McClurkin & Jackson v. State

REPORTED
IN THE COURT OF SPECIAL APPEALS
OF MARYLAND
CONSOLIDATED CASES
No. 2746
September Term, 2011
DIJON M CCLURKIN
v.
STATE OF MARYLAND
No. 2749
September Term, 2011
TAVON JACKSON
v.
STATE OF MARYLAND
Krauser, C.J.,
Kehoe,
Kenney, James A., III
(Retired, Specially Assigned),
JJ.
Opinion by Krauser, C.J.
Filed: April 1, 2015
Tavon Jackson and Dijon McClurkin, appellants, were tried together, by a jury in the
Circuit Court for Baltimore City, for the attempted first-degree murder of Reginald Devon
Maynard (whom we shall hereafter refer to as “the victim”) as well as for the offenses they
perpetrated in committing that crime, which included the separate offense of assault upon the
victim’s mother.1 At their joint trial, recordings of telephone calls made by the
then-incarcerated appellants, in which they sought to have others pressure the victim into
recanting his identification of them as his assailants, were played for the jury. After they
were convicted and sentenced for attempted first-degree murder and multiple attendant
crimes, appellants noted separate appeals, which we subsequently consolidated, as they raise
a common issue and that is:
I. Whether appellants’ rights of confrontation under the
Sixth Amendment were violated when the circuit court
admitted into evidence, at their joint trial, recordings of
telephone calls made by both appellants from jail.
McClurkin separately raises the following issue:
II. Whether the circuit court erred in admitting into evidence
a recording of a telephone call made by McClurkin’s
co-defendant, Jackson, as that call, according to
McClurkin, constituted inadmissible hearsay.
1
Those other crimes, all of which were directed at the same victim, Devon Maynard,
included attempted second-degree murder; first-degree assault; second-degree assault; use
of a handgun in the commission of a felony or crime of violence; wearing, carrying, or
transporting a handgun on his person; wearing, carrying, or transporting a handgun in a
vehicle; and reckless endangerment. Appellants were further charged with and tried for
conspiracy to murder, as well as conspiracy to assault and to commit the handgun offenses,
and McClurkin was charged with assaulting the victim’s mother, Katrina Dorsey, as well as
offenses related to that separate assault.
And Jackson presents three issues of his own. They are:
III. Whether the evidence was sufficient to convict him.
IV. Whether the circuit court erred in failing to merge his
conviction and sentence for reckless endangerment into
his conviction and sentence for attempted first-degree
murder.
V. Whether the circuit court erred in sentencing him for
three separate conspiracies.
Because the telephone calls were not of a testimonial nature, we hold that their
introduction at trial did not violate the Confrontation Clause. We further hold that, although
Jackson’s call was properly admitted against him as a statement of a party-opponent, it was
inadmissible against McClurkin, but that erroneous admission amounted to no more than
harmless error. Hence, we shall affirm all of McClurkin’s judgments of conviction.
We reach, however, a different result as to Jackson: Although there was sufficient
evidence to sustain Jackson’s convictions for attempted first-degree murder, use of a
handgun in the commission of a crime of violence, reckless endangerment, and illegal
possession of a firearm, there was no evidence that he engaged in three separate conspiracies
in the commission of those crimes. Consequently, the circuit court did err in sentencing him
on more than one conspiracy count, and, because we also find that the court below erred in
failing to merge Jackson’s conviction of reckless endangerment into his conviction of
attempted first-degree murder, we shall not only reverse two of Jackson’s three convictions
for conspiracy and vacate their corresponding sentences (leaving intact his conviction and
2
sentence for conspiracy to murder) but also vacate his sentence for reckless endangerment
as well.
The Shooting 2
The victim, Devon Maynard, on the date of the shooting in question, not only lived
on the same block as Tavon Jackson, but the two men were once friends. That amicable
relationship ended, about a year before the shooting, when they had a falling out over
Jackson’s failure to repay a $200 loan he had received from the victim. Eventually, their
monetary dispute led to a “fistfight” between the two men that ended when the victim, in his
words, “got the best of” Jackson. Although they shook hands after the fight was over,
Jackson would, in the months that followed, “taunt” the victim, pick fights with him, and
“bump” into him “once or twice a week.” And, on one noteworthy occasion, Jackson,
accompanied by his future co-defendant, McClurkin, tried to start a fight with the victim in
an alleyway.
On the night of the shooting, the victim spent the evening at the house of a friend,
Antwon Weston, who lived on the same street as the victim and Jackson. Jackson lived in
a house that was between the homes of the victim and Weston. While walking home that
night, the victim noticed, as he passed by Jackson’s house, that Jackson was “peeking out his
door” at him. After arriving home and having something to eat, the victim told his mother,
2
We are required to review the evidence presented at trial in a light most favorable to
the prevailing party—in this instance, the State. Jackson v. Virginia, 443 U.S. 307, 319
(1979).
3
Katrina Dorsey, that he was going to return to Weston’s house and that he wanted her to
watch him as he walked up the street, despairing that he would have to pass by Jackson’s
house to reach Weston’s residence. His mother agreed, and, from the sidewalk in front of
her house, she watched as he tread up the street toward Weston’s house.
As the victim began his perambulation, he observed Jackson standing outside his
house and saw a maroon sport utility vehicle (“SUV”) double parked in front of Jackson’s
house. That vehicle was occupied by McClurkin and another individual (later identified as
“Donte Anderson”). When the victim drew near, McClurkin got out of the SUV, whereupon
Jackson said something to McClurkin, who then reached into the back seat of the SUV.
Once the victim had walked past Jackson, McClurkin, and the maroon SUV, Jackson began
to follow the victim at a “slow pace,” while McClurkin, seemingly in tandem, walked quickly
up the street, in what appeared to be an attempt to get ahead of the victim. As the victim
turned around to see what Jackson was up to, McClurkin approached and called out his name.
When the two men were “face to face,” McClurkin shot the victim.
