State v. Betancourt

IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 108,944
STATE OF KANSAS,
Appellee,
v.
ELI A. BETANCOURT,
Appellant.
SYLLABUS BY THE COURT
1.
The prosecution must prove by a preponderance of the evidence that an accused's
inculpatory statements to a law enforcement officer were freely and voluntarily given.
2.
In determining whether an accused's inculpatory statements to a law enforcement
officer were freely and voluntarily given, a trial court looks at the totality of the
circumstances surrounding the statements and determines their voluntariness by
considering the following nonexclusive factors: (a) the accused's mental condition; (b)
the manner and duration of the interviews; (c) the accused's ability to communicate on
request with the outside world; (d) the accused's age, intellect, and background; (e) the
officer's fairness in conducting the interviews; and (f) the accused's fluency with the
English language.
3.
On appeal of a trial court's determination regarding the voluntariness of an
accused's inculpatory statements, an appellate court applies a dual standard when
1
reviewing the trial court's decision on a suppression question. First, the factual
underpinnings of the decision are reviewed under a substantial competent evidence
standard. Next, the appellate court reviews the trial court's legal conclusion drawn from
those facts de novo. An appellate court does not reweigh evidence, assess witness
credibility, or resolve conflicting evidence.
4.
The right to counsel under the Fifth Amendment to the United States Constitution
applies when the accused has expressed his or her wish for the particular sort of attorney
assistance that is the subject of Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L.
Ed. 2d 694, reh. denied 385 U.S. 890 (1966). It requires, at a minimum, some statement
that can reasonably be construed to be an expression of a desire for the assistance of an
attorney in dealing with a custodial interrogation by law enforcement. Likewise, after an
accused has invoked his or her statutory right to counsel under K.S.A. 22-4503, a police-
initiated interrogation of the accused is a stage of the criminal proceedings at which the
accused is entitled to the assistance of his or her counsel.
5.
Generally, this court reviews a trial court's determination that hearsay is
admissible under a statutory exception, such as K.S.A. 60-460(i)(2), for an abuse of
discretion. There are three ways in which a trial court can abuse its discretion: (1) when
no reasonable person would take the view adopted by the trial court; (2) when a ruling is
based on an error of law; or (3) when substantial competent evidence does not support a
trial court's findings of fact on which the exercise of discretion is based.
6.
K.S.A. 60-460(i)(2) provides that hearsay evidence is inadmissible unless the
party and the declarant were participating in a plan to commit a crime or a civil wrong
2
and the statement was relevant to the plan or its subject matter and was made while the
plan was in existence and before its complete execution or other termination. K.S.A. 60-
460(i)(2) does not require the statement to have been made outside the party's presence.
7.
K.S.A. 60-460(i)(2) explicitly limits the admissibility of hearsay to a statement
made while a plan is in existence and before its complete execution or other termination.
This requirement pertains to the furtherance of the plan's common design, to its
consummation, to the disposition of its fruits, and to acts done to preserve its
concealment.
8.
Bruton v. United States, 391 U.S. 123, 137, 88 S. Ct. 1620, 20 L. Ed. 2d 476(1968), applies only when a confession of a codefendant implicating the accused is
received in evidence in a joint trial.
9.
Statements in furtherance of a conspiracy are not testimonial.
10.
An eyewitness identification instruction need only be given where eyewitness
identification is a critical part of the prosecution's case and there is a serious question
about the reliability of the identification.
11.
An appellate court considering a criminal defendant's challenge to the sufficiency
of the evidence must consider all the evidence in a light most favorable to the
prosecution. After doing so, the appellate court can uphold the conviction only if it is
3
convinced a rational factfinder could have found the defendant guilty beyond a
reasonable doubt. In assessing the sufficiency of the evidence, appellate courts do not
reweigh evidence, resolve evidentiary conflicts, or make witness credibility
determinations.
12.
Premeditation may be inferred from factors that include: (1) the nature of the
weapon used; (2) lack of provocation; (3) the defendant's conduct before and after the
killing; (4) threats and declarations of the defendant before and during the occurrence;
and (5) the dealing of lethal blows after the deceased was felled and rendered helpless.
The reasonableness of an inference is not driven by the number of factors present in a
particular case because in some cases one factor alone may be compelling evidence of
premeditation. Use of a deadly weapon by itself, however, is insufficient to establish
premeditation.
13.
The Sixth Amendment to the United States Constitution guarantees a criminal
defendant the right to effective assistance of counsel. In testing if this right has been
violated, courts use the two-prong test stated in Strickland v. Washington, 466 U.S. 668,
687, 104 S. Ct. 2052, 80 L. Ed. 2d 674, reh. denied 467 U.S. 1267 (1984).
14.
An appellate court reviewing a trial court's ruling on a claim of ineffective
assistance of counsel reviews any factual findings for substantial competent evidence and
evaluates whether those findings support the trial court's conclusions of law.
Appeal from Sedgwick District Court; BENJAMIN L. BURGESS, judge. Opinion filed February 13,
2015. Affirmed.
4
Carl F.A. Maughan, of Maughan Law Group LC, of Wichita, argued the cause and was on the
brief for appellant.
Matt J. Maloney, assistant district attorney, argued the cause, and Marc Bennett, district attorney,
and Derek Schmidt, attorney general, were with him on the brief for appellee.
The opinion of the court was delivered by
LUCKERT, J.: Thirteen-year-old Miguel Andrade died from gunshot wounds
suffered as he opened the door of his family's home. The State charged four men with
crimes related to Miguel's death. One of those men, Eli A. Betancourt, brings this appeal
after a jury convicted him of premeditated first-degree murder and criminal discharge of
a firearm at an occupied building. He raises five issues related to (1) the admission of his
statements to law enforcement officers, (2) the admission of certain hearsay statements,
(3) the trial court's failure to give an instruction on eyewitness testimony, (4) sufficiency
of the evidence, and (5) allegations of ineffective assistance of trial counsel. In response,
the State initially raised a jurisdictional question regarding the timing of Betancourt's
notice of appeal but subsequently withdrew its argument; in addition, the State argued
and maintains that the trial court committed no errors. For the reasons stated in this
opinion, we conclude Betancourt's arguments lack merit, and, therefore, we affirm his
convictions and sentences.
FACTS AND PROCEDURAL BACKGROUND
Besides Betancourt, the State charged Betancourt's half brother, Alejandro
Betancourt, Jr.; Edward Laurel; and Gregory Patton with crimes related to Miguel's
death. Patton entered into a plea agreement with the State under which Patton agreed to
testify in the prosecution of the other men in exchange for reduced charges. Alejandro's
5
and Laurel's cases went to trial, and jurors convicted them as charged. Both men
appealed, and their convictions were affirmed. See State v. Laurel, 299 Kan. 668, 325
P.3d 1154 (2014); State v. Betancourt, 299 Kan. 131, 322 P.3d 353 (2014). Although the
general facts of the crimes are discussed in those opinions, we will discuss the evidence
at Betancourt's trial because he raises a sufficiency and other fact-based arguments.
Betancourt's jury learned the details of the crimes through the testimony of a detective
who interrogated Betancourt shortly after the shooting, several eyewitnesses, forensic
experts, Patton, and Betancourt himself.
