People of Michigan v. Jason Thomas Juntikka

STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, FOR PUBLICATION
April 21, 2015
Plaintiff-Appellee, 9:05 a.m.
v No. 318300
Houghton Circuit Court
JASON THOMAS JUNTIKKA, LC No. 2013-002677-FH
Defendant-Appellant.
Before: O’CONNELL, P.J., and FORT HOOD and GADOLA, JJ.
GADOLA, J.
At issue in this case is whether a trial court properly imposed a $100 probation
enhancement fee upon defendant under MCL 771.3. Because we conclude that MCL 771.3(2)(d)
does not independently authorize trial courts to impose any assessment, and because we conclude
that the probation enhancement fee was not statutorily authorized as a cost specifically incurred
in defendant’s case, we vacate the portion of the court’s order imposing the probation
enhancement fee and remand for further proceedings.
I. BACKGROUND
On January 23, 2013, defendant pleaded guilty to one count of failing to register as a sex
offender, MCL 28.729. The trial court sentenced defendant to a five-year probationary term and
12 months in the county jail. The court additionally ordered defendant to pay several financial
charges, including a $100 probation enhancement fee.
On August 6, 2013, defendant filed a motion for resentencing, contending, among other
things, that the $100 probation enhancement fee was improper because it was an unauthorized
assessment. The court denied defendant’s motion, explaining that the probation enhancement fee
covered items including “gloves so that the probation agents may test bodily fluids more safely”
and “cell phones so that [agents] can quickly respond to issues that may arise.” The trial court
concluded that because defendant was on probation, the fee rendered him a potential benefit and
so fell within the ambit of MCL 771.3(2)(d).
Following the denial of his motion, defendant filed an application for leave to appeal to
this Court, which was denied. People v Juntikka, unpublished order of the Court of Appeals,
entered December 6, 2013 (Docket No. 318300). Defendant then filed an application for leave to
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appeal to the Supreme Court. In lieu of granting leave to appeal, the Supreme Court remanded
the case to this Court for reconsideration as on leave granted in light of its decision in People v
Cunningham, 496 Mich. 145; 852 NW2d 118 (2014). People v Juntikka, ___ Mich ___; 846
NW2d 401 (2014). Accordingly, we now consider whether the trial court exceeded its statutory
authority by imposing a $100 probation enhancement fee upon defendant.
II. STANDARD OF REVIEW
We review issues of statutory interpretation de novo. People v Akins, 259 Mich. App. 545,
551; 675 NW2d 863 (2003).
III. PRINCIPLES OF STATUTORY INTERPRETATION
When interpreting a statute, the primary goal is to discern and give effect to the intent of
the Legislature. Koontz v Ameritech Servs, Inc, 466 Mich. 304, 312; 645 NW2d 34 (2002). In
giving meaning to a statutory provision, we consider the provision within the context of the
whole statute and “give effect to every word, phrase, and clause . . . [to] avoid an interpretation
that would render any part of the statute surplusage or nugatory.” State Farm Fire & Cas Co v
Old Republic Ins Co, 466 Mich. 142, 146; 644 NW2d 715 (2002). When statutory terms are
undefined, we interpret the terms according to their plain and ordinary meaning, and may consult
dictionary definitions to accomplish this task. Koontz, 466 Mich. at 312.
IV. ANALYSIS
Courts may only impose costs in a criminal case when such costs are authorized by
statute. Cunningham, 496 Mich. at 149; People v Dilworth, 291 Mich. App. 399, 400; 804 NW2d
788 (2011). MCL 771.3 governs what conditions a trial court may impose during a term of
probation, and provides in pertinent part the following:
(2) As a condition of probation, the court may require the probationer to
do 1 or more of the following:
* * *
(c) Pay costs pursuant to subsection (5).
(d) Pay any assessment ordered by the court other than an assessment
described in subsection (1)(f) [the crime victim’s rights assessment].