Wounded, the victim began to run from the scene. While he was in flight, McClurkin
fired several more times at him, wounding the victim once more. The victim then fell but
was soon able to pick himself up and continue his flight, crossing the street and then a park,
before ending up in an adjacent street, where he saw a police car. To draw attention to
himself, the victim threw his cell phone at that vehicle. The patrol car then stopped, and the
officer got out and rendered assistance to the victim.
4
Meanwhile, the victim’s mother, Katrina Dorsey, having observed the shooting, ran
up the street toward McClurkin “screaming and shouting.” At that point, McClurkin pointed
the gun at Dorsey, whereupon Jackson instructed McClurkin (whose nickname was “Man
Man”), “No, Man, no.” In compliance with that command, McClurkin declined to take any
further action. He and Jackson then left the area, and Dorsey began to look for her son.
After a few minutes had passed, a neighbor, upon hearing dogs barking behind her
house, looked out the window and saw two men using a cell phone, while “looking back and
forth” suspiciously. A few moments later, that same neighbor saw a maroon SUV drive up
the alley with its headlights off. She then observed the vehicle stop, pick up the two men,
and drive away.
Within minutes, officers in a police helicopter, who were responding to reports of a
shooting, observed the same maroon SUV drive down the alley without its headlights on and
relayed that information to officers on the ground. A police cruiser then pulled up behind
the SUV and activated its lights, whereupon the SUV stopped, and three men “bailed out.”
Minutes later, all three were apprehended.
Forty days after the shooting, the now-hospitalized victim identified, for police, “Man
Man,” that is, McClurkin, whom he had known for “a couple of years,” as the person who
had shot him; Jackson, with whom he had once been good friends, as the other individual
who had participated in the shooting; and Anderson, whom he did not know, as the driver of
the SUV. At that time, detectives presented the victim with three separate photographic
5
arrays, and he selected McClurkin from the first array, Jackson from the second, and
Anderson from the third.
The Telephone Calls at Issue
Five days after the shooting, while incarcerated in the Baltimore City Detention
Center, Jackson and McClurkin made separate telephone calls to unidentified women. In
accordance with correctional policy and procedures, those calls were recorded, and, before
any recordation began, an auditory notice was given to anyone on the line that the call would
be recorded. During one of those calls, Jackson told the woman, with whom he was
speaking, that he needed someone to pressure the victim and to stop him from telling people
that he and McClurkin were involved in the shooting. McClurkin gave similar instructions
to the person he called that day.
Two days later, McClurkin made two more telephone calls from the detention center,
to another individual, hoping to enlist that person in an effort to induce the victim to sign a
“paper,” which stated that McClurkin, Jackson, and Anderson had nothing to do with the
shooting. During a second call to the same person later that day, McClurkin said that the
“paper,” which he now identified as a “letter,” from the victim, would be a “help.”
Otherwise, he warned that he and Jackson would be doomed to spend their lives in jail.
6
Trial and Sentencing
During the joint trial of Jackson and McClurkin,3 the State offered, among other
witnesses, the testimony of the victim and his mother, Katrina Dorsey. Then, over the
objections of appellants, the State played, for the jury, the recordings of the four telephone
calls—one made by Jackson, the other three by McClurkin—while the two men were
incarcerated and awaiting trial. Neither appellant ever took the stand nor presented any
evidence.
At the conclusion of appellants’ joint trial, the jury found Jackson guilty of attempted
first-degree murder; using a handgun in the commission of a crime of violence; reckless
endangerment; conspiracy to commit first-degree murder; conspiracy to use a handgun in the
commission of a crime of violence; conspiracy to wear, carry, or transport a handgun on his
person; and unlawful possession of a firearm. He was sentenced to life imprisonment for
attempted first-degree murder, with all but seventy years suspended; to a consecutive term
of five years’ imprisonment, without the possibility of parole, for using a handgun in the
commission of a crime of violence; to concurrent five-year terms for reckless endangerment,
conspiracy to use a handgun in the commission of a crime of violence, conspiracy to wear,
carry, or transport a handgun on his person, and unlawful possession of a firearm; and a
concurrent ten-year term for conspiracy to murder, to be followed by three years of probation.
3
Anderson’s case was severed from that of appellants. He later pleaded guilty to
assault in the first degree, conspiracy to commit assault in the first degree, and unlawful
possession of a firearm.
7
Of particular relevance to this appeal, Jackson received a separate sentence for reckless
endangerment as well as three separate sentences for conspiracy.
The jury then found McClurkin, Jackson’s co-defendant, guilty of attempted
first-degree murder; wearing, carrying, or transporting a handgun on his person; reckless
endangerment; conspiracy to commit first-degree murder; conspiracy to use a handgun in the
commission of a crime of violence; conspiracy to wear, carry, or transport a handgun on his
person; and two counts of using a handgun in the commission of a crime of violence; as well
as second-degree assault of Katrina Dorsey, the victim’s mother. McClurkin was sentenced,
for the crimes committed against the principal victim, as follows: life imprisonment for
attempted first-degree murder, with all but fifty years suspended; a consecutive term of five
years’ imprisonment, without the possibility of parole, for using a handgun in the commission
of a crime of violence; concurrent five-year terms for reckless endangerment, conspiracy to
use a handgun in the commission of a crime of violence, and conspiracy to wear, carry, or
transport a handgun on his person; and a concurrent ten-year term for conspiracy to murder.
For the crimes committed against Dorsey, McClurkin was sentenced to five years’
imprisonment for second-degree assault, consecutive to the sentences previously imposed,
as well as five years’ imprisonment, without the possibility of parole, for the second count
of use a handgun in the commission of a crime of violence, concurrent with the sentence
imposed for second-degree assault, all of which was to be followed by three years of
8
probation. Following sentencing, Jackson and McClurkin noted separate appeals, which we
thereafter consolidated for appellate review.
Discussion
I.
Jackson and McClurkin contend that the circuit court erred in ruling that the State
could play, for the jury, recordings of jailhouse telephone calls made by appellants, given that
neither appellant took the stand during trial and thus both were denied the opportunity to
cross-examine the other about the statements he made during those telephone conversations.