Betancourt's Statements to Detectives
According to Betancourt's statements to law enforcement officers, the night before
the shooting he, Alejandro, Laurel, Patton and many other individuals attended a birthday
party. During the party, several individuals challenged Betancourt to avenge a previous
"attack" on Daniel Betancourt, Eli's half brother and Alejandro's brother. As these
discussions progressed, Laurel indicated he knew where one of the individuals associated
with the attack had been staying. In the early morning hours, Betancourt left the party
with Alejandro and Patton. Betancourt drove the other two men to another location where
they picked up Laurel, who directed Betancourt to a house occupied by Miguel's family.
The group merely drove by Miguel's house and then went to another location where
Laurel retrieved two guns. The group returned to Miguel's house, this time with
Alejandro in the driver's seat.
En route to Miguel's house, Laurel gave Betancourt one of the guns, which
Betancourt described as a "Beretta." Betancourt told detectives that Laurel kept a "real
small" gun with a "long" barrel. While they drove, Betancourt texted a female friend,
saying, "I'm gonna go do something," and "If I don't see you for a while . . . I don't want
you to think that I'm just gonna disappear."
6
When the men got to Miguel's house, Betancourt and Laurel got out of the car and
approached the front door. Betancourt held open the screen door with his leg, and Laurel
banged on the main door with his gun. When the knob began to turn and the door began
to open, Laurel said, "[G]et him." Laurel started shooting, and Betancourt followed suit.
According to Betancourt, he aimed his shots for the middle of the door. After the
shooting, they ran up the street, and the others picked them up. Betancourt gave his gun
back to Laurel.
Alejandro drove until they dropped off Laurel, who took both guns with him.
Betancourt took over the driving and within minutes noticed a police car following him.
He pulled over, and the three friends were taken into custody. Later that day, Laurel was
located and taken into custody as well. The guns were never recovered.
Betancourt's Testimony
At trial, Betancourt relayed a somewhat different version. He told the jury he went
to Miguel's house with Laurel and the others only because he wanted to get an address to
give to his father, who had been conducting his own investigation of the assault on
Daniel. When the men drove by the house the first time, it was too dark to see the house
numbers, so they left. After drinking until it got brighter outside, they returned to "look in
the window for some bald-headed guy that was in the fight." Betancourt testified that, as
far as he knew, they did not have guns on this second driveby. They still could not see the
address, so they kept going "and started drinking some more." Betancourt told the jury
that after a night of partying and drinking he was intoxicated to a level of 8 on a scale of
10.
7
As the sun began to rise, the group made a third trip to Miguel's house. This time,
Laurel brought guns. Betancourt testified that he agreed to "just get it"—the address—
"and go." Someone handed him a gun—he thought it was a Beretta—"just in case." He
denied that there was a plan to kill anyone, asserting that he only took a gun for
"precaution reasons."
Betancourt put the gun under his shirt and walked up to the house with Laurel,
while Alejandro drove a short distance away. Laurel told Betancourt, "[L]et's just walk up
there, . . . see if we can find some numbers somewhere and that was it." When he and
Laurel stepped up to the front door, Betancourt pulled on the screen door as he tried to
balance himself while looking into the front window located to the left of the door. He
could not see anything because of the window coverings. Laurel then suggested that they
knock on the door, and Betancourt said "no," "I'm done," and "I'm not stickin' around."
Betancourt started walking away as Laurel knocked on the door. Halfway back to the
driveway, Betancourt "heard a gunshot" and "froze." At first Betancourt thought Laurel
was shooting at him because Laurel was angry that he had walked away. Then, he heard
more shots, so "I just put my arm back and was just . . . shooting the gun." He told the
jury he did not know what direction he was shooting, but he denied shooting at the center
of the front door. He testified, "I just panicked, I got scared, freaked out."
Other Evidence
The State presented evidence from other witnesses who incriminated Betancourt.
Patton testified that Laurel told the others that he "wanted to get back at these guys" by
shooting somebody. When they got to the house, Patton knew a shooting was about to
take place and told Betancourt three times that "we shouldn't do this." But Betancourt
insisted on going forward. After the shooting, Laurel told them, "I got him." Patton
noticed that both Betancourt and Laurel had a gun.
8
Neighbors who observed the scene were able to describe what happened and to
give descriptions of the two gunmen who resembled Betancourt and Laurel. They saw
two Hispanic men walk up to the house; one was wearing a white shirt—like the one
Betancourt was wearing when arrested—and the other a red shirt. One of the men either
knocked on the door or rang the doorbell while the other looked into a window. The two
men started shooting at the door when it appeared that someone inside the house was
approaching the door. One neighbor saw a man near the driveway, and it looked like he
was firing a weapon. Another neighbor reported seeing one gunman in a red shirt fire
first, followed by the other gunman in the white shirt; the one in the white shirt was
"running backwards, firing," and moving towards the driveway. Some neighbors
identified Betancourt as one of the shooters.
A crime scene investigator testified that at least 10 shots from a .22 caliber gun
and a .9 mm gun were fired into the main door. Other shots flanked the door. Eyewitness
testimony and other corroborating evidence suggested that Betancourt fired the .22
caliber bullets and Laurel fired the .9 mm bullets. The location of casings suggested the .9
mm gun was fired closer to the house than the .22 caliber casings (linked to Betancourt).
Upon examination of the body, the coroner was able to recover a .9 mm bullet, but the
coroner could not attribute the death to any particular bullet. Miguel suffered injuries to
his abdomen, legs, and hand.
The State filed an information charging Betancourt with one count of premeditated
first-degree murder, or, in the alternative, one count of felony first-degree murder, and
one count of criminal discharge of a firearm at an occupied building. A jury found him
guilty of premeditated first-degree murder and criminal discharge of a firearm. The court
sentenced him to a hard 25 life sentence for murder and a consecutive 13-month sentence
for criminal discharge of a firearm.
9
NO ERROR IN ADMISSION OF STATEMENTS
Betancourt argues the trial court erred in admitting into evidence his statements to
the detectives. He suggests that his age, his intellect, the influence of alcohol, sleep
deprivation, and the "long isolation and detention" in the interview room rendered his
confession involuntary.
Additional Facts
Betancourt first raised this issue before trial by filing a motion to suppress, and the
State filed a motion requesting admission of the statements and an evidentiary hearing on
the matter. See Jackson v. Denno, 378 U.S. 368, 84 S. Ct. 1774, 12 L. Ed. 2d 908 (1964);
see also State v. Bogguess, 293 Kan. 743, 751, 268 P.3d 481 (2012) (at a Jackson v.
Denno hearing, the issue before the court is whether defendant's statement or confession
was voluntary; truthfulness of a statement is not at issue). The trial court held a hearing at
which a detective testified about what happened before and during the interrogation.
The detective testified that Betancourt was taken to an interrogation room and held
there for 7 to 8 hours while detectives investigated the crime. During this time, the
detectives handcuffed one of Betancourt's arms to the table. Officers repeatedly checked
on him and offered water, food, and a restroom. Meanwhile, law enforcement officers
visited the scene of the crime and interviewed other witnesses. Two detectives then
conducted a recorded interview of Betancourt. The interrogation lasted just over 3 1/2
hours. During that time, the detectives often left the room, leaving Betancourt alone.
