The defendant was found guilty by a jury of violating Iowa Code
section 724.4C, which criminalizes carrying a dangerous weapon while
intoxicated. However, the jury instructions permitted the jury to convict
if they found the defendant carried—or possessed—the dangerous weapon.
After the court of appeals affirmed the defendant’s conviction, we
granted further review to address whether section 724.4C extends to
“possessing,” as instructed to the jury. We now hold Iowa Code section
724.4C prohibits only carrying, which requires more than mere
possession, and the jury instructions were thus erroneous. We further
conclude this error requires reversal. Therefore, we vacate the decision of
the court of appeals, reverse the judgment of the district court, and
remand for retrial.
I. Background Facts and Proceedings.
On December 23, 2017, Montreal Shorter and a friend attempted to
enter the Minx Show Palace, a “gentlemen’s club” in Des Moines, around
2 a.m. Shorter and his friend had been drinking at the friend’s apartment
before coming to the club, where Shorter had previously left his car. Two
security guards, Matthew Carroll and Anthony Weber, were working the
door that night. Weber testified that when Shorter and his friend sought
entry into the club, he asked whether Shorter or his friend had weapons
on them. Shorter responded that he “kept [his] shit in the car.”
Security denied Shorter and his friend entry to the Minx based on a
dress code violation. Weber testified the friend then “squared up” with
him, and after giving the friend three warnings, Weber pepper sprayed
him. During this time, Carroll called the police.
Weber testified he heard Shorter say he was going to get his gun,
and he walked toward his vehicle. Both Carroll and Weber testified that
3
after the pepper spray altercation, Shorter reached into his vehicle for
something, but neither saw what Shorter reached for or saw anything in
his hand. Both also testified the Polk County sheriff’s deputies were just
entering the parking lot with lights and sirens on, and Shorter tossed back
whatever he had reached for and walked away from the car. Neither
security guard ever saw a gun.
When officers arrived, they found Shorter and his friend in the
parking lot ten to fifteen feet behind Shorter’s car. They initially talked to
Shorter and his friend and assisted with treating them for the pepper
spray. Deputy Bradley Hook interviewed the security guards, who told
him that Shorter commented he “always carr[ied]” as he started walking
toward his car. Deputy Hook testified that based on this statement, he
went to Shorter’s car, found the door to the car open, and saw Shorter’s
gun in a soft holster sitting on top of the center console. Carroll similarly
testified Shorter “left his door open.”
Shorter testified to a different version of events following the pepper
spray altercation. According to Shorter, he did not return to his car but
waited for the police in the parking lot because he knew they were on the
way. Shorter testified he never entered his car or touched his gun after
returning to the Minx. He also testified that he never opened the car door,
and he disputed that his car door was open. Shorter did admit he kept
his gun, for which he had a valid carry permit, in his center console, and
wherever Deputy Hook found the gun—whether in or on the console—is
where he had previously left it before he began drinking at his friend’s
apartment. The jury was shown dash camera footage of the officers
arriving on the scene, but the video does not reveal whether the car door
was open when the police arrived.
4
When Deputy Hook saw the gun, he alerted other officers to
handcuff Shorter and his friend. Shorter insisted he was not intoxicated
but blew a 0.113 in a subsequent preliminary breath test. Shorter was
taken into custody for carrying a firearm while intoxicated.
The State charged Shorter with violating Iowa Code section 724.4C
on January 31, 2018. On March 12, Shorter waived his right to a speedy
trial. A jury trial was held on May 7 and 8.
At trial, the jury received instructions related to the charges against
Shorter. Jury Instruction No. 11, the marshaling instruction, directed that
the State must prove that Shorter was intoxicated and did any of the
following: “a. [p]ossesse[d] or carrie[d] a dangerous weapon on or about
his person” or “b. [p]ossesse[d] or carrie[d] a dangerous weapon within
[his] immediate access or reach while in a vehicle.”
