DocketNumber: No. 12-277
Citation Numbers: 120 So. 3d 707, 12 La.App. 3 Cir. 277, 2012 La. App. LEXIS 1378, 2012 WL 5417014
Judges: Amy, Painter, Saunders
Filed Date: 11/7/2012
Status: Precedential
Modified Date: 10/19/2024
liThe plaintiffs filed suit against several treating physicians and a medical equipment provider, seeking damages related to brain damage suffered by their infant daughter. With regard to the medical equipment provider, the plaintiffs primarily asserted that data collected by an apnea monitoring device was negligently lost and/or not delivered to the child’s physicians. They alleged that this negligence resulted in the permanent and debilitating damage suffered by their child. Although the jury determined that the medical equipment provider violated a duty owed to the child, it further determined that the violation did not cause injury or damages. Rather, the jury attributed one hundred percent of fault to a nonparty physician. The plaintiffs appeal. For the following reasons, we affirm.
Factual and Procedural Background
Camille and Ryan Landry are the parents of Tai Landry, born August 16, 2002, at a Lafayette hospital. During this birth admission, Tai was noted to have evidence of Pierre Robin Sequence/Syndrome
Tai was ultimately discharged on August 30, 2002, with Dr. Vo prescribing the use of an apnea monitor, which, according to testimony, monitored heart rate and | ¡.chest movement within prescribed parameters. According to PSA respiratory therapist Kim Wood, when the baby’s breathing or heart rate violated the prescribed parameters, the monitor recorded the event. In the event that the monitor sensed a problem with Tai’s respiration, it alerted parents by an alarm so that Tai could be repositioned or roused as needed. When the monitor memory filled to eighty percent' of its capacity, a visual alarm alerted family members, who were then to inform PSA so that the event data could be downloaded, processed, and delivered to the ordering physician. In the event that the monitor’s memory filled to capacity, an alarm again informed the parents. As described at trial, the monitor, at capacity, would begin to discard certain data pertaining to older events in favor of data from newer events.
In the days following her release from the hospital, Tai visited a number of physicians to evaluate her condition. She began treating with her pediatrician, Dr. Vasanth Nalam, and soon thereafter, was evaluated by a geneticist. Upon recommendation of the geneticist, Tai completed a sleep study at Tulane University Medical Center with Dr. Narong Simakajornboon on September 12th-13th. According to his report, Dr. Simakajornboon recommended the use of supplemental oxygen.
Throughout this period, Tai’s monitors alerted Mr. and Ms. Landry of breathing and heart rate issues. It is uncontested that PSA twice responded and delivered downloads to physicians as required. These downloads covered the periods of August 29th-September 10th and September 10th-18th. Much of the present matter concerns data collection for the periods of September 18th-20th (Download 3) and September 20th-24th (Download 4). The record indicates that, during this period, the number and duration of events increased and certain data was lost due to the monitor having reached capacity. At issue in this case is whether PSA responded within an acceptable period of time after being informed that the monitor was reaching capacity | ¡¡and, additionally, whether the delivery of the downloads to the physicians was made. The physicians deny that they received the data.
Within the September 18th-26th period, Tai was twice hospitalized. The first hospitalization occurred on September 19th due to Tai’s dehydration stemming from excessive vomiting. In fact, Download 3 was performed during this hospitalization. After Tai returned home following her release from the dehydration hospitalization, the recordable breathing and heart rate events continued. Download 4, which included events from September 20th-24th, was performed. On September 26th, however, Ms. Landry found that Tai had become nonresponsive to her touch when the alarm sounded. Tai was returned to the hospital. According to Ms. Landry, the nurses showed signs of alarm at Tai’s con
Although Tai’s breathing improved, subsequent testing demonstrated hypoxic brain damage which, the record establishes, is profound and has left Tai fully dependent on others for the remainder of her life. She can neither walk nor speak. Ms. Landry is Tai’s primary caretaker.