Actual questioning lasted approximately 2 1/2 hours. The detective calculated that a total
of 14 or 15 hours passed between Betancourt's arrival at the police station and his
transport to the jail.
10
The testifying detective told the trial court that when he asked Betancourt for
personal information, "all of his answers [were] appropriate," and Betancourt "sat
upright, we made eye contact, he spoke immediately in response" to questions, and "his
dialogue appeared to be very much . . . normal for any other person." After obtaining
Betancourt's personal history, the detective read an advice of rights form while
Betancourt read along. After reading each of the Miranda rights, the detective asked
Betancourt if he understood; Betancourt acknowledged that he did and initialed each line.
Betancourt then signed the form and indicated that he wanted to speak with detectives.
General Principles/Standards of Review
When Betancourt challenged his inculpatory statements as involuntarily given, the
State was required to prove voluntariness by a preponderance of the evidence. See State
v. Randolph, 297 Kan. 320, 326, 301 P.3d 300 (2013). The trial court was then obligated
to assess voluntariness under the totality of the circumstances, considering several
nonexclusive factors: (1) Betancourt's mental condition; (2) the manner and duration of
the interrogation; (3) Betancourt's ability to communicate on request with the outside
world; (4) Betancourt's age, intellect, and background; (5) the fairness of the officers in
conducting the interrogation; and (6) Betancourt's fluency with the English language. See
State v. Gibson, 299 Kan. 207, 214, 322 P.3d 389 (2014). Any one factor or a
combination of factors "may inevitably lead to a conclusion that under the totality of
circumstances a suspect's will was overborne and the confession was not therefore a free
and voluntary act.' [Citations omitted.]" State v. Sharp, 289 Kan. 72, 81, 210 P.3d 590(2009).
In this case, the trial court explicitly considered these factors, made findings on the
record, and concluded that Betancourt's statement was voluntary.
11
As we consider Betancourt's challenge to these findings, we apply a bifurcated
standard of review. First, without reweighing the evidence, we examine the trial court's
findings of fact to determine whether they are supported by substantial competent
evidence. Next, we apply a de novo standard of review to the ultimate legal conclusion
regarding the suppression of evidence. We cannot reweigh evidence, assess witness
credibility, or resolve conflicting evidence. Gibson, 299 Kan. at 215-16.
Betancourt's Arguments
In asking this court to consider the totality of the circumstances, Betancourt
focuses on three factors: his mental condition; his age and intellect; and the duration and
manner of the detention and interrogation. He does not cite any caselaw to support his
arguments.
Mental Condition
First, Betancourt claims that his statements were rendered involuntary because he
was sleep deprived and had "cocaine and alcohol [running] through his veins[,] dulling
his brain and impairing his judgment." Several points weaken Betancourt's argument.
First, no evidence supports Betancourt's assertion that there was cocaine in his system.
The record citation he provides is to a posttrial hearing, and that evidence only
establishes that others were using cocaine at the birthday party. Second, although
Betancourt points to evidence of excessive drinking, the evidence is conflicting. While
Betancourt told the jury he drank heavily throughout the evening and was very
intoxicated, he had told interrogating officers he had only 2 or 3 beers approximately 12
hours before the interview. Third, merely having alcohol or drugs running through his
veins did not make his statement involuntary; rather, there must be evidence the alcohol
12
and drug use impaired Betancourt's ability to give a knowing and voluntary confession.
See State v. Gilliland, 294 Kan. 519, 529, 276 P.3d 165 (2012), cert. denied 133 S. Ct.
1274 (2013); State v. Norris, 244 Kan. 326, 334-35, 768 P.2d 296 (1989). Similarly, lack
of sleep does not per se render the statements involuntary. See State v. Gonzalez, 282
Kan. 73, 104, 145 P.3d 18 (2006). Finally, Betancourt does not identify any point in the
interrogation where the effects of alcohol and drug use or sleep deprivation were
manifested. For example, he does not cite to a point where he seemed confused, unable to
understand, or unable to remember what had occurred. This court has repeatedly rejected
appellate arguments suffering from similar weaknesses. One such case is State v. Holmes,
278 Kan. 603, 613, 102 P.3d 406 (2004).
In Holmes, the defendant argued that drug use and sleep deprivation, among other
factors, impaired his ability to give a knowing and voluntary confession. The Holmes
court noted that "the detectives testified that Holmes appeared coherent, answered
questions rationally, and recalled events leading up to the shooting. In addition, he was
cooperative with the detectives and showed no signs of being under the influence of
drugs except for appearing tired." 278 Kan. at 614. Thus, substantial evidence supported
the trial court's finding that Holmes' confession was not involuntary based on drug use.
278 Kan. at 614. With regard to alleged lack of sleep, this court noted: "Without
evidence that Holmes asked to sleep or that he was not allowed to sleep, we cannot
conclude that sleep deprivation rendered his statement involuntary." 278 Kan. at 615.
Likewise, in this case, substantial competent evidence supports the trial court's
findings. Betancourt's behavior and responses during the interview do not suggest that he
had a difficult time staying awake during the interrogation or was affected by drugs or
alcohol. The recording of the interview reveals Betancourt sleeping during portions of the
7- or 8-hour period that he was held in the interview room before the detectives arrived
for questioning. When questioning began, Betancourt appeared tired, but he listened
13
carefully, spoke clearly, and answered questions without hesitation. He did not request
sleep, and he remained responsive and articulate.
Age and Intellect
As for Betancourt's age and intellect, the trial court found that Betancourt "was
given a Miranda warning, he went through the form with the officer, he understood what
his rights were. Throughout the course of the interview [Betancourt] was responsive and
the answers were within the context of the questions that were asked." In arguing to
reverse the trial court, Betancourt labels himself as a 20-year-old "high school drop out."
He offers no other evidence to suggest his age or intellect weighs toward a conclusion
that his statements were involuntary.
The record shows that Betancourt was 19 years old at the time of the interview,
approximately 1 month before his 20th birthday. Thus, Betancourt had achieved adult
status. Further, he had one previous arrest, so he was not completely unfamiliar with the
process. Also, although the record establishes that Betancourt had been "kicked out" of
high school during the second semester of his senior year, it also establishes that he
ultimately obtained his GED. There is nothing in the record to indicate low intelligence.
In sum, there is no evidence that Betancourt's general mental condition, his age, or
his intelligence interfered with his ability to understand his rights or to voluntarily and
knowingly waive those rights, to understand the detectives' questions, or to "understand
the incriminating nature of his own statements," which are the essential considerations.
See Randolph, 297 Kan. at 331; State v. Ackward, 281 Kan. 2, 9, 12, 128 P.3d 382 (2006)
(where defendant was 20 years old and failed to graduate from high school, finding "he
was not of an especially tender age and the trial judge, who had the opportunity to
observe defendant in person, perceived him as being mature").
14
Duration and Manner
Betancourt's strongest argument—one that raises considerable concern—arises
from the detectives' holding him for 14 or 15 hours, much of it handcuffed to a table. The
case of State v. Brown, 285 Kan. 261, 173 P.3d 612 (2007), is instructive.
