State of Iowa v. Carlos Sierra-Rojas

IN THE COURT OF APPEALS OF IOWA
No. 18-0492
Filed February 6, 2019
STATE OF IOWA,
Plaintiff-Appellee,
vs.
CARLOS SIERRA-ROJAS,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Warren County, Kevin A. Parker,
District Associate Judge.
Carlos Sierra-Rojas appeals from his conviction and sentence for
harboring a runaway. AFFIRMED.
Seth Harrington of Harrington Law LC, Urbandale, for appellant.
Thomas J. Miller, Attorney General, and Kevin Cmelik, Assistant Attorney
General, for appellee.
Considered by Potterfield, P.J., Mahan, S.J.,* and Danilson, S.J.*
*Senior judge assigned by order pursuant to Iowa Code section 602.9206 (2019).
2
DANILSON, Senior Judge.
Carlos Sierra-Rojas1 appeals from his conviction and sentence, following a
jury trial, for harboring a runaway, in violation of Iowa Code section 710.8(3)
(2017). Rojas contends the district court erred in denying his pretrial motion to
dismiss for improper venue; erred in denying his motion for directed verdict based
on insufficient evidence; abused its discretion in admitting an untimely disclosed,
irrelevant, and unfairly prejudicial exhibit; and erred in not instructing the jury that
he did not have an affirmative duty to report the runaway’s whereabouts to law
enforcement.
Because venue is nonjurisdictional, Rojas’s failure to file a pretrial motion
for change of venue was not preserved. Because there was sufficient evidence
Rojas committed the crime of harboring a runaway, the complained-of exhibit was
disclosed as early as practicable and was not irrelevant and cumulative, and we
determine he was not prejudiced by the court’s refusal to give his proposed jury
instruction, we affirm.
I. Background Facts and Proceedings.
The following facts were presented to the jury. On or about February 15,
2017, fifteen-year-old R.C. left her mother’s home in Madison County, Iowa,
without first obtaining her mother’s permission. R.C. left a note, telling her mother
the family was better off without having R.C. there and that R.C. would eventually
return—R.C. testified the note may have said “a few days.” An adult male named
1
The defendant in his appellate brief uses the surname Rojas, as will we.
3
Tom2 and a female named Lexi picked R.C. up from her mother’s home and drove
her to Des Moines, which is in Polk County, to Kathy and Jacob’s house. When
R.C.’s mother realized her daughter was gone, she called the Madison County
Sheriff for help. R.C.’s mother reported R.C. was a runaway.
On the night of February 15, R.C. stayed at Jacob’s house. The next day,
Kathy drove R.C. to her mother’s house so R.C. could get a backpack containing
money and other items. Kathy drove R.C. back to Des Moines, and they stopped
at an apartment. Around noon, R.C. went with Tom and another adult, David, to a
fast-food restaurant. R.C., Tom, and David sat together at the restaurant, and
Rojas was sitting diagonally from them.
Rojas looked over at the table several times and smiled. R.C. characterized
Rojas as “staring” at her. David made a comment to R.C. about Rojas, and R.C.
went over to the table to say hello. R.C. introduced herself and told Rojas she was
nineteen years old. Rojas told R.C. he was twenty years old. R.C. eventually left
the restaurant with Rojas and David and went to a nearby retail store. R.C. and
David then got into an argument, and David left. R.C. and Rojas returned to the
fast-food restaurant, then later R.C. and Rojas went to Rojas’s house, which was
nearby. Rojas lived with his father.
From Rojas’s house, the two of them took a bus to the mall. R.C. paid both
fares. After walking around the mall, R.C. and Rojas returned to Rojas’s house via
2
R.C. testified that Tom was eighteen years old at the time. R.C. knew many of the
individuals with whom she interacted only by their first names. We will refer to these
peripheral persons by first name only.
4
the bus—R.C. again paying the fares. The rest of the evening, R.C. and Rojas
watched television together and then slept in the same bed.
The morning of February 17, R.C. and Rojas went to the fast-food
restaurant to get food and use the restaurant’s wireless internet. R.C. paid for both
of their food. After an hour or two, they returned to Rojas’s house and watched
television the rest of the day. R.C. and Rojas again spent the night in the same
bed.