Mr. and Ms. Landry
The verdict sheet considered by the jury included questions pertaining to the alleged negligence and fault of the defendants as well as the alleged negligence and fault of several nonparty physicians. The jury ultimately returned a verdict imposing no liability on the part of the named defendants. While the jury answered in the affirmative to the verdict form question of whether PSA “or any of its employees violatefd] any duty it owed it Tai Landry[,]” it determined that “this violation of a duty by Pediatric Services of America, Inc. (PSA)” did not “cause any loss, injury or damage to Tai Landry.” Rather, it attributed both a breach of the duty owed and one hundred percent of the causation of the damages sustained to Dr. Simaka-jornboon. Given the attribution of fault to Dr. Simakajornboon, a nonparty, the jury awarded no damages to the plaintiffs. Subsequently, the plaintiffs filed a motion for judgment notwithstanding the verdict, which was denied by the trial court.
Ms. Landry appeals, assigning the following as error:
I. The jury committed manifest error in failing to find PSA’s conduct caused hypoxic injury to Tai Landry.
II. The trial court committed legal error by submission to the jury of a legally defective verdict form which produced jury confusion on the issue of causation, meriting de novo review.
III. The jury failed to follow the jury instruction on cause-in-fact and produced legal error meriting de novo review.
IV. The trial judge erred in denying the motion for judgment notwithstanding the verdict and in refusing to conduct a de novo review of the case.
|fiV. The jury committed manifest error and failed to follow the verdict*712 form in awarding zero damages to all the claimants.
(Record citations included in Ms. Landry’s brief omitted.) Mr. Landry also appeals and alleges manifest error in the determination that PSA’s conduct was not a cause of the damages sustained. He also questions the failure to award damages. Each plaintiff adopts the other’s brief, assignments of error, and arguments.
Discussion
Causation
The plaintiffs question the jury’s determination that PSA breached the standard of care but that it did not cause Tai’s injuries. They argue that the jury’s full assignment of fault to Dr. Simakajornboon reflects the jury’s rejection of PSA’s theory that the hypoxic insult to Tai’s brain occurred either in útero or shortly thereafter. Instead, the plaintiffs contend that the jury determined that the brain damage occurred after the period of time when Dr. Simakajornboon had an opportunity to press for more invasive treatment in order to prevent the ultimate damage claimed. The plaintiffs assert that, with PSA’s theory eliminated, it was manifestly erroneous for the jury not to have viewed evidence of the escalating series of events occurring during Downloads 3 and 4 as at least a partial causative factor in Tai’s ultimate injury.
We note that this assignment of error is specifically targeted toward the liability of PSA, which is not a qualified health care provider under the Medical Malpractice Act. Under the relevant analysis as it pertains to PSA, the plaintiffs were required to prove that: 1) the defendant had a duty to conform his or her conduct to a specific standard of care; 2) the defendant failed to conform his or her conduct to that standard; 3) the substandard conduct was a cause-in-fact of the plaintiffs injuries; 4) the substandard conduct was a legal cause of the plaintiffs injuries; and that 5) the |r,defendant sustained actual damages. Brewer v. J.B. Hunt Transp., Inc., 09-1408 (La.3/16/10), 35 So.3d 230. A determination as to cause-in-fact is a question of fact, subject to the manifest error standard of review. Id.
We first address the plaintiffs’ contention regarding the nature of the duty breached. The plaintiffs’ argument on this point assumes that the jury determined that PSA failed to deliver, timely or otherwise, Downloads 3 and/or 4 to the physicians. However, as discussed above, the jury was only generally asked if PSA or its employees violated “any duty that it owed to Tai Landry.” The verdict sheet did not ask the jury for the precise duty it found to have been breached. For discussion purposes only, and in relation to this assignment, we consider as true the plaintiffs’ contention that the jury found that PSA failed to deliver data to the physicians.