Brown was 21 years old at the time of his police interrogation, appeared to be a
person of reasonable intelligence, and had previous exposure to the justice system. He
attacked the voluntariness of his statements made during a custodial interrogation, in part,
because he was held in the interview room, handcuffed to a table, for nearly 12 hours and
because the interview itself lasted just under 5 hours. The Brown court noted that in
periods between questioning, when officers stopped to investigate various aspects of the
case, Brown appeared to be napping. He was also given breaks to eat a meal and to use
the restroom. 285 Kan. at 271.
The Brown court stated that the "length of Brown's confinement to the
interrogation room, while handcuffed to a table for long periods of time, causes the issue
of voluntariness to be close." 285 Kan. at 272. Although there were legitimate reasons for
the delays, the Brown court emphasized that "the legitimacy of or justification for the
delays does not erase the concern over whether the length of time of confinement in the
interview room while handcuffed to a table was so excessive as to be coercive." 285 Kan.
at 272-73. And officers' legitimate reasons for detaining a suspect cannot be "a license for
law enforcement to extend interviews to such an excessive length that a suspect's will is
overborne." 285 Kan. at 273. Nevertheless, the Brown court refused to draw a bright line
regarding a specific time period where an interrogation becomes inherently coercive. 285
Kan. at 273; but see Ashcraft v. Tennessee, 322 U.S. 143, 153-54, 64 S. Ct. 921, 88 L. Ed.
1192 (1944) (36-hour interrogation inherently coercive). The Brown court found that a
15
differentiation between the detention time and the interrogation time is a factor to
consider in reviewing the totality of the circumstances. Brown, 285 Kan. at 273 (citing
State v. Agnello, 269 Wis. 2d 260, 273-74, 674 N.W.2d 594 [2003] [discussing issue of
duration and collecting cases where time of detention ranged from 8 hours to 7 days]).
Ultimately, the Brown court stated that the 12 hours "stretch[ed] to the temporal
boundaries of an uncoercive interrogation," but the duration and manner of the interview
were not coercive under the circumstances of the case, where breaks were taken, the
defendant napped, and the defendant was permitted to leave the room for short periods.
285 Kan. at 274.
The duration of the detention in this case—14 to 15 hours—exceeds Brown's 12
hours; clearly, if Brown stretched the temporal limits, so does this case. But this court has
held other interrogations were voluntary even though they lasted similar or longer periods
of time. See State v. Walker, 283 Kan. 587, 596-97, 153 P.3d 1257 (2007) (statements
voluntary where defendant was held for almost 13 hours and confessed to committing
crime after about 8 hours); State v. William, 248 Kan. 389, 409-10, 807 P.2d 1292, cert.
denied 502 U.S. 837 (1991) (statements voluntary where defendant was interrogated for
approximately 6 hours over a 19-hour period). In addition, similar to the situation in
Brown, there were breaks taken, Betancourt slept, he was allowed to go to the restroom,
and he was offered and given food and water. Betancourt does not claim that detectives
threatened him or promised him anything. He cites nothing in the record to suggest the
length of detention motivated him to unwillingly give inculpatory statements.
Under the circumstances, there is substantial competent evidence to support the
trial court's conclusion that the duration and manner of the interview did not render
Betancourt's statements involuntary.
16
Outside Contact
In Betancourt's appellate brief, he complains he was in "isolation" and was kept
"away from the comfort of friends[,] families[,] counselors or advisors" while he waited
in the interview room for 8 hours. But past cases have examined "the accused's ability to
communicate on request with the outside world." (Emphasis added.) Gibson, 299 Kan. at
214. Here, Betancourt fails to cite any support in the record for such a request. See State
v. Stone, 291 Kan. 13, 22, 237 P.3d 1229 (2010) (defendant did not ask to communicate
with anyone outside of the interrogation; thus, that factor "simply did not apply").
Totality of the Circumstances
As discussed above, while the duration and manner of the interview are troubling,
that circumstance alone does not compel us to conclude as a matter of law that
Betancourt's statements were involuntary. And no other factor weighs in his favor.
Therefore, the totality of the factors and circumstances of the interrogation lead to the
conclusion that Betancourt's statements were the product of his free and independent will.
Right to Counsel
Primarily relying on State v. Lawson, 296 Kan. 1084, 1094, 297 P.3d 1164 (2013),
Betancourt also argues his statements should have been suppressed because he was
denied his right to counsel under the Fifth Amendment to the United States Constitution
and K.S.A. 22-4503. But Betancourt does not cite to any point during the interrogation
where he invoked his right to counsel, and he must have done so to be entitled to relief
under this argument. Simply put, the right to counsel under the Fifth Amendment applies
when the accused has expressed his or her wish for the particular sort of attorney
assistance that is the subject of Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L.
17Ed. 2d 694, reh. denied 385 U.S. 890 (1966). State v. Appleby, 289 Kan. 1017, 1045-46,
221 P.3d 525 (2009). "'It requires, at a minimum, some statement that can reasonably be
construed to be an expression of a desire for the assistance of an attorney in dealing with
custodial interrogation by the police.'" 289 Kan. at 1046 (quoting McNeil v. Wisconsin,
501 U.S. 171, 178, 111 S. Ct. 2204, 115 L. Ed. 2d 158 [1991]). Likewise, "[a]fter [an
accused] has invoked his or her statutory right to counsel [under K.S.A. 22-4503], a
police-initiated interrogation of the [accused] is a stage of the criminal proceedings at
which the [accused] is entitled to the assistance of his or her counsel." Lawson, 296 Kan.
1084, Syl. ¶ 6.
Because Betancourt fails to establish that he requested the assistance of counsel
during his interrogation, he fails to establish that he was denied his statutory or
constitutional right to counsel during the interview.
NO ERROR IN ADMISSION OF HEARSAY STATEMENTS
Next, Betancourt argues the trial court erred by admitting into evidence hearsay
statements made by Laurel and Alejandro under the coconspirator's statement exception
found in K.S.A. 60-460(i)(2). Betancourt also argues that the admission of these
statements violated his rights under the Confrontation Clause of the Sixth Amendment to
the United States Constitution.
Although Betancourt attempts to sweep many statements into his argument, he
cites to only two places in the record where he preserved appellate review of this issue by
making an objection when the statements were admitted at trial. See K.S.A. 60-404
(providing that no verdict shall be set aside based upon the erroneous admission of
evidence unless an objection was "timely interposed and so stated as to make clear the
specific ground of objection"); State v. McCullough, 293 Kan. 970, 999, 270 P.3d 114218
(2012) (appellant's burden to designate a record affirmatively showing error); State v.
King, 288 Kan. 333, 349, 204 P.3d 585 (2009) (evidentiary claims "must be preserved by
way of a contemporaneous objection for those claims to be reviewed on appeal"). The
first preserved statement consists of Patton's testimony about a statement Laurel made
before the shooting when Laurel said "he knows where these guys live." The second
preserved statement consists of Patton's testimony about a statement Laurel made after
the shooting when Laurel said, "I got him, I got him."
Standard of Review
Generally, this court reviews a trial court's determination regarding whether
hearsay is admissible under a statutory exception, such as K.S.A. 60-460(i)(2), for an
abuse of discretion. State v. Davis, 283 Kan. 569, 573, 158 P.3d 317 (2006); see State v.