That ruling, appellants claim, violated their respective rights of confrontation under the Sixth
Amendment.
In Bruton v. United States, 391 U.S. 123 (1968), the Supreme Court held that the right
of confrontation is violated by the introduction, at a joint trial of co-defendants, of an
out-of-court confession made by a non-testifying co-defendant, implicating another
co-defendant. But, for there to be what has become known as a “Bruton violation,” the
statement at issue must qualify as “testimonial” hearsay, State v. Payne and Bond, 440 Md.
680, 716-18 (2014), a standard confected by the Supreme Court in Crawford v. Washington,
541 U.S. 36, 68 (2004). In that landmark case, the Supreme Court held that the
Confrontation Clause prohibits the admission, at trial, of “testimonial” hearsay of a
non-testifying declarant unless he was “unavailable” to testify and the defendant had a prior
opportunity to cross-examine him.
9
As for non-testimonial hearsay, the Crawford Court opined that it does not fall within
the sweep of the Confrontation Clause, observing that, “[w]here non[-]testimonial hearsay
is at issue, it is wholly consistent with the Framers’ design to afford the States flexibility in
their development of hearsay law[.]” Id. at 68. Subsequently, in Whorton v. Bockting, 549
U.S. 406, 420 (2007), the Court made clear that, “[u]nder Crawford, . . . the Confrontation
Clause has no application to [non-testimonial] statements.” Therefore, we must determine
whether the statements admitted at the trial of Jackson and McClurkin—that is, the
recordings of the telephone calls they placed from jail—were of a “testimonial” nature and
thus within the purview of the Confrontation Clause.
Two decisions of the Court of Appeals, although not directly on point, provide helpful
guidance in this matter, as they address whether statements made, under circumstances that
are, in many respects, comparable to those presented here, are “testimonial”: Cox v. State,
421 Md. 630 (2011), and State v. Payne and Bond, 440 Md. 680 (2014).
In Cox v. State, Ronald Cox and a Rodney Johnson were arrested and charged with
first-degree murder and related offenses. Cox, 421 Md. at 638, 641. While they were
incarcerated and awaiting trial, they spoke with a fellow inmate and long-time acquaintance
of Johnson’s, Michael West. Id. at 639. During that conversation, Johnson told West “about
the murder and the subsequent arrest in detail, without provocation, while [Cox] stood close
by, listening and occasionally filling in details.” Id. At Cox’s ensuing trial, over the
defense’s objection, West was permitted to testify about that jailhouse conversation, thereby
10
providing the jury with Johnson’s out-of-court statements. Cox was subsequently convicted
on all counts. Id. at 641.
When the question of the admissibility, under the Confrontation Clause, of Johnson’s
jailhouse statements to West was raised before the Court of Appeals, our highest Court
prefaced its answer to that question by stating the test for determining whether an
out-of-court statement is “testimonial” is “whether a reasonable person in the declarant’s
situation would have made the statement ‘with a primary purpose of creating an out-of-court
substitute for trial testimony.’” Id. at 650 (quoting Michigan v. Bryant, 562 U.S. ___, ___,
131 S. Ct. 1143, 1155 (2011)). Then, turning to the facts presented by that case, the Court
observed that West “was not acting as a law enforcement agent; rather, the interaction [with
Johnson and Cox] was a casual conversation between private acquaintances.” Id. It went
on to further observe that it was “unlikely” that Johnson would have made the statements to
West “if he believed the statements would be used in a later trial”; rather, Johnson’s
statements, the Court noted, were “much more akin to casual remarks to an acquaintance than
formal declarations to an official.” Id. (citation and quotation omitted). Then, applying the
test it had earlier articulated, the Court of Appeals found that, given that Johnson “did not
intend to bear testimony against Cox” or “to establish facts for use in a criminal investigation
or prosecution,” his “casual statements” to West were “not made for the primary purpose of
creating a substitute for trial testimony” and were therefore not “testimonial.” Id. at 650-51
(citation and quotation omitted).
11
If a “casual conversation” between inmates is not testimonial, neither is the type of
conversation that occurs during a telephone call between an inmate and a friend, as occurred
here. Moreover, as in Cox, neither appellant wished his telephone statements “to establish
facts for use in a criminal investigation or prosecution.” Id. at 650 (citation and quotation
omitted). Therefore, Cox suggests that we conclude that the telephone calls at issue in the
instant case were non-testimonial.
The second of the two Maryland cases which have a bearing on the issue before us is
the very recent decision of the Court of Appeals in State v. Payne and Bond, 440 Md. 680
(2014). At appellants’ joint trial for first-degree felony murder and related charges, the State
introduced, against both defendants, six recorded telephone conversations, lawfully obtained
via a wiretap, “in which Bond was a participant but Payne was not, in which the discussions
suggested an alibi on the night of the murder.” Id. at 683. Following their convictions for
first-degree felony murder, kidnapping, and use of a handgun in the commission of a felony,
the Court of Appeals was ultimately asked to decide whether “the six recordings were
non-testimonial and, therefore, could be played during a joint trial of Payne and Bond,” as
“evidence only against Bond,” without violating Payne’s confrontation rights. Id. at 714.
The Court of Appeals, relying upon Cox, declared that those recordings were of a
non-testimonial nature, as they “were ‘more akin to casual remarks to an acquaintance than
formal declarations to an official.’” Payne and Bond, 440 Md. at 716 (quoting Cox, 421 Md.
at 650). And, “because the six wiretapped recordings” were “non-testimonial,” their
12
admission in a joint trial did “not implicate Payne’s Confrontation Clause rights.” Id. at
717-18. The statements made by each of the appellants, during their respective jailhouse
telephone calls, were also clearly “more akin to casual remarks to an acquaintance than
formal declarations to an official.” Id. at 716 (quoting Cox, 421 Md. at 650).
