Citation Numbers: 461 Mass. 44, 958 N.E.2d 25, 2011 Mass. LEXIS 1089
Judges: Spina
Filed Date: 12/2/2011
Status: Precedential
Modified Date: 10/18/2024
On February 20, 2007, the defendant, Chevall Johnson, was indicted on charges of unlawful possession of a firearm under G. L. c. 269, § 10 (a); unlawful possession of ammunition under G. L. c. 269, § 10 (h); unlawful possession of a loaded firearm under G. L. c. 269, § 10 (n); resisting arrest under G. L. c. 268, § 32B; assault and battery on a police officer under G. L. c. 265, § 13D; operating a motor vehicle with a suspended license under G. L. c. 90, § 23; and being an armed career criminal under G. L. c. 269, § 10G. He filed a motion to suppress the firearm, ammunition, and marijuana seized from his vehicle, claiming that those items were obtained as the result of an unlawful search. After an evidentiary hearing, a judge in the Superior Court denied the motion, and the matter proceeded to trial in January, 2008. A jury found the defendant guilty of unlawful possession of a firearm, unlawful possession of ammunition, unlawful possession of a loaded firearm, resisting arrest, and operating a motor vehicle with a suspended license. He was found not guilty of assault and battery on a police officer. In a subsequent bench trial, the defendant was convicted of being an armed career criminal.
The defendant appealed, and we transferred the case to this court on our own motion. He now argues that (1) the judge erred in denying his motion to suppress; (2) his conviction of unlawful possession of ammunition was duplicative of his conviction of unlawful possession of a loaded firearm; and (3) his firearm convictions violated his right to keep and bear arms as guaranteed by the Second Amendment to the United States Constitution. For the reasons that follow, we affirm in part and vacate in part.
1. Background. We summarize the motion judge’s findings,
On December 3, 2006, at approximately 5:30 p.m., Officer Patrick Rose of the Boston police department, and his partner, Officer Charles Kelly, were in plain clothes and sitting in an unmarked vehicle at a red light near the intersection of East Cottage Street and Dorchester Avenue in the Dorchester section of Boston. They observed a Cadillac Escalade sport utility vehicle (SUV) “blow[] through the red light” in front of them and continue along Dorchester Avenue. Officer Rose pulled his vehicle behind the SUV, checked its registration plate number on his computer, and learned that the SUV was registered to the defendant. Officer Rose activated his blue lights, but the SUV did not stop. Instead, the operator made several turns before finally parking in a legal space across from 8 or 10 Auckland Street, approximately twenty seconds after the police pursuit had begun. The operator got out of the vehicle, shut the door, and started to walk away.
Officer Rose maneuvered his vehicle in front of the operator. Officer Rose and Officer Kelly got out, identified themselves, and approached the operator. He “reeked” of alcohol, was slurring his words, was unsteady on his feet, and was agitated. Officer Rose believed that the operator was under the influence of alcohol. The officer asked him for his license and registration. The operator responded that he did not have his wallet, that the vehicle belonged to his deceased twin brother, and that he was only trying to get to his nearby home. The operator told Officer Rose that his name was “Jacques Johnson,” and he provided a date of birth. This date of birth did not match the date of birth of the vehicle’s registered owner based on the information that Officer Rose had received from the registry of motor vehicles. He then called for backup.
After further questioning, Officer Kelly told the operator that he was going to conduct a patfrisk. In the back pocket of the operator’s pants, Officer Kelly discovered a wallet containing a Massachusetts driver’s license in the name of “Chevall Johnson.” The operator acknowledged that the wallet and the license
Officer Rose decided to arrest the defendant for operating a motor vehicle with a suspended license. Officer Rose informed the other officers who had arrived on the scene that, “he’s going,” and signaled that the defendant should be handcuffed. One of the officers asked the defendant whether he had anything in his SUV.
In his written findings, the motion judge stated that he believed and adopted as part of his findings the testimony of Officer Rose.
