Judges: Ireland
Filed Date: 7/9/2013
Status: Precedential
Modified Date: 11/10/2024
On March 9, 2010, a jury convicted the defendant, Luis Gonzalez, of murder in the first degree on the theory of deliberate premeditation. Represented by new counsel on appeal, the defendant argues error in (1) the denial of his motion to suppress statements, (2) the prosecutor’s closing argument, and (3) the judge’s instructions to the jury. The defendant also seeks relief pursuant to G. L. c. 278, § 33E. We affirm the order denying the defendant’s motion to suppress as well as the defendant’s conviction, and discern no basis to exercise our authority pursuant to G. L. c. 278, § 33E.
1. Motion to suppress statements, a. Background and standard of review. Prior to trial, the defendant moved to suppress statements he made to police after he was arrested, but before he received the Miranda warnings. As relevant here, the defendant argued that his statements were not preceded by a knowing, intelligent, and voluntary waiver of his Miranda rights in violation of the Fifth and Fourteenth Amendments to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights. After conducting an evidentiary hearing, the motion judge
Based on evidence identifying the defendant as the person who had stabbed the victim earlier that evening, Sergeant Mark Richardson of the Worcester police department, who was in charge of the investigation, went, near midnight on February 28, 2005, to join other officers at the defendant’s last known address at an apartment in Worcester. Prior to Sergeant Richardson’s arrival, other officers had observed a man fitting the defendant’s description enter the apartment. The defendant was apprehended there and was arrested. He told officers, “You’ve got me.” He did not appear to have any physical injuries, and was not unsteady on his feet.
The defendant was transported to a police station and placed in a holding cell. At around 2:30 a.m., now March 1, Officer Danny D. Diaz was asked by Detectives Mark Sawyer and Eric Boss to bring the defendant to the detective bureau for an interview. Accompanied by the detectives, Officer Diaz, first in English and then in Spanish, identified himself and told the defendant that he was going to bring him upstairs.
Inside the elevator, the defendant stated that he was “only
After the defendant was fingerprinted, Officer Diaz brought him to an interview room. There, Officer Diaz, using a preprinted card, advised the defendant of the Miranda warnings, both in English and in Spanish. The defendant signed the Miranda warning card and then asked for a lawyer. All questioning ended.
b. Discussion. The defendant argues on appeal that Miranda warnings were required because Officer Diaz’s remark, made when the detectives were by his side, that they wanted to talk to him, was the “functional equivalent” of express questioning. “Miranda warnings are only necessary where one is the subject of ‘custody and official interrogation.’ ” Commonwealth v. Larkin, 429 Mass. 426, 432 (1999), quoting Illinois v. Perkins, 496 U.S. 292, 297 (1990). “For the purposes of Miranda, ‘interrogation’ means not only express questioning of a suspect but also its ‘functional equivalent.’ ” Commonwealth v. D’Entremont, 36 Mass. App. Ct. 474, 478 (1994), quoting Rhode Island v. Innis, 446 U.S. 291, 301 (1980). The term “functional equivalent” includes “any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect.” Rhode Island v. Innis, supra. “In this context, an ‘incriminating response’ includes any response, inculpatory or exculpatory, which the prosecution might seek to use against the suspect at trial.” Commonwealth v. Torres, 424 Mass. 792, 797 (1997). “The ‘functional equivalence’ test does not turn on the subjective intent of the particular police officer but on an objective assessment as to whether the police statements and conduct would be perceived as interroga
The judge correctly concluded that the defendant’s statements were not the result of police interrogation or its functional equivalent. Officer Diaz informed the defendant that he was there to transport him to a different location and that the detectives (not Officer Diaz, himself) wished to speak to him about an incident. In response, when the defendant stated that he wanted to talk to someone, Officer Diaz interrupted him and told him clearly and unequivocally that now was not the time to talk. Neither Officer Diaz nor the detectives expressly asked any questions of the defendant. Any uncertainty (possibly resulting from the unnecessary presence of Detectives Boss and Sawyer during the transport of the defendant)
2. Trial. As an initial matter, the defendant did not contest that he stabbed and killed the victim during an argument. The main issues at trial were whether the defendant acted with the requisite intent to commit murder, whether certain circumstances mitigated the murder to manslaughter, and whether the killing was excused because he had acted in proper self-defense.