Finally, while admittedly neither Cox nor Payne and Bond addressed the precise
question that now confronts us, namely, whether jailhouse telephone calls are “testimonial”
under Crawford and its progeny, the United States Court of Appeals for the Fourth Circuit
has addressed that question recently, in United States v. Jones, 716 F.3d 851 (4th Cir.), cert.
denied, 134 S. Ct. 496 (2013).
Jones, while serving in the United States Navy, masterminded a conspiracy to arrange,
for a fee, fraudulent marriages between several of his shipmates and foreign nationals. Id.
at 854. One of those sailors who entered into a fraudulent marriage, Jones’s cousin Otis, was
subsequently incarcerated (for reasons not indicated in the opinion). Id. While incarcerated,
Otis placed several telephone calls to Jones and another co-conspirator, Austin. As in the
instant case, each of those calls was recorded, and a notice was given before each call was
connected “that ‘all calls are subject to recording.’” Id. at 855. At Jones’s trial, the
prosecution introduced those recorded telephone calls, over defense objection.
After he was convicted of multiple offenses, Jones appealed, contending that the
admission of statements made by Otis and Austin, during the jailhouse telephone calls,
violated his right of confrontation. He pointed out that he had been given no “opportunity
13
to cross-examine the declarants before or at trial” and that the declarants’ awareness that they
were being recorded rendered their statements “testimonial.” Id. at 856.
The federal appellate court began its analysis of that issue by articulating the test for
determining whether a statement is “testimonial,” a test comparable to the one articulated in
Cox:
[S]tatements are testimonial when a reasonable person in the
declarant’s position would have expected his statements to be
used at trial—that is, [when] the declarant would have expected
or intended to “bear witness” against another in a later
proceeding.
Id. (citation and quotation omitted).
Then, in applying that test, the Fourth Circuit rejected Jones’s assertion that a
declarant’s knowledge that he is being recorded renders his statement “testimonial,” avowing
that “just because recorded statements are used at trial does not mean they were created for
trial.” Id. at 856 (citation and quotation omitted). Indeed, “Otis and Austin,” observed the
court, “certainly did not speak on these phone calls for that reason.” Id. Rather, the recorded
telephone calls were “casual conversations,” which “primarily concerned Otis’s emotional
state and the prison conditions.” Id. In fact, “[n]owhere” in the recorded conversations,
observed the Fourth Circuit, did “either Otis or Austin demonstrate an intent to ‘bear witness’
against Jones,” an observation which it later bolstered by noting that “any incriminating
statement made during these conversations tended to also incriminate them in the fraudulent
scheme.” Id.
14
The Fourth Circuit further noted that “a prison has a significant institutional reason
for recording phone calls outside of procuring forensic evidence,” specifically, the need to
ensure its security, and that to adopt the rule Jones proposed, the federal court noted, would
have required it “to conclude that all parties to a jailhouse phone call categorically intend to
bear witness against the person their statements may ultimately incriminate.” Id. Such a
categorical rule, it observed, ignores the fact that “a declarant’s understanding that a
statement could potentially serve as criminal evidence does not necessarily denote
‘testimonial’ intent,” as well as the “context[]” in which any hearsay must be analyzed for
confrontation purposes. Id. The Fourth Circuit therefore rejected this rule, a rule
championed by Jones, which, we observe, is precisely the same as that advanced by
appellants.
Applying the reasoning of Cox, Payne and Bond, and Jones, we conclude that the
statements at issue in the instant case—the recorded jailhouse calls by Jackson and
McClurkin—were non-testimonial, because a reasonable person in the declarant’s position
would not have made the statement “with a primary purpose of creating an out-of-court
substitute for trial testimony.” Cox, 421 Md. at 650 (quoting Bryant, 562 U.S. at ___ ,131
S. Ct. at 1155).
In their respective calls, Jackson and McClurkin instructed the recipients of the calls
that the victim needed to be pressured into stating that neither one of them was involved in
the shooting. As the primary purpose of those calls was clearly to induce the victim to
15
change his account of who was involved in the shooting, it hardly needs stating that no
reasonable person would have made such calls with a purpose, “primary” or otherwise, that
they be used as evidence, at his or her future trial, given their inculpatory nature. See Jones,
716 F.3d at 856 (observing that “any incriminating statement made during these
conversations tended to also incriminate” the declarants themselves, belying any purported
“testimonial” purpose); Payne and Bond, 440 Md. at 716 (stating that “surreptitiously
monitored private conversations and statements contained in wiretap recordings are not
testimonial” because “the speakers certainly did not make the statements thinking that they
would be available for use at a later trial”) (citations and quotations omitted). Indeed, like
the out-of-court statements in Cox, 421 Md. at 650, and the wiretapped telephone calls in
Payne and Bond, 440 Md. at 716, the calls at issue here were “casual conversations between
private acquaintances,” a conclusion which other appellate courts, facing the same issue
under similar sets of circumstances, have drawn. Jones, 716 F.3d at 856 (characterizing
recorded jailhouse telephone calls as “casual conversations”); United States v. Castro-Davis,
612 F.3d 53 (1st Cir. 2010) (and cases cited therein) (holding that a jailhouse telephone call
was not testimonial hearsay), cert. denied, 131 S. Ct. 970 (2011).
We further note that, were we to adopt the rule advocated by appellants in this case,
we would be forced to conclude, merely because correctional institutions record outgoing
telephone calls and routinely notify the participants that their conversations are being
recorded, “that all parties to a jailhouse phone call categorically intend to bear witness
16
against the person their statements may ultimately incriminate.” Jones, 716 F.3d at 856.
Such a categorical rule defies logic and its more pedestrian partner, common sense, and is,
moreover, inconsistent with the “contextual inquiry” that is required in assessing whether a
statement is “testimonial.” Id.
Since the calls made by Jackson and McClurkin were not testimonial, the
Confrontation Clause did not prohibit the admission of the recordings of those calls at their
joint trial. But that does not end our discussion of the admissibility of the recordings at issue,
as McClurkin also challenges the admission of Jackson’s call on evidentiary grounds,
specifically, that Jackson’s call constituted inadmissable hearsay.
II.
