DocketNumber: Civil Action No. 86-11-B
Judges: Polozola
Filed Date: 12/9/1996
Status: Precedential
Modified Date: 11/7/2024
RULING ON MOTION IN LIMINE TO DETERMINE APPLICABILITY OF HALPHEN
American Tobacco Company’s (“American”) has filed a motion in limine seeking to have this Court determine the applicability of the “unreasonably dangerous per se” theory (“per se” theory) of products liability first enunciated in Halphen v. Johns-Manville Sales Corp.
ISSUE
The issue before the Court on the pending motion is very clear. Did the enunciation of the “unreasonably dangerous per se” theory of products liability in Halphen substantively change Louisiana law, or merely restate the law in Louisiana as it already existed?
Simply put, the issue the Court must decide on this motion in limine is “what law governs?” In order for the Court to decide this issue, it is necessary for the Court to review the Louisiana law on products liability. There are three separate time periods in which the products liability law in Louisiana can be divided: (1) the law as it existed before Halphen was decided on February 24, 1986; (2) the law as it existed under Hal-phen; and, (3) the law as it now exists under the Louisiana Products Liability Act (“LPLA”)
Before Halphen, Louisiana did not explicitly recognize the “per se” theory of liability. When the Louisiana Supreme Court rendered its decision in Halphen, it marked the first time this theory was actually recognized and promulgated by the court. Thereafter, the Louisiana Legislature enacted the LPLA which abolished the “per se” theory of liability.
Plaintiffs’ sole cause of action remaining against American is based on the “per se” theory of products liability. It is clear that plaintiffs’ cause of action arose before Hal-phen was decided. Plaintiffs contend the Court may apply Halphen because the decision did not substantively change Louisiana law. American contends Halphen was a substantive change. Therefore, this Court must decide whether the “per se” theory of liability announced by Halphen was a substantive or procedural change in Louisiana law. If the “per se” theory is substantive, the Court
ANALYSIS OF THE LAW
A. Brief Overview — Louisiana Law On Products Liability
In order for this Court to determine if Halphen created a substantive change in Louisiana law, it is necessary for the Court to set forth a brief overview of the Louisiana law of products liability.
1. Louisiana Products Liability Law Before Halphen
The starting point for any discussion of the applicable products liability law in Louisiana before Halphen was decided and before the LPLA was enacted is Weber v. Fidelity & Casualty Ins. Co.
[a] manufacturer of a product which involves a risk of injury to the user is liable to any person, whether the purchaser or a third person, who without fault on his part, sustains an injury caused by a defect in the design, composition, or manufacture of the article, if the injury might reasonably have been anticipated. However, the plaintiff claiming injury has the burden of proving that the product was defective, i.e., unreasonably dangerous to normal use, and that the plaintiffs injuries were caused by reason of the defect.4 (Emphasis added.)
Although not discussed in Weber, pre-Hal-phen Louisiana law also recognized a fourth category of recovery involving products that are unreasonably dangerous due to a failure to warn.
2. Louisiana Products Liability Law After Halphen — But Before the LPLA
Weber and Halphen each held that “[i]n order to recover from a manufacturer, [a] plaintiff must prove that the harm resulted from the condition of the product, that the condition made the product unreasonably dangerous to normal use, and the condition existed at the time the product left the manufacturer’s control.”
Halphen not only incorporated the four theories of recovery listed above, but also added a fifth category for products which are “unreasonably dangerous per se.” The “unreasonably dangerous per se” theory of products liability [was] “imposed solely on the basis of the intrinsic characteristics of the product irrespective of the manufacturer’s intent, knowledge, or conduct.”
“A product is unreasonably dangerous per se if a reasonable person would conclude that the danger-in-fact of the product, whether foreseeable or not, outweighs the utility of the product.”
The “state of the art” defense was abolished in a ease tried solely under the “per se” theory.
The Court now turns to a discussion of how the “per se” theory of liability became part of Louisiana tort law. This analysis is important because it will aid the Court in deciding whether the Halphen decision can be applied retroactively. The Court begins this discussion with a review of the arguments the plaintiff in Halphen made and the Louisiana Supreme Court’s response. The plaintiff in Halphen argued that certain language in the Weber opinion was the genesis of the “per se” theory in Louisiana.