On February 18, R.C. and Rojas watched more television. They again went
to the nearby fast-food restaurant. R.C. again paid for food for both of them. While
they were at the restaurant, R.C. used Rojas’s phone to login to her Facebook
account. A friend of R.C.’s mother had messaged R.C., telling her R.C. was on
the news. R.C. then did an internet search of herself and found a news article.
The article showed a photo of R.C., established she was fifteen years old, and
explained she had run away from home on February 15. R.C. showed the article
to Rojas, and the two of them discussed its contents. R.C. and Rojas left the
restaurant and returned to Rojas’s house. They watched more television, and R.C.
spent the night. R.C. and Rojas had sex that night.
On February 19, R.C. used Rojas’s phone to message E.L.3 R.C. testified
she contacted E.L. to see if they could meet at the mall and go to a movie. E.L.
contacted R.C.’s mother and informed her R.C. had messaged him. R.C.’s mother
testified she asked E.L. if he could get R.C. to meet up with him, and he said he
could.
3
R.C. considers E.L. her stepbrother. E.L. is the son of R.C.’s mother’s former boyfriend.
5
R.C. and Rojas took the bus to the mall—R.C. paid the fares—and met E.L.
there. R.C.’s mother testified E.L. told her R.C. “was getting spooked” being at the
mall, and the plan to see a movie there was abandoned. E.L. then told R.C. he
was going to take them to a movie in Indianola. R.C. and Rojas got into E.L.’s car,
and E.L. drove them to a park in Indianola, which is in Warren County.
After she knew R.C. was in Indianola with E.L., R.C.’s mother contacted the
police and went to Indianola with her two other daughters and E.L.’s father. R.C.
testified she knew she was meeting up with her mom after E.L. took her to the
park. Two police officers, Kyle Peterson and Brian Stern, arrived in separate cars
around the same time R.C.’s mother arrived. Both officers testified at trial.
Officer Peterson first spoke with R.C.’s mother and confirmed R.C. was a
runaway. Officer Peterson then approached E.L.’s vehicle and spoke with R.C.
R.C. told Officer Peterson about her activities between February 15 and February
19. Officer Peterson learned R.C. and Rojas had sex. After speaking with R.C.,
Officer Peterson spoke with Rojas. He testified Rojas told him Rojas was “helping
[R.C.] out” and knew she was a runaway. Rojas confirmed to Officer Peterson that
Rojas and R.C. had sex.
Officer Stern initially spoke with R.C. and was eventually able to confirm her
identity. Officer Stern then spoke to Rojas outside the vehicle and learned Rojas
was aware R.C. was a runaway. Stern testified Rojas “said that he was trying to—
he thought she was trying to leave the state, so he was trying to help her with that,
to get her out of the state.”4 Officer Stern testified Rojas told him Rojas did not
4
R.C. later testified she never told Rojas she wanted to leave the state, nor did Rojas ask
her to leave the state.
6
know R.C. was fifteen years old. He did not remember whether Rojas told him
R.C. had been staying with Rojas, but Officer Stern “got the impression, just from
the conversation with him, that they had been together at least for a little while.”
The officers conferred with one another, and Officer Peterson arranged for
Rojas to go with R.C. and her family back to Rojas’s house to retrieve R.C.’s
personal belongings. Later, charges were filed against Rojas for harboring a
runaway, and he was arrested.
According to the trial information, the State accused Rojas of harboring a
runaway child, in violation of Iowa Code section 710.8(2). However, the charging
language mirrors that found in Iowa Code section 710.8(3) rather than 710.8(2):
The said Carlos Carmelo Sierra-Rojas, on or about February
19, 2017, in the County of Warren, and State of Iowa, did harbor
R.C., a runaway child, with the intent of allowing the runaway child
to remain away from home against the wishes of the child’s parent,
guardian, or custodian.[5]
Rojas filed a pretrial motion to dismiss, arguing venue was not proper in
Warren County because if any offense occurred it happened outside Warren
County. The court denied the motion.6 The case proceeded to trial.
During trial, the State offered as an exhibit a screenshot of what appeared
to be a text message between Rojas and R.C., sent at 7:56 p.m. the day before
trial. Rojas’s text to R.C. states:
5
Paragraph “3” states, “A person shall not harbor a runaway child with the intent of
allowing the runaway child to remain away from home against the wishes of the child’s
parent . . . .”