Summers, 293 Kan. 819, 827, 272 P.3d 1 (2012); Brown, 285 Kan. at 294. There are three
ways in which a trial court can abuse its discretion: (1) when no reasonable person would
take the view adopted by the trial court; (2) when a ruling is based on an error of law; or
(3) when substantial competent evidence does not support a trial court's findings of fact
on which the exercise of discretion is based. State v. Ward, 292 Kan. 541, 550, 256 P.3d
801 (2011), cert. denied 132 S. Ct. 1594 (2012). Betancourt focuses on the second and
third grounds.
In addition to determining if the trial court abused its discretion in applying K.S.A.
60-460(i)(2), we must consider Betancourt's argument that the ruling violated his rights
under the Confrontation Clause. This attack on the trial proceedings raises a question of
law over which this court employs an unlimited standard of review. State v. Johnson, 297
Kan. 210, 224, 301 P.3d 287 (2013); State v. Breedlove, 295 Kan. 481, 489, 286 P.3d
1123 (2012).
19
Coconspirator Exception
The exception on which the trial court based the admission of the evidence, K.S.A.
60-460(i)(2), provides that hearsay evidence is inadmissible unless "the party and the
declarant were participating in a plan to commit a crime or a civil wrong and the
statement was relevant to the plan or its subject matter and was made while the plan was
in existence and before its complete execution or other termination."
Betancourt does not dispute that there was evidence establishing a substantial
factual basis for a conspiracy between him, Patton, and Laurel. Instead, he asserts K.S.A.
60-460(i)(2) does not apply because the statements were not made outside his presence
and were not made while the conspiracy was ongoing.
To support his argument that the statements must have been made outside his
presence, Betancourt cites State v. Bird, 238 Kan. 160, 176, 708 P.2d 946 (1985). This
court in Bird approved a five-part test that must be met for statements to be admissible
under K.S.A. 60-460(i)(2). One prong of the test required the statements to be made
outside the party's presence. But Betancourt fails to acknowledge that this court in State
v. Sharp, 289 Kan. 72, 102, 210 P.3d 590 (2009), disapproved the outside-the presence-
of-the-party requirement after noting it was not included in the clear statutory language of
K.S.A. 60-460(i)(2). After Sharp, a four-part—rather than the previous five-part—test for
admission of evidence under K.S.A. 60-460(i)(2) applies, requiring: (1) the person
testifying must be a third party; (2) the out-of-court statement about which the person will
testify must have been made by one of the coconspirators; (3) the statement of the
coconspirator must have been made while the conspiracy was in progress; and (4) the
statement must be relevant to the plan or its subject matter. 289 Kan. at 102 (also
disapproving State v. Roberts, 223 Kan. 49, 574 P.2d 164 [1977]). Betancourt's argument
relying on a disapproved test fails.
20
Betancourt focuses on the third requirement in his next argument, asserting that
the two statements made by Laurel were not made while the conspiracy was in progress.
This requirement is explicitly stated in K.S.A. 60-460(i)(2), which requires that the
statement be made "while the plan was in existence and before its complete execution or
other termination." The State presents a two-fold argument in response to Betancourt's
assertion that the conspiracy was not in progress when the statements were made.
First, the State argues that Betancourt did not make this argument before the trial
court. While Betancourt's arguments to the trial court are at best ambiguous as to this
prong, the trial court did address and reject the possibility that the statements occurred
outside the temporal framework of the conspiracy. In doing so, the trial court concluded
that "the conspiracy continued for a period of time after [the shooting], until Mr. Laurel
was dropped off." Given that the trial court apparently understood Betancourt's objection
to include a failure by the State to meet the requirement of an ongoing conspiracy, we
will address the argument's merits.
The State's second argument addresses the merits. The State contends the trial
court did not err in concluding the statements were made while the conspiracy was in
progress. We agree. There is substantial competent evidence supporting the trial court's
ruling.
The first of Laurel's statements introduced through Patton's testimony—that is, of
Laurel "saying he knows where these guys live"—occurred, among other times, while the
men were driving to Miguel's house. Betancourt's own statements establish that there had
already been discussions about seeking revenge against those involved in the fight with
Daniel and that Betancourt had agreed to participate. Thus, admitted evidence established
21
an agreement had been reached, and the men's actions of driving to the house were in
furtherance of that agreement.
The second statement—that is, of Laurel saying, "I got him, I got him"—was
made just after the shooting, during the getaway phase when Betancourt, Alejandro,
Patton, and Laurel were fleeing the crime scene with the guns that Laurel later disposed
of in such a way they were never found. The trial court found that the conspiracy
"continued . . . until Mr. Laurel was dropped off." This finding follows the rationale that
in Kansas, the K.S.A. 60-460(i)(2) exception "pertains to the furtherance of the common
criminal design, to its consummation, to the disposition of its fruits, and to acts done to
preserve its concealment." State v. Borserine, 184 Kan. 405, 411, 337 P.2d 697 (1959);
see State v. Sharp, 289 Kan. 72, 105, 210 P.3d 590 (2009) (exception applied to
conspirator's statements made before victim's shoes, socks, and glasses were burned to
conceal the crime). Laurel's statement that "I got him, I got him," pertains to the
furtherance of the common criminal design and its consummation. And the statement was
made before Laurel's attempt to conceal the conspiracy.
Thus, substantial competent evidence supported the trial court's ruling that the
factual requirements for the application of K.S.A. 60-460(i)(2) were satisfied. The trial
court did not abuse its discretion in admitting Laurel's statements under this exception.
Because we reach this holding, we need not discuss the State's other arguments regarding
alternative grounds for the admission of the evidence.
Confrontation Clause
Betancourt also argues the admission of these statements violated his right to
confrontation under (1) the rule established in Bruton v. United States, 391 U.S. 123, 137,
88 S. Ct. 1620, 20 L. Ed. 2d 476 (1968), where an accused's right to confrontation is
22
violated when the confession of a codefendant implicating the accused is received in
evidence in a joint trial; and (2) Crawford v. Washington, 541 U.S. 36, 68, 124 S. Ct.
1354, 158 L. Ed. 2d 177 (2004), because the statements were testimonial hearsay. Neither
argument is supported by caselaw.
As to Betancourt's first argument, caselaw clearly establishes that Bruton only
applies to statements that are admitted in a joint trial. See Bruton, 391 U.S. at 135-36(expressing concern "where the powerfully incriminating extrajudicial statements of a
codefendant, who stands accused side-by-side with the defendant, are deliberately spread
before the jury in a joint trial"); United States v. Volpendesto, 746 F.3d 273, 290 (7th Cir.
2004) (citing Bruton for the rule that "[i]f a co-defendant makes an out-of-court
confession that inculpates the defendant, and the co-defendant does not testify at their
joint trial, the out-of-court statement cannot be introduced as evidence at all; the risk of
prejudice to the non-confessing defendant is simply too great"). There was no joint trial
in this case, and Bruton does not apply.
Betancourt's second argument—that is, that Laurel's statements are testimonial and
therefore inadmissible under the holding in Crawford unless Betancourt could confront
Laurel—ignores the United States Supreme Court's categorical and unqualified
declaration in Crawford that "statements in furtherance of a conspiracy" are not
testimonial. Crawford, 541 U.S. at 56; Sharp, 289 Kan. at 101 (recognizing Crawford 's
statement that coconspirators' statements are not testimonial); State v. Jackson, 280 Kan.