[i]f the product is proven defective by reason of normal use, the plaintiff need not prove any particular negligence by the maker in its manufacture or processing; for the manufacturer is presumed to know the vices in the things he makes, whether or not he has actual knowledge of them.16
Similarly, under the “per se” theory, a manufacturer could be liable “irrespective of the manufacturer’s intent, knowledge or conduct.”
Thus, the Halphen court did not rely on Weber in formulating the “per se” theory. Instead, the Louisiana Supreme Court concluded that the “per se” theory had “developed since Weber.” In addition, Halphen suggested that the “shape” of the “per se” theory would “continue to be molded” by the Louisiana Supreme Court. This language indicates that the “per se” theory had evolved since the court’s decision in Weber, and, therefore, did not exist until Halphen was decided. This is an important distinction for this Court to consider in determining whether Halphen is to be applied retroactively in this case.
In summary, the plaintiff in Halphen attempted to have the court establish the “per se” theory based on prior Louisiana jurisprudence. The Halphen court expressly repudiated plaintiff’s argument. Instead, the Louisiana Supreme Court analogized “the principle of strict products liability ... to the principle of legal fault or strict liability
Thus, Halphen relied “on analogy to the civil code”
3. Louisiana Products Liability Law After The LPLA
The LPLA became effective on September 1, 1988 and applies to all causes of action accruing after its effective date. “One of the legislature’s primary purposes in enacting the LPLA was to overrule Halphen,”
The Louisiana Supreme Court has held that the LPLA abolished the “per se” theory of recovery, and therefore, “the Act alter[ed] substantive rights.”
B. “Unreasonably Dangerous Per Se”— Retroactive or Prospective Application
As noted above, the “per se” theory of liability did not exist in Louisiana law before Halphen, and was expressly repudiated by the Louisiana Legislature when it enacted the LPLA. The question that remains unanswered by the Louisiana Supreme Court is whether the “per se” theory may be applied to causes of action arising before Halphen was decided.
Because there is no ruling by Louisiana’s highest court on this issue,
The unresolved issue of state law in this case is whether the “per se” theory of liability may be applied retroactively to causes of action arising before Halphen. This Court’s prediction as to how the Louisiana Supreme Court might rule on this issue will be based on the factors listed above. Specifically, this Court will consider Louisiana law governing the retroactive application of laws and specific holdings and dicta from Louisiana Supreme Court cases and lower state court decisions in deciding whether the “per se” theory may be applied retroactively.
1. Retroactivity of Law — Substantive or Procedural
The Court’s decision on whether the “per se” theory is retroactive depends upon whether the “per se” theory is classified as substantive or procedural. Substan
Thus, if the Court finds that the “per se” theory of liability is substantive because it establishes a new right or remedy, the Court may only permit this theory of recovery to be applied prospectively from February 24, 1986, the date of the Halphen decision. However if the Court determines that the “per se” theory of liability is procedural because it only affects the burden of proof, the Court may permit this theory of recovery to be applied retroactively.
In deciding whether the “per se” theory is substantive or procedural, the Court must examine and follow the Louisiana Supreme Court’s decision in Gilboy v. American Tobacco Co.
The Louisiana Fourth Circuit Court of Appeal in Young v. Logue
In summary, the Louisiana Supreme Court has decided that the “per se” theory of recovery is substantive law. Because it is substantive law, the “per se” theory may not be applied retroactively. This still leaves open the question of whether Halphen merely restated Louisiana law as it already existed or whether Halphen actually created a new cause of action. The Court now turns to a discussion of this issue by reviewing excerpts from the Halphen opinion.
2. Excerpts from Halphen
A careful review of excerpts from the Hal-phen opinion indicates that the Louisiana Supreme Court intended to create a new cause of action in articulating the “per se” theory. Several times during the course of the opinion the court in Halphen used the future tense when setting forth reasons for its decision. For example, the Louisiana Su
Finally, the court noted that “the rule we have adopted does not prevent the manufacturer from introducing evidence of scientific knowledge ... in cases where such knowledge is material, such as in duty-to-warn cases.”