2. Motion to suppress evidence seized from vehicle. When reviewing the denial of a motion to suppress, we accept the judge’s findings of fact and will not disturb them absent clear error. See Commonwealth v. Gomes, 453 Mass. 506, 508-509 (2009); Commonwealth v. Jones, 375 Mass. 349, 354 (1978), and cases cited. We make an independent determination as to the correctness of the judge’s application of constitutional principles to the facts as found. See Commonwealth v. Mercado, 422 Mass. 367, 369 (1996). Questions of credibility are the province of the motion judge who had the opportunity to observe the witnesses. See Commonwealth v. Martin, 447 Mass. 274, 280 (2006). Our review here is based on the facts as developed at the suppression hearing, not at trial. See Commonwealth v. Grandison, 433 Mass. 135, 137 (2001).
The defendant contends that the warrantless search of his vehicle was unlawful. As a consequence, he continues, the firearm and ammunition found therein were seized illegally and, therefore, must be suppressed.
A warrantless search is presumptively unreasonable under both the Fourth Amendment to the United States Constitution and art. 14 of the Massachusetts Declaration of Rights, unless it falls within one of the “few specifically established and well-delineated exceptions” to the warrant requirement. Coolidge v. New Hampshire, 403 U.S. 443, 455 (1971), quoting Katz v. United States, 389 U.S. 347, 357 (1967). See Commonwealth v. Cast, 407 Mass. 891, 901 (1990). The burden is on the Commonwealth to show that a particular search falls within one of these permissible exceptions. See Commonwealth v. Antobene
Because the right to search an automobile without a warrant “is independent of any right to arrest, ... the occurrence of such an arrest makes little difference in determining the legitimacy of the search” (citations omitted). Commonwealth v. Antobenedetto, supra at 54. See Carroll v. United States, supra at 158-159; Commonwealth v. Haefeli, 361 Mass. 271, 276 (1972). The issue of paramount importance is whether the police, prior to the commencement of a warrantless search, had probable cause to believe that they would find “the instrumentality of a crime or evidence pertaining to a crime” in the vehicle. Commonwealth v. Antobenedetto, supra at 55, quoting Dyke v. Taylor Implement Mfg. Co., 391 U.S. 216, 221 (1968). See Commonwealth v. Motta, supra at 122-124 (warrantless search
Here, prior to the search of the defendant’s SUV, Officer Rose had probable cause to believe that the defendant had been committing an OUI violation, and that he could find evidence pertaining to such crime in the motor vehicle. Officers Rose and Kelly had observed the defendant driving his SUV through a red light and then down several streets before finally parking the vehicle on Auckland Street. When the officers approached the defendant after he had left the SUV, they immediately noticed that the defendant “reeked” of alcohol, was slurring his words, was unsteady on his feet, and was agitated. He also provided the officers with false information as to his identity. See Commonwealth v. Riggins, 366 Mass. 81, 87-88 (1974) (providing implausible or false information to police, along with other facts, supports finding of probable cause to conduct warrantless search of automobile). As the officers were standing outside the SUV conversing with the defendant, they saw a half-empty bottle of cognac in plain view on the dashboard of the SUV.
3. Duplicative convictions. The defendant next contends that his conviction of unlawful possession of ammunition under G. L. c. 269, § 10 (h), was duplicative of his conviction of unlawful possession of a loaded firearm under G. L. c. 269, § 10 in), and thus violated the double jeopardy clause of the Fifth Amendment to the United States Constitution because it
In Commonwealth v. Vick, 454 Mass. 418, 431-432 (2009), we affirmed the traditional elements-based approach to determining whether multiple convictions arising from one criminal transaction are duplicative, holding that “a defendant may properly be punished for two crimes arising out of the same course of conduct provided that each crime requires proof of an element that the other does not.” Id. at 431, quoting Commonwealth v. Valliere, 437 Mass. 366, 371 (2002). “As long as each offense requires proof of an additional element that the other does not, ‘neither crime is a lesser-included offense of the other, and convictions on both are deemed to have been authorized by the Legislature and hence not [duplicative].’ ” Commonwealth v. Vick, supra, quoting Commonwealth v. Jones, 382 Mass. 387, 393 (1981). In such circumstances, “multiple punishments are permitted even where the offenses arise from the very same criminal event.” Commonwealth v. Vick, supra at 436. See Morey v. Commonwealth, 108 Mass. 433, 434 (1871).
To convict the defendant of unlawful possession of a loaded firearm, the Commonwealth was required to prove that the defendant knowingly possessed a firearm that was loaded with ammunition and met the legal requirements of a firearm as
At trial, Officer Rose testified that the handgun that was recovered from the map pocket in the driver’s side door of the SUV was a .38 caliber revolver that was loaded with three live rounds of ammunition and one empty shell casing. A ballistician, Detective Tyrone Camper of the Boston police department, testified that the firearm and ammunition met the statutory definitions of those items. See G. L. c. 140, § 121. There was no evidence that the defendant possessed any ammunition apart from that found loaded in the revolver. All of the required elements of unlawful possession of ammunition were encompassed by the elements of unlawful possession of a loaded firearm, and, therefore, the former crime was a lesser included offense of the latter crime.
The Commonwealth asserts that where multiple rounds of ammunition are recovered from a firearm, a jury are entitled to draw a distinction between the bullets, attributing some to a charge of unlawful possession of a loaded firearm and others to a charge of unlawful possession of ammunition. The Commonwealth has cited no authority to support this proposition, and we decline to draw such a distinction where, as here, all of the ammunition was loaded in the revolver. Additionally, the prosecutor did not mention in his closing argument that individual bullets should be attributed to different crimes, and the judge did not so instruct the jury. The Commonwealth’s general argument would be more persuasive in those situations where ammunition is found loaded in a firearm and also found elsewhere in the possession of a defendant. In such circumstances, a jury could be instructed to distinguish among the ammunition.
4. Second Amendment right to keep and bear arms. The defendant finally contends that, pursuant to McDonald v. Chicago, 130 S. Ct. 3020 (2010) (McDonald), and District of Columbia v. Heller, 554 U.S. 570 (2008) (Heller), Massachusetts cannot prohibit an individual from carrying a firearm for the purpose of self-defense.
Prehminarily, we begin with a procedural matter. In this appeal, the defendant has raised the ancillary issue whether the Commonwealth’s licensing scheme improperly places on him the burden of showing, by proof of licensure, that he was authorized to carry a firearm and, therefore, was exercising his Second Amendment rights lawfully. See G. L. c. 278, § 7.
Following his convictions, the defendant’s appeal was entered in the Appeals Court on May 24, 2010, and his brief was filed on June 4, 2010. Relying on Heller, and noting that the United States Supreme Court had heard oral arguments in McDonald on March 2, 2010, the defendant argued only that the Second Amendment was applicable to the States, and that the Commonwealth’s licensing scheme impermissibly infringed on his Second Amendment right to keep and bear arms. On January 21, 2011, we transferred the case to this court on our own motion. The defendant then filed a motion pursuant to Mass. R. A. P. 27.1 (f), as appearing in 441 Mass. 1601 (2004), requesting leave
Because we transferred the case to this court on our own motion and not in response to an application for further appellate review, the governing rule is Mass. R. A. P. 11 (g) (1), 365 Mass. 854 (1974), which provides: “If at the time of transfer all parties have served and filed briefs in the Appeals Court, no further briefs may be filed except that a reply brief may be served and filed on or before the last date allowable had the case not been transferred, or within ten days after the date on which the appeal is docketed in the full Supreme Judicial Court, whichever is later” (emphasis added). Here, prior to the transfer, both the defendant and the Commonwealth had filed briefs, and the defendant also had filed a reply brief. Therefore, the defendant’s motion to file a new brief in this court should not have been allowed. Notwithstanding this fact, and given that the defendant’s motion was allowed, his new brief was limited to addressing the effect of McDonald on the issues he already had raised in the Appeals Court. The defendant’s new brief was not a vehicle for raising, for the first time, an additional issue concerning the burden of proof under G. L. c. 278, § 7, and its presumption that the keeping and bearing of arms is unlawful absent proof of licensure.