At trial, the State did not argue Rojas was guilty under 710.8(2), which provides,
“A person shall not harbor a runaway child with the intent of committing a criminal act
involving the child or with the intent of enticing or forcing the runaway child to commit a
criminal act.”
6
Rojas again raised this issue in a motion for directed verdict, which was also denied.
7
So If you do all you would have to say is that we didn’t have
sex if they bring it up. There’s a 50 50 chance they will but THE
MAJOR PART IS TO SAY IF THEY ASK IF WE HAD SEX IS NO.
NO MATTER WHAT WAS SAID. I ALREADY AM GOING TO SAY
NO. YOU AND ME SAY NO AND WE’RE GOOD.
Rojas objected to the exhibit on the grounds that the evidence was not
disclosed until the morning of trial and was irrelevant and prejudicial. The court
admitted the exhibit, finding it was relevant to the question of Rojas’s intent and
excusing the timeliness of disclosure based on the fact the message had been
sent the day before trial. At the close of the State’s case-in-chief, Rojas moved for
a directed verdict based on improper venue and insufficient evidence of Rojas’s
intent. The court denied the motion.
Rojas rested without presenting any additional evidence. Citing State v.
Freemont, No. 03-0139, 2004 WL 2168424, at *2 (Iowa Ct. App. Sept. 29, 2004),
Rojas proposed a jury instruction which stated, “The Defendant did not have an
affirmative duty to report R.C.’s whereabouts to the authorities.” The court
summarily ruled it would not include the proposed instruction. The jury found Rojas
guilty.
Prior to sentencing, Rojas filed a motion for a new trial based, in part, on
the admission of State’s Exhibit 2, the screenshot. That motion was denied. Rojas
was sentenced to two years’ incarceration, which was suspended, ordered to pay
a fine, and was placed on probation. Rojas appeals.
II. Scope and Standards of Review.
We review a district court’s ruling on a motion to dismiss for errors at law.
State v. Finders, 743 N.W.2d 546, 548 (Iowa 2008). When reviewing a ruling on
8
a motion to dismiss, we accept as true the facts alleged by the State in the trial
information and minutes of testimony. Id.
Issues of statutory interpretation are reviewed for correction of errors at law.
See State v. Olsen, 848 N.W.2d 363, 366 (Iowa 2014).
We review challenges to the sufficiency of the evidence for correction of
errors at law. State v. Huser, 894 N.W.2d 472, 490 (Iowa 2017). We will uphold
a verdict if substantial evidence supports it. See State v. Webb, 648 N.W.2d 72,
75 (Iowa 2002). Evidence is substantial if it would convince a rational fact finder
that the defendant is guilty beyond a reasonable doubt. Id. at 75–76. We consider
the evidence in the record “in the light most favorable to the State, including all
reasonable inferences that may be fairly drawn from the evidence.” Id. at 76. We
will consider all evidence in the record, including evidence that does not support
the verdict. State v. Petithory, 702 N.W.2d 854, 856–57 (Iowa 2005). Evidence
raising only “suspicion, speculation, or conjecture is not substantial.” State v.
Leckington, 713 N.W.2d 218, 221 (Iowa 2006).
We review the court’s evidentiary rulings for an abuse of discretion. State
v. Neiderbach, 837 N.W.2d 180, 190 (Iowa 2013). “A court abuses its discretion
when its ‘discretion was exercised on grounds or for reasons clearly untenable or
to an extent clearly unreasonable.’” State v. Long, 814 N.W.2d 572, 576 (Iowa
2012) (citation omitted). “Even if an abuse of discretion is found, reversal is not
required unless prejudice is shown.” State v. Jordan, 779 N.W.2d 751, 756 (Iowa
2010) (citation omitted).
We review refusals to give a requested jury instruction for correction of
errors at law. Alcala v. Marriott Intern., Inc., 880 N.W.2d 699, 707 (Iowa 2016).
9
“As long as a requested instruction correctly states the law, has application to the
case, and is not stated elsewhere in the instructions, the court must give the
requested instruction.” State v. Martinez, 679 N.W.2d 620, 623 (Iowa 2004)
(quoting State v. Kellogg, 542 N.W.2d 514, 516 (Iowa 1996)). However, “[e]rror in
giving or refusing jury instructions does not merit reversal unless it results in
prejudice to the defendant.” Kellogg, 542 N.W.2d at 516.