Furthermore, the Halphen court discussed Weber and Weber’s impact on Halphen. The court stated that “the difficult issues presented by scientifically unknowable dangers or liability for failure to warn were not raised, and we do not attribute to the Weber court any intention to decide these issues prematurely.”
The Halphen court emphasized that the “per se” theory was not “purely” or completely “a judicial creation” because it was guided by civil code principles and societal considerations.
Thus, a close look at the language in Hal-phen itself reveals that the “per se” theory was not something that existed prior to Hal-phen. It is clear that Halphen did not merely restate Louisiana law as it existed at the time the opinion was rendered. The Hal-phen opinion indicates that the “per se” theory of recovery was created for the first time in Halphen.
3. Other Louisiana Supreme Court Cases Applying Halphen to Pre-Halphen Causes of Action
As noted earlier, there are numerous cases where both state and federal courts have applied the “per se” theory of recovery to causes of action arising before Halphen was decided. None of these cases addressed the specific question of whether the “per se” theory was a substantive change that could only be applied prospectively. The Court’s research indicates that the only case to consider this was Young v. Logue
It is difficult, if not impossible, for this Court to reconcile the Louisiana Supreme Court’s decision in Gilboy with the three cases mentioned above. As stated above, Gilboy, decided in 1991, declared that when the LPLA abolished the “per se” theory, this was a substantive change in Louisiana law. However, Hines, decided in 1994, applied the “per se” theory to a pr e-Halphen cause of action when, as clearly demonstrated above, Halphen’s proclamation of the “per se” theory was a substantive change in the law. It would appear to this Court that if the abol-ishment of the “per se” theory by the LPLA was a substantive change, it should follow that the creation of the “per se” theory in Halphen was also a substantive change. This Court can only assume that the reason the Louisiana Supreme Court applied Hal-phen to pre-Halphen cases was the parties failed to raise the issue before the court.
Since this Court cannot set forth a reason for the apparent inconsistency in the above opinions, this Court must rely on the Louisiana court decisions which have addressed the issue. None of the Louisiana Supreme Court cases cited above, and none of the state appellate court and federal cases eited in footnote 36, have addressed the issue which this Court must now decide: whether the addition of the “per se” theory of products liability by Halphen was a substantive change in the law. Only Gilboy and its progeny and Young v. Logue have addressed the question. As stated above, Gilboy held that when the LPLA abolished the “per se” theory of recovery, this was a substantive change in the law that could be applied only prospectively.
Since the Court’s subject matter jurisdiction in this case is based on diversity jurisdiction, the Court is required to follow Louisiana law. Where the law is not clear, the Court must make an “Erie guess” as previously discussed in this opinion. This Court believes that if the very issue presented to this Court in this case was presented to the Louisiana Supreme Court, that court would hold that the creation of the “per se” theory of products liability by Halphen was a substantive change in the law and cannot be applied retroactively to causes of action that arose prior to February 24,1986.
C. Conclusion
It has been necessary for this Court to engage in a lengthy discussion and to conduct an exhaustive analysis of Louisiana law and jurisprudence to make an “Erie guess” of what the Louisiana Supreme Court would decide if faced with the issue now before this Court. The Court concludes that the Louisi
Since the instant cause of action accrued before the Halphen case was decided on February 24, 1986, the “unreasonably dangerous per se” theory of products liability set forth in Halphen is not applicable to this ease because the theory may not be applied retroactively.
It is so ordered by the Court.
. 484 So.2d 110 (La.1986).
. La.R.S. 9:2800.51, et seq. (West 1991).
. 259 La. 599, 250 So.2d 754 (1971).
. Weber, 250 So.2d at 755.
. Chappuis v. Sears Roebuck & Co., 358 So.2d 926 (La.1978); Williams v. Allied Chemical Corp., 270 So.2d 157 (La.App. 1st Cir.1972), writ not considered, 271 So.2d 875 (La.1973).
. Mistich v. Volkswagen of Germany, Inc., 666 So.2d 1073, 1080 (La.1996).
. Halphen, 484 So.2d at 113.
. Halphen, 484 So.2d at 114.
. Halphen, 484 So.2d at 114.
. Halphen, 484 So.2d at 114.
. Halphen, 484 So.2d at 114.