As stated, the jury attributed one hundred percent of the fault for Tai’s injuries to a breach of duty it found on the part of a nonparty physician whose involvement in the case stemmed from a September 12th-13th sleep study at Tulane. The resulting report was addressed to the referring geneticist and was completed September 16th. The report commemorated that the purpose of the study “was to evaluate if there is any evidence of significant apnea in the patient with a history of Pierre Robin[.]” It noted that Tai had “recurrent apneaic events.” Ultimately, the report concluded that: “[T]his is an abnormal sleep with evidence of significant obstructive sleep apnea associated with significant oxygen desaturation and mild cardiac deceleration. In addition, evidence of nocturnal hypoxemia was also observed. No
At trial, expert witnesses called the recommendations resulting from the sleep study into question. Dr. Gary Freed, an expert in pediatrics, neonatology, and apnea 17monitoring, testified extensively regarding the use of monitors in recording apnea and heart rate events. One aspect of his deposition testimony, presented at trial by the plaintiffs, involved the risk inherent in Tai’s condition. He opined that, given the risks posed, various points throughout Tai’s first weeks required more drastic intervention. Dr. Freed identified the sleep study as one such point and concluded that it revealed breathing obstruction sufficient to warrant immediate admission for surgical intervention. Yet, the jury was aware that' Tai was neither admitted nor was surgical intervention recommended. Dr. Freed was also critical of the recommendation for supplemental oxygen because it, alone, did not overcome any airway obstruction.
Similarly, Dr. Douglas Holmes, accepted as an expert in the field of otolaryngology, concluded that the supplemental oxygen had no way to enter the obstructed pathway and determined that, given that the sleep study results were “grossly abnormal,]” Tai’s physicians should have been immediately notified and further intervention urged. However, the jury heard testimony indicating that the sleep study results were not completed until September 16th and, at that time, were prepared only for the referring geneticist. Accordingly, and under the standard of review, we find that the record, including expert testimony, supports the jury’s finding that the sleep study recommendations and/or reporting violated the standard of care.
In considering this testimony, it is apparent that, on the causation issue, the jury may have determined that the sleep study provided the point at which intervention could have prevented the damage ultimately sustained by Tai. In this regard, the jury may have reasonably concluded that immediate intervention following the sleep study, as suggested by Drs. Freed and Holmes, would have precluded the events occurring during the subsequent periods of Downloads 3 and 4, the point at which the plaintiffs contend injury occurred.
|8We further address the plaintiffs’ contention that PSA must be found to be at least comparatively at fault. Above, we rejected the plaintiffs’ assumption that the jury necessarily concluded that PSA’s substandard conduct was the failure to relay information as the plaintiffs advanced various theories of negligence. However, even assuming that the jury found that PSA failed to deliver the information during the time period of Downloads 8 and 4, the jury may not have been persuaded that the damage could have been avoided given the limitations of the home monitoring system.
The events captured during Downloads 3 and 4 were characterized as serious, ominous, and escalating. However, the jury was aware that the monitor merely captured the events and alerted the parents so that the child could be roused. The monitor did not initiate treatment. Undoubtedly, the jury may have recognized that debilitating events may have occurred before any download and delivery of the data could be made. Additionally, such events could have occurred before the monitor filled to 80%, initiating the series of events that had to occur before any intervention was even possible. Also, the jury was aware that Tai’s dangerous
Finally, we point out that we consider this case under a manifest error standard of review. The scope and depth of testamentary and documentary evidence in this case is significant. The parties’ collective presentation to the jury involved multiple theories of causation, commented upon by numerous expert witnesses. We do not | flConvey here the breadth of that information nor do we discuss and/or negate the various findings possible under that evidence. Instead, we observe that, for the above reasons, the approach taken by the jury is reasonable under the record as a whole. In such an instance, an appellate court does not find that the factfin-der’s determination was manifestly erroneous. See Linnear v. CenterPoint Energy Entex/Reliant Energy, 06-3030 (La.9/5/07), 966 So.2d 36. Further, to the extent that the jury’s determination was necessarily dependent on various credibility determinations involving conflicting expert testimony and interpretation of the physical evidence, we are mindful that those credibility determinations are left to the discretion of the jury. Rosell v. ESCO, 549 So.2d 840 (La.1989). Such conclusions “can virtually never be manifestly erroneous or clearly wrong.” Id. at 845.