* * *
(5) If the court requires the probationer to pay costs under subsection (2),
the costs shall be limited to expenses specifically incurred in prosecuting the
defendant or providing legal assistance to the defendant and supervision of the
probationer.
Defendant first argues that the probation enhancement fee was not authorized by
MCL 771.3(2)(d). To determine whether MCL 771.3(2)(d) applies to the fee at issue, we must
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first address whether the fee constituted an “assessment” under the statute. In People v Earl, 495
Mich. 33; 845 NW2d 721 (2014), our Supreme Court addressed the scope of the term
“assessment” under the Crime Victim’s Rights Act, MCL 780.751 et seq., and stated the
following: “ ‘Assessment’ is defined as ‘the action or instance of assessing,’ and ‘assess’ is
defined as ‘to impose according to an established rate.’ ” Id. at 40, quoting Merriam-Webster’s
Collegiate Dictionary (8th ed). The Court concluded that, in contrast to criminal fines that are
“generally responsive to the conduct which they intend to punish, . . . assessments are imposed in
accordance with a predetermined flat rate.” Id.
In this case, the probation enhancement fee falls within the defined scope of the term
“assessment” relied upon by our Supreme Court in Earl. At the hearing on defendant’s motion
for resentencing, the court explained that “[t]he probation enhancement fee has been assessed by
this court long before this individual assumed the bench.” Moreover, the probation enhancement
fee was a flat rate of $100. Therefore, the probation enhancement fee is properly classified as an
assessment because it was imposed in accordance with a predetermined flat rate.
The question, then, is whether the court was authorized to impose the probation
enhancement fee under MCL 771.3(2)(d). In Cunningham, 496 Mich. at 147, our Supreme Court
addressed whether former MCL 769.1k(1)(b)(ii)1 provided trial courts with the independent
authority to impose costs upon a criminal defendant. The Court reasoned that if the Legislature
intended former MCL 769.1k(1)(b)(ii) to give courts independent authority to impose any cost, it
would not have specifically authorized certain costs in other subsections of MCL 769.1k. Id. at
154-155. The Court also noted that numerous other penal statutes authorizing the specific
imposition of costs for certain offenses would be rendered nugatory if courts could impose any
cost “regardless of whether the Legislature had particularly provided courts with the authority to
impose specific costs for the relevant offense.” Id. at 156. Thus, the Court held that former
MCL 769.1k(1)(b)(ii) “provides courts with the authority to impose only those costs that the
Legislature has separately authorized by statute.” Id. at 154.
Although former MCL 769.1k and MCL 771.3 are not identical, they are marked by
distinct parallels. For instance, both statutes contain general and specific provisions referencing
the imposition of costs or assessments. While MCL 771.3(2)(d) states that a court may require
the payment of “any assessment ordered by the court” as a condition of probation,
MCL 771.3(1)(d) authorizes a specific supervision assessment, which requires a probationer who
was sentenced in the circuit court to “pay a probation supervision fee as prescribed in section 3c
of this chapter.”2 Further, other penal statutes authorize specific assessments that are not
1
At the time, MCL 769.1k(1)(b)(ii) stated that a court may impose “[a]ny cost in addition to the
minimum state cost set forth in subdivision (a).” MCL 769.1k(1)(b)(ii), as amended by 2006 PA
655.
2
MCL 771.3c(1) states the following:
The circuit court shall include in each order of probation for a defendant
convicted of a crime that the department of corrections shall collect a probation
supervision fee of not more than $135.00 multiplied by the number of months of
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addressed under MCL 771.3.3 Interpreting MCL 771.3(2)(d) as granting courts the independent
authority to impose any assessment would effectively render the specific assessment provisions
of both MCL 771.3 and other penal statutes nugatory, as trial courts could impose any
assessment as a condition of probation regardless of whether the Legislature specifically
authorized certain assessments for the offense. When interpreting statutes, our goal is to
harmonize and reconcile related statutes, and to avoid nullifying any statutory provision by the
overly broad interpretation of another. Koenig v South Haven, 460 Mich. 667, 677; 597 NW2d
99 (1999). Therefore, we conclude that MCL 771.3(2)(d) does not provide trial courts with the
independent authority to impose any assessment as a condition of probation, but rather permits
courts to impose only those assessments that are separately authorized by statute.
