DocketNumber： Docket No. 298262
Judges： Beckering, Connell, Meter
Filed Date： 3/12/2013
Status： Precedential
Modified Date： 11/10/2024
This case is before us on remand from the Michigan Supreme Court. Defendant appeals as of right his convictions by a jury of two counts of being a prisoner in possession of a weapon, MCL 800.283(4). The trial court sentenced him, as a second-offense habitual offender, MCL 769.10, to concurrent prison terms of 24 to 90 months. In a previous opinion, we affirmed defendant’s convictions. People v Cortez, 294 Mich App 481; 811 NW2d 25 (2011), vacated in part and remanded 491 Mich 925 (2012). Shortly after we decided our previous opinion, the United States Supreme Court decided Howes v Fields, 565 US_; 132 S Ct 1181; 182 L Ed 2d 17 (2012). We are directed on remand to reconsider in light of Fields defendant’s challenge under Miranda v Arizona
I. FACTS AND PROCEDURAL HISTORY
We set forth the relevant facts in our previous opinion:
At the time of the incident in question defendant was an inmate at the Carson City Correctional Facility. On July 21, 2009, Michigan Department of Corrections (MDOC) officers discovered two weapons in defendant’s cell during a search of a number of inmates’ cells. Before trial, defendant moved to suppress a recorded statement taken during an interview with him after the weapons were discovered and in which he admitted possessing the weapons. At issue*686 on appeal is whether the trial court erred by ruling that the MDOC officer who questioned defendant during the interview was not required to provide him with Miranda warnings before subjecting him to the questioning and by admitting defendant’s incriminating statements at trial....
On July 21, 2009, a “siren drill” was carried out at the prison. Leading up to the drill there had been several assaults and fights involving suspected gang members; weapons were used and there were shots fired by corrections officers from the gun tower. On the morning of the drill, two homemade weapons had been found on an inmate who was a suspected gang member. Prison officials decided to conduct the siren drill to search for more weapons and identify inmates involved in the suspected gang activity.
Pursuant to protocol for the siren drill, all inmates were required to return to their cells for a lockdown, and the corrections officers then searched various cells for contraband. During the drill, an MDOC officer, Lieutenant Robert Vashaw, provided other corrections officers with a list of suspected gang members whose cells were to be searched. Defendant’s name was on the list.
MDOC Officer Robert Hanes explained that before a cell is searched, the corrections officers have the inmates step out one at a time, undergo a pat-down search, and then proceed to a day room while their cell[s] [are] searched. According to defendant, about 30 minutes after the drill started, he was asked to leave his cell and was patted down. He was then sent to a day room or activity room.
Officer Hanes searched the area of defendant’s cell that was considered to be in defendant’s area of control. The cell was basically divided so that defendant, who slept on the bottom bunk, had the left side of the cell and the inmate who slept on the top bunk had the right side of the cell as their areas of control. Officer Hanes found pieces of meted in a trash can on the left side of defendant’s cell. He also noticed that a metal shelf was missing from defendant’s desk. At that point, Lieutenant Vashaw directed that a thorough search of the cell be conducted. The search*687 revealed a homemade shank, specifically a piece of sharpened metal that was inserted into a white plastic handle. The shank was stuck in the bottom bunk’s framework on the [underside] of the bed frame. Officer Hanes turned the shank over to Lieutenant Vashaw and then continued to search the cell. A second shank was found inside a corner of the mattress on the bottom bunk. The second shank was made of a piece of metal wrapped in a bluish cloth and was also turned over to Lieutenant Vashaw.
Lieutenant Vashaw testified that he took control of the shanks, “bagged and tagged” them, and placed them in the Michigan State Police evidence locker. Once the shanks were in the locker, Lieutenant Vashaw no longer had control over them; only the state police had access to them. Lieutenant Vashaw testified that the two shanks were in the evidence locker when he later interviewed defendant but that the trash can containing the metal pieces may have been in the interview room during the interview. Defendant, on the other hand, testified that the shanks, which had been placed inside tubes, and the trash can, were all in the interview room.
Officer Vashaw testified that if an inmate is found with dangerous contraband, departmental policy calls for the inmate to be placed in segregation until his misconduct report is heard. On the basis of the items found in defendant’s area of control, Officer Hanes prepared a misconduct report, and Lieutenant Vashaw ordered staff to escort defendant to a segregation cell or solitary confinement. While in the segregation unit, an inmate must be handcuffed and escorted by a staff member whenever he leaves segregation.
Approximately an hour to an hour and a half after Officer Hanes found the second shank, Lieutenant Vashaw requested to speak with defendant. Because defendant was already in segregation, he was escorted in handcuffs to the control center to meet Lieutenant Vashaw. According to the lieutenant, he had defendant come to the control center to be interviewed because inmates are often reluctant to speak openly in front of others. Lieutenant Vashaw and defendant then went to a back office for the interview.
*688 According to Lieutenant Vashaw, defendant hesitated to speak at the outset of the interview and initially “denied everything.” The lieutenant then told defendant that the evidence the corrections officers had obtained was “pretty damaging” and that two weapons had been found in defendant’s area of control. Lieutenant Vashaw said that defendant needed to tell him what was going on inside the prison because violent events had recently occurred; defendant needed to tell him why he was making weapons or was in possession of weapons. The lieutenant testified that he never threatened defendant.