Jury Instruction No. 15 explained that “to carry a dangerous weapon
means to support and move it from one place to another.” Jury Instruction
No. 16 defined immediate access to a firearm as having actual possession
or being within close proximity so the person could reach for or claim
dominion or control over the weapon. Jury Instruction No. 17 addressed
possession, stating,
The law recognizes several kinds of possession. A
person may have actual possession or constructive
possession. A person may have sole or joint possession.
A person who has direct physical control over a thing
on his person is in actual possession of it.
A person who, although not in actual possession, has
both the power and the intention at a given time to exercise
dominion or control over a thing, either directly or through
another person or persons, is in constructive possession of it.
A person’s mere presence at a place where a thing is found or
proximity to the thing is not enough to support a conclusion
that the person possessed the thing.
5
If one person alone has actual or constructive
possession of a thing, possession is sole. If two or more
persons share actual or constructive possession of a thing,
possession is joint.
Whenever the word “possession” has been used in these
instructions, it includes actual as well as constructive
possession and sole as well as joint possession.
Shorter objected to Jury Instruction Nos. 11, 16, and 17 to the
extent they addressed possessing, as opposed to carrying, a dangerous
weapon. The district court overruled the objections, and the jury was
instructed about both carrying and possessing a weapon.
At the close of the State’s case and again at the close of all the
evidence, Shorter moved for judgment of acquittal based on a lack of
evidence that the gun was on Shorter’s person or within his immediate
reach or access while he was inside the vehicle. The State opposed the
motions, asserting the act of opening the car door put Shorter within reach
or access to the gun on the console to satisfy the statutory requirements.
The district court denied both motions, concluding there was substantial
evidence to make an inference of guilt.
In the State’s closing argument, the State argued that constructive
possession alone was enough to convict Shorter, even if the jury disagreed
as to whether Shorter carried the gun. Specifically, the State told the jury,
Sub A [section 724.4C(1)(a)] is simply that he reaches and he
touches the gun. Sub B [section 724.4C(1)(b)] is simply that
he is -- he doesn’t have to touch the gun. It just has to be
there and he has to be within immediate reach of that gun. If
you believe that he stepped in and leaned in or if he just
opened up that car door and you’re standing between an open
car door and the center console and that gun’s on the center
console, that gun -- anything that’s on that center console is
within immediate access in reach of an individual.
(Emphasis added.)
Following defendant’s closing argument, the State again highlighted
the constructive possession portion of the instruction in its rebuttal
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argument. The last thing the jury heard before retiring to consider the
evidence was from the State:
But I feel completely comfortable that any rational person that
looks at this evidence will determine what happened that
night. And what happened that night is simply that the
defendant went for his gun, and he was within reach of it when
he reached in, and that makes him guilty.
The jury found Shorter guilty of carrying a dangerous weapon while
intoxicated. From the bench, the court also found Shorter guilty of public
intoxication, in violation of Iowa Code section 123.46.
Shorter appealed, challenging the jury instructions related to
“possession.” He also asserted his trial counsel was ineffective for failing
to object to another instruction involving his prior out-of-court statements.
We transferred the appeal to the court of appeals, which affirmed Shorter’s
conviction. We granted Shorter’s application for further review.
II. Standard of Review.
“We review challenges to jury instructions for correction of errors at
law,” State v. Hoyman, 863 N.W.2d 1, 7 (Iowa 2015) (quoting State v.
Guerrero Cordero, 861 N.W.2d 253, 257–58 (Iowa 2015), overruled on other
grounds by Alcala v. Marriott Int’l, Inc., 880 N.W.2d 699, 708 & n.3 (Iowa
2016)), to determine “whether the instruction at issue ‘accurately states
the law,’ ” State v. Mathias, 936 N.W.2d 222, 226 (Iowa 2019) (quoting
State v. Albright, 925 N.W.2d 144, 157 (Iowa 2019)). Erroneous jury
instructions are prejudicial and require reversal when they “mislead the
jury or materially misstate the law.” State v. Benson, 919 N.W.2d 237,
241–42 (Iowa 2018).
“We review ineffective-assistance-of-counsel claims de novo.” State
v. Thorndike, 860 N.W.2d 316, 319 (Iowa 2015).
7
III. Analysis.
Iowa Code section 724.4C, titled “[p]ossession or carrying of
dangerous weapons while under the influence,” declares,
1. Except as provided in subsection 2, a person
commits a serious misdemeanor if the person is intoxicated
as provided under the conditions set out in section 321J.2,
subsection 1, paragraph “a”, “b”, or “c”, and the person does
any of the following:
a. Carries a dangerous weapon on or about the person.
b. Carries a dangerous weapon within the person’s
immediate access or reach while in a vehicle.
Iowa Code § 724.4C (2018). Section 724.4C was originally enacted in 2010
and significantly modified in 2017. See 2017 Iowa Acts ch. 69, § 8; 2017
Iowa Acts ch. 170, § 47. This is our first opportunity to interpret the 2017
statute.
Shorter does not contest that he was intoxicated as defined under
Iowa Code section 321J.2. 1 Instead, he argues that “carries” under the
statute is narrower than “possesses” and, therefore, Jury Instructions
Nos. 11, 16, and 17 improperly allowed the jury to convict him based on
conduct not covered by the statute. Shorter argues that because the jury
could have convicted him on a finding of possession alone, his conviction
must be reversed.
While subsections (a) and (b) of section 724.4C(1) criminalize only
“carr[ying] a dangerous weapon,” marshaling Jury Instruction No. 11
added “or possesses” to each subsection, allowing the jury to convict
Shorter if he “carrie[d] or possesse[d] a dangerous weapon.” In addition,
as described above, Jury Instruction No. 17 provided a detailed description
of “several types of possession,” including both actual and constructive
1Section 321J.2 defines the offense of operating while intoxicated and declares an
alcohol concentration of .08 or higher qualifies as intoxication. Iowa Code § 321J.2(1)(b).
8
possession. Unless the term “carries” can be interpreted to include the
term “possesses” in the context of section 724.4C(1), the instructions did
not accurately state the law.
A. The Meaning of Iowa Code Section 724.4C(1). We start by
determining the meaning of Iowa Code section 724.4C. Statutory
interpretation “begin[s] with the text of the statute.” Mathias, 936 N.W.2d
at 227. When interpreting a particular term, we are bound by any
definition provided by the legislature. Id. If the legislature does not
provide a definition, “we look to the context in which the term appears and
give it its ordinary and common meaning.” Id.
Iowa Code chapter 724 does not define “carry.” Nor does it define
“possess.” Chapter 702, which provides general definitions for the
criminal code, similarly does not define “carry” or “possess.” Therefore, we
must determine the ordinary and common meaning of the words to
determine if carrying includes possessing. Id.
While “carry” has varying meanings, some of which imply “some
degree of possession,” Muscarello v. United States, 524 U.S. 125, 134, 118
S. Ct. 1911, 1917 (1998), the opposite is not necessarily true. That is, that
a defendant engages in “some degree of possession” of a weapon does not
necessarily mean that he has also carried it. This is particularly true in
light of the additional limiting language contained in section 724.4C(1). It
is not enough that the individual “carries a dangerous weapon.” Rather,
the weapon must be carried “on or about the person” for purposes of
paragraph (a) or the weapon must be carried “within the person’s
immediate access or reach while in a vehicle” for purposes of paragraph
(b). Iowa Code § 724.4C(1)(a)–(b). These additional limitations must be
considered in defining what is required to “carry a dangerous weapon” in
violation of section 724.4C(1). Cf. Muscarello, 524 U.S. at 132, 118 S. Ct.
9
at 1916 (addressing “the purely legal question of whether Congress
intended to use the word ‘carry’ in its ordinary sense, or whether it
intended to limit the scope of the phrase to instances in which a gun is
carried ‘on the person’ ”). These additional limitations make clear that
“carries” in section 724.4C(1)(a) and (b) is narrower than, and does not
extend to, mere possession.
Other courts have likewise recognized that “the definition of
‘carrying,’ which implies that the weapon is on or about the defendant’s
person, is undeniably narrower than the definition of ‘possessing,’ which
includes both actively possessing and constructively possessing.” James
v. State, 16 So. 3d 322, 326 & n.2 (Fla. Dist. Ct. App. 2009) (holding
district court committed fundamental error by instructing jury on
“possession of a concealed weapon by a convicted felon,” where defendant
was charged with “carrying a concealed weapon by a convicted felon”); see
also Gallman v. State, 14 A.3d 502, 505 (Del. 2011) (“PDW [possession of
a destructive weapon] is broader than CCDW [carrying a concealed deadly
weapon] because, unlike CCDW, PDW may occur in the context of being
in the same proximity of where a weapon is found, even though the weapon
is not on or about the person or belongings of the defendant.”).
Subsection (2) of section 724.4C reinforces our conclusion that
possession in and of itself is insufficient to meet the carry requirement of
subsection (1). See Iowa Code § 724.4C(2); Iowa Ins. Inst. v. Core Grp. of
Iowa Ass’n for Justice, 867 N.W.2d 58, 72 (Iowa 2015) (“[W]e read statutes
as a whole rather than looking at words and phrases in isolation.”); Phillips
v. Chi. Cent. & Pac. R.R., 853 N.W.2d 636, 649 (Iowa 2014) (noting that
“statutory terms are often ‘clarified by the remainder of the statutory
scheme’ ” (quoting United Sav. Ass’n of Tex. v. Timbers of Inwood Forest
Assocs., Ltd., 484 U.S. 365, 371, 108 S. Ct. 626, 630 (1988))). Section
10
724.4C criminalizes what would otherwise be permissible activity with a
valid carry permit if the permit-holder becomes intoxicated. Compare Iowa
Code § 724.4(4)(i) (excepting from the carrying violations in § 724.4(1)–(3)
persons possessing a valid permit to carry), with id. § 724.4C. Whereas
subsection (1) of section 724.4C identifies what is prohibited, subsection
(2) identifies what is not criminalized, even when intoxicated.
2. This section shall not apply to any of the following:
a. A person who carries or possesses a dangerous
weapon while in the person’s own dwelling, place of business,
or on land owned or lawfully possessed by the person.
b. The transitory possession or use of a dangerous
weapon during an act of justified self-defense or justified
defense of another, provided that the possession lasts no
longer than is immediately necessary to resolve the
emergency.
Id. § 724.4C(2) (emphasis added).
Although section 724.4C is titled “[p]ossession or carrying,” only
subsection two—which identifies what is not criminalized—uses the term
“possesses.” Id. § 724.4C. Subsection (1) refers only to carrying. Id. We
first note that the title “cannot limit the plain meaning of the text.” Des
Moines Flying Serv., Inc. v. Aerial Servs. Inc., 880 N.W.2d 212, 220–21 (Iowa
2016) (quoting State v. Tague, 676 N.W.2d 197, 201 (Iowa 2004))
(discussing the “title-and-headings canon” under which “[a] statute’s title
may be used only to resolve existing doubts or ambiguities as to the
statutory meanings and not to create ambiguity where none existed”
(quoting 1A Norman J. Singer & Shambie Singer, Statutes and Statutory
Construction § 18:7, at 78–79 (7th ed. 2009))). Further, “when the
legislature includes particular language in some sections of a statute but
omits it in others, we presume the legislature acted intentionally.” State
v. Macke, 933 N.W.2d 226, 235 (Iowa 2019). This distinction between the
11
subsections reinforces our holding that within the context of section
724.4C, carrying is narrower than possession. The jury instructions that
allowed the jury to convict Shorter if he either carried or possessed a
dangerous weapon misstated the law.
The State does not seriously contest that the jury instructions
misstated the crime of carrying a dangerous weapon in violation of section
724.4C(1). It nonetheless attempts to uphold Shorter’s conviction on the
theory that any error was harmless.
B. Is the Instructional Error Reversible? The State urges us to
conclude any error in the jury instructions was harmless and affirm
Shorter’s conviction. Shorter argues error was not harmless, requiring
reversal. On appeal, the parties agreed the error was subject to harmless-
error analysis. 2
Generally, “[r]eversal of a criminal conviction is not required . . . if
the error is harmless.” State v. Kennedy, 846 N.W.2d 517, 527 (Iowa
2014). Our harmless-error inquiry “looks . . . to the basis on which ‘the
jury actually rested its verdict.’ ” Id. (quoting Sullivan v. Louisiana, 508
U.S. 275, 279, 113 S. Ct. 2078, 2081 (1993)). “The inquiry ‘is not whether,
in a trial that occurred without the error, a guilty verdict would surely have
been rendered, but whether the guilty verdict actually rendered in this trial
was surely unattributable to the error.’ ” Id. (quoting Sullivan, 508 U.S. at
279, 113 S. Ct. at 2081).
We have articulated the standard for reviewing instructions that
misstate the elements of an offense with a focus on prejudice, stating that
2In his application for further review, Shorter argues his conviction should be
subject to automatic reversal. This position is contrary to Shorter’s initial briefs, where
he urged us to reverse using a harmless-error analysis. We need not address this
contention because, as discussed herein, we conclude the instructional error was not
harmless and Shorter’s conviction should be reversed.
12
erroneous jury instructions “warrant ‘reversal when prejudice results,’ ”
and “[p]rejudice results when jury instructions mislead the jury or
materially misstate the law.” Benson, 919 N.W.2d at 241–42 (first quote
State v. Coleman, 907 N.W.2d 124, 138 (Iowa 2018)). Once instructional
error is established, prejudice is presumed, and the state must prove a
lack of prejudice. See Hoyman, 863 N.W.2d at 19.
This prejudice standard and harmless error are two sides of the
same coin. Asking if the guilty verdict “actually rendered in this trial was
surely unattributable to the error,” see Kennedy, 846 N.W.2d at 527
(quoting Sullivan, 508 U.S. at 279, 113 S. Ct. at 2081), is another way of
asking whether an erroneous jury instruction could have “misle[d] the
jury.” Benson, 919 N.W.2d at 241–42. Likewise, requiring a misstatement
of the law to be material before it can be considered prejudicial is
consistent with our harmless-error analysis. See, e.g., State v. Seiler, 342
N.W.2d 264, 268 (Iowa 1983). In Seiler, we explained that error was
harmless, and therefore not prejudicial, if the evidence “inescapably le[d]
to the conclusion” that the legal error had no effect on the jury’s verdict.
See id. Conversely, in State v. Schuler, we concluded erroneous jury
instructions were not harmless where we could “not conclude with any
degree of certainty that the jury would have found [the defendant] guilty
beyond a reasonable doubt had it been properly instructed.” 774 N.W.2d
294, 300 (Iowa 2009). These prior cases put meat on the bones of what it
means for legally erroneous jury instructions to prejudice the defendant
by misleading the jury or materially misstating the law.
Here, the instructions erroneously allowed the jury to convict
Shorter based on constructive possession, an instruction exploited by the
State during closing argument. Although evidence was presented from
multiple witnesses that would be sufficient for a jury to find Shorter
13
carried the weapon, Shorter’s own testimony, if believed, could call into
question whether he carried the gun as required by section 724.4C.
