State of Iowa v. Joshua David Turner

IN THE COURT OF APPEALS OF IOWA
No. 13-0688
Filed June 25, 2014
STATE OF IOWA,
Plaintiff-Appellee,
vs.
JOSHUA DAVID TURNER,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Arthur E. Gamble,
Judge.
A defendant appeals claiming his attorney was ineffective and the court
abused its discretion in sentencing him. AFFIRMED.
Mark C. Smith, State Appellate Defender, and Nan Jennisch, Assistant
Appellate Defender, for appellant.
Joshua David Turner, Clarinda, pro se appellant.
Thomas J. Miller, Attorney General, Kyle Hanson, Assistant Attorney
General, John Sarcone, County Attorney, and Joseph Crisp, Assistant County
Attorney, for appellee.
Considered by Vogel, P.J., and Doyle and Mullins, JJ.
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MULLINS, J.
Joshua David Turner appeals his conviction for conspiracy to deliver a
controlled substance, possession of a controlled substance with the intent to
deliver, and failure to possess a drug tax stamp. Turner was also charged as a
second or subsequent offender under Iowa Code section 124.411 (2011).
Through counsel on appeal, he claims his trial counsel was ineffective in failing to
object to testimony from Officer Doty that was not properly disclosed in the
minutes of evidence. He also claims the court abused its discretion in sentencing
him when the court failed to state on the record the reasons for imposing
consecutive sentences. Turner also filed a pro se brief, asserting claims that
there is a lack of evidence to prove he possessed the drugs at issue and that the
court should not have allowed testimony from certain witnesses. We affirm the
convictions and sentences for the reasons stated herein.
I. Background Facts and Proceedings.
David Allen worked as a confidential informant for the police. With the
assistance of his police contacts, Allen arranged to purchase methamphetamine
from Turner. Prior to the controlled buy, the officers searched Allen and his
vehicle by patting Allen down while he remained seated in the vehicle, searching
the front of the car, and visually inspecting the back seat. Allen was provided
money to purchase the drugs and contacted Turner to arrange the purchase.
Allen picked up Turner and Sergio Retana at an arranged location and drove
them back to a Des Moines parking lot. The officers maintained surveillance on
Allen’s vehicle.
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At the Des Moines parking lot, Retana and Turner got out of Allen’s car
and instructed Allen to drive around while they obtained the drugs from the
source. Turner and Retana left on foot. Police surveillance was momentarily lost
on Turner and Retana, but the officers maintained surveillance on Allen,
instructing him to return to the parking lot. Retana and Turner returned to the
parking lot and got into Allen’s vehicle. Retana, who was in the back passenger
seat, passed a baggie with a white substance inside to Turner in the front
passenger seat who then passed it to Allen. Allen looked at the baggie and
handed it back to Turner.
The police pulled Allen’s vehicle over for a traffic stop and searched the
vehicle with Allen’s consent. The officers found methamphetamine in the front
console under the ashtray and another baggie wedged between the back
passenger seat and the frame. Each baggie was confirmed to contain
approximately fourteen grams of methamphetamine.
Turner was charged, along with Retana, with conspiracy to deliver a
controlled substance, possession of a controlled substance with the intent to
deliver, and failure to possess a drug tax stamp. Turner and Retana were tried
together. The first trial resulted in a mistrial when the jury could not reach a
verdict. However, at the second trial, Turner and Retana were found guilty as
charged. At sentencing, the court merged the conspiracy and the possession
convictions and sentenced Turner to fifty years in prison on the conspiracy
conviction, with a mandatory minimum of one-third. The court also imposed a
five-year sentence on the failure to affix a drug tax stamp to be served
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consecutively to the conspiracy charge, and both sentences would be served
consecutively to a five-year sentence imposed on Turner for violating his
probation.
Turner now appeals.
II. Scope and Standards of Review.
A claim of ineffective assistance of counsel is reviewed de novo as it
implicates the defendant’s Sixth Amendment right to counsel. State v. Maxwell,
743 N.W.2d 185, 195 (Iowa 2008). Turner must prove counsel failed to perform
an essential duty and prejudiced resulted from that failure. See id. Ineffective-
assistance claims are generally preserved for postconviction-relief proceedings,
but they can be decided on direct appeal where the record is adequate to reach
the issue. Id. We find the record adequate to reach the issue in this case.
Turner’s claim the court failed to state adequate reasons for imposing
consecutive sentences is reviewed for an abuse of discretion. See State v.