We return now to the matter of the defendant’s right to keep
A significant question not presented in Heller was the continuing vitality of United States v. Cruikshank, 92 U.S. 542, 553 (1875), which held that the Second Amendment was applicable only to the Federal government, and not to the States. See Heller, supra at 619-620. See also Commonwealth v. Runyan, 456 Mass. 230, 233-234 & n.4 (2010). In McDonald, the Supreme Court answered this question. It opined that the right to keep and bear arms is “among those fundamental rights necessary to our system of ordered liberty,” McDonald, supra at 3042, and concluded that the Second Amendment is fully applicable to the States through the Fourteenth Amendment. See id. at 3050. Notably, the Court reiterated that an individual’s rights under the Second Amendment are limited, and that “incorporation does not imperil every law regulating firearms.” Id. at 3047.
It does not appear in this case that the defendant has raised an as-applied challenge to the Commonwealth’s statutory licensing scheme, nor could he properly do so. In Commonwealth v. Powell, 459 Mass. 572, 589-590 (2011), we concluded that a defendant could not challenge his convictions under G. L. c. 269, § 10 (a) and Qi) (1), where he never attempted to obtain a license to carry a firearm or an FED card and, consequently, could not demonstrate that he was aggrieved by the denial of his application. See Loadholt, supra at 725. See also Commonwealth v. Gordon, supra, quoting Massachusetts Comm’n Against Discrimination v. Colangelo, 344 Mass. 387, 390 (1962) (“Only one whose rights are impaired by a statute can raise the question of its constitutionality, and he can object to the statute only as applied to him”). Here, there was no evidence that the defendant ever applied for a license to carry a firearm or an FED card. At trial, the defendant testified that he did not own a gun or possess any ammunition, and that the revolver found in the SUV was not his. Even if the defendant had applied for a license to carry a firearm or an FID
5. Conclusion. On the indictment charging unlawful possession of ammunition under G. L. c. 269, § 10 (h), the judgment is vacated, the verdict is set aside, and the indictment is to be dismissed. All of the remaining judgments of conviction are affirmed.
So ordered.
In his findings, the motion judge stated that the bottle of cognac was on the front seat of the vehicle. However, Officer Rose testified that the bottle was on the dashboard. Either way, it was visible from outside the vehicle. Although the defendant was not cited for operating a motor vehicle while under the influence of intoxicating liquor, Officer Rose’s observation of the bottle of cognac was critical to a finding of probable cause to search the defendant’s motor vehicle, as discussed infra.
Officer Rose intended to have the defendant’s vehicle towed and an inventory search conducted.
The motion judge did not make a specific finding that Officer Doran opened the driver’s side door of the SUV before he observed the gun, but there was no testimony at the suppression hearing that any officer saw the gun while standing outside the vehicle.
Officer Rose was the only witness who testified at the suppression hearing.
The defendant was not charged with any offense pertaining to the seizure of marijuana found in his vehicle.
“The existence of probable cause depends on whether the facts and circumstances within the officer’s knowledge at the time of making the search or seizure were sufficient to warrant a prudent [person] in believing that the defendant had committed, or was committing, an offense.” Commonwealth v. Bostock, 450 Mass. 616, 624 (2008), quoting Commonwealth v. Miller, 366 Mass. 387, 391 (1974) (Hennessey, J., dissenting). “In dealing with probable cause ... we deal with probabilities. These are not technical; they are the factual and practical considerations of everyday life on which reasonable and prudent [persons], not legal technicians, act.” Commonwealth v. Hason, 387 Mass. 169, 174 (1982), quoting Brinegar v. United States, 338 U.S. 160, 175 (1949).
Although the issue was not raised below, possession of an open container of alcohol in a motor vehicle is a misdemeanor. See G. L. c. 90, § 241.
In light of our resolution of this issue, we do not consider whether the officers lawfully impounded the defendant’s vehicle and conducted an inventory search, whether the defendant freely and voluntarily consented to a search of his vehicle, or whether the search of the defendant’s vehicle was lawful as a search incident to an arrest.
On the conviction of unlawful possession of ammunition, the defendant was sentenced to two years in a house of correction, to be served concurrently with his sentence for unlawful possession of a firearm. As to his conviction of unlawful possession of a firearm, the defendant was sentenced to a term of incarceration of from seven years to seven years and one day in the Massachusetts Correctional Institution at Cedar Junction. On the conviction of unlawful possession of a loaded firearm, the defendant was sentenced to one year of probation, to run from and after the expiration of his sentence for unlawful possession of a firearm.
