Mouradian v. Goldberg

664 N.W.2d 805 (2003) 256 Mich. App. 566

Jorha MOURADIAN and Diane Mouradian, Plaintiffs-Appellants,
v.
Darryl T. GOLDBERG, M.D., and Darryl T. Goldberg, M.D., P.C., Defendants-Appellees, and
William Beaumont Hospital, Andrea Mastracci, C.R.N.A., and William Walker, M.D., Defendants.

Docket No. 239954.

Court of Appeals of Michigan.

Submitted December 10, 2002, at Detroit. Decided May 20, 2003, at 9:05 a.m. Released for Publication July 1, 2003.

Ira B. Saperstein, Southfield, for the plaintiffs.

Wulfmeier & Ottenwess, PLC (by LeRoy H. Wulfmeier, III and John J. Moran), Detroit, for the defendants.

Before: FITZGERALD, P.J., and WILDER and COOPER, JJ.

WILDER, Judge.

In this medical-malpractice action, plaintiffs Jorha and Diane Mouradian appeal as of right the trial court's order granting summary disposition in favor of defendants Darryl T. Goldberg, M.D., and Darryl T. Goldberg, M.D., P.C., (hereafter defendants) pursuant to MCR 2.116(C)(7). We affirm.

I. Facts and Proceedings

Dr. Goldberg performed an extracapsular cataract extraction on Jorha Mouradian's right eye on May 13, 1998.^[1] Plaintiffs' complaint alleges that Dr. Goldberg committed medical malpractice during this procedure by implanting the wrong size lens, requiring a second surgery to be performed on June 10, 1998. Plaintiffs' complaint also contends that during the second surgery, defendants Goldberg, William Walker (an anesthesiologist), and Andrea Mastracci (a certified nurse anesthetist) administered the anesthesia inappropriately.^[2]

On May 9, 2000, plaintiffs served defendants with their notice of intent to sue, as required by M.C.L. § 600.2912b. On November 13, 2000, plaintiffs filed their complaint, but did not file an affidavit of merit with the complaint, as required by M.C.L. § 600.2912d(1). Additionally, plaintiffs did not request or receive an extension of time from the court for filing the required affidavit, as permitted by M.C.L. § 600.2912d(2).^[3] On December 8, 2000, plaintiffs filed an affidavit of merit signed by Dr. Howard Siegel. Although plaintiffs assert that Dr. Siegel was unavailable to sign the affidavit of merit when plaintiffs filed their complaint and that they were left with no alternative but to file the affidavit at a later time, plaintiffs do not explain why no extension for filing the affidavit was sought at that time. Defendants were served with the summons and complaint and the affidavit of merit in January 2001.

Defendants moved for summary disposition pursuant to MCR 2.116(C)(7), (8), and (10). Defendants first argued that plaintiffs' claims against them regarding the May 1998 surgery were barred by the statute of limitations, noting that because plaintiffs did not file the affidavit with the complaint, in accordance with Scarsella v. Pollak (Scarsella II), 461 Mich. 547, 607 N.W.2d 711 (2000), affirming Scarsella v. Pollak (Scarsella I), 232 Mich.App. 61, 591 N.W.2d 257 (1998), the November 13, 2000, filing of the complaint did not toll the period of limitations, which expired on December 8, 2000. Defendants also contended that Dr. Goldberg did not administer the anesthetic to plaintiff Jorha Mouradian during the June 1998 surgery and that this point is undisputed, but defendants failed to present an affidavit or other evidentiary support for this assertion.

Plaintiffs failed to respond to defendants' contention that Dr. Goldberg did not administer the anesthetic. They conceded that the affidavit of merit was not filed at the time the complaint was filed. Plaintiffs contended, however, that M.C.L. § 600.2912d(1) did not require dismissal of the complaint despite their failure to file the affidavit with the complaint. Plaintiffs also argued that since defendants received the affidavit at the same time they were served with the complaint, defendants suffered no prejudice as a result of plaintiffs' failure to file the affidavit with the complaint, and that accordingly, pursuant to VandenBerg v. VandenBerg (VandenBerg I), 231 Mich.App. 497, 502-503, 586 N.W.2d 570 (1998), dismissal was not required. Plaintiffs further argued that Scarsella II was distinguishable because plaintiffs served defendants with the affidavit of merit and the complaint simultaneously, whereas in Scarsella II the defendants were not served with the affidavit of merit until sometime after they were served with the summons and complaint. Plaintiffs requested in the alternative that the trial court grant them, pursuant to M.C.L. § 600.2912d(2), a retroactive twenty-eight-day extension to file their affidavit of merit, such that the affidavit of merit would relate back to the filing of the complaint.

The trial court granted summary disposition in favor of defendants based on MCR 2.116(C)(7), finding that Scarsella II required dismissal of the action. Specifically, the trial court held that the filing of plaintiffs' complaint alone failed to toll the period of limitations and that plaintiffs' claims were time-barred because the affidavit of merit was not filed before the period of limitations expired. The trial court rejected plaintiffs' request for a retroactive twenty-eight-day extension to file the affidavit of merit, finding pursuant to Holmes v. Michigan Capital Medical Center, 242 Mich.App. 703, 708, 620 N.W.2d 319 (2000), that permitting plaintiffs'later-filed affidavit of merit to relate back to the date of the complaint would effectively negate the statutory affidavit requirement. Subsequently, plaintiffs moved for reconsideration of the trial court's decision, which was denied. This appeal followed.

II. Standard of Review

This Court reviews de novo a trial court's decision to grant or deny summary disposition. Veenstra v. Washtenaw Country Club, 466 Mich. 155, 159, 645 N.W.2d 643 (2002). Summary disposition is appropriate under MCR 2.116(C)(7) when a claim is time-barred. McKiney v. Clayman, 237 Mich.App. 198, 201, 602 N.W.2d 612 (1999). In reviewing a request for summary disposition pursuant to MCR 2.116(C)(7), we consider all the documentary evidence provided by the parties and accept as true all of plaintiffs' well-pleaded allegations, unless contradicted by documentary evidence. Id. at 202, 602 N.W.2d 612; Novak v. Nationwide Mut. Ins. Co., 235 Mich.App. 675, 681-682, 599 N.W.2d 546 (1999); Holmes, supra at 703, 620 N.W.2d 319.

III. Analysis

We agree that the trial court properly granted summary disposition in this case, although we disagree with part of its analysis. Plaintiffs alleged that Dr. Goldberg committed malpractice on both May 13, 1998, and June 10, 1998. Under the tolling provisions of M.C.L. § 600.5856(d), the period of limitations for the May 13, 1998, surgery expired on November 13, 2000. The period of limitations for the second surgery expired on December 11, 2000. As the trial court correctly found, plaintiffs' complaint, filed without the affidavit of merit required by M.C.L. § 600.2912d, did not toll the limitations period because "`in a medical malpractice case, the mere tendering of a complaint without the required affidavit of merit is insufficient to commence the lawsuit.'" Scarsella II, supra at 549, 607 N.W.2d 711, quoting Scarsella I, supra at 64, 591 N.W.2d 257. Because the limitations period concerning the first surgery expired before the affidavit of merit was filed, plaintiffs' claims relating to the May 13, 1998, surgery are time-barred. Holmes, supra at 709, 620 N.W.2d 319.

Plaintiffs claim that VandenBerg I rather than Scarsella II controls the disposition of this case. We disagree. First, we note that in VandenBerg v. VandenBerg (VandenBerg II), 253 Mich.App. 658, 662, 660 N.W.2d 341 (2002), this Court relied on our holding in Scarsella I that "`the mere tendering of a complaint without the required affidavit of merit is insufficient to commence [a medical-malpractice] lawsuit,'" and found that although the complaint may have already been filed, a medical-malpractice action is not timely commenced where the filing of an affidavit of merit occurs beyond the period set by the applicable statute of limitations. VandenBerg II, supra at 661-662, 660 N.W.2d 341, quoting Scarsella I, supra at 64, 591 N.W.2d 257. Thus, in the instant case the fact that defendants were served simultaneously with the affidavit of merit and the summons and complaint is irrelevant because the suit was not commenced before the expiration of the period of limitations. Accordingly, we affirm the trial court's decision with regard to the first alleged act of malpractice.

Plaintiffs did, however, file the affidavit of merit before the expiration of the period of limitations for the second alleged act of malpractice.^[4] The trial court erroneously held that plaintiffs' claims were time-barred because the period of limitations expired on December 8, 2000. In fact, the period of limitations for claims related to the second surgery expired on December 11, 2000. Thus, the filing of plaintiffs' affidavit on December 8, 2000, appears, on its face, to have "completed" the filing of the complaint before the period of limitations expired. Scarsella II, supra at 550, 607 N.W.2d 711.

Nevertheless, we find that the filing of the complaint against defendants for the second surgery was not completed and that summary disposition pursuant to MCR 2.116(C)(7) was properly granted in this case. In reaching this conclusion, we decide an issue expressly reserved by our Supreme Court in Scarsella II, i.e., "[w]hether a timely filed affidavit that is grossly nonconforming to the statute tolls the statute [of limitations]."^[5]Scarsella II, supra at 553 n. 7, 607 N.W.2d 711. In the present case, Dr. Siegel's affidavit not only fails to contend that Dr. Goldberg inappropriately injected the anesthetic during the second surgery, the affidavit also fails to certify any merit to the assertion in the complaint that Dr. Goldberg breached any standard of care in the second surgery. Rather, the statements in the affidavit concerning the second surgery refer only to other defendants. According to M.C.L. § 600.2912d(1),

[t]he affidavit of merit ... shall contain a statement of each of the following:

(a) The applicable standard of practice or care.