Depending on how it evaluated the credibility of the witnesses, the jury
could have concluded (1) Shorter never carried or possessed the gun,
(2) Shorter possessed but did not carry the gun, or (3) Shorter carried the
gun. That Shorter was convicted tells us the jury rejected the first of these
possibilities, but it does not tell us which of the other two it accepted. The
State argues that Shorter’s testimony is inconsistent with the second
possibility, so the error here does not require reversal. However, the jury
can believe some of a witness’s story while rejecting other parts. Likewise,
the jury is free to credit portions of both sides’ evidence and conclude the
real story is somewhere in the middle. See, e.g., State v. Dudley, 856
N.W.2d 668, 677 (Iowa 2014) (“In our system of justice, it is the jury’s
function to determine the credibility of a witness.”).
Notably, the State pushed the constructive-possession theory in its
closing argument, urging the jury to find Shorter guilty if he was standing
in the open car door within reach of the gun inside the car on the console,
even if he never touched the gun or entered the car—a finding that would
credit at least a portion of Shorter’s own testimony over other testimony.
As in Hoyman, we cannot assume that the jury based its conviction on the
legally accurate portion of the instruction, “especially . . . in light of the
State’s rebuttal closing argument.” 863 N.W.2d at 15; see also Benson,
919 N.W.2d at 246 (holding district court erred in case involving child
endangerment, a general-intent crime, and assault, a specific-intent
crime, by refusing defendant’s requested marshaling instruction to identify
which form of intent applied to which charge and that such legal error
prejudiced defendant where “the State may have blurred the jury’s
14
understanding of the requisite form of intent for assault causing bodily
injury” when it discussed both forms of intent in its closing arguments).
Because we cannot be certain that the jury convicted Shorter based
on carrying the firearm, banned by Iowa Code section 724.4C, and not
based on constructively possessing it, not banned, we find the
misstatement of the law in the instructions was material and likely misled
the jury. The instructional error prejudiced Shorter and requires reversal.
See Benson, 919 N.W.2d at 246–47 (reversing where “Benson was
prejudiced because the instructions misled the jury”); Schuler, 774 N.W.2d
at 300 (concluding defendant was prejudiced by erroneous jury
instructions where “[t]he severity and type of [the defendant’s] involvement
varie[d] from witness to witness”). Therefore, we reverse and remand this
case for a new trial.
C. Additional Issues. Because we are remanding for a new trial,
“we take this opportunity to address those additional issues which may
arise on retrial.” State v. Hanes, 790 N.W.2d 545, 552 (Iowa 2010).
Shorter also challenges Jury Instruction No. 18. That instruction stated,
Evidence has been offered to show that the defendant
made statements at an earlier place and time.
If you find any of the statements were made, then you
may consider them as part of the evidence, just as if they had
been made at this trial.
You may also use these statements to help you decide
if you believe the defendant. You may disregard all or any part
of the defendant’s testimony if you find the statements were
made and were inconsistent with the defendant’s testimony
given at trial, but you are not required to do so. Do not
disregard the defendant’s testimony if other evidence you
believe supports it or you believe it for any other reason.
(Emphasis added.) The language used in the instruction came from the
previous version of Iowa State Bar Association Uniform Criminal Jury
15
Instruction 200.44 and concerns what our rules of evidence term
“opposing party’s statement[s].” Iowa R. Evid. 5.801(d)(2). Specifically,
Shorter objects to the portion of the instruction that opposing party
statements may be used “just as if they had been made at trial.” 3
Opposing party statements are admissible as nonhearsay because
they are made by an opposing party, despite otherwise meeting the
definition of hearsay. Iowa R. Evid. 5.801(d)(2). “They constitute
substantive evidence of the facts asserted but are not conclusive evidence
of those facts . . . .” State v. Bayles, 551 N.W.2d 600, 606 (Iowa 1996)
(quoting 7 James A. Adams & Kasey W. Kincaid, Iowa Practice Series
§ 801.9, at 401 (1988)).
That an out-of-court statement by an opposing party is admissible
as substantive evidence at trial does not necessarily mean it can be
equated with sworn trial testimony. When a person testifies at trial they
are put under oath, subjecting them to potential prosecution for perjury.