16, 35, 118 P.3d 1238 (2005), cert. denied 546 U.S. 1184 (2006) (same).
Thus, Laurel's statements were admissible under K.S.A. 60-460(i)(2) and the
admission of those statements did not violate Betancourt's constitutional right to confront
witnesses. Betancourt's claim of error fails.
23
NO ERROR IN FAILING TO GIVE EYEWITNESS INSTRUCTION
Next, Betancourt argues the trial court committed clear error when it failed to sua
sponte give PIK Crim. 3d 52.20, the pattern eyewitness identification instruction that lists
various factors jurors should consider in weighing eyewitness reliability and accuracy.
Betancourt's argument fails because he does not establish that the instruction was legally
and factually warranted. State v. Williams, 295 Kan. 506, Syl. ¶¶ 3, 4, 5, 286 P.3d 195(2012) (discussing K.S.A. 22-3414[3] and setting out progression of analysis and the
corresponding standards of review for deciding a jury instruction issue when party did
not request instruction at trial).
More specifically, Betancourt fails to acknowledge or discuss this court's explicit
statements indicating that an eyewitness identification instruction need only be given
where "eyewitness identification is a critical part of the prosecution's case and there is a
serious question about the reliability of the identification." State v. Warren, 230 Kan.
385, 397, 635 P.2d 1236 (1981); see State v. Gaines, 260 Kan. 752, 758, 926 P.2d 641(1996) (same), overruled on other grounds by State v. Carr, 300 Kan. 1, 331 P.3d 544(2014); State v. Willis, 240 Kan. 580, 585, 731 P.2d 287 (1987) (same). In this case, the
neighbors' identification of Betancourt was not crucial to the State's case because
Betancourt admitted—to interrogating officers and the jury—that he was present at the
scene and was one of the shooters. The issue in dispute at trial involved Betancourt's
intent or mental state, not his identity. Hence, the trial court committed no error by not
providing a cautionary eyewitness identification instruction.
24
SUFFICIENCY OF EVIDENCE OF PREMEDITATED MURDER
Betancourt next contends that there was insufficient evidence to support his
conviction for premeditated first-degree murder. He argues that the State failed to prove
the elements of premeditation and intent to kill.
Standard of Review/Legal Considerations
An appellate court considering a criminal defendant's challenge to the sufficiency
of the evidence must consider all the evidence in a light most favorable to the
prosecution. After doing so, the appellate court can uphold the conviction only if it is
convinced a rational factfinder could have found the defendant guilty beyond a
reasonable doubt. "Appellate courts do not reweigh evidence, resolve evidentiary
conflicts, or make witness credibility determinations." State v. Kettler, 299 Kan. 448,
466, 325 P.3d 1075 (2014) (citing State v. Lowrance, 298 Kan. 274, 296, 312 P.3d 328[2013]).
When applying this standard to the sufficiency of evidence regarding
premeditation and intent, it is not necessary that there be direct evidence of these
elements. Instead, premeditation, deliberation, and intent may be inferred from the
established circumstances of a case, provided the inferences are reasonable. State v.
Scaife, 286 Kan. 614, 617, 186 P.3d 755 (2008). In considering circumstantial evidence,
Kansas caselaw identifies factors to be considered in determining whether the
circumstantial evidence in a case gives rise to an inference of premeditation. These
factors include: "(1) the nature of the weapon used; (2) lack of provocation; (3) the
defendant's conduct before and after the killing; (4) threats and declarations of the
defendant before and during the occurrence; and (5) the dealing of lethal blows after the
deceased was felled and rendered helpless. [Citation omitted.]" Scaife, 286 Kan. at 617-
25
18; see State v. Marks, 297 Kan. 131, 140, 298 P.3d 1102 (2013). While each of these
factors should be considered, the reasonableness of an inference of premeditation is not
driven by the number of factors present in a particular case. Indeed, in some cases one
factor alone may be compelling evidence of premeditation. See State v. Cook, 286 Kan.
1098, 1102, 191 P.3d 294 (2008); State v. Morton, 277 Kan. 575, 582-83, 86 P.3d 535(2004) (evidence to support second and third factors sufficient in finding premeditation).
Use of a deadly weapon by itself, however, is insufficient to establish premeditation.
State v. Cosby, 293 Kan. 121, 134, 262 P.3d 285 (2011).
Evidence Was Sufficient
A review of the record shows both direct and circumstantial evidence of
premeditation and intent to kill. In his appellate brief, Betancourt ignores the five factors
and the circumstantial and direct evidence against him. Instead, he relies heavily on his
trial testimony, which supported his defense theory that there was no plan or intent to kill;
rather, he took a gun for "precaution reasons" but panicked and fired his weapon
recklessly. Betancourt argues the evidence showed that "[a]t most, [he] considered that
there may be a shooting toward the house, but not with the intent to hit anyone other than
the building itself."
Although the jury heard this evidence supporting Betancourt's defense theory, the
jury also heard evidence incriminating Betancourt—evidence from which a rational
factfinder could conclude that the killing was intentional and premeditated. Specifically,
Patton testified to statements made in the car that evidenced a clear intent to shoot
someone. Additionally, strong evidence of guilt came from Betancourt's own statements
to detectives.
26
As to the nature of the weapon, Betancourt admitted to firing a gun. Regarding
provocation, he indicated the motive for doing so was to avenge a fight in which his half
brother Daniel was seriously injured; he cited no provocation on the day of the murder
(or even the night before at the party). Rather, Betancourt and the other men actively
sought out Miguel's residence; they were the aggressors. In fact, the jury learned that
Daniel's alleged attacker, who was the boyfriend of Miguel's sister, had not stayed with
Miguel's family for several weeks before Miguel's death because Miguel's mother
disapproved of her daughter's relationship.
As for the third and fourth factors—Betancourt's conduct before and after the
killing, and threats and declarations made before and/or during the occurrence—
Betancourt admitted that he switched places with Alejandro, leaving Alejandro as the
driver despite Alejandro's lack of a valid driver's license, so Betancourt could approach
Miguel's house with Laurel. On the drive to Miguel's house, Betancourt texted a female
friend that he was "gonna go do something" and "I don't want you to think I'm shady" if
she did not see him "for a while." Then, according to Betancourt, at Miguel's house when
the door knob started turning and Laurel said, "[G]et him," Betancourt began shooting,
firing approximately six times. An examination of the front door showed six bullet strikes
above the door handle in the "middle" of the door, with another four either lower or
higher on the door. The higher shots came from a .22 caliber weapon, as did two holes on
either side of the door. The evidence pointed to Betancourt as the shooter of the .22
caliber gun. Patton testified that when Betancourt and Laurel got back in the getaway car,
Laurel said, "I got him, I got him." Betancourt said nothing in response.
Finally, the fifth factor—dealing lethal blows after the deceased was felled and
rendered helpless—also weighs toward a finding of premeditation. Certainly, there is no
evidence that Betancourt knew Miguel had been injured. But expert testimony at trial
27
showed that the victim was shot 10 times, which yielded 15 gunshot wounds. Some of the
wounds were "graze wounds," which showed the victim "was trying to avoid or run."