(b) The health professional's opinion that the applicable standard of practice or care was breached by the health professional or health facility receiving the notice [required by M.C.L. § 600.2912b].

(c) The actions that should have been taken or omitted by the health professional or health facility in order to have complied with the applicable standard of practice or care.

(d) The manner in which the breach of the standard of practice or care was the proximate cause of the injury alleged in the notice. [MCL 600.2912d(1)(a)-(d) (emphasis added).]

We conclude that because the affidavit does not contain the requisite statements concerning claims of Dr. Goldberg's alleged malpractice in the second surgery, plaintiffs' affidavit is "grossly nonconforming" with respect to this claim. We further find that because the affidavit is "grossly nonconforming" to the requirements of the statute, the statements of Dr. Siegel are insufficient to constitute an affidavit of merit within the meaning of the statute with respect to the claims against defendants for the second surgery. Thus, as a matter of law, plaintiffs' complaint against defendants for the second surgery was not commenced because of their failure to file an affidavit of merit before the period of limitations expired on December 11, 2000, and summary disposition is appropriate. Scarsella II, supra at 549, 607 N.W.2d 711.

In this regard, the analysis of this Court in Holmes, supra, is instructive. There, this Court found that the period of limitations was not tolled when the plaintiff filed an unsworn affidavit of merit after filing his complaint because, pursuant to M.C.L. § 600.2912d(1), the unsworn statement was not a valid affidavit. Holmes, supra at 711-712, 714, 620 N.W.2d 319. Although plaintiffs in this case filed a sworn affidavit, the affidavit does not address the merit of any claims against defendants. Thus, the affidavit cannot be said to be an affidavit sufficient within the meaning of M.C.L. § 600.2912d(1) to certify the merit of any claims against defendants for the June 10, 1998, surgery. Furthermore, because the affidavit does not certify the merit of claims against defendants for the second surgery, its filing does not fulfill the goal of M.C.L. § 600.2912d to prevent frivolous medical-malpractice actions. Dorris v. Detroit Osteopathic Hosp. Corp., 460 Mich. 26, 47, 594 N.W.2d 455 (1999).

We also find that the trial court did not abuse its discretion by failing to grant plaintiffs' request that the affidavit relate back to the date of the complaint. As the Scarsella II Court noted:

"Plaintiff contends that he should have been allowed to amend his September 22, 1996, complaint by appending the untimely affidavit of merit. He reasons that such an amendment would relate back, see MCR 2.118(D), making timely the newly completed complaint. We reject this argument for the reason that it effectively repeals the statutory affidavit of merit requirement. Were we to accept plaintiff's contention, medical malpractice plaintiffs could routinely file their complaints without an affidavit of merit, in contravention of the court rule and the statutory requirement, and `amend' by supplementing the filing with an affidavit at some later date. This, of course, completely subverts the requirement of M.C.L. § 600.2912d(1) ... that the plaintiff `shall file with the complaint an affidavit of merit,' as well as the legislative remedy of M.C.L. § 600.2912d(2) ... allowing a twenty-eight-day extension in instances where an affidavit cannot accompany the complaint." [Scarsella II, supra at 550, 607 N.W.2d 711, quoting Scarsella I, supra at 65, 591 N.W.2d 257.]

See also VandenBerg II, supra at 662, 660 N.W.2d 341.

Affirmed.

FITZGERALD, P.J., concurred.

Cooper, Judge (concurring).

I concur in the result only.

NOTES

[1] Plaintiff Diane Mouradian's claim is for loss of consortium.

[2] It appears from the lower-court record that defendant Walker was not served with the summons and complaint in this action. Although there is no order in the file dismissing the claim against him, the action is deemed dismissed upon expiration of the unserved summons. MCR 2.102(E)(1). Plaintiffs' claims against defendants Mastracci and William Beaumont Hospital were dismissed with prejudice on April 25, 2001, following a stipulation of the parties.

[3] MCL 600.2912d(2) states:

Extension for filing; good cause requirement. Upon motion of a party for good cause shown, the court in which the complaint is filed may grant the plaintiff or, if the plaintiff is represented by an attorney, the plaintiff's attorney an additional 28 days in which to file the affidavit required under subsection (1).

[4] The parties, as well as the trial court, do not distinguish between the two claimed instances of malpractice, but we address the issue because it is necessary for a proper determination of this case. Steward v. Panek, 251 Mich.App. 546, 554, 652 N.W.2d 232 (2002).

[5] In dicta, the Holmes Court stated that "[t]he Supreme Court's language [in n 7 of its Scarsella opinion] seems to suggest its contemplation that an affidavit of merit failing to comply with the substantive requirements imposed by M.C.L. § 600.2912d(1)(a)-(d)...,when filed together with a complaint, might possibly be sufficient to commence a medical malpractice action." Holmes, supra at 712 n. 4, 620 N.W.2d 319. We respectfully disagree and decline to apply the Holmes dicta as binding precedent to this case.