State v. Baccam

IN THE COURT OF APPEALS OF IOWA
No. 17-0371
Filed January 24, 2018
STATE OF IOWA,
Plaintiff-Appellee,
vs.
PETER PATRICK BACCAM,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Sioux County, Jeffrey L. Poulson,
Judge.
Peter Baccam appeals his conviction of domestic abuse assault by
strangulation causing bodily injury. AFFIRMED.
Jared R. Weber of Jared Weber, Attorney at Law, Orange City, for
appellant.
Thomas J. Miller, Attorney General, and Thomas E. Bakke, Assistant
Attorney General, for appellee.
Considered by Vaitheswaran, P.J., and Potterfield and McDonald, JJ.
2
POTTERFIELD, Judge.
Peter Baccam appeals his conviction of domestic abuse assault causing
bodily injury, second offense, in violation of Iowa Code section 708.2A(3)(b)
(2016). On appeal, Baccam argues the district court should have granted his
motion for a new trial because the court improperly admitted evidence of prior bad
acts at his jury trial. Baccam argues the district court also erred by allowing
hearsay evidence to be admitted. As to both of these arguments, Baccam relies
on a record made before the first witness testified. The objections Baccam noted
in this record were not renewed or ruled upon during the presentation of evidence.
Baccam also argues there is insufficient evidence to support his conviction.
I. Background Facts and Proceedings.
Peter Baccam and the complaining witness lived together, were in a
relationship, and had three children together. The complaining witness was
several months pregnant at the time of the altercation on October 10, 2016. There
are different accounts of what happened that day. The following day the
complaining witness sought medical attention and told medical personnel about
the altercation. Medical personnel notified law enforcement. Law enforcement
officers interviewed the complaining witness about the altercation.
Baccam was charged with domestic abuse assault on October 20, 2016.
Baccam pled not guilty. In January 2017 a jury convicted Baccam of domestic
abuse assault. The State filed a notice to court in January 2017 acknowledging a
State exhibit contained information referring to prior physical abuse, in conflict with
the court’s earlier ruling on a motion in limine. Baccam filed a motion for a new
3
trial in February 2017, and the court overruled the motion after a hearing in March
2017.1
II. Prior Bad Acts.
Baccam argues a medical report was improperly admitted because it
contained references to prior bad acts. The State argues this issue is not
preserved for our review.
Prior to trial, Baccam filed a motion in limine, in part requesting the court to
exclude evidence of any prior convictions, arrests, or allegations of wrongful acts
of the defendant. Baccam cited Iowa Rule of Evidence 5.404(b)(1): “Prohibited
use. Evidence of a crime, wrong, or other act is not admissible to prove a person's
character in order to show that on a particular occasion the person acted in
accordance with the character.”
The district court granted Baccam’s motion in limine in a pretrial
conference order, but explicitly cautioned Baccam, stating:
Rulings on motions in limine are not final evidentiary rulings.
Where sustained, counsel and witnesses shall refrain from
discussing the subject matter of the motion in the presence of the
jury until after a favorable evidentiary ruling. Nothing contained in
this ruling shall relieve counsel from the need to make the necessary
offer of proof or objection during the course of the trial in order to
allow the court to make a final evidentiary ruling in the context of the
trial.
1
Baccam filed his notice of appeal after his motion for a new trial was denied, but before
sentencing. A defendant is entitled to a right of appeal from final judgment. Iowa Code §
814.6. “In a criminal case, sentence constitutes final judgment.” State v. Anderson, 246
N.W.2d 277, 279 (Iowa 1976). Because Baccam filed his notice of appeal before his
sentence was filed, his appeal is premature. Rather than dismiss his appeal, we treat his
notice of appeal as an application for interlocutory review, grant the application, and
address the merits of his claim. See Iowa R. App. P. 6.108 (“If any case is initiated by a
notice of appeal . . . and the appellate court determines another form of review was the
proper one, the case shall not be dismissed, but shall proceed as though the proper form
of review had been requested.”).
4
Before the first witness testified, and before the medical report had been
identified or offered as evidence, Baccam raised an objection to the medical report.
The medical report documents the complaining witness’s account of her injuries
and how they happened. Baccam objected to the portion of the report stating that
the complaining witness “[t]ells me that the baby’s father has hurt her before over
the past 4 1/2 years. She feels that ‘drugs play a factor’ when he is abusive.”
Baccam objected to the medical report on the grounds that it contained no
probative value and the evidence was cumulative. Baccam also asserted that the
medical report “contains a lot of issues in the motion in limine.”
The State offered to redact the portion of the medical report quoted above.
Baccam’s trial counsel responded, “Yeah, I think that should take care of the
concerns I have.” The district court judge then stated, “[The medical report] hasn’t
been offered, so I think the entire objection is somewhat premature . . . Once again,
until the exhibit has been authenticated and offered, I will not be ruling, but now
would be an appropriate time to do the redaction.”
Later, the State moved to admit the medical report into evidence. Baccam’s
trial counsel objected, stating the exhibit had no probative value and was
cumulative. The objection was overruled. Baccam’s trial counsel did not object to
the medical report as introducing evidence of prior bad acts, and the district court
did not make a final ruling on this issue.