III. Discussion.
A. Venue.
Rojas contends the court should have granted his motion to dismiss
because venue was not proper in Warren County. The State responded that
dismissal was “not the proper avenue.” The State argued, “If anything, it is a
transfer to Polk County where, in defendant’s filings, he said this occurred.” The
State observed that if the defendant wanted a transfer to Polk County to be tried
there, “the State is more than willing to have it transferred.” The court ruled the
issue “is not a matter for a motion to dismiss” but rather a “matter on a motion for
change of venue,” which “[a]t this point in time, that’s not been filed.”
“All objections to venue are waived by a defendant unless the defendant
objects thereto and secures a ruling by the trial court on a pretrial motion for
change of venue.” Iowa Code § 803.2(3). In State v. Donnelly, 242 N.W.2d 295
(Iowa 1976), our supreme court examined the history and effect of changes to Iowa
Code section 753.2 (now codified at section 803.2). Our supreme court concluded
the legislature intended to make a substantive change from the previous venue
provision, under which venue was explicitly a jurisdictional fact the State had to
prove. See Donnelly, 242 N.W.2d at 297; see also State v. Allen, 293 N.W.2d 16,
10
20 (Iowa 1980) (noting previously “venue must be proved beyond a reasonable
doubt” but was “no longer considered jurisdictional”). Because of the legislative
change, venue is no longer “an essential element of the crime itself,” nor “is it so
vital that objections regarding it cannot be waived.” Allen, 293 N.W.2d at 20.
Here, Rojas did not file a pretrial motion for change of venue but argued
that venue was jurisdictional. The law is otherwise.7 We find no error. See Iowa
Code § 803.2(3); Allen, 293 N.W.2d at 20.
B. Sufficiency of the Evidence.
Rojas also contends there was insufficient evidence he provided aid,
support, or shelter to R.C., or that he intended to allow R.C. to remain away from
home against the wishes of her parent. The State contends error is not preserved
on the intent argument.
We first address the State’s error-preservation argument. For an issue to
be properly preserved, it “must ordinarily be both raised and decided by the district
court.” Meier v. Senecaut, 641 N.W.2d 532, 537 (Iowa 2002). “When a district
court fails to rule on an issue properly raised by a party, the party who raised the
7
In State v. Liggins, our supreme court wrote:
We believe state territorial jurisdiction is an essential element of the
crime. As such the issue is properly submitted at trial. Only if the
jurisdictional facts are undisputed should the court determine the issue by
pretrial order. The State is required to prove territorial jurisdiction beyond
a reasonable doubt.
....
In contrast, venue in Iowa is now a nonjurisdictional issue. Venue
deals with convenience and location of the trial rather than the power of the
court to decide an issue on its merits. A defendant must secure a ruling by
the trial court before trial or the venue issue is waived.
524 N.W.2d 181, 184–85 (Iowa 1994) (citations omitted).
11
issue must file a motion requesting a ruling in order to preserve error for appeal.”
Id.
Rojas raised the sufficiency of the evidence of his intent in a motion for a
directed verdict:
Secondly, there has not been sufficient evidence presented
on which a reasonable jury could find that Mr. Sierra-Rojas commited
this crime beyond a reasonable doubt.
....
More importantly, there is no way that a reasonable jury could
find that Mr. Sierra-Rojas had the requisite intent for this crime, that
he intended to give her help to allow her to remain away from home.
The State responded:
The defendant intended to allow [R.C.], a runaway child, to
remain away from home against the wishes of her parent. Clearly,
he knew that she was a runaway on February 18, when he saw the
news article with [her]. He knew she was 15. He knew she was a
runaway. He . . . knew her mom had reported her as a runaway. He
didn’t do anything. He allowed her to stay another night at his place.
....
The State has presented sufficient evidence for this factfinder
to find the defendant guilty of these offenses—of this offense based
on these elements.
The court ruled:
The court notes that in the light most favorable to the State,
the court makes the following findings. And that’s on a motion for
directed verdict, the State has to prove this matter. But, also, there
has been no other evidence presented except the State’s case-in-
chief.
....
Further, that there is sufficient evidence to show that she was a child
under the age of [eighteen] and that Mr. Rojas did provide some
shelter or aid to [R.C.]. So the court denies the defendant’s motion
for directed verdict.