McClurkin contends that the call made by Jackson while he was in jail, during which
he instructed the person whom he called to get someone to “holler” at and “put the pressure”
on the victim to change his story, was inadmissible hearsay.4 That potentially inculpatory
instruction, according to McClurkin, was not a statement made by a co-conspirator during
the course and in furtherance of a conspiracy because the conspiracy in question, that is, the
conspiracy to harm the victim, had ended by the time Jackson and McClurkin were arrested
and incarcerated. Nor should that telephone directive have been admitted as a statement
4
Jackson, unlike McClurkin, does not raise a hearsay challenge to the admission into
evidence of McClurkin’s jailhouse telephone calls; Jackson’s only claim of error regarding
those telephone calls was based upon Sixth Amendment grounds and is addressed in Part I,
supra.
17
against penal interest, claims McClurkin, as the circuit court failed to consider whether
Jackson had a motive to falsify the statement.5
The State responds that the statement was not hearsay, because it was a “verbal act”
evincing Jackson’s “consciousness of guilt”; and that, even if it were hearsay, it was
admissible as a statement by a party-opponent or as a statement by a co-conspirator.
Moreover, even if erroneously admitted, that error was harmless, claims the State.
Hearsay and “Implied Assertions”
Our discussion begins with the question of whether Jackson’s jailhouse telephone
instruction was hearsay. Maryland Rule 5-801(c) defines “hearsay” as “a statement, other
than one made by the declarant while testifying at the trial or hearing, offered in evidence to
prove the truth of the matter asserted.” And Maryland Rule 5-801(a) defines a “statement”
as “(1) an oral or written assertion or (2) nonverbal conduct of a person, if it is intended by
the person as an assertion.”
But, what constitutes an “assertion” is not defined in the rule, as the Committee note
to Rule 5-801 points out. Rather, that definition is left “to development in the case law.” In
5
Although McClurkin moved for severance below, and the circuit court denied that
motion, he does not raise that issue on appeal. He merely mentions severance at the
conclusion of his brief, in what amounts to a single passing remark, without argument or
citation of authority. See Md. Rule 8-504(a)(6) (providing that brief must contain
“[a]rgument in support of the party’s position on each issue”). We therefore decline to
address that issue. Abbott v. State, 190 Md. App. 595, 631-32 n.14 (2010) (declining to
consider issue that was included in the questions presented but was otherwise not addressed
in Abbott’s brief).
18
determining what is an “assertion,” for purposes of the foregoing Maryland rule, we look not
only to “the declaration’s literal contents,” but also, in the words of the leading Maryland
case on this subject—Stoddard v. State, 389 Md. 681 (2005)—to “the implications or
inferences contained within or drawn from an utterance.” Id. at 689-90. An exposition of
the Stoddard decision would now prove helpful, we believe, in defining this concept.
Erik Stoddard was convicted of second-degree murder and child abuse resulting in the
death of Calen, a three-year-old child, who had died as the result of “multiple blunt force
injuries.” Id. at 683. Calen’s two-year-old cousin, Jasmine, had been with her, Stoddard, and
another child when the fatal injuries occurred. The statement at issue in that case was
Jasmine’s question to her mother, after Calen’s death. She asked, “if Erik was going to get
her.” Id. at 685. That query was disclosed by Jasmine’s mother during Stoddard’s trial. Id.
On appeal, Stoddard claimed that Jasmine’s statement was hearsay and should not
have been admitted into evidence, as it was offered for the truth of the implied assertion “that
Jasmine was afraid of Stoddard because she had seen Stoddard assault Calen.” Id. at 688.
Agreeing with that position, the Court of Appeals adopted a broad interpretation of “implied
assertions,” which, in effect, rejected the view of many other courts “that a person’s conduct,
whether verbal or non-verbal, will not constitute a statement for purposes of the hearsay rule
unless the person intended his or her conduct to assert the matter sought to be admitted for
its truth.” Id. at 729 (Wilner, J., concurring). The Court avowed that “a declarant’s lack of
intent to communicate a belief in the truth of a particular proposition is irrelevant to the
19
determination of whether the words are hearsay when offered to prove the truth of that
proposition,” as “out-of-court words offered for the truth of unintentional implications are
not different substantially from out-of-court words offered for the truth of intentional
communications.” Id. at 703.
In reaching that conclusion, the Court of Appeals examined cases from other
jurisdictions. In particular, it relied upon Lyle v. Koehler, 720 F.2d 426 (6th Cir. 1983), a
case that involved a fact pattern similar to the one presented by the instant case, as it involved
communications from Lyle’s incarcerated co-defendant, Kemp, to potential witnesses, in
which he “attempt[ed] to establish an alibi.” Id. at 429. In Lyle, four men broke into a home,
took jewelry, and shot three residents; two of whom died. Roger Lyle and Nathaniel Kemp
were thereafter arrested and tried together in the Circuit Court for the County of Saginaw,
Michigan. At that trial, two letters written by the incarcerated Kemp to two potential
witnesses were admitted into evidence. In those letters, Kemp said that he was being framed
and then gave detailed instructions as to what the recipient was to tell the police had
happened on the night of the break-in, thereby providing himself with an alibi. Id.
After being convicted and exhausting his state post-conviction remedies, Lyle
petitioned for a writ of habeas corpus in the United States District Court for the Eastern
District of Michigan. When that petition was denied, he noted an appeal. Id. at 427.
Thereafter, in the United States Court of Appeals for the Sixth Circuit, Lyle claimed, among
other things, that admission of the two letters written by his co-defendant, Kemp, violated
20
his right of confrontation, because those letters contained the hearsay statements of a
co-defendant who did not testify and therefore could not be cross-examined. The Sixth
Circuit agreed.