Leckington, 713 N.W.2d 208, 216 (Iowa 2006). An abuse of discretion will be
found only where the court “acts on grounds clearly untenable or to an extent
clearly unreasonable.” Id.Turner’s pro se claim challenging the sufficiency of the evidence of his
possession of methamphetamine is reviewed for correction of errors at law. See
State v. Copenhaver, 844 N.W.2d 442, 449 (Iowa 2014). We will uphold a
verdict if it is supported by substantial evidence. State v. Brubaker, 805 N.W.2d
164, 171 (Iowa 2011). Evidence is considered substantial if a rational fact finder
is convinced by the evidence that the defendant is guilty beyond a reasonable
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doubt. Id. We look at all the evidence in the light most favorable to the State,
including all reasonable inferences to be drawn from the evidence. State v.
Brown, 569 N.W.2d 113, 115 (Iowa 1997).
We review Turner’s pro se claim challenging the court’s admission of
evidence for an abuse of discretion. See State v. Howard, 509 N.W.2d 764, 768
(Iowa 1993).
III. Ineffective-Assistance—Minutes of Evidence.
Turner first claims on appeal that his attorney provided ineffective
assistance by failing to make a proper objection to the testimony of Officer Doty.
Specifically, Turner claims Officer Doty’s testimony that he made an inculpatory
statement at the scene to Officer Doty was outside the scope of the minutes of
evidence.
Iowa Rule of Criminal Procedure 2.5(3), states:
The prosecuting attorney shall, at the time of filing such information,
also file the minutes of evidence of the witnesses which shall
consist of a notice in writing stating the name and occupation of
each witness upon whose expected testimony the information is
based, and a full and fair statement of the witness’ expected
testimony.
(Emphasis added.) The purpose of the rule is to ensure minutes that “would
eliminate most claims of foul play and would provide meaningful minutes from
which a defense could be prepared.” State v. Walker, 281 N.W.2d 612, 613
(Iowa 1979). “It is not possible to formulate fixed criteria by which to determine
the sufficiency of minutes. What constitutes a ‘full and fair statement of the
witness’s testimony’ must necessarily be decided on a case-by-case basis.” Id.
at 614. “The minutes need not list each detail to which a witness will testify, but
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they must provide defendant with a full and fair statement sufficient to alert him to
the source and nature of the information against him.” State v. Ellis, 350 N.W.2d
178, 181 (Iowa 1984). The testimony at trial should be “consistent with the
overall nature of the minutes.” Id. at 182. But “[t]he rule is not a substitute for
discovery.” State v. Lord, 341 N.W.2d 741, 743 (Iowa 1983). Even if we
conclude the testimony given was beyond the scope of the minutes, “[w]e
generally will not reverse on the ground of technical defects in procedure unless
it appears in some way to have prejudiced the complaining party or deprived him
or her of [a] full opportunity to make [a] defense to the charge presented in the
indictment or information.” State v. Braun, 495 N.W.2d 735, 741 (Iowa 1993).
The testimony of Officer Doty that Turner finds outside the scope of the
minutes occurred on direct examination by the prosecutor as follows:
Q. Officer Doty, once you and Officer Carney came to the
scene of the traffic stop, did you have a chance to speak with
Defendant Turner? A. I did.
Q. And did you have a chance to speak to his presence in
the area? A. I did.
Q. And what did he state to you? A. He stated that he
figured Retana was getting methamphetamine from his cousins, but
he wasn’t for sure because he was wasn’t allowed to go inside, and
they spoke Spanish.
(Emphasis added.) Defense counsel did not lodge an objection to this
testimony.1 However, counsel did file a posttrial motion asserting this testimony
was outside the scope of the minutes. While the district court noted there was no
1
Counsel had objected to an earlier, similar statement from Officer Doty asserting the
statement was “pure speculation” on the officer’s part. The court sustained that
objection and struck the answer from the record. However, after a discussion with
counsel outside the presence with the jury, the court permitted the testimony so long as
the language used by Officer Doty matched the language used in his police report.
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proper objection made during trial that the testimony was outside the scope of
the minutes, the court did go on to address the merits of the claim, finding the
substance of the statement was disclosed in the “notice of additional/substituted
witnesses” filed by the State on January 4, 2013, between the first and second
trial. The court also found that the minutes were supplemented by the testimony
of Officer Doty at the preliminary hearing on September 21, 2012.