Lieutenant Vashaw further testified that defendant soon started to talk, and the lieutenant brought out a tape recorder. Defendant knew the recorder was running, and he did not hesitate to discuss the matter. On the recording, which was played, in part, for the jury, defendant said that the weapons were his and that gang members had forced him to make them. One weapon was for his own protection, and the other was to be sold. He also admitted selling a third weapon the previous day. Defendant also talked about gangs that operated within the prison. The interview lasted approximately 15 minutes, and defendant never sought to end the interview. After the interview, a staff member escorted defendant back to segregation pursuant to departmental policy.
According to defendant, Lieutenant Vashaw showed him the trash can and both shanks in the interview room. Defendant told the lieutenant that the items were not his, but then the lieutenant told him they could make a deal. Lieutenant Vashaw proposed that defendant either admit possessing the weapons, do his segregation time after his misconduct ticket was heard, and go home as scheduled in approximately 11 months, or the lieutenant could keep defendant from ever going home. Defendant testified that everything he admitted on the recording was untrue; he just said what he needed to say in order to get out of prison and go home. [Cortez, 294 Mich App at 482-487 (footnotes omitted).]
Before trial, defendant moved to suppress his confession on the basis that he was not given Miranda warnings. Id. at 487. He additionally argued that the
At the suppression hearing, Lieutenant Vashaw explained that his purpose in questioning defendant was to obtain information about ongoing prison gang activity. Id. at 487-489. The lieutenant was concerned about maintaining prison safety. Id. at 489. In response to the prosecution’s and the court’s questioning, Lieutenant Vashaw denied that the Department of Corrections had any arrangement with the police with respect to conducting interviews of inmates who are suspected of criminal activity. Id. at 490-492. He had no contact with any outside police agency before he questioned defendant. Id. at 489.
The trial court denied defendant’s motion to suppress the confession and overruled his objections to playing the recording for the jury. Id. at 492. The trial court concluded that although defendant had been in custody and subjected to interrogation, Lieutenant Vashaw was not acting in the place of a police officer and therefore was not required to give Miranda warnings. Id. The trial court also recognized that “ ‘there were many good, legitimate reasons why the Department of Corrections follows up with an interview of the defendant, relating to the safety and security of the prison, not only corrections officers but also inmates. Also, in [an] effort to find out, not only what is going on, but whether there was a gang problem, and specifically what’s going on in that unit.’ ” Id.
The trial court allowed a shortened version of the recorded interview to be played at trial, without a reference to the length of defendant’s sentence. Id. at 492-493. The court also gave a limiting instruction. Id. at 493.
Defendant filed an application for leave to appeal in the Michigan Supreme Court. While his application was pending, the United States Supreme Court decided Fields. Fields addressed the question of the proper test to apply for determining whether a prisoner is in custody for purposes of Miranda. In lieu of granting defendant’s application, the Michigan Supreme Court vacated the part of our opinion addressing the alleged Miranda violation and remanded for reconsideration in light of Fields. Cortez, 491 Mich 925.
A. STANDARD OF REVIEW
Whether a person is in custody for purposes of the Miranda warnings requirement is a mixed question of law and fact that must be answered independently after a review of the record de novo. People v Coomer, 245 Mich App 206, 219; 627 NW2d 612 (2001). “[A]n ‘in-custody’ determination calls for application of the controlling legal standard to the historical facts.” Id. We review for clear error a trial court’s factual findings regarding the circumstances surrounding the giving of the statement. Id.; People v Tavernier, 295 Mich App 582, 584; 815 NW2d 154 (2012). We review de novo the trial court’s ultimate decision concerning a motion to suppress. Id.
B. PERTINENT LEGAL STANDARDS
Both the state and federal constitutions guarantee that no person shall be compelled to be a witness against himself or herself. US Const, Am V; Const 1963, art 1, § 17. To protect a defendant’s Fifth Amendment privilege against self-incrimination, custodial interrogation must be preceded by advice to the accused that “he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed.” Miranda v Arizona, 384 US 436, 444; 86 S Ct 1602; 16 L Ed 2d 694 (1966). We look at the totality of the circumstances to determine whether a defendant was in custody at the time of the interrogation. Coomer, 245 Mich App at 219. “The determination of custody depends on the objective circumstances of the interrogation rather than the subjective views harbored by either the interrogating officers or the person
C. THE FIELDS DECISION
In Fields, two sheriffs deputies questioned a Michigan jail inmate, Randall Fields, about alleged sexual conduct with a 12-year-old boy that occurred before his incarceration. Fields, 565 US at_; 132 S Ct at 1185. A deputy led Fields down one floor of the building and through a locked door to a conference room in another section of the facility. Id. at_; 132 S Ct at 1185-1186. The deputies told Fields that he was free to leave and return to his jail cell at the beginning of and during the interview. Id. at_; 132 S Ct at 1186. The deputies were armed, but Fields was not restrained. Id. The conference-room door was open at times and closed at times during the interview. Id. The questioning began between 7:00 p.m. and 9:00 p.m. and lasted for five to seven hours. Id. During the interview, Fields “became agitated and began to yell” when he was asked about the sexual-abuse allegations. Id. He ultimately confessed. Id. Fields was never given Miranda warnings. Id.