. Halphen, 484 So.2d at 114.
. See William E. Crawford, Developments in the Law, 1985-1986, Part I, A Faculty Symposium, 47 La. L.Rev. 485, 488 (1986); Berry v. Commercial Union Ins. Co., 565 So.2d 487, 490 (La.App. 2d Cir.), writ denied, 569 So.2d 959 (La.1990).
. La. R.S. 9:2800.59(1) (West 1991).
. See Halphen, 484 So.2d at 117.
. Weber, 250 So.2d at 756.
. Halphen, 484 So.2d at 113.
. Weber, 250 So.2d at 756.
. Halphen, 484 So.2d at 117.
. Halphen, 484 So.2d at 117.
. Halphen, 484 So.2d at 117-18.
. Halphen, 484 So.2d at 116. These articles contemplate the liability of parents for the acts of a minor, of curators for the acts of insane persons, of employers and teachers for the preventable acts of employees or students, of owners for the acts of animals, and of owners of buildings for injuries caused by disrepair.
. Halphen, 484 So.2d at 116.
. Halphen, 484 So.2d at 117.
. Halphen, 484 So.2d at 117.
. Halphen, 484 So.2d at 117.
. Brown v. R.J. Reynolds Tobacco Co., 52 F.3d 524, 526 (5th Cir.1995).
. La. R.S. 9:2800.52 (West 1991).
. La. R.S. 9:2800.55 (West 1991).
. La. R.S. 9:2800.56 (West 1991).
. La. R.S. 9:2800.57 (West 1991).
. La. R.S. 9:2800.58 (West 1991).
. Gilboy v. American Tobacco, Co., 582 So.2d 1263, 1264 (La.1991).
. Gilboy, 582 So.2d at 1264.
. One Louisiana appellate court has addressed this issue. See below for discussion of Young v. Logue, 660 So.2d 32 (La.App. 4th Cir.), writ denied, 664 So.2d 443 (La.), writ denied, 664 So.2d 443 (La.), writ denied, 664 So.2d 444 (La.1995).
.The following cases applied the "per se” theory to causes of action arising before Halphen: Hines v. Remington Arms Co., Inc., 648 So.2d 331 (La.1994); Longo v. E.I. Dupont De Nemours & Co., 632 So.2d 1193 (La.App. 4th Cir.), writ denied, 637 So.2d 464 (La.1994); Laing v. American Honda Motor Co., 628 So.2d 196 (La.App. 2d Cir.1993), writ denied, 635 So.2d 239 (La.1994); Sharkey v. Sterling Drug, Inc., 600 So.2d 701 (La.App. 1st Cir.), writ denied, 605 So.2d 1099(La.), writ denied, 605 So.2d 1100 (La.1992); Putman v. Gulf States Utilities, 588 So.2d 1223 (La.App. 1st Cir.1991); Berry v. Commercial Union Ins. Co., 565 So.2d 487 (La.App. 2d Cir.), writ denied, 569 So.2d 959 (La.1990); Traut v. Uniroyal, Inc., 555 So.2d 655 (La.App. 4th Cir.1989); Poirrier v. Trailmobile, Inc., 550 So.2d 1349 (La.App. 4th Cir.), writ denied, 556 So.2d 58 (La.1990); McCoy v. Otis Elevator Co., 546 So.2d 229 (La.App. 2d Cir.), writ denied, 551 So.2d 636 (La.1989); Addison v. Williams, 546 So.2d 220 (La.App. 2d Cir.), writ denied, 550 So.2d 634 (La.1989); Antley v. Yamaha Motor Corp., 539 So.2d 696 (La.App. 3d Cir.1989); Zumo v. R.T. Vanderbilt Co., Inc., 527 So.2d 1074 (La.App. 1st Cir.1988); Prather v. Caterpillar Tractor Co., Inc., 526 So.2d 1325 (La.App. 3d Cir.), writ denied, 531 So.2d 272 (La.1988); Price v. Corpus Engineering Assoc., 515 So.2d 589 (La.App. 1st Cir.), writ denied, 516 So.2d 133 (La.1987); Bloxom v. Bloxom, 512 So.2d 839 (La.1987); LeBleu