“It is a fundamental doctrine of appellate review that issues must ordinarily
be both raised and decided by the district court before we will decide them on
appeal.” Meier v. Senecaut, 641 N.W.2d 532, 537 (Iowa 2002). “Motion for new
5
trial ordinarily is not sufficient to preserve error where proper objections were not
made at trial.” State v. Steltzer, 288 N.W.2d 557, 559 (Iowa 1980).
While Baccam did file a motion in limine,
It is generally recognized that a motion in limine does not preserve
error since error does not occur until the matter is presented at trial.
An objection should be made at trial to preserve error. This rule,
however, has an exception. A defendant is not required to object at
trial if the prior ruling on the motion in limine “amounts to an
unequivocal holding concerning the issue raised.”
State v. Delaney, 526 N.W.2d 170, 177 (Iowa Ct. App. 1994) (citations omitted).
The district court judge made it clear to counsel that his motion in limine ruling and
any pretrial discussion before the exhibit was offered were not final rulings on the
matter. See also State v. Howard, 509 N.W.2d 764, 768–69 (Iowa 1993) (holding
that an objection before the introduction of evidence must be repeated when the
evidence is introduced or objections to the error in admitting the evidence are
waived). We find Baccam’s argument that the medical report should not have been
admitted is not preserved for our review.
III. Hearsay.
Baccam argues the district court improperly allowed hearsay statements to
be admitted as evidence. Baccam argues the testimony of a nurse and a nurse
practitioner were not statements made for the purposes of medical diagnosis and
treatment, and were therefore not allowed under any hearsay exceptions. The
State argues Baccam did not preserve error on this issue.
The State’s first witness was the nurse who treated the complaining witness
the day following the incident between Baccam and the complaining witness.
Before the nurse began her testimony, Baccam interrupted with his objections to
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the medical report discussed above and to the testimony of the nurse, stating,
“Your Honor, there are some issues we need—some record to be made before
this witness testifies.” Baccam proceeded:
We were alerted yesterday that [the complaining witness] might not
be cooperating with the State. If that is the case, whatever she told
[the nurse] will be inadmissible because, one, it will be hearsay; two,
it will violate the confrontation clause. If she’s able to testify, that
takes care of our concern.
The State replied that the complaining witness would be testifying “so the hearsay
and confrontation don’t apply.” The State then addressed Baccam’s concerns with
the medical report, discussed above. Baccam’s trial counsel replied, “Yeah, that
should take care of the concerns that I have.” Trial resumed and the nurse was
questioned without any further objections and without cross-examination. The
complaining witness’s nurse practitioner also testified; Baccam did not voice any
objections to her testimony. The trial court never ruled on whether any portion of
the nurse or the nurse practitioner’s testimony was admissible. Issues must be
raised and decided by the district court before they can be decided on appeal.
Meier, 641 N.W.2d at 537. Baccam’s hearsay arguments have not been preserved
for our review.
IV. Insufficient Evidence.
Finally, Baccam argues there is insufficient evidence to uphold his
conviction because there is no direct testimony of an assault or injury and because
the complaining witness recanted her statements made to medical professionals
and law enforcement, testifying to a different version of events.2
2
Baccam does not argue the State has committed a Turecek violation. See State v.
Turecek, 456 N.W.2d 219, 255 (Iowa 1990).
7
“Challenges to the sufficiency of evidence are reviewed for errors at law.”
State v. Keopasaeuth, 645 N.W.2d 637, 639–40 (Iowa 2002). When reviewing
challenges to sufficiency of the evidence, “courts consider all of the record
evidence viewed in the light most favorable to the State, including all reasonable
inferences that may be fairly drawn from the evidence. We will uphold a verdict if
substantial record evidence supports it.” State v. Romer, 832 N.W.2d 169, 174
(Iowa 2013) (internal citation omitted). “Evidence is substantial when ‘a rational
trier of fact could conceivably find the defendant guilty beyond a reasonable
doubt.’” State v. Howse, 875 N.W.2d 684, 688 (Iowa 2016) (citation omitted). If
the “evidence only raises ‘suspicion, speculation, or conjecture’, it is not substantial
evidence.” Id. (citation omitted).
Baccam argues there is no direct testimony from the complaining witness
describing an assault. The jury was presented with evidence from a nurse and a
nurse practitioner, both of whom testified that the complaining witness reported the
father of her baby had pushed her to the ground, slammed her head on the floor,
and tried to choke her twice. The medical report from that day reflects the
complaining witness’s statements to the same effect. The medical report and the
nurse practitioner’s testimony also reflect injuries consistent with the witness’s
statements, including a possible concussion. Baccam’s objections on appeal to
this evidence were not preserved at trial. Sioux Center Police Officer Mike Halma
testified the complaining witness reported Baccam grabbed her by the neck and
pushed her down. Officer Halma also reported observing the witness to be in pain
the day after the alleged assault. Photographs of the complaining witness’s neck—
including scratch marks—were submitted to the jury.
8
While the complaining witness recanted her previous account of the assault
in her trial testimony, she made consistent statements to medical professionals
and law enforcement the day after the assault. “Inherent in our standard of review
of jury verdicts in criminal cases is the recognition that the jury [is] free to reject
certain evidence, and credit other evidence.” State v. Sanford, 814 N.W.2d 611,
615 (Iowa 2012). The jury found Baccam guilty of domestic abuse assault by
strangulation causing bodily injury. We conclude that substantial evidence
supports this finding.
AFFIRMED.