This assignment lacks merit.
Verdict Form
We next address the parties’ contention that the jury verdict form submitted to the jury was legally defective, requiring a de novo review. The plaintiffs suggest that the jury’s findings of causation reveal jury confusion and argue that the origin of this may rest in the jury verdict sheet. The parties note that, during the jury’s four day deliberation, it asked a variety of questions. The plaintiffs suggest that these questions evidence the jury’s confusion as to causation. They contend that, although the jury found no violation of applicable duties on their part, or the part of the defendant doctors, the jury felt compelled to answer the verdict form’s causation questions. The plaintiffs assert that this confusion requires a de novo review.
As explained above, we find that a discernable path exists for the jury’s conclusions regarding causation. Although we find that the record supports the verdict upon a review of all of the evidence, we consider in this assignment whether the jury’s verdict may have been attributable to confusion surrounding the | minterrogatories posed. We are mindful in our review that, while misleading or confusing interrogatories may constitute reversible error, the manifest error standard of review is applicable unless the interrogatories are “so inadequate or incorrect as to preclude the jury from reaching a verdict based on the law and the facts.” Ardoin v. McKay, 06-171, p. 7 (La.App. 3 Cir. 9/27/06), 939 So.2d 698, 703, writ denied, 06-2606 (La.1/8/07), 948 So.2d 126.
The verdict form here inquired of the breach of the duty/standard of care of each of the defendants as well as the nonparty physicians in this case. The verdict form then instructed the jury that, if it found no such breach, they were not to engage in “further deliberations” as to that actor nor
Finally, the jury did, in fact, make a number of inquiries of the trial court during its deliberation. The questions, filed into the record, however, do not reveal confusion leading to an incorrect verdict. They instead reveal that the jury was deliberating on the complex and varied questions it was asked to resolve.
This assignment lacks merit.
Jury Instruction — Cause-In-Fact
The plaintiffs additionally argue that a de novo review is warranted in light
As to the requirement that plaintiffs’ injuries be caused by defendant’s conduct, I do not mean that the law recognizes only one cause of any injury, consisting of only one factor or thing, or the conduct of only one person. On the contrary, many factors or things may operate at the same time, either independently or together, to cause injury or damage. You should resolve this question by deciding whether plaintiffs would probably have suffered the claimed injuries regardless of what the defendants did. If the plaintiffs probably would have suffered those injuries regardless of what the defendants did, then you must conclude that the injuries were not caused by the defendants, and render a verdict for the defendants. If, on the other hand, plaintiffs probably would not have suffered the claimed injuries in the absence of defendants conduct, then you must conclude that defendants conduct did play a part in plaintiffs injury and you must proceed to the next element.
(Emphasis added in Ms. Landry’s brief.)(FulI text of the instruction provided.) The plaintiffs contend that the jury’s completion of those aspects of the verdict form regarding causation for the parties/nonparty physicians it found not to have breached the standard of care, leads to an inference that the jury “believed that only one party could be found at fault on the verdict [sheet.]”
Our review reveals no such inference. As explained, the jury’s finding of causation was reasonable upon review of the record. And, in addition to the cause-in-fact instruction, the trial court informed the jury of comparative negligence subsequently in its instruction. The trial court spoke extensively regarding the burden 11sassociated with a finding of comparative fault on the part of the plaintiffs and then explained:
If you conclude that the defendants and the plaintiffs and/or other third parties were negligent, and that the negligence of each was a cause in fact of plaintiffs’ injuries, then you must assign percentages of fault to each one. In determining those percentages, you may consider the nature of the negligent conduct and the extent of the causal relation between the conduct and plaintiffs’ injuries.