Betancourt argues that the bullet strike pattern shows that he was firing "wildly
and at random" and contends that his shots did not strike the fatal blow. But the evidence
viewed in the light most favorable to the State provides evidence Betancourt shot in a
pattern designed to hit someone standing on the other side of the door. And he did not
just fire once, he fired multiple times. Furthermore, Betancourt fails to cite evidence that
eliminates the possibility injuries resulting from the .22 caliber bullets caused or
contributed to Miguel's death. The coroner left open the possibility, opining that he could
not attribute the death to any particular bullet because of the devastating injuries to
Miguel's abdomen, legs, and hand.
Even if Betancourt's bullets were not fatal strikes, the jury was instructed on aiding
and abetting and, therefore, was told that a person who "either before or during its
commission, intentionally aids another to commit a crime with intent to promote or assist
in its commission is criminally responsible for the crime committed regardless of the
extent of the defendant's participation, if any, in the actual commission of the crime." See
PIK Crim. 3d 54.05 (responsibility for crimes of another). Any lack of firing one fatal
shot does not negate Betancourt's premeditation, his intent to commit murder, or his
participation "'in a way that demonstrates willful furtherance'" of the crime. State v.
Betancourt, 299 Kan. 131, 134, 322 P.3d 353 (2014) (quoting State v. Herron, 286 Kan.
959, 968, 189 P.3d 1173 [2008]). A rational factfinder could easily have concluded that
Betancourt was a willing participant in a planned, retaliatory shooting in which he had
the premeditated intent to kill whoever stood behind the door of a house where one of
Daniel's attackers had been staying. See Herron, 286 Kan. at 968 (sufficient evidence of
aiding and abetting first-degree felony murder; defendant participated in the planning, the
mobilization, and the actual shooting attack).
28
Betancourt essentially asks this court to reweigh the evidence in light of his own
trial testimony. The jury and not this court had the duty to weigh the evidence and
determine the credibility of the witnesses. The evidence, when viewed in the light most
favorable to the prosecution, was sufficient for a rational factfinder to find Betancourt
guilty of premeditated first-degree murder.
INEFFECTIVE ASSISTANCE OF TRIAL COUNSEL NOT ESTABLISHED
In Betancourt's final appellate issue, he contends that he is entitled to a new trial
because he received ineffective assistance of trial counsel in violation of the Sixth
Amendment to the United States Constitution. After the trial but before sentencing,
Betancourt wrote a letter to the trial court complaining about his trial attorney. The court
appointed new counsel and conducted a hearing. In the proceedings before the trial court,
Betancourt identified two grounds for his ineffective assistance claim: (1) lack of
communication and (2) failure to consult an expert or present expert testimony regarding
the effects of cocaine and alcohol.
General Principles/ Standards of Review
The Sixth Amendment to the United States Constitution guarantees a criminal
defendant the right to effective assistance of counsel. Strickland v. Washington, 466 U.S.
668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674, reh. denied 467 U.S. 1267 (1984);
Chamberlain v. State, 236 Kan. 650, 656-57, 694 P.2d 468 (1985); see State v. Galaviz,
296 Kan. 168, 174, 291 P.3d 62 (2012) (noting right is made applicable to the states
through the Fourteenth Amendment to the United States Constitution). Strickland
established a two-prong test for determining if a criminal defendant's Sixth Amendment
right to effective assistance of counsel has been violated by an attorney's performance.
29
466 U.S. at 687-96. Kansas courts adopted this test in Chamberlain, 236 Kan. at 656-57.
Under the first prong, a defendant must demonstrate that counsel's performance was
deficient. 236 Kan. at 656. If so, the court moves to the second prong and determines
whether there is a reasonable probability that, without counsel's unprofessional errors, the
result would have been different. Strickland, 466 U.S. at 694. In determining whether
counsel's performance was deficient, the defendant must show that
"counsel's representation fell below an objective standard of reasonableness. Judicial
scrutiny of counsel's performance must be highly deferential, and a fair assessment of
attorney performance requires that every effort be made to eliminate the distorting effects
of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to
evaluate the conduct from counsel's perspective at the time. A court must indulge a strong
presumption that counsel's conduct falls within the wide range of reasonable professional
assistance." Chamberlain, 236 Kan. at 656-57.
Here, the trial court conducted an evidentiary hearing on Betancourt's pro se
motion. Under those circumstances, this court reviews any factual findings for substantial
competent evidence and evaluates whether those findings support the trial court's
conclusions of law. In re Ontiberos, 295 Kan. 10, 32, 287 P.3d 855 (2012); see
Thompson v. State, 293 Kan. 704, 715-16, 270 P.3d 1089 (2011) (reviewing K.S.A. 60-
1507 evidentiary hearing). The trial court's legal conclusions are reviewed de novo. See
State v. Gonzales, 289 Kan. 351, 358-59, 212 P.3d 215 (2009).
Lack of Communication
At the evidentiary hearing on Betancourt's motion, his new counsel argued that
trial counsel was ineffective because she failed to sufficiently communicate with
Betancourt. Betancourt's new counsel implied that trial counsel's alleged lack of
communication left trial counsel less than prepared for Betancourt's trial. Trial counsel
30
testified at the evidentiary hearing that she visited with Betancourt approximately seven
or eight times before trial. Shortly before Betancourt's trial was to begin, trial counsel
was involved in Alejandro's trial, which ran a bit longer than anticipated. Because of
these demands, trial counsel told Betancourt's mother that she was not prepared for
Betancourt's trial. But trial counsel requested a continuance of Betancourt's trial, and the
trial court granted the continuance. Trial counsel testified that the continuance gave her
the "breathing room" to get "geared up" for Betancourt's trial.
During trial counsel's meetings with Betancourt, they discussed, in part, the
evidence and Betancourt's defense theory, which was that he had been drinking and
recklessly fired bullets into the house. According to trial counsel, Betancourt agreed they
should try to avoid a conviction for an off-grid offense—the classification for first-degree
murder—and its corresponding life sentence; instead, they "were aiming for . . . second
degree reckless" murder and a corresponding shorter sentence on the Kansas Sentencing
Guidelines grid. See K.S.A. 21-4704. Trial counsel testified that she told Betancourt "if
we're going to do a guilt-based defense, you have to agree with it, because I can't say you
did something if you're not. And he understood . . . that our goal was to get him on the
grid, ultimately." Trial counsel further stated: "I didn't feel like I needed more time with
[Betancourt]. If I did, I would have said I need more time. Just like I asked for more time
when I didn't have a trial done. . . . I felt like we had communicated. We were on the
same page about our defense."
During trial counsel's testimony, Betancourt's new counsel produced jail records
memorializing trial counsel's visits with Betancourt. New counsel suggested that trial
counsel spent only 3 hours total with Betancourt. But trial counsel estimated that she
spent approximately 1 hour with Betancourt on each of her seven or eight jail visits.
There was nobody at the hearing who could interpret the jail records for the purpose of
calculating trial counsel's total length of consultation time; hence, the time periods
31
corresponding to trial counsel's visits could not be independently calculated. Betancourt
did not testify. Nor did Betancourt present any expert or other testimony establishing that
trial counsel's efforts fell below an objectively reasonable standard.