It began its analysis with the observation that the prosecution, “[b]elieving the alibi
to be false,” “obviously did not seek to introduce the letters in order to demonstrate the truth
of the particular statements they contained.” Id. at 432. Rather, it was the prosecution’s
intention, stated that federal appellate court, “to have the jury infer from the statements that
Kemp was attempting to obtain fabricated alibi testimony, an act that revealed a ‘guilty mind’
on his part regarding the shootings.” Id. And that “guilty mind” inference, the court noted,
“invited the jury to infer Kemp’s substantive guilt.” Id. The Sixth Circuit therefore
concluded that the letters were hearsay and that, since Kemp was unavailable for
cross-examination, Lyle’s right of confrontation was violated by their introduction at his and
Kemp’s joint trial.6
Applying the reasoning in Lyle to the facts of the instant case leads us to a similar
conclusion: The State did not introduce the recording of the telephone call made by Jackson
to prove the only direct assertion it contained—that Jackson had not been responsible for
shooting the victim—but to encourage the jury to infer from the call that Jackson, and by
implication McClurkin, were urging others to intimidate the victim into changing his story
6
Because Lyle was decided under the pre-Crawford Confrontation Clause regime, the
Sixth Circuit did not need to determine whether the letters were “testimonial” before it found
a violation of Lyle’s right of confrontation.
21
so that it no longer implicated them in the shooting at issue; that they were doing so because
they had “guilty minds”; and that, therefore, they were guilty of the charges against them.7
That this was the State’s objective was confirmed by the State when, during closing
argument, it urged the jury to conclude that the content of the calls made by both Jackson and
McClurkin demonstrated a “consciousness of guilt” because they were not “calls that
innocent people make.” And Jackson’s statement was hearsay when used for that purpose.
Party-opponent Hearsay Exception
That, of course, does not conclude our discussion of whether the statement at issue
was “admissible,” because, under certain circumstances, hearsay is admissible, under an
exception to the rule against hearsay, and one of those exceptions is a statement by a
party-opponent under Maryland Rule 5-803(a)(1). That rule provides:
The following are not excluded by the hearsay rule, even though the
declarant is available as a witness:
(a) Statement by a party-opponent. A statement that is offered
against a party and is:
(1) The party’s own statement, in either an individual or
representative capacity; . . .
To qualify for admission into evidence under this rule, the statement must have been
“made, adopted, or authorized by a party or that party’s agent or coconspirator”; it must be
7
Under Stoddard v. State, 389 Md. 681 (2005), it was “irrelevant” whether Jackson
intended to “communicate a belief in the truth of” any of these implied, inculpatory
assertions. Id. at 703.
22
“offered in evidence against that party by an opposing party (it is not offered by the party
who made the statement)”; and, “as with all evidence, the statement must be relevant to a
material fact.” 6A Lynn McLain, Maryland Evidence, § 801(4):1, at 333-34 (3d ed. 2013).
Jackson’s jailhouse call met all of those requirements, at least as to Jackson: It was a
statement made by Jackson, which was offered by the State, and was relevant to prove that
Jackson was guilty of the crimes charged.
As for McClurkin, however, the statement Jackson made was inadmissible, as a
statement of a party-opponent, for the simple reason that, under materially indistinguishable
circumstances, the Court of Appeals recently held that a co-defendant’s hearsay statements
were inadmissible, under the party-opponent exception, against the other defendant in a joint
criminal trial. State v. Payne and Bond, supra, 440 Md. at 710 (holding that, in a joint
criminal trial, neither defendant is a party-opponent of the other and that, therefore, hearsay
statements by a co-defendant in wiretapped recordings were not admissible against the other
defendant).
Co-conspirator Hearsay Exception
We also do not agree with the State’s contention that Jackson’s statement, in the
jailhouse telephone call, was admissible against McClurkin as a statement made in
furtherance of a conspiracy, an exception to the rule against hearsay. In State v. Rivenbark,
311 Md. 147 (1987), the Court of Appeals “reject[ed] the theory that every criminal
conspiracy includes, by implication, a subsidiary conspiracy to conceal evidence of the
23
substantive offense that the conspirators agreed to commit.” Id. at 158. It therefore held, in
that case, that “a co-conspirator’s statement is inadmissible unless it was made before the
attainment of the conspiracy’s central objective.” Id.
The State nonetheless claims that, as the objective of the conspiracy was to kill the
victim and that that objective had not yet been attained, Jackson’s statement fell within the
co-conspirator hearsay exception. But his statement was made, not as part of a conspiracy
to kill the victim, but as part of an attempt to conceal evidence. And it was made, moreover,
long after the criminal acts, which Jackson and McClurkin had conspired to commit, were
performed, if even they did not achieve their goal. Thus, Jackson’s jailhouse telephone call
was inadmissible against McClurkin under the co-conspirator hearsay exception.
Harmless Error
In any event, though the circuit court erred in admitting the recording of the call made
by Jackson because it was inadmissible hearsay as to McClurkin, that error was harmless
beyond a reasonable doubt. The “overall strength” of the State’s case against McClurkin
weighs heavily in favor of a finding of harmless error. See Delaware v. Van Arsdall, 475
U.S. 673, 684 (1986) (observing that among the factors to be considered in a harmless error
analysis is “the overall strength of the prosecution’s case”). McClurkin was well known to
the victim before the shooting and had participated in at least one incident, together with
Jackson, in which the two men had tried to start a fight with the victim. Thus, the victim had
no trouble identifying McClurkin as the person who had shot him. Moreover, the police
24
arrested McClurkin and his co-conspirators shortly after the shooting, as they attempted to
flee in the maroon SUV that police were pursuing.
Furthermore, the recording of Jackson’s telephone call was no more than cumulative
evidence, as three calls made from jail by McClurkin were admitted into evidence, and, in
each of those calls, McClurkin requested that someone pressure the victim into changing his
story. Indeed, McClurkin’s calls were more damaging than Jackson’s, because he expressly
named Jackson and Anderson, thereby implying that he was one of the three men who
conspired to shoot the victim. In contrast, Jackson, in his call, referred only by implication
to McClurkin when he instructed, “You need to tell him that we ain’t do nothing . . . .”
(Emphasis added.)
Although, as McClurkin observes, the jury asked to be provided with a “radio” to
permit playback of the audio recordings of the jailhouse telephone calls, a request to which
the court agreed, that observation, standing alone, does not affect our harmless error analysis.
Given that the victim was shot; that the victim identified McClurkin as the shooter; that
McClurkin was the same person who, moments later, pointed a gun at Dorsey; that
McClurkin was apprehended, with his co-conspirators, Jackson and Anderson, almost
immediately after the shooting, while in the act of fleeing the crime scene; and that the
recording of Jackson’s telephone call was only cumulative to McClurkin’s own properly
admitted and far more damning hearsay statements, it is clear that the admission of Jackson’s
call was “unimportant in relation to everything else the jury considered in reaching its
25
verdict” and therefore harmless beyond a reasonable doubt. Dionas v. State, 436 Md. 97, 118
(2013).
III.
Jackson contends that the evidence produced by the State was insufficient to support
a finding that he was aiding and abetting or conspiring with McClurkin when McClurkin shot
the victim. The evidence did not show, he claims, that he was anything more than a
bystander to the shooting.
The standard we apply, in reviewing the sufficiency of the evidence, is “whether, after
viewing the evidence in the light most favorable to the prosecution, any rational trier of fact
could have found the essential elements of the crime beyond a reasonable doubt.” Jackson
v. Virginia, 443 U.S. 307, 319 (1979) (emphasis in original); accord Allen v. State, 402 Md.
59, 71 (2007). In applying that standard, we give “due regard to the [fact-finder’s] findings
of facts, its resolution of conflicting evidence, and, significantly, its opportunity to observe
and assess the credibility of witnesses.” Harrison v. State, 382 Md. 477, 488 (2004) (and
cases cited therein).
To prove that an accused aided and abetted another in committing a crime, “the State
must present evidence that the alleged aider and abettor participated by ‘knowingly
associating with the criminal venture with the intent to help commit the crime, being present
when the crime is committed, and seeking, by some act, to make the crime succeed.’” Davis
v. State, 207 Md. App. 298, 319 (2012) (quoting Maryland Criminal Pattern Jury
26
Instructions § 6:01 (“MPJI-Cr”)). On the other hand, to prove a criminal conspiracy, the
State must establish that the alleged conspirator “agreed with at least one other person to
commit” the crime that was the object of the conspiracy and that he “entered into the
agreement with the intent” that that criminal objective be achieved. MPJI-Cr 4:08. Its
“essence” is “an unlawful agreement,” and it “may be shown by ‘circumstantial evidence
from which an inference of common design may be drawn.’” Armstead v. State, 195 Md.
App. 599, 646 (2010) (quoting McMillian v. State, 325 Md. 272, 292 (1992)). That is to say,
“the State [is] only required to present facts that would allow the jury to infer that the parties
entered into an unlawful agreement.” Id. (quoting Acquah v. State, 113 Md. App. 29, 50
(1996)).
The evidence that Jackson aided and abetted McClurkin as well as conspired with him
was overwhelming. It showed that Jackson and the victim had a long-standing dispute,
emanating from an unpaid debt, which had on at least one occasion resulted in a fistfight
between the two men. Moreover, following that fight, Jackson “taunted” the victim, tried to
pick fights with him, and “bumped” into him “once or twice a week.” Then, at some point,
Jackson enlisted McClurkin’s help in initiating a fight with the victim in an alleyway.
Moreover, on the night of the shooting, the victim was so afraid of Jackson that he asked his
mother to watch him as he walked past Jackson’s house to return to his friend’s house. Thus,
Jackson had not just a motive for harming the victim but, an intent to do so, which he
27
displayed on numerous occasions. What is more, Jackson had previously used McClurkin
on at least one occasion to achieve that end.
Furthermore, while walking up the street where Jackson and he lived, the victim saw
Jackson standing outside, near a maroon SUV in which McClurkin was sitting. When
McClurkin got out of the SUV, Jackson said something to him, which led McClurkin to reach
into the SUV, for what the jury could have reasonably believed was a gun. Jackson then
began to walk behind the victim at a “slow pace,” while, at the same time, McClurkin
attempted to get ahead of him by walking “very fast” in the street. When the victim turned
around to see what Jackson was doing, McClurkin approached him, called out his name, and
then shot him. Seconds later, the victim’s mother ran up to McClurkin, yelling, whereupon
McClurkin pointed the gun at her. Jackson instantly commanded McClurkin not to shoot,
saying, “No, Man, no,” a command with which McClurkin complied. The evidence was thus
compelling that, at the time McClurkin shot Maynard, he was acting in concert with Jackson,
who was both figuratively and literally “calling the shots.”
Indeed, when we view that evidence in the light most favorable to the prosecution, we
conclude that a rational jury could have found, beyond a reasonable doubt, that Jackson aided
and abetted McClurkin in the shooting by instigating the shooting; choosing its location;
instructing McClurkin how he wanted to proceed; helping McClurkin by walking behind the
victim, either to distract him or to block his escape, or both; and finally, dictating the scope
of the crime by instructing McClurkin not to shoot the victim’s mother. Thus, Jackson
28
“participated by ‘knowingly associating with the criminal venture with the intent to help
commit the crime, being present when the crime is committed, and seeking, by some act, to
make the crime succeed.’” Davis, supra, 207 Md. App. at 319 (quoting MPJI-Cr 6:01).
Moreover, a jury could have found, from that same evidence, that Jackson and McClurkin
combined “to accomplish some unlawful purpose,” Armstead, supra, 195 Md. App. at 646
(quoting Mitchell v. State, 363 Md. 130, 145 (2001)), with the intent to do so, MPJI-Cr 4:08,
that is, they entered into a criminal conspiracy.
Jackson further claims that there were discrepancies and lapses in the evidence offered
at trial, namely, that the only evidence of what Jackson said to McClurkin, the night of the
shooting, was Jackson’s instruction to him not to shoot the victim’s mother; that the victim
testified that he did not hear anything said between Jackson and McClurkin; that there were
no hand motions or gestures exchanged between the two; and that Jackson, unlike
McClurkin, denied his involvement in the shooting during his jailhouse phone call. None of
this, however, leads us to conclude that the evidence did not support Jackson’s convictions,
as it was the jury’s role to resolve the conflicts in the testimony, to determine the inferences
to be drawn from the evidence, and to decide what relative weight to be attributed to the
evidence presented, which they did.
29
IV.
Jackson claims that the circuit court erred in failing to merge his conviction and
sentence for reckless endangerment into the conviction and sentence for attempted
first-degree murder. The State agrees and so do we.
The jury found Jackson guilty of both attempted murder in the first degree and
reckless endangerment of the same victim. Thereafter, Jackson was sentenced to life
imprisonment, with all but seventy years suspended, for the attempted murder charge and to
a concurrent term of five years’ imprisonment for reckless endangerment.
In Williams v. State, 100 Md. App. 468, 490 (1994), we discussed the relationship
between reckless endangerment and attempted murder, observing that “[t]o move from
reckless endangerment, where one is simply indifferent to the threat to the victim, to one of
the more malicious crimes where death or serious bodily harm is affirmatively desired or
specifically intended—such as attempted murder . . . —primarily involves racheting the mens
rea up to the next level of blameworthiness.” Williams v. State, 100 Md. App. 468, 490
(1994). At that point, the lesser included offense of reckless endangerment merges into the
greater inclusive offense, id. at 510, which in the instant case was attempted first-degree
murder. Thus, the circuit court should have merged Jackson’s conviction for reckless
endangerment into his conviction for attempted first-degree murder.8 We shall therefore
8
Though, like Jackson, McClurkin also received separate convictions and sentences
for both attempted first-degree murder as well as reckless endangerment, McClurkin does
not raise that issue in this appeal. We note that Maryland Rule 4-345 permits a trial court to
(continued...)
30
vacate his sentence for reckless endangerment. Carroll v. State, 202 Md. App. 487, 518
(2011), aff’d, 428 Md. 678 (2012) (“Typically. . . where merger is deemed to be appropriate,
this Court . . . vacates the sentence that should be merged . . . .”).
V.
Finally, Jackson contends that the circuit court erred in sentencing him on each of
three counts of conspiracy because the evidence presented at trial supported only a single
conspiracy. The State agrees, as do we.
Jackson was convicted of three counts of conspiracy: conspiring to commit murder
in the first degree, for which he was sentenced to ten years’ imprisonment; conspiracy to use
a handgun in the commission of a crime of violence, for which he was sentenced to five
years’ imprisonment; and conspiracy to wear, carry, or transport a handgun upon his person,
for which he was again sentenced to five years’ imprisonment.
“It is well settled in Maryland that only one sentence can be imposed for a single
common law conspiracy no matter how many criminal acts the conspirators have agreed to
commit.” Jordan v. State, 323 Md. 151, 161 (1991) (quoting Tracy v. State, 319 Md. 452,
459 (1990)). “The unit of prosecution,” the Court of Appeals has said, “is the agreement or
combination rather than each of its criminal objectives.” Id.
(...continued)
“correct an illegal sentence at any time” and that the “failure to merge a sentence is
considered to be an ‘illegal sentence’ within the contemplation of the rule.” Pair v. State,
202 Md. App. 617, 624 (2011), cert. denied, 425 Md. 397 (2012). Thus, McClurkin may still
challenge the court’s failure to merge those convictions, as well as his conspiracy convictions
(as discussed below in section V of this opinion) in a motion to correct an illegal sentence.
31
In Jordan, the defendant was convicted of both conspiracy to murder and conspiracy
to commit robbery and given a separate sentence for each of the two offenses. Because the
facts in that case did “not support the determination that two conspiracies existed,” the Court
concluded that the imposition of separate sentences for both conspiracy convictions was
“plain error.” Id. Then, invoking what is now Maryland Code, Criminal Law Article,
§ 1-202,9 which provides that the “punishment of a person who is convicted of conspiracy
may not exceed the maximum punishment for the crime that the person conspired to
commit,” the Jordan Court left standing the conviction for conspiracy to commit the crime
with the greater maximum penalty, that is, conspiracy to murder, and vacated both the
conviction and the sentence for conspiracy to commit the crime with a lesser maximum
penalty, conspiracy to commit robbery. Id. at 162.
In the instant case, there was only one conspiratorial agreement between Jackson and
McClurkin—that was, to kill the victim—from which flowed each of the criminal acts
committed. Therefore, in accordance with Jordan, we shall leave standing the conviction
and sentence for conspiracy to commit the crime with the greatest maximum penalty, that is,
conspiracy to murder, and shall vacate Jackson’s convictions and sentences for conspiracy
9
At the time Jordan v. State, 323 Md. 151 (1991), was decided, the substantively
identical statute was codified at Article 27, § 38.
32
to use a handgun in the commission of a crime of violence and for conspiracy to wear, carry,
or transport a handgun upon his person.
IN APPEAL 2746 OF THE SEPTEMBER 2011
TERM, JUDGMENTS OF THE CIRCUIT COURT
FOR BALTIMORE CITY AFFIRMED. COSTS TO
BE PAID BY MCCLURKIN.
IN APPEAL 2749 OF THE SEPTEMBER 2011
TERM, JACKSON’S SENTENCE FOR RECKLESS
ENDANGERMENT IS HEREBY VACATED;
JACKSON’S CONVICTIONS AND SENTENCES
FOR CONSPIRACY TO USE A HANDGUN IN THE
COMMISSION OF A CRIME OF VIOLENCE AND
C O N SPIR A C Y T O W E A R , C A R R Y , O R
TRANSPORT A HANDGUN UPON HIS PERSON
ARE H EREBY VACATED; ALL OTHER
JUDGMENTS OF THE CIRCUIT COURT FOR
BALTIMORE CITY OTHERWISE AFFIRMED.
COSTS TO BE PAID 75% BY JACKSON AND 25%
B Y M A Y O R A N D CITY CO U N C IL O F
BALTIMORE.
33