The “notice of additional/substituted witnesses” stated, with respect to the
testimony from Officers Doty, Carney, and Scarlett, that “Turner could be
observed sitting alone at the location as he was told to wait there while Retana
went to see his cousin to get the methamphetamine.” While it is true that these
minutes do not specifically state which of the three officers would testify to this
information or how this information was obtained, the minutes also contained a
statement that these witnesses would testify to all facts and information disclosed
to the defendants through any preliminary hearing, discovery, or depositions.
At the preliminary hearing, Officer Doty testified on direct examination
from the prosecutor as follows,
Q. During the course of your investigation, did the officers
have a chance to speak with Joshua Turner? A. Yes.
Q. And what information did you learn from Mr. Turner in
regards to your investigation? A. I learned that they—himself and
Mr. Retana had received a ride from a David Allen from Altoona
Motel 6, or from the truck stop there, to the northeast side of Des
Moines. They then exited the vehicle and walked to another
location, himself and Mr. Retana, to, presumably, get
methamphetamines and then walked back to the car, got in to
leave, which is when they got stopped.
On cross-examination, defense counsel asked,
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Q. Okay. And when you talk about what Mr. Turner told
you, tell me what he did tell you, please. A. He told me a lot of
things. It was a lengthy discussion.
Q. Related to this—related to these drugs. Did he tell you
he went into a house to purchase methamphetamine? A. No. He
said he couldn’t go inside the house because they spoke Spanish.
He had to sit outside on the—on the hill and wait for Mr. Retana to
come back out of the house.
When this testimony from the preliminary hearing is combined with the minutes of
evidence, we agree with the district court’s conclusion that the substance of
Turner’s statement to Officer Doty was adequately disclosed as required by rule
2.5(3). While none of the statements contained a verbatim recitation of the
precise statement Turner made to Officer Doty that was admitted at trial, the
information given provided defense counsel with a full and fair statement that
alerted Turner generally to the source and nature of the evidence against him.
See Ellis, 350 N.W.2d at 181.
Because we find the evidence complained of was within the scope of the
minutes of evidence, as required by rule 2.5(3), counsel had no duty to object to
this testimony on this basis. See State v. Greene, 592 N.W.2d 24, 29 (Iowa
1999) (“[C]ounsel is not incompetent in failing to pursue a meritless issue.”).
Turner’s ineffective-assistance claim therefore fails. See State v. Williams, 565
N.W.2d 611, 614 (Iowa 1997) (“We may dispose of an ineffective-assistance-of-
counsel claim if [the defendant] fails to meet either the breach of duty or the
prejudice prong.”).
IV. Sentencing.
Next, Turner claims the court failed to give specific reasons for imposing
consecutive sentences in this case. He claims this amounts to an abuse of
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discretion requiring his sentence to be vacated and the case remanded for
resentencing.
Iowa Rule of Criminal Procedure 2.23(3)(d) provides in part that the court
should state on the record the reasons for selecting a particular sentence.
“Although the explanation need not be detailed, at least a cursory explanation
must be provided to allow appellate review of the trial court’s discretionary
action.” State v. Oliver, 588 N.W.2d 412, 414 (Iowa 1998). The court must also
give reasons for its decision to impose consecutive sentences. State v. Evans,
672 N.W.2d 328, 331–32 (Iowa 2003).
The district court in this case originally ordered Turner’s twenty-five-year
sentence to be tripled under Iowa Code section 124.411. Because of “the
harshness of that sentence” the court then ordered the sentence for the drug tax
stamp conviction and the probation revocation to be served concurrently—for a
total term of incarceration of seventy-five years, with a one-third mandatory
minimum. When imposing this sentence, the court recognized that this offense
occurred while Turner was on probation for a prior drug offense. The court
stated it considered the factors set out in section 907.5,2 and specifically
2
This section provides that the court should determine which sentencing option will
provide the maximum opportunity for rehabilitation of the defendant and protection for
the community, and should consider the following factors in making this determination:
a. The age of the defendant.
b. The defendant’s prior record of convictions and prior record of
deferments of judgment if any.
c. The defendant’s employment circumstances.
d. The defendant’s family circumstances.
e. The defendant’s mental health and substance abuse history and
treatment options available in the community and the correctional system.
f. The nature of the offense committed.