After hearing this evidence, the trial court found that the evidence "is not sufficient
to undermine this Court's confidence in the level of communication that [trial counsel]
had with this defendant." Substantial competent evidence—specifically, the evidence we
have just summarized—supports the judge's fact findings. Because trial counsel's
performance was not deficient under the first prong of the Strickland test, there is no need
to progress to the second, prejudice prong.
Conflict of Interest
Relying on Galaviz, 296 Kan. 168, Betancourt attempts to morph his lack of
communication claim into a conflict of interests due to "multiple concurrent
representations." Betancourt contends trial counsel's "duty to her other clients on her case
load" created a conflict "in that her duties to other clients undermine[d] her ability to give
sufficient attention to the interests" of Betancourt. He contends this conflict of interest
rendered trial counsel per se ineffective. To qualify for this exception, Betancourt must
establish several things, including that the trial court failed to investigate the conflict once
Betancourt complained. Galaviz, 296 Kan. at 183 (discussing Mickens v. Taylor, 535
U.S. 162, 166, 122 S. Ct. 1237, 152 L. Ed. 2d 291 [2002]). Betancourt fails to meet this
burden because the record establishes that as soon as Betancourt voiced an objection, the
trial court appointed new counsel and conducted an evidentiary hearing.
Galaviz also recognized situations in which a defendant is entitled to a new trial
for a conflict of interest in which a defendant can establish an adverse effect. In
attempting to argue adverse effect, Betancourt notes that trial counsel admitted that she
32
requested a continuance to prepare for his trial and told Betancourt's mother that she was
not ready to try Betancourt's case. But Betancourt ignores the fact that the continuance
was granted, and trial counsel testified at the evidentiary hearing that the continuance
gave her the "breathing room" she needed to get "geared up" for Betancourt's trial. The
trial court apparently agreed. Although the trial court did not specifically consider a
conflict of interest, the trial court essentially concluded there was no adverse effect from
Betancourt's trial following soon after Alejandro's trial.
Again, substantial competent evidence supports that conclusion. The witnesses
and evidence at the two trials overlapped. Trial counsel needed to shift gears to evaluate
the different focus necessary to Betancourt's specific case, but she asked for and received
that breathing room. Betancourt fails to cite an adverse effect, and the trial judge who
observed counsel's trial performance did not note any. The bottom line is that Betancourt
must show more than he has presented here.
Failure to Consult Expert or Present Expert Testimony
In Betancourt's final argument on appeal, he argues as he did in the district court
that his trial counsel was ineffective for failing to consult an expert or present expert
testimony regarding the effects of cocaine and alcohol. At the evidentiary hearing,
Betancourt's new counsel presented the testimony of Dr. Mark Goodman, who opined
that Betancourt "was unable to fully form the intent to commit [premeditated first-degree
murder] because of his intoxicated state and not fully capable of thinking out the crime
ahead of time."
Notably, however, the background information which Goodman used in arriving at
his ultimate conclusion came entirely from Betancourt himself and Betancourt's new
counsel. Goodman was told to assume that Betancourt had ingested both alcohol—
33
numerous shots of tequila chased with beer—and cocaine during the evening and early
morning hours of the murder. Betancourt did not tell Goodman how much cocaine he
allegedly used or how much alcohol he drank. And Goodman did not review any of the
evidence from Betancourt's trial. Therefore, he was unaware that there was no evidence at
trial suggesting that Betancourt had used cocaine on the night of the crime and he was
unaware that Betancourt had never mentioned cocaine use to law enforcement officers or
his trial counsel. Goodman testified at the hearing that even if Betancourt had not used
cocaine, this factor would not have changed his professional opinion, as long as
Betancourt's consumption of alcohol had been "excessive." But Goodman also
acknowledged that he did not actually know whether Betancourt drank an excessive
amount.
Betancourt's trial counsel testified that during her investigation of Betancourt's
case and her discussions with him, she became aware that Betancourt had consumed beer
and liquor at the party. And although trial counsel was aware that there was cocaine at the
party, nobody, including Betancourt, said Betancourt was using cocaine, and no evidence
suggested that he had. As reflected in Betancourt's statements during his police
interrogation, when he was specifically asked if he was under the influence of any drugs,
he replied, "No."
Trial counsel explained she was faced with Betancourt's statements to law
enforcement regarding the amount of alcohol he had consumed, testimony from the
arresting officer who observed Betancourt operating his car, and Betancourt's appearance
in the recorded interview in which he did not "seem to be blotto or drunk." She
concluded:
"So there was a lot of evidence contrary to our defense that I think an expert
would be hard-pressed to stand up on the stand when crossed with that video of how well
34
[Betancourt] is able to communicate, he's not throwing up, he's not dizzy, he doesn't have
loss of memory. And then the fact that I have a trained law enforcement officer not
consider a DUI at that time. So I have problems with an expert.
. . . And alcohol is one of those things where you can argue to a jury common
sense. You know, use your common sense. And I had a lot of evidence that alcohol was
there. . . ."
In ruling on this ineffective assistance argument, the trial judge noted that
although there was evidence that Betancourt consumed alcohol, there was no evidence at
trial showing that Betancourt used cocaine. The judge implicitly found that Goodman's
opinion was not credible because his "opinions are only as good as all the underlying
data" upon which they were based. See State v. Hall, 292 Kan. 841, 859, 257 P.3d 272(2011) (appellate court does not reweigh evidence or determine credibility issues). The
judge further found that Betancourt "had the ability to consciously think about getting out
of the vehicle, walking past two or three houses, walking up to the door, pulling out a
gun, pulling the trigger of the gun, and the alcohol did not affect that in any way." Also,
"there's no evidence now with regard to the hearing today that the use of alcohol in any
way affected his ability to form premeditation." The judge concluded: "I cannot find
anything in the evidence presented here today with regard to the lack of communication
or the failure to call an expert witness that leads the Court to believe anything other than
. . . [trial counsel] did provide effective assistance."
Trial counsel's testimony establishes that she made a strategic choice after
investigating the facts. "'Strategic choices made after thorough investigation of law and
facts relevant to plausible options are virtually unchallengeable, and strategic choices
made after less than a complete investigation are reasonable precisely to the extent that
reasonable professional judgments support the limitations on investigation. [Citation
omitted.]'" Rowland v. State, 289 Kan. 1076, 1083-84, 219 P.3d 1212 (2009). In
advancing his challenge on appeal, Betancourt fails to explain how trial counsel's
35
investigation was less than complete. In other words, he does not explain what more trial
counsel should have done to gather relevant information before deciding whether to
consult or present an expert. Nor does he establish that trial counsel's decision to refrain
from seeking the services of an expert was unreasonable under the circumstances of this
case.
Substantial competent evidence supports the trial court's finding that trial counsel
was not deficient in failing to consult or present an expert on the effects of cocaine and
alcohol. Under the circumstances, trial counsel's performance did not fall below an
objective standard of reasonableness. Because trial counsel's performance was not
deficient under the first prong of the Strickland test, there is no need to progress to the
second, prejudice prong.
Affirmed.
MICHAEL J. MALONE, Senior Judge, assigned. 1
1
REPORTER'S NOTE: Senior Judge Malone was appointed to hear case No. 108,944 under the
authority vested in the Supreme Court by K.S.A. 20-2616 to fill the vacancy on the court created
by the appointment of Justice Nancy Moritz to the United States 10th Circuit Court of Appeals.
36