According to Fields, one of the deputies swore at him, told him to sit, and said that “ ‘if [he] didn’t want to cooperate, [he] could leave.’ ” Id. Although Fields told
Fields was charged with criminal sexual conduct. Id. He unsuccessfully moved in the trial court to suppress his confession on the basis that he had been subjected to custodial interrogation without Miranda warnings. Id. Fields was convicted of third-degree criminal sexual conduct and sentenced to 10 to 15 years’ imprisonment. Id. We affirmed his conviction and the Michigan Supreme Court denied leave to appeal. Id.; People v Fields, unpublished opinion per curiam of the Court of Appeals, issued May 6, 2004 (Docket No. 246041); People v Fields, 471 Mich 933 (2004).
The United States District Court for the Eastern District of Michigan granted Fields’s petition for a writ of habeas corpus. Fields, 565 US at_; 132 S Ct at 1186. The United States Court of Appeals for the Sixth Circuit affirmed, reasoning that a prisoner is in custody within the meaning of Miranda if he or she has been taken aside and questioned about events that occurred outside the prison walls. Id. at_; 132 S Ct at 1186-1187. The Sixth Circuit’s determination that Fields was in custody for purposes of Miranda was based on three factors: (1) Fields’s imprisonment, (2) the fact that the questioning was conducted in private, and (3) the fact that the questioning involved events outside the prison. Id. at_; 132 S Ct at 1189.
The United States Supreme Court reversed. Id. at _; 132 S Ct at 1194. In addition to correcting the Sixth Circuit’s interpretation of Supreme Court precedent, the Court rejected the proposition that the three factors
The Fields Court initially indicated that, in assessing the question of custody, a court must consider all the circumstances surrounding the interrogation in order to determine whether a reasonable person would have felt that he or she was not free to end the interrogation and leave. Id. at_; 132 S Ct at 1189. Relevant factors include the location of the questioning, its duration, statements made during the interview, the presence or absence of physical restraints during the questioning, and the release of the interviewee at the end of the questioning. Id.
The Supreme Court then clarified that an inmate’s imprisonment alone is not sufficient to constitute custody for Miranda purposes. Id. at_; 132 S Ct at 1190. The Court cautioned that restraint on a person’s freedom of movement is just the first step in the custody analysis. Id. at_; 132 S Ct at 1189. Courts must also ask “whether the relevant environment presents the same inherently coercive pressures as the type of station house questioning at issue in Miranda.” Id. at_; 132 S Ct at 1190. The Fields Court cited Maryland v Shatzer, 559 US 98,_; 130 S Ct 1213, 1223-1226; 175 L Ed 2d 1045 (2010), for the proposition that the rule in Edwards v Arizona, 451 US 477; 101 S Ct 1880; 68 L Ed 2d 378 (1981), limiting the state’s ability to initiate additional questioning after a suspect invokes his or her right to counsel, does not apply “when there is a sufficient break in custody between the suspect’s invocation of the right to counsel and the initiation of subsequent questioning.” Fields, 565 US at_; 132 S Ct at 1190. The Fields Court noted that, according to Shatzer, a break in custody can happen while a prisoner
The Court examined the relative coerciveness of an interrogative setting as perceived by a free person compared to a prisoner and articulated three meaningful distinctions. Id. at_; 132 S Ct at 1190-1191. First, the initial shock that a recently arrested person might feel during an interrogation is not likely to be experienced by a prison inmate when the inmate is questioned:
[Questioning a person who is already serving a prison term does not generally involve the shock that very often accompanies arrest. In the paradigmatic Miranda situation — a person is arrested in his home or on the street and whisked to a police station for questioning — detention represents a sharp and ominous change, and the shock may give rise to coercive pressures. A person who is “cut off from his normal life and companions,” Shatzer, [559 US] at_, 130 S. Ct., at 1220, and abruptly transported from the street into a “pohee-dominated atmosphere,” Miranda, 384 U.S., at 456, 86 S. Ct. 1602, may feel coerced into answering questions.
By contrast, when a person who is already serving a term of imprisonment is questioned, there is usually no such change. “Interrogated suspects who have previously been convicted of crime live in prison.” Shatzer, 559 U.S. at_, 130 S. Ct., at 1224. For a person serving a term of incarceration, we reasoned in Shatzer, the ordinary restrictions of prison life, while no doubt unpleasant, are expected and familiar and thus do not involve the same “inherently compelling pressures” that are often present when a suspect is yanked from familiar surroundings in the outside world and subjected to interrogation in a police station. Id., at_, 130 S. Ct., at 1219. [Fields, 565 US at_; 132 S Ct at 1190-1191.]
The Supreme Court also rejected the Sixth Circuit’s emphasis on the fact that the inmate was questioned in private:
Taking a prisoner aside for questioning — as opposed to questