People v. Shank

STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, FOR PUBLICATION
November 17, 2015
Plaintiff-Appellee,
v No. 321534
Presque Isle Circuit Court
ALLAN WAYNE SHANK, LC No. 12-092763-FC
Defendant-Appellant.
Before: BORRELLO, P.J., and HOEKSTRA and O’CONNELL, JJ.
O’CONNELL, J. (dissenting).
Defendant, Allan Wayne Shank, is a serial sexual offender with eight felony convictions.
After Shank engaged in a disturbing photograph exchange with an inmate, police searched his
home and found firearms. His most recent convictions are felon in possession of a firearm, MCL
750.224f, and possession of a firearm during the commission of a felony, MCL 750.227b. The
sentencing guidelines recommended a sentence of 7 to 46 months’ imprisonment. The trial court
departed upward from this recommendation, sentencing Shank to serve 12 to 25 years’
imprisonment for his felon in possession conviction and a consecutive term of two years’
imprisonment for his felony-firearm conviction. Because I conclude that this Court need look no
further than People v Lockridge, ___ Mich ___; ___ NW2d ___ (2015) to resolve this case, I
would affirm.
I. STANDARD OF REVIEW
In Lockridge, the Michigan Supreme Court stated that this Court should review a trial
court’s sentence for reasonableness. Id. at ___; slip op at 29.1 The “reasonableness” review
“merely asks whether the trial court abused its discretion[.]” Rita v United States, 551 U.S. 338,
351; 127 S. Ct. 2456; 168 L. Ed. 2d 203 (2007). In Steanhouse, this Court acknowledged that this
Court should review sentences for an abuse of discretion. See Steanhouse, ___ Mich App at ___;
slip op at 23 (stating that a sentence may constitute an abuse of discretion if it violates principles
1
The Lockridge Court adopted the reasonableness standard from United States v Booker, 543 U.S.
220, 263; 125 S CT 738; 160 L. Ed. 2d 621 (2005). Lockridge, ___ at ___; slip op at 29.
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of proportionality). A trial court abuses its discretion when its decision falls outside the range of
principled outcomes. People v Reese, 491 Mich. 127, 139; 815 NW2d 85 (2012).
II. APPLICATION OF LOCKRIDGE
The Lockridge question in this case is whether Shank is entitled to resentencing. Shank
contends on appeal that the trial court engaged in improper judicial fact-finding under Alleyne.2
The answer to this question hinges on whether Shank, who failed to preserve an Alleyne claim
below, has shown plain error. I conclude that Lockridge addresses the question in this case
perfectly and answers it in the negative. Shank is not entitled to resentencing.
If a defendant does not challenge the scoring of his offense variables (OVs) at sentencing
on Alleyne grounds, our review is for plain error affecting that defendant’s substantial rights.
Lockridge, ___ Mich at ___; slip op at 30. In this case, Shank did not challenge the scoring of
his OV scores on Alleyne grounds. Our review is for plain error.
To be entitled to relief under plain error review, a defendant must show that the error
affected the outcome of the lower court proceedings. Id. The Lockridge court aptly stated the
application of the plain error doctrine in cases—like Shank’s—where the defendant did not
preserve an Alleyne challenge below and the trial court departed upward:
Because [the defendant] received an upward departure sentence that did not rely
on the minimum sentence range from the improperly scored guidelines (and
indeed, the trial court necessarily had to state on the record its reasons for
departing from that range), the defendant cannot show prejudice from any error in
scoring the OVs in violation of Alleyne. [Id. at ___; slip op at 31 (emphasis
added).]
If a defendant’s minimum sentence involved an upward departure, that defendant “necessarily
cannot show plain error . . . .” Id. at ___; slip op at 32 n 31. “It defies logic that the court in
those circumstances would impose a lesser sentence had it been aware that the guidelines were
merely advisory.” Id.
In this regard, the Steanhouse court’s decision to remand in that case was contrary to the
precepts of stare decisis. Like in Lockridge, the defendant in Steanhouse did not challenge the
scoring of his OVs on Alleyne grounds. Steanhouse, ___ Mich App at ___; slip op at 21. As in
Lockridge, the trial court in Steanhouse departed upward from the recommended sentencing
range. Id. The Steanhouse court recognized that the defendant could not establish a plain error
under Lockridge. However, the court proceeded to review the defendant’s sentence and remand
for resentencing anyway, directly contrary to the language of Lockridge providing that a
defendant was not entitled to resentencing under the exact same circumstances.
2
Alleyne v United States, 570 US ___; 133 S. Ct. 2151; 186 L. Ed. 2d 314 (2013). In Alleyne, the
United States Supreme Court held that “any fact that increases the mandatory minimum is an
‘element’ that must be submitted to the jury.” Id. at ___; 133 S. Ct. at 2155.
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I would follow Lockridge without declaring a conflict panel. The reason is simple—this
Court need not convene a conflict panel to follow a rule articulated by the Supreme Court, even
if a decision of this Court conflicts with the Supreme Court’s decision. Charles A Murray Trust
v Futrell, 303 Mich. App. 28, 49; 840 NW2d 775 (2013). Until the Supreme Court’s decision is
overruled by the Supreme Court itself, the rules of stare decisis require this Court to follow its
decision. Paige v City of Sterling Heights, 476 Mich. 495, 524; 720 NW2d 219 (2006). This
Court simply “does not have the authority to recant the Supreme Court’s positions.” Murray
Trust, 303 Mich. App. at 49. Under the rule of stare decisis, this Court must follow a decision of
the Supreme Court even if another panel of this Court decided the same issue in a contrary
fashion. Id. Because Steanhouse ignored the clear directives of the Michigan Supreme Court, it
is against the rules of stare decisis to follow the procedures in that case. I cannot in good
conscience violate the rules articulated in Lockridge.
A remand under United States v Crosby, 397 F 3d 103 (CA 2, 2005), is necessary to
determine whether prejudice resulted from an error. People v Stokes, ___ Mich App ___ ; ___
NW2d ___; (2015) slip op at 11. The Lockridge court stated that no prejudice could result from
the type of “error” involved in this case.3 Shank cannot show plain error; therefore, he is not
entitled to relief. I conclude that a Crosby remand is not appropriate or necessary in this case.
III. DUE PROCESS
Shank also raises a due process issue, contending that the trial court may not consider his
conduct of sending photographs of a young child to Hilliard, an inmate and sex offender, because
the prosecutor dropped the charge for possession of child sexually abusive material (child
pornography). The majority does not reach this issue because it concludes that remand is
appropriate. Because I would not remand, I will address this issue.
It is fundamentally unfair for the prosecution to drop a charge while engaging in plea
negotiations, only to “resurrect it at sentencing in another form.” People v McGraw, 484 Mich.
120, 134; 771 NW2d 655 (2009). That is not what happened in this case.
In this case, the prosecution dropped a charge for possessing child sexually abusive
material. The trial court did not rely on the sexually abusive photograph, but instead focused on
how Shank’s conduct—grooming an acquaintance’s child and sending photographs of that child
and a pregnant seven-year-old to Hilliard, who was incarcerated for molesting children—showed
that he had very little rehabilitative potential and posed a danger to the community. I conclude
that the trial court did not violate Shank’s due process rights.
IV. PROPORTIONALITY
3
I am concerned about questions of judicial economy implicit in blindly affording Crosby
remands to every sentencing question that is raised before this Court post-Lockridge, particularly
when challenges to those sentences are unpreserved.
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Shank also raises a proportionality question unrelated to the application of Lockridge and
Alleyne—he contends that the trial court’s lengthy sentence was not proportional because it was
not justified by the circumstances of his crime. Again, I disagree.
Even when the sentencing guidelines were mandatory, the “key test” of a sentence was
whether it was proportionate to the seriousness of the matter, rather than whether it strictly
adhered to a guidelines range. People v Milbourn, 435 Mich. 630, 661; 461 NW2d 1 (1990).
“[P]unishment should be made to fit the crime and the criminal.” People v Babcock, 469 Mich.
247, 262; 666 NW2d 231 (2003). One purpose of the sentencing guidelines is to facilitate
proportional sentences. People v Smith, 482 Mich. 292, 321; 754 NW2d 284 (2008).
The trial court stated extensive reasons for why Shank’s sentence was proportional. It
gave these reasons under a now-defunct label of “substantial and compelling reasons,”4 but the
fact that the sentencing guidelines are no longer mandatory does not negate that the trial court in
this case did in fact consider the proportionality of its sentence. The trial court considered
Shank’s criminal history, his conduct leading to the charges in this case, and his failure to
rehabilitate. Specifically, it found that Shank lacked rehabilitative potential. He was previously
incarcerated for accosting minors, but his uncharged conduct raised serious concerns that he
would continue to engage in that behavior. Shank violated his probation and parole, including
by possessing firearms, and while he was imprisoned he engaged in poor behavior. And Shank
continued to pose a danger to children and the community because he could not or would not be
rehabilitated. Under these facts, I conclude that the trial court’s sentence fell within the range of
principled outcomes.
I would affirm.
/s/ Peter D. O’Connell
4
The trial court need no longer articulate substantial and compelling reasons to justify a
departure from the sentencing guidelines. Lockridge, ___ Mich at ___; slip op at 2. However,
the trial court should still articulate reasons for why its sentence is more proportionate than a
sentence within the guidelines range, even though these reasons need not be “substantial and
compelling.” See Rita, 551 U.S. at 356 (stating that when determining the reasonableness of a
sentence, courts should consider the sentencing court’s reasons for departing from the
guidelines); Gall v United States, 552 U.S. 38, 50; 128 S. Ct. 586; 169 L. Ed. 2d 445 (2007) (stating
that a more significant departure will require more justification to be upheld as proportional than
a minor departure).
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