We conclude Rojas preserved error regarding sufficiency of the evidence of
his intent. See Lamasters v. State, 821 N.W.2d 856, 864 (Iowa 2012) (“If the
court’s ruling indicates that the court considered the issue and necessarily ruled
12
on it, even if the court’s reasoning is ‘incomplete or sparse,’ the issue has been
preserved.” (citation omitted)). Rojas raised the issue, and the State responded to
Rojas’s arguments. Althought the court specifically referenced only the sufficiency
of the evidence that R.C. was a child under the age of eighteen and that Rojas
provided her shelter or aid, the court necessarily ruled there was sufficient
evidence on the issue of intent when it denied the motion.8
In support of his argument that there is insufficient evidence, Rojas directs
us to two unpublished cases: Freemont, 2004 WL 2168424, at *1, and State v.
Reese, No. 15–2200, 2016 WL 6270143, at *1 (Iowa Ct. App. Oct. 26, 2016).
In Freemont, the defendant was convicted of harboring a runaway under
Iowa Code section 710.8(3),9 sexual abuse in the third degree, and providing
alcohol to an underage person. 2004 WL 2168424, at *1. Freemont appealed the
conviction of harboring a runaway, contending there was insufficient evidence to
support that conviction. Id. The runaway stayed at the same house as Freemont,
which was also occupied by Freemont’s mother, Freemont’s brother, and several
other people—a total of thirteen. Id. The runaway testified everyone in the house,
including Freemont, knew she was a runaway. Id. The runaway received food
and shelter at the house, and while the runaway stayed there, Freemont slept on
the couch at night. Id. On the third and fourth nights, Freemont brought alcohol
8
We further note the court expressly acknowledged earlier during trial, in ruling on the
admissibility of State’s Exhibit 2, “the State is required to prove that the defendant assisted
or intended to allow [R.C.] to remain away from her parent or parents and knew that she
was a runaway. . . . They also have to prove the defendant’s intent. This is a specific
intent crime.” The court was fully aware of the State’s burden to prove all the elements of
the crime.
9
This statute was last amended in 1996 and is thus identical as applied to Freemont,
Reese, and the present case.
13
to the runaway and had sex with her. Id. Freemont was subsequently arrested
and charged. Id.
The State argued Freemont was obligated to report the runaway to
authorities, and when he failed to do so and gave her alcohol, he facilitated and
encouraged her to remain away. Id. at *2. Our court observed that Iowa Code
section 710.8 makes no reference to reporting runaways to authorities. Id. Our
court also observed, “[T]he evidence is clear that defendant had no ownership of
the house nor control over the actions of others in the house where he stayed. He
was merely a guest at the house, which the defendant argued at trial.” Id. Our
court concluded there was insufficient evidence the defendant provided aid,
shelter, or support, or otherwise assisted her in remaining a runaway. Id. As a
further observation, our court noted “there is no evidence of the defendant’s intent
to allow [the runaway] to remain away from home against the wishes of her parent
. . . . Supplying [the runaway] with alcohol and committing a sex crime upon her
does not supply that intent.” Id. Our court reversed Freemont’s conviction for
harboring a runaway. Id. at *3.
In Reese, the defendant was convicted of harboring a runaway under Iowa
Code section 710.8(3). 2016 WL 6270143, at *1. Reese was the runaway’s
grandmother. Id. On appeal, Reese argued there was insufficient evidence she
aided, supported, or sheltered the runaway and of her intent to allow the runaway
to remain away from home against the wishes of her guardian. Id. The runaway’s
guardian allowed the child to spend the night at Reese’s house, and the child asked
to move in with her mother, who lived at Reese’s house. Id. The guardian initially
acceded to the child’s request, but was advised the next day to resume custody
14
and go through the courts to terminate the guardianship. Id. The guardian asked
for the child’s return, but the child’s mother refused. Id. When the guardian
telephoned Reese to seek her assistance, Reese hung up on her. Id. Reese
continued to ignore the guardian’s phone calls for three weeks, eventually
disconnecting the phone. Id. Reese also suggested to the runaway that they cut
their hair and change their names. Id. Police officers went to Reese’s house four
times to find the runaway, and Reese was not forthcoming about the child’s
whereabouts. Id. The runaway recalled on two occasions Reese told her to hide—
during the fourth police visit the police located the runaway hiding inside a clothes
dryer. Id.