Even if the trial court was not authorized to impose any assessment against defendant
under MCL 771.3(2)(d), on appeal, the prosecutor contends that the probation enhancement fee
was separately authorized by MCL 771.3(5) because it represented a cost specific to defendant’s
case. Again, MCL 771.3(5) states, “If the court requires the probationer to pay costs under
subsection (2), the costs shall be limited to expenses specifically incurred in prosecuting the
defendant or providing legal assistance to the defendant and supervision of the probationer.”4
probation ordered, but not more than 60 months. . . . The court shall use [a table]
of projected monthly income in determining the amount of the fee to be ordered[.]
3
See, e.g., MCL 257.732a (providing that individuals must pay a specific driver responsibility
fee upon accumulating seven or more points on a driving record within a 2-year period);
MCL 117.4q(13) (authorizing a $10 “justice system assessment” for each city blight violation);
MCL 801.4b(1) (permitting a $12 jail entry fee for persons incarcerated in the county jail).
4
Prior versions of MCL 771.3 granted courts significantly broader authority to impose costs
upon a probationer. MCL 771.3(3) previously stated the following:
[If a court] requires the probationer to pay any costs it shall not be confined to or
governed by the laws or rules governing the taxation of costs in ordinary criminal
procedure, but may summarily tax and determine such costs without regard to the
items ordinarily included in taxing costs in criminal cases and may include therein
all such expenses, direct and indirect, as the public has been or may be put to in
connection with the apprehension, examination, trial, and probationary oversight
of the probationer. [MCL 771.3(3), as amended by 1925 PA 203 (The 1925
language was minimally altered by 1978 PA 77).]
In 1980, the Legislature amended the language granting broad discretionary authority to courts to
impose costs upon probationers, and enacted the following language in its place:
If the court requires the probationer to pay costs, it shall be limited to expenses
specifically incurred in prosecuting the defendant or providing legal assistance to
the defendant and probationary oversight of the probationer. [MCL 771.3(4), as
amended by 1980 PA 514.]
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Defendant argues that his probation status alone was insufficient to attribute the $100 probation
enhancement fee to the specifics of his case.
In People v Teasdale, 335 Mich. 1, 6; 55 NW2d 149 (1952), our Supreme Court held that
an order of costs against a convicted defendant “excludes expenditures in connection with the
maintenance and functioning of governmental agencies that must be borne by the public.”
Likewise, in People v Newton, 257 Mich. App. 61, 69-70; 665 NW2d 504 (2003), this Court
affirmed that “[t]he payment of salaries and overtime pay to the investigators, the purchase of
surveillance equipment, the purchase and maintenance of vehicles, and other similar
expenditures” could not be imposed against a defendant in a restitution order because they were
general costs of investigation. Id. at 69 (internal quotation marks and citation omitted). This
Court further explained that costs are general in nature if they “would have been incurred
without regard to whether [the] defendant was found to have engaged in criminal activity.” Id.
In this case, the probation enhancement fee was not specific to defendant, but instead
accounted for general operating costs incurred by the probation department. The trial court
explained that the probation enhancement fee was used to fund the purchase of equipment such
as gloves and cell phones that enabled probation officers to perform their duties more efficiently.
Because the court was not independently authorized to impose any assessment under
MCL 771.3(2)(d), the $100 probation enhancement fee was not separately authorized by statute,
and the fee imposed was not a cost “specifically incurred” in defendant’s case under
MCL 771.3(5), the trial court erred in imposing the probation enhancement fee upon defendant.
Reversed and remanded for further proceedings consistent with this opinion. We do not
retain jurisdiction.
/s/ Michael F. Gadola
/s/ Karen M. Fort Hood
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