Where the defendant neither raised the issue of duplicative convictions before the trial court nor filed a proper motion to revise or revoke the sentence under Mass. R. Crim. P. 29, 378 Mass. 899 (1979), we review his claim only to determine if a substantial risk of a miscarriage of justice occurred. See Commonwealth v. Thomas, 401 Mass. 109, 119 & n.11 (1987). Although the defendant here did file a motion to revise and revoke his sentence, he neither specified which sentence he was challenging nor indicated that he was raising an issue regarding duplicative convictions.
The Legislature has not specifically authorized separate punishments for convictions of unlawful possession of ammunition under G. L. c. 269, § 10 (h), and unlawful possession of a loaded firearm under G. L. c. 269, § 10 (n). Contrast G. L. c. 269, § 10 (a) and (n) (conviction of unlawful possession of loaded firearm shall be further punished by sentence that shall begin from and after expiration of sentence for possession of firearm without license to carry); Commonwealth v. Alvarez, 413 Mass. 224, 231-232 (1992) (Legislature specifically authorized imposition of two consecutive sentences for violation of “school zone” statute and lesser included offense of possession of cocaine with intent to distribute).
Because the defendant’s sentence for unlawful possession of ammunition under G. L. c. 269, § 10 (h), did not increase the amount of time that he would spend incarcerated, see note 9, supra, we need not remand this matter for resentencing. See Commonwealth v. Loadholt, 456 Mass. 411, 424 n.8 (2010), S.C., 460 Mass. 723 (2011).
The defendant was tried in January, 2008. The United States Supreme Court decided McDonald v. Chicago, 130 S. Ct. 3020 (2010) (McDonald), on June 28, 2010, concluding that the Second Amendment to the United States Constitution is applicable to the States through the Fourteenth Amendment to the United States Constitution. See id. at 3026, 3050. Because the Second Amendment issue now raised by the defendant was not available to him until after McDonald was decided, his failure to raise the issue during his trial does
General Laws c. 269, § 10 (a), makes it a crime to possess a firearm outside of one’s residence or place of business without having a license to carry a firearm issued under G. L. c. 140, § 131. General Laws c. 269, § 10 (h) (1), makes it a crime to own or possess a firearm without having a firearm identification (FED) card pursuant to G. L. c. 140, § 129C. A license to carry a firearm is distinct from an FED card. See Commonwealth v. Powell, supra at 587-588 (FED card allows holder to own or possess firearm, but not to carry one); Commonwealth v. Walker, 17 Mass. App. Ct. 182, 185 (1983).
The Second Amendment provides: “A well regulated militia, being necessary to the security of a free state, the right of the people to keep and bear arms shall not be infringed.”
General Laws c. 278, § 7, provides that a “defendant in a criminal prosecution, relying for his justification upon a license . . . shall prove the same; and, until so proved, the presumption shall be that he is not so authorized.” See Commonwealth v. Powell, supra at 582; Commonwealth v. Couture, 407 Mass. 178, 181-183, cert. denied, 498 U.S. 951 (1990); Commonwealth v. Jones, 372 Mass. 403, 406 (1977).
The defendant’s challenge to the statute, both in terms of its allocation of the burden of proof and its presumption of unlawfulness, is not a constitutional issue that can be raised for the first time on appeal. See Commonwealth v. Rembiszewski, 391 Mass. 123, 126 (1984) (“We have excused the failure to raise a constitutional issue at trial . . . when the constitutional theory on which the defendant has relied was not sufficiently developed at the time of trial ... to afford the defendant a genuine opportunity to raise his claim at [that] juncture[] of the case”). See also Commonwealth v. Loadholt, 460 Mass. 723, 727 (2011) (nothing in McDonald or District of Columbia v. Heller 554 U.S. 570 [2008], has altered or abrogated statutory presumption set forth in G. L. c. 278, § 7); Commonwealth v. Powell, supra.