a. The Commonwealth’s case. We summarize the facts the
At about 9 p.m., on February 28, 2005, Diaz returned home to find the defendant in the kitchen drinking a “forty,” which is a forty-ounce can of beer, and playing loud music. He turned up the volume when she asked him to lower it, so she took her radio away from him and knocked over his beer. The defendant went to the liquor store. When he returned, he and Diaz bickered about his refusal to remove his shoes while inside.
The victim arrived home at approximately 9:30 p.m. Diaz told the victim what had occurred between her and the defendant. The victim and the defendant started arguing in the kitchen. The victim’s friend, Yasaira, who was Adolfo’s sister and had been watching the victim’s children, heard the victim and the defendant arguing. Both Diaz and Yasaira saw the defendant push the victim. Diaz told the defendant to “get off” the victim. Yasaira told the defendant to stop, but he “kept trying to put hands on [the victim].” Yasaira asked a friend, Katie Simpson, to contact Adolfo. She did, and he arrived around ten to fifteen minutes later, followed by Theresa DeJesus, who was the victim’s friend, and Dory Rodriguez.
DeJesus and Rodriguez did not go directly into the kitchen, but they heard arguing there. Adolfo went into the kitchen and observed the defendant pushing the victim. He told the defendant to get off the victim, then punched the defendant in the face, giving him a bloody lip. The defendant punched back, and the two men, both punching, fell to the floor, with Adolfo landing on top of the defendant.
Diaz and Yasaira pulled Adolfo away from the defendant. Diaz told Adolfo to calm down and asked him to leave. Adolfo went to the defendant’s bedroom, gathered the defendant’s clothes, and then threw them on the kitchen floor. He told the
The victim remained in the kitchen, sitting in her daughter’s highchair. While drinking a “forty,” the defendant began placing his strewn clothing into bags. He started to argue with the victim again; DeJesus and Rodriguez told her not to argue with him. The defendant went to his room. Looking at himself in the mirror, the defendant cried, “Look at my face,” and broke the mirror.
The defendant returned to the kitchen,
Rodriguez recalled that, before the defendant went to his room, he called the victim a “whore.” When the defendant returned to the kitchen, the victim said, “Let’s see who’s an asshole.” The defendant pulled out a “big” knife and stabbed the victim in the middle of her chest while she was sitting in the highchair. Rodriguez ran out of the apartment.
Yasaira testified that she was leaving the apartment when she heard the victim scream. When she returned to the threshold of the kitchen, the victim put out her arms and took hold of her. Yasaira held the victim; they faced each other. The defendant was behind the victim, holding a shiny object that he pulled out of the victim. Yasaira fell to the floor, with the victim falling on top of her. Yasaira told the victim to run. Yasaira got up, and the defendant stood in front of her holding a “big kitchen” knife. She, as well as the victim, ran to the living room. Yasaira
Diaz testified that, after DeJesus ran by her room, she went to the kitchen. The defendant was holding a big “kitchen” knife, about twelve inches long, by his shoulder and the victim was on the floor on top of Yasaira. The knife had something red on it. Diaz went to her room and returned with a bottle. She saw the defendant “come up from stabbing” the victim. She told him to leave and threw the bottle at him as he ran to a door.
The victim suffered two stab wounds, one to her left upper chest and one to her right midback near her shoulder blade, and a superficial exterior wound and superficial cut to one of the fingers of her right hand. She died as a result of the stab wound to her chest, which severed a vein and punctured her lung.