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The law requires that should you find fault then you divide the total responsibility for this incident among all those upon whom you found fault, whether parties or non-parties. You should do this by assigning percentages of fault to the various involved persons which will total 100%. You are free to assign whatever percentage you feel appropriate, and you should do so by answering the questions, which will be provided to you on a special verdict form.[5 ]
It cannot be said that the trial court’s instructions failed to inform the jury of the law regarding causation and/or apportionment of fault among multiple actors. Additionally, the jury verdict sheet prompted the jury to apportion fault as follows:
Please state the percentages of fault attributable to Pediatric Services of America, Inc., Cong T. Vo, M.D., Ro-*717 saire Belizaire, M.D., Vasanth Nalam, M.D., Camille and Ryan Landry, and the name of and the percentage of fault attributable to the [nonparty] physicians identified in Interrogatory No. 11 (if any). (Note that the total of your percentages must be 100%).
There is no indication that the jury was confused by any of these instructions, was incorrectly instructed, or failed to follow any of those instructions. Rather, the jury determined that the plaintiffs sustained their burden of proof as to only one actor’s fault.
This assignment lacks merit.
| uDamages
The plaintiffs next cite error in the jury’s decision not to award damages in this case and again find indication of the jury’s confusion in its decision to award zero damages. Ms. Landry notes that the jury responded “yes” to the inquiry as to whether any of the nonparty physicians’ failure to comply with the applicable standard of care “was a cause of the alleged damages suffered by the plaintiffs.” Given this response, she contends that “it is clear that the jury’s responses of either “no” or “zero” to the damage questions are internally inconsistent and more likely were the product of confusion caused by the verdict form.” She again contends that this confusion requires a de novo review.
Obviously, the human factors involved in this case are compelling. The fact that damages are associated with an infant sustaining profound and permanent brain damage, of whatever origin, is unquestioned. However, the only fault found in this case involved a nonparty, a finding we have found supported by the record. Therefore, the jury’s findings as to damages would be superfluous. Accordingly, we do not disturb the jury’s award.
JNOV
Finally, and for the issues of causation cited above, the plaintiffs contest the trial court’s denial of a judgment notwithstanding the verdict, a mechanism provided for by La.Code Civ.P. art. 1811.
In consideration of a motion for JNOV, the trial court determines whether the facts and inferences point so strongly and overwhelmingly in favor of one party that reasonable persons could not arrive at a contrary verdict. Joseph v. Broussard Rice Mill, Inc., 00-628 (La.10/30/00), 772 So.2d 94. The trial court is required to deny the request for JNOV if evidence opposing the motion “is of such quality and weight that reasonable and fair-minded persons in the exercise of impartial judgment might reach | ^different conclusions.” Id. at 99. It may not evaluate the credibility of witnesses. Id. Further, it must resolve all reasonable inferences or factual questions in favor of the non-moving party. Id. On review, an appellate court uses the same criteria as did the trial court and first considers whether the trial court erred in its disposition of the motion for JNOV. Id. Thus, the appellate court considers whether “the facts and inferences point so strongly and overwhelmingly in favor of the moving party that reasonable persons could not arrive at a contrary verdict[.]” Id.
In ruling, the trial court recognized the above standard and remarked upon the difficulty of its decision, stating that: “It almost seems as though the Jury didn’t sit through the same trial that we sat through.” However, it acknowledged that “considerable deference should be given to the Jury’s findings. All reasonable inferences are resolved in favor of a nonmoving part.” The trial court concluded:
If I could make credibility determinations, then the plaintiffs’ argument*718 would be compelling and my ruling would probably be different.
I don’t agree with Ms. Fois that all the Jury’s questions were reasonable. I thought some of them were very unreasonable, particularly coming back again and again and saying, “How many do we need for this? How many do we need for this?” But I cannot say that the Jury did not find that the brain damage was not caused from a combination of prenatal factors and possible hypoxia or bradycardia.
PSA was made out to be negligent in several aspects. The jury found them to be negligent, but decided that there was no causation between their negligence and the damage to Tai Landry. And I can’t say why they found them to be negligent. It could be because they didn’t properly train Ms. Wood or even some other reason. I simply can’t make those calls in a JNOV.