Our court distinguished Reese from Freemont. Unlike the defendant in
Freemont, Reese provided the runaway with shelter because the house belonged
to her—she was purchasing her residence on contract and exercised control over
the activities that occurred there. See Reese, 2016 WL 6270143, at *2. Reese
provided the runaway with care and medicine when the child was sick. Id. at *1.
And on the element of intent, Reese shunned contact with the guardian and
assisted the runaway in evading detection by police. Id. at *2. Our court observed
“Reese played an independent and active role in giving [the runaway] refuge from
the child’s legal placement,” and our court affirmed the conviction. Id.
The present case does not fit neatly within the facts of either Freemont or
Reese. After learning R.C. was a runaway, Rojas allowed R.C. to spend the night.
The jury was not presented any evidence regarding the housing arrangement
15
between Rojas and his father.10 R.C. testified she met Rojas’s father on February
18, but there is no evidence regarding Rojas’s father’s response to her presence.
Viewing the evidence in the light most favorable to the State, we conclude Rojas
was authorized or had apparent authority to allow guests to stay at the house. It
is clear Rojas was residing with his father, and there was no evidence he could not
have guests at the residence. Furthermore, in allowing R.C. to remain at the house
after learning she was a runaway, Rojas “harbored” her by providing her shelter.
The evidence of Rojas’s specific intent is less clear. The jury was correctly
instructed on the definition of specific intent:
“Specific intent” means not only being aware of doing an act
and doing it voluntarily, but in addition, doing it with a specific
purpose in mind.
Because determining the defendant’s specific intent requires
you to decide what he was thinking when an act was done, it is
seldom capable of direct proof. Therefore, you should consider the
facts and circumstances surrounding the act to determine the
defendant’s specific intent. You may, but are not required to,
conclude a person intends the natural results of his acts.[11]
Further an actor’s specific intent is a mental process that is seldom capable of
being shown by direct evidence. State v. Walker, 574 N.W.2d 280, 289 (Iowa
1998). However, specific intent “may be shown by circumstantial evidence and
the reasonable inferences drawn from that evidence.” Id. Circumstantial evidence
may be considered in determining whether intent can be inferred. See State v.
Clarke, 475 N.W.2d 193, 197 (Iowa 1991). Like direct evidence, circumstantial
10
Throughout his brief, Rojas refers to himself as a “guest” in his father’s house. No
evidence was presented to the jury that would support that characterization.
11
Iowa Crim. Jury Instruction 200.2.
16
evidence must raise a fair inference of guilt; it must do more than create
speculation, suspicion, or conjecture. Id.
In Reese, the defendant’s specific intent was apparent from her active
participation in thwarting the guardian’s attempts to contact and retrieve the
runaway, hiding the child from police, and telling the child they should cut their hair
and change their names to escape detection. In Freemont, our court noted that
providing alcohol to the runaway and commiting a sex crime against her did not
provide the requisite intent under section 710.8(3), but that conclusion was coupled
with a factual scenario under which the defendant did not provide aid, support, or
shelter to the runaway.
Here, Rojas did not actively participate in thwarting the parent’s attempts to
contact and retrieve R.C. Rojas did not purposely attempt to hide R.C., encourage
her to remain a runaway, or prevent her from returning home. Rojas did not
interfere with police officers. Rojas did not report the runaway to authorities, but
he was under no obligation to do so.
Nonetheless, on Saturday, February 18, 2017, Rojas became informed that
R.C. was fifteen years of age, was a runaway, and law enforcement officials were
trying to find her. Later that day, he again provided her shelter at his residence
and also had sex with R.C. Rojas told Officer Stern he thought R.C. was
attempting to leave the state, and he was helping her. The jury was permitted, but
not required, to conclude Rojas intended the natural results of his acts—providing
R.C. shelter naturally resulted in allowing the runaway child to remain away from
home against the wishes of the child’s parent. There was sufficient evidence Rojas
17
intended to allow R.C. to remain away from home against the wishes of her
parent.12 The court did not err in denying the motion for a directed verdict.
C. Admission of State’s Exhibit 2, the Screenshot.
Rojas contends the district court abused its discretion in admitting State’s
Exhibit 2 on the ground the exhibit had not been disclosed until the morning of trial
and that it was irrelevant and unfairly prejudicial.