Sometime after the defendant ran out of the apartment, around 10:30 p.m., he approached a man who was clearing snow from his automobile and demanded that the man “take [him] out of here.” The defendant stated, “They want to kill [or beat] me.” The man started driving and asked what had happened. Initially, the defendant said he had been in a fight, but then he said he had “stabbed a lady” and did not want to go to jail. The defendant had the man drive by the victim’s apartment, saying that he had left his wallet and papers there, but then asked the man to drive him to New York. The man refused, but agreed to take the defendant to a bus station. During their time together the defendant stated, “I killed that bitch” and “I think she’s dead.” Before midnight, police officers apprehended and arrested the defendant at a former address.
The defendant was transported to a Worcester police station. While there he made several incriminating statements to Officer Diaz that were the subject of a motion to suppress, discussed previously. Because Officer Diaz’s trial testimony was substantially similar to his testimony at the evidentiary hearing on the motion to suppress, it does nor bear repeating here. At his booking, the defendant repeatedly asked God for forgiveness, whether “the girl was ok,” and whether he had killed her.
The police did not recover the murder weapon. A folding knife, on which there was no blood and which did not match
b. The defendant’s case. The defendant did not testify. During the cross-examination of Adolfo, defense counsel unsuccessfully tried to elicit evidence that other witnesses or the victim had been physical with the defendant. The defendant presented one witness, a Spanish-speaking federally certified court interpreter, who had reviewed the recording of the defendant’s booking. She testified that, when he was booked, the defendant never asked for forgiveness, denied killing anyone, and stated, “I have to apologize to somebody.” In his closing argument, defense counsel argued that the defendant’s consumption of alcohol bore on his mental state such that he lacked the requisite intent to kill, that the police investigation was inadequate, and that the defendant properly acted in self-defense.
3. Prosecutor’s closing argument. The defendant argues that several remarks made by the prosecutor in his closing argument were improper, possibly made a difference in the verdict, and effectively denied him a fair trial. Because he did not object to these comments at trial, we “examine whether anything said by the prosecutor was improper and, if so, whether the impropriety created a substantial likelihood of a miscarriage of justice.” Commonwealth v. Frank, 433 Mass. 185, 195 (2001), and cases cited. “Remarks made during closing arguments are considered in the context of the whole argument, the evidence admitted at trial, and the judge’s instructions to the jury.” Commonwealth v. Whitman, 453 Mass. 331, 343 (2009). Both before the opening statements and after the closing arguments of counsel, the judge instructed the jury that the opening statements and closing arguments of counsel are not evidence.
a. We reject the defendant’s contention that the prosecutor improperly vouched for Diaz, DeJesus, Rodriguez, and Yasaira in stating: “Why are the police going to do a blood spatter analysis when you’ve got four eyewitnesses? There’s nothing better than four eyewitnesses.” The remarks must be viewed in context, and in so doing the prosecutor did not express a personal belief in the credibility of these witnesses or imply that he had any knowledge independent of the evidence verifying their testimony. See Commonwealth v. Ciampa, 406 Mass. 257, 265
b. The defendant contends that the prosecutor misstated the law when he stated:
“It’s ‘You know, we want you to accept that [the defendant] acted in self-defense; and if you don’t buy the self-defense, well, maybe you’ll buy that he was drunk; and if you don’t buy that he was drunk, well, maybe you’ll accept this.’ You know, pick one. It doesn’t work that way. You’ve got four people who saw him stabbing [the victim] or the immediate aftermath of him stabbing her. You can’t have it both ways. You can’t say, T want you to accept this, but don’t accept this from the witness.’ It doesn’t work that way.”
The prosecutor’s comments in this challenged passage concerning the evidence of the stabbing is supported by the record. See Commonwealth v. Kozec, 399 Mass. 514, 516 (1987). Also, the prosecutor was correct in pointing out to the jury that the defendant was arguing multiple alternative defenses and properly commented that the defense “can’t have it both ways.” See Commonwealth v. Hoilett, 430 Mass. 369, 375 (1999).