I can’t say that Downloads 3 and 4 were not delivered to Drs. Vo and Beli-zaire. There was testimony by a former employee that they lost downloads and things like that before, contrary to their testimony.
Dr. Simakajornboon, they found, breached the standard of care. But they could have found that although he breached the standard of care, that did not cause the damage. They could have found that the damage was caused by some prenatal defect or a combination of that and hypoxia.
| j (jit’s a tough determination. It’s not — well, the law doesn’t give me a lot of a leeway, not as much as I wish I had in this case.
Even despite the loss of evidence by PSA, I still don’t think that I can legally under the law grant the plaintiffs’ judgment notwithstanding the verdict. The motion is denied.
Having reviewed the record in light of the standard of review, we leave the trial court’s denial of the motion for JNOV undisturbed. As acknowledged by the trial court, the plaintiffs presented evidence in support of their case which could have arguably supported a different result given different findings of fact and credibility. However, having found the jury’s conclusions reasonable, we do not re-evaluate its credibility or factual findings on review of the ruling on the JNOV. In short, the jury’s conclusion that the plaintiffs failed to present evidence of causation as to the named parties is reasonable.
This assignment of error lacks merit.
DECREE
For the foregoing reasons, the judgment of the trial court on the merits of this matter is affirmed. Additionally, the trial court’s judgment denying the motions for judgment notwithstanding the verdict is affirmed as well. All costs of this proceeding are assessed to the appellants, Camille Landry and Ryan Landry.
AFFIRMED.
SAUNDERS, J., dissents and assigns reasons.
. Experts testifying as to Tai’s condition referenced it as both a sequence and/or a syndrome.
. Mr. and Ms. Landry proceeded separately in this matter in light of their divorce during this litigation.
. Although the plaintiffs named other defendants, these were released from the suit during pre-trial proceedings.
. The record includes the handwritten jury requests from the jury, many of which include requests for exhibits:
“We need Nalam’s records & hospital records”
"Can we have dry erase markers”
"Can we see Tai's video's from the hospital?”
"The video Lambert showed first? We want the video where Camille was holding & feeding tube in mouth?”
"Can we have 12 copies of the jury verdict form?”
"Can we view the entire sleep study?”
"If we don’t find anyone cause loss, injury, or damage, can we still award for physical pain and suffering?"
"Life plans of Bauer (both high & low) and Hegward”
"If we cannot agree on PSA can we make a decision on the doctors?”
"Can we see PSA's policy — procedure?”
"PSA Policies [requested policy sections omitted]”
"How many have to agree for the even numbers [ (causation questions) ] for the answer to be yes”
"Can we view Mr. Hammon’s exhibit chart and the downloads?” Upon inquiry from the trial court, the jury requested: “Mr. Ham-mons download chart & all of the episodes from downloads 1-5. With the stick on boards. Downloads 3-4 are in red.”
"Can we have a calendar?” When asked for further detail, the jury explained: "Can we see Mr. Judice’s calendar with all of the doctor’s names and appointments?”
"In regards to question # 11 [breach of the standard of care of the nonparty physicians] ... do you need 9 of 12 or does 1 allow you to assign fault?” To this inquiry, the trial court responded: "You need 9 of 12.”
“We request to see Downloads 1-5. Entire download.”
"At this moment, we do not feel that we will be able to come to a conclusion tonight. May we be excused and pick-up tomorrow morning?”
"We do not think we to [sic] a majority decision. How much longer do we have to deliberate?”
"Can we get the exhibit list?”
"We need the following [ (exhibit numbers omitted) ]; Do you want us to send back the exhibits we are through with?”
"Can we also view PSA-19 Petition for Damages ..., PSA 6B, PSA 14 & 14A.” The jury later corrected its request for PSA-91 rather than PSA 19.
"Can we have [sic] please have the downloads back?”
. In addition to its verbal instructions to the jury, the trial court provided a copy of the instructions, in written form. The written instructions were entered into the record. For quotation purposes, we draw from the written instructions.