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identified Turner’s age; his prior criminal convictions for burglary, drugs, and
domestic abuse; his sporadic employment history; and his supportive family. The
court reviewed the need to protect the community from further offenses by the
defendant and the defendant’s need for rehabilitation. The court also noted that
through the operation of the police and the informant, “nearly a pound of
methamphetamine was seized.” The prosecutor then corrected the court to
clarify only twenty-seven grams, not a pound, of methamphetamine was seized.
The court stated this was still a significant amount of methamphetamine that was
still a serious crime, but based on this information, the court reconsidered the
total length of the sentence. The court stated,
THE COURT: Mr. Turner, I can’t tell you how unimpressed
with you I am. If that’s not already clear, I want that to be very
clear. However, I will say this. As I was going through the
sentencing elements, I did think from my recollection of the crime
that the amount of meth was more than it turned out to be. So that
is a significant factor in my decision and I’m going to reduce the
sentence because I’ve been corrected on that. So you’ll do double
instead of triple. The five-year tax stamp will be consecutive
instead of concurrent.
DEFENDANT TURNER: Yes, sir.
THE COURT: The probation violation on possession with
intent on the marijuana will be consecutive instead of concurrent.
DEFENDANT TURNER: Yes, sir.
THE COURT: So instead of 75, I think that comes out to 60,
plus the—you have the mandatory minimum that you have to do.
DEFENDANT TURNER: Yes, sir.
THE COURT: Okay. I think that treats you a little bit more
fairly.
DEFENDANT TURNER: Thank you.
Turner claims on appeal that the court’s final statement that the reduced
sentence “treats you a little bit more fairly” referred back to the reduction of the
g. Such other factors as are appropriate.
Iowa Code § 907.5(1).
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sentence on count I from triple—seventy-five years—to double—fifty years.
Turner claims the court did not link any of the reasons for imposing the sentence
to justify imposing consecutive sentences on the drug tax stamp conviction and
the probation revocation. We disagree. We conclude the court’s reduction of the
sentence on count I to fifty years and the imposition of consecutive, rather than
concurrent, sentences are tied together in the court’s overall sentencing plan.
See State v. Hennings, 791 N.W.2d 828, 839 (Iowa 2010) (stating that it was
apparent “the district court ordered the defendant to serve his sentences
consecutively as part of an overall sentencing plan”). It is the total imposition of
sixty years, instead of seventy-five, that the court finds treats Turner “more fairly.”
We conclude the court gave adequate reasons for imposing the sentence it did,
and we find no abuse of discretion.
V. Pro Se Claims.
Turner also makes two pro se claims in this appeal. He asserts there is
insufficient evidence of his possession of methamphetamine and the court erred
in admitting the testimony of Officers Doty and Carney because they “conflicted
what each other claims actually happened.”
Turner’s co-defendant, Retana, similarly challenged the sufficiency of the
evidence to prove possession of methamphetamine and our opinion in that case,
filed today, applies equally to Turner’s claim. See State v. Retana, No. 13-0795,
____ WL _______, at *__ (Iowa Ct. App. June 25, 2014). We see no reason to
reanalyze the evidence and the law again here. While the methamphetamine
was not found in Turner’s physical possession when he was arrested, when we
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view the evidence in the light most favorable to the State, as we must in a
sufficiency-of-the-evidence challenge, we conclude there is substantial evidence
the methamphetamine was in Turner’s possession immediately prior to his arrest.
With respect to the admission of the testimony of Officers Doty and
Carney, we note Turner did not make any objections during trial that the
testimony of either officer was inadmissible because it was inconsistent with the
testimony from the other officer. See State v. Mark, 286 N.W.2d 396, 408 (Iowa
1979) (“The requirement that an objection be asserted at trial, which specifically
encompasses the grounds raised on appeal, is designed to assure that the trial
court is alerted to the questions raised and opposing counsel has the opportunity
to remedy the defect.”). We therefore find Turner has failed to preserve error on
his challenge to the admissibility of the officers’ testimony. See id. (“It is well
established that matters not raised in the trial court, may not be raised for the first
time on appeal.”).
VI. Conclusion.
We find the testimony of Officer Doty regarding the inculpatory statement
made by Turner was adequately disclosed in the minutes of evidence and the
preliminary hearing. We also conclude the court adequately stated its reasons
for imposing consecutive sentences. Finally, with respect to Turner’s pro se
claims, the evidence was sufficient to prove possession, and Turner failed to
preserve error on his claim regarding the admission of the testimony of Officers
Doty and Carney. Therefore, we affirm the convictions and sentences.
AFFIRMED.