The final challenged remarks (“You can’t have it both ways. You can’t say, T want you to accept this, but don’t accept this from the witness.’ It doesn’t work that way”) were improper because “[witness] [credibility is a question for the jury to decide; they may accept or reject, in whole or in part, the testimony presented to them.” Commonwealth v. Fitzgerald, 376 Mass. 402, 411 (1978). The prosecutor’s comments, however, were isolated, and the judge correctly instructed the jury in accordance with this law and, as previously noted, instructed the jury that the closing arguments of counsel are not evidence, and that they are required to apply the law as given to them by him. The jury are presumed to follow his instructions. See Commonwealth v. Pope, 406 Mass. 581, 588 (1990), and cases cited.
c. The defendant argues that, in his closing argument, the prosecutor misstated the law and improperly shifted the burden of proof on the issue of self-defense. In context, the prosecutor was not purporting to state the law, but was arguing that the facts in evidence and the fair inferences therefrom called for rejecting the defendant’s claim that he was entitled to act in self-defense. This was proper. See Commonwealth v. Kozec, supra. Further, the remarks were a fair response to defense counsel’s argument that the defendant appropriately exercised self-defense. See Commonwealth v. Anderson, supra. Viewed in context with the judge’s correct instructions to the jury that the Commonwealth bore the burden of proving beyond a reasonable doubt that the defendant did not act in self-defense, and that, if the Commonwealth failed to meet this burden, the jury must find the defendant not guilty, see Commonwealth v. King, 460 Mass. 80, 83 (2011), the challenged remarks, even if questionable in any sense, did not create a substantial likelihood of a miscarriage of justice. See Commonwealth v. Whitman, supra at 345.
Regardless, we conclude (which has significance later) that, on this record, the defendant was not entitled to an instruction on self-defense. “A defendant is entitled to have the jury at his trial instructed on the law relating to self-defense if the evidence, viewed in its light most favorable to him, is sufficient to raise the issue.” Commonwealth v. Harrington, 379 Mass. 446, 450 (1980). “When deadly force is used, as the defendant did here by stabbing the victim ... a defendant is entitled to an instruction on self-defense where there is ‘evidence warranting at least a reasonable doubt’ that he ‘(1) had reasonable ground to believe and actually did believe that he was in imminent danger of death or serious bodily harm, from which he could save himself only by using deadly force, (2) had availed himself of all proper means to avoid physical combat before resorting to the use of deadly force, and (3) used no more force than was reasonably necessary in all the circumstances of the case.’ ” Commonwealth v. Harris, 464 Mass. 425, 432 (2013), quoting Commonwealth v. Pring-Wilson, 448 Mass. 718, 733 (2007). See Commonwealth v. Harrington, supra. “For [a defendant’s] belief to be reason
The defendant did not testify at trial; thus, we examine his statements to police and any other relevant evidence. See Commonwealth v. Benoit, 452 Mass. 212, 227 (2008). See also Commonwealth v. Burbank, 388 Mass. 789, 794-795 (1983) (if hearsay is admitted without objection, statements may be considered substantively in determining whether defendant had right to defend himself with deadly weapon). The defendant claims that an instruction on self-defense was warranted because of evidence that he told police that he had only been “defending himself” from the group who wanted to kill him, that the victim was part of this group, and that he only “lashed out during a beating in order to escape.”
While the defendant did tell police that he had been “jumped” and had only been “defending himself,” and told the man who took him to a bus station that “they” wanted to “kill” or “beat” him,
Further, there is no evidence that raised a reasonable doubt that the defendant could not have avoided physical combat with the victim or was unable to retreat. See Commonwealth v. Rodriquez, 461 Mass. 100, 110 (2011); Commonwealth v. Benoit, supra. Adolfo left the apartment after the fight with the defendant. There was undisputed evidence that after Adolfo left, the defendant walked out of the kitchen and went into his bedroom before returning to the kitchen and stabbing the victim. When the defendant had stabbed the victim, some time (according to some witnesses, ten to twenty minutes, see note 7, supra) had passed since Adolfo’s departure. The defendant overlooks this evidence, arguing instead that he had to stab the victim “in order to avoid a continued beating.” The record, viewed in the light most favorable to him, belies his contention; there was no evidence of a present threat or overt act from the victim at the time the defendant stabbed her. The judge should not have instructed the jury on self-defense.