According to the State, the prosecutor did not receive the messages from
R.C. until 8:02 p.m. the night before trial. The messages had apparently been sent
at 11:56 a.m. the day before trial. The State emailed the exhibit to Rojas’s attorney
at 11:00 p.m. the night before trial. Because the messages did not exist until the
day before trial and State disclosed the exhibit shortly after it was received, the
court did not abuse its discretion in excusing the late disclosure.
In the message, Rojas asks R.C. to lie at trial about the fact they had sex.
Rojas argues the exhibit is irrelevant because: “Nothing about a text sent in
February of 2018 (over year later) has any bearing on the existence of any of [the
material facts].” The State argued the exhibit was relevant because: “It goes to
show his intent, his planning, his motive into what he was doing with harboring a
runaway.” Rojas’s intent is a material fact. The State’s theory is that Rojas had
the intent in 2017 for R.C. to remain a runaway so that he could have sex with her.
We agree the exhibit has some relevance on that point—if R.C. denied she had
12
The newspaper article observed by R.C. and Rojas on the computer indicated the
Madison County Sheriff’s Office was seeking help to locate R.C. and that she was last
seen in the family residence by family members at approximately 9 p.m. on February 15th.
18
sex with Rojas, the State’s explanation for why Rojas intended R.C. to remain a
runaway would be less plausible.
Lastly, Rojas claims the exhibit was prejudicial because “the jury was either
misled to believe a sexual encounter constituted an element of the offense, or
convicted him without proof, due to their sense of horror, their sympathy, or their
believe that he was a bad person and their desire to punish.” In ruling on the
exhibit’s admissibility, the court did not address prejudice. A court may exclude
relevant evidence if its probative value is substantially outweighed by a danger
unfair prejudice. Iowa R. Evid. 5.403.
Here, the alleged prejudice Rojas complains of was already introduced
through the testimony of other witnesses, including R.C. Rojas did not object to
those witnesses’ testimony based on unfair prejudice. Even if the court thought
the evidence was prejudicial, exclusion would have been permitted, not required.
See id. Even assuming the screenshot may have been excluded, the evidence
was cumulative. See State v. Plain, 898 N.W.2d 801, 813 (Iowa 2017) (“Tainted
evidence that is merely cumulative does not affect the jury’s finding of guilt.”).
Because the exhibit was relevant and cumulative, the court did not abuse its
discretion in admitting the exhibit.
D. Proposed Jury Instruction.
Finally, Rojas contends the district court erred in refusing to give a proposed
jury instruction that he did not have an affirmative duty to report the runaway’s
whereabouts to law enforcement, citing Freemont. The State counters the
instruction would be duplicative because the “jury knew that failing to report a
runaway was not an element of the crime.”
19
We observe, as the Freemont court did, that Iowa Code section 710.8
contains no requirement a person report a runaway’s whereabouts to law
enforcement. We conclude the court abused its discretion by failing to give the
requested instruction because it correctly stated the law, had application to the
case, and was not stated elsewhere in the instructions. See Plain, 898 N.W.2d at
817; Kellogg, 542 N.W.2d at 516. However, in Plain, the court noted that even
where a court abuses its discretion in failing to give a proper instruction, reversal
is not required:
“Error in giving or refusing to give a jury instruction does not warrant
reversal unless it results in prejudice to the complaining party.”
“When the error is not of constitutional magnitude, the test of
prejudice is whether it sufficiently appears that the rights of the
complaining party have been injuriously affected or that the party has
suffered a miscarriage of justice.” “We [do] not reverse for marginal
or technical omissions . . . .”
898 N.W.2d at 817 (alteration in original) (citations omitted).
Rojas’s proposed instruction is not of constitutional magnitude, and we do
not find he was prejudiced by the court’s refusal to give the instruction. See id.
We are unable to conclude Rojas was injuriously affected or suffered a miscarriage
of justice upon Rojas’s speculation that the jury decided the case upon an improper
basis. Here, the instructions are not confusing, and the court did not materially
misstate the law. Nothing in the record suggests the jury was misled or confused.
We determine Rojas was not prejudiced by the court’s refusal to give his proposed
jury instruction. We affirm the conviction.
AFFIRMED.