Iowa Code § 720.2; Iowa R. Evid. 5.603. The formalities of being placed
under oath, both the presence of an official to administer it and the use of
the language “under penalty of perjury,” are intended to “bind the
conscience” of the person taking the oath, i.e., impress upon them the
gravity of testifying. State v. Carter, 618 N.W.2d 374, 377–78 (Iowa 2000)
(en banc); see also Iowa R. Evid. 5.603 (“Before testifying, a witness must
give an oath or affirmation to testify truthfully. It must be in a form
designed to impress that duty on the witness’s conscience.”). In addition,
in-court testimony allows the jury to observe nonverbal cues that can
assist in judging the credibility of the declarant and the context in which
3The instruction has since been updated to delete the problematic “just as if made
at trial” language. See Iowa State Bar Ass’n., Iowa Criminal Jury Instruction 200.44
(2019).
16
the statement was made. An out-of-court statement is not subject to these
protections and therefore cannot be fully equated with in-court testimony
made at trial in front of the jury. 4 Even an out-of-court confession does
“not warrant a conviction, unless accompanied with other proof that the
defendant committed the offense.” Iowa R. Crim. P. 2.21(4).
By telling the jury to treat an out-of-court statement as if it had been
made at trial, the challenged language of the instruction circumscribes the
defendant’s ability to explain why the out-of-court statement is less
reliable than the in-court sworn testimony. Opposing party out-of-court
statements should not be treated “just as if made at trial,” and the
instruction was erroneous. This does not mean that the instruction is
necessarily prejudicial in a given case, but it is a misstatement of the law.
IV. Conclusion.
Shorter was prejudiced by the erroneous jury instructions. We
reverse his conviction and remand this case to the district court for a new
trial.
DECISION OF COURT OF APPEALS VACATED; DISTRICT COURT
JUDGMENT REVERSED AND REMANDED FOR NEW TRIAL.
All justices concur except Appel, J., who specially concurs.
4For
example, Billy Gambini’s “I shot the clerk??” turns into a confession when
relayed to the jury by Sheriff Farley as an affirmative statement. My Cousin Vinny
(Twentieth Century Fox 1992).
17
#18–1142, State v. Shorter
APPEL, Justice (concurring specially).
I concur with the opinion of the court on the issue of whether the
jury instruction including possession was erroneous.
On the question of harmless error, I agree that the error in this case
was not harmless based on the arguments of the parties. I note, however,
that there is a substantial question as to whether harmless error is the
proper approach under Amendment VI of the United States Constitution
or article I, section 10 of the Iowa Constitution where an element of the
offense is omitted or misdescribed in jury instructions. See Neder v. United
States, 527 U.S. 1, 30, 199 S. Ct. 1827, 1844 (1999) (Scalia, J., concurring
in part and dissenting in part) (“[D]epriving a criminal defendant of the
right to have the jury determine his guilt of the crime charged—which
necessarily means his commission of every element of the crime charged—
can never be harmless.”); United States v. Pizzaro, 772 F.3d 284, 299 (lst
Cir. 2014) (limiting harmless error to situations where the element was
uncontested and supported by overwhelming evidence); Jordan v. State,
420 P.3d 1143, 1155–58 (Alaska 2018) (embracing Justice Scalia’s dissent
in Neder); State v. Pearson, 804 N.W.2d 260, 265 n.1 (Iowa 2011)
(“[O]mission in the jury instruction of the movement element requires a
new trial on the going-armed charge.”); Harrell v. State, 134 So. 3d 266,
270–75 (Miss. 2014) (rejecting the Neder majority and adopting the
position of Justice Scalia); State v. Kousounadis, 986 A.2d 603, 616 (N.H.
2009) (rejecting the majority opinion in Neder as “widely criticized”).
Because the question of per se error was not raised by the parties, the
majority properly does not address the question of whether instructional
error on an element gives rise to automatic reversal under the United
States or Iowa Constitutions.