4. Jury instructions. Because the defendant did not object to the jury instructions on the grounds he now asserts, “we review
First, the defendant was not entitled to voluntary manslaughter
Further, under both theories, a voluntary manslaughter instruction is not warranted where the defendant “ ‘cooled off’ and ‘regained a measure of self-control’ before attacking the victim.” Commonwealth v. Barbosa, 463 Mass. 116, 136 (2012), quoting Commonwealth v. Smith, 460 Mass. 318, 325-326 (2011). See Commonwealth v. Acevedo, supra at 443 (“jury must be able to infer that a reasonable person would have become sufficiently provoked and would not have ‘cooled off’ by the time of the
We add, in view of our earlier conclusion that the defendant was not entitled to an instruction on self-defense, that “an instruction on voluntary manslaughter based on the use of excessive force in self-defense was also not required.” Commonwealth v. Fisher, 433 Mass. 340, 353 (2001), citing Commonwealth v. Carrion, 407 Mass. 263, 268 (1990). See Commonwealth v. Wallace, 460 Mass. 118, 126-127 (2011), and cases cited.
As we explained, the defendant was not entitled to instructions on voluntary manslaughter. Thus, any errors in the voluntary manslaughter instructions, and in the instructions that allegedly “prevented the jury from considering manslaughter,” did not create a substantial likelihood of a miscarriage of justice. See Commonwealth v. Clemente, 452 Mass. 295, 321 (2008), cert.
5. Relief pursuant to G. L. c. 278, § 33E. Pursuant to our duty under G. L. c. 278, § 33E, we also consider errors not raised by the defendant on appeal. The medical examiner should not have been allowed to testify that the “manner” of the victim’s death was a “homicide.” See Commonwealth v. Wallace, supra at 127, citing Commonwealth v. Ellis, 373 Mass. 1, 8 (1977). See also Commonwealth v. Lannon, 364 Mass. 480, 484 (1974). There was no dispute, however, in this case that the victim died as a result of a stabbing that the defendant had committed. There is no basis for relief under G. L. c. 278, § 33E.
Judgment affirmed.
The motion judge was not the trial judge.
The defendant had difficulty speaking English. Having been raised by Spanish-speaking parents and having studied the language in his youth, Officer Danny D. Diaz was fluent in Spanish. As part of his job with the police department, he had often assisted in translating for Spanish-speaking prisoners and civilians.
Had the defendant received the Miranda warnings earlier, such as at the time of his arrest, his perceptions concerning when and whether he wanted to talk to police may have been informed and obviated what later transpired.
We will refer to some witnesses by their first names.
Adolfo is the paternal uncle of the victim’s children.
Regarding the duration of time between Adolfo’s leaving the apartment and the defendant’s returning to the kitchen after having gone to his room, one witness testified that twenty to thirty minutes might have elapsed, while another testified it was approximately ten minutes.
Police were dispatched to the victim’s apartment at about 10:20 p.m.
During oral argument, appellate counsel argued that the presence of a folding knife found by police in the victim’s kitchen demonstrates that there is “more to the story” than what appears in the record. We are, however, limited to the record, and we note that there was no evidence concerning any use or display of that particular knife (which differed in description from the one used to kill the victim). Its existence adds nothing of significance for either party.
The defendant soon changed his story to this man, admitting that he had “stabbed a lady” and thought he had “killed that bitch.”
During a charge conference the prosecutor vigorously had argued that there was no evidence of self-defense. Instead of telling the jury that there was evidence of self-defense, the judge decided instead to tell them that there was “a claim” of self-defense (and later did present it in those terms).