v. Homelite Division of Textron, Inc., 509 So.2d 563 (La.App. 3d Cir.1987); Jurovich v. Catalanotto, 506 So.2d 662 (La.App. 5th Cir.), writ denied, 508 So.2d 87 (La.1987); Brown v. Sears Roebuck & Co., 503 So.2d 1122 (La.App. 3d Cir.), aff'd, 514 So.2d 439 (La.1987), reh. denied per curiam, 516 So.2d 1154 (La.1988); Klem v. E.I. DuPont De Nemours & Co., 19 F.3d 997 (5th Cir.1994); Johnstone v. American Oil Co., 7 F.3d 1217 (5th Cir.1993), mandate recalled, 17 F.3d 728 (5th Cir.1994); Pennington v. Vistron Corp., 876 F.2d 414 (5th Cir.1989); Valenti v. Surgiteck-Flash Medical Eng. Corp., 875 F.2d 466 (5th Cir.1989); Vice v. Northern Telecom, Inc., 1996 WL 200281 (E.D.La.1996); Williams v. Ciba-Geigy Corp., 686 F.Supp. 573 (W.D.La.), aff'd 864 F.2d 789 (5th Cir.1988); Johnson v. Armstrong Cork Co., 645 F.Supp. 764 (W.D.La.1986).
. Halphen, 484 So.2d at 112 n. 1.
. The Louisiana statute permitting certification of issues from a federal court to the state's highest court only permits certification from federal appellate courts. La. R.S. 13:72.1 (West 1983). Therefore, this Court may not certify the question to the Louisiana Supreme Court.
. Rogers v. Corrosion Prods., Inc., 42 F.3d 292, 295 (5th Cir.), cert. denied, - U.S. -,115 S.Ct. 2614, 132 L.Ed.2d 857 (1995).
. Jackson v. Johns — Manville Sales Corp., 781 F.2d 394, 396-97 (5th Cir.), cert. denied, 478 U.S. 1022, 106 S.Ct. 3339, 92 L.Ed.2d 743 (1986).
. Jackson, 781 F.2d at 397. The Fifth Circuit in Jackson actually listed five sources of guidance to the "Erie guess.” However, only these three are applicable here.
. Rousselle v. Plaquemines Parish School Board, 633 So.2d 1235, 1244 (La.1994).
. La. C.C. art. 6 (West 1996).
. Rousselle, 633 So.2d at 1244.
. Lavespere v. Niagara Machine & Tool Works, Inc., 910 F.2d 167, 182 (5th Cir.), on rehearing, 920 F.2d 259 (5th Cir.1990), cert. denied, 510 U.S. 859, 114 S.Ct. 171, 126 L.Ed.2d 131 (1993).
. Rousselle, 633 So.2d at 1244.
. 582 So.2d 1263 (La.1991).
. Gilboy, 582 So.2d at 1264.
. See Gilboy, 582 So.2d at 1264.
. 660 So.2d 32 (La.App. 4th Cir.), writ denied, 664 So.2d 443, writ denied, 664 So.2d 443, writ denied, 664 So.2d 444 (La.1995).
. Young, 660 So.2d at 53.
. Young, 660 So.2d at 53.
. Halphen, 484 So.2d at 118. (Emphasis added.)
. Halphen, 484 So.2d at 118. (Emphasis added.)
. Halphen, 484 So.2d at 119. (Emphasis added.)
. Halphen, 484 So.2d at 117.
. See Halphen, 484 So.2d at 117.
. Halphen, 484 So.2d at 118.
. See footnote 60 for list of cases applying the "per se” theory to causes of action arising before Halphen was decided.
. 660 So.2d 32 (La.App. 4th Cir.), writ denied, 664 So.2d 443, writ denied, 664 So.2d 443, writ denied, 664 So.2d 444 (La.1995).
. 648 So.2d 331 (La. 1994).
. 512 So.2d 839 (La.1987).
. 514 So.2d 439 (La.1987).
. Hines, 648 So.2d at 334.
. Hines, 648 So.2d at 335 n. 3.
. Judge Dennis is now a circuit judge on the Fifth Circuit Court of Appeals.
. See Gilboy, 582 So.2d at 1264.
. See Young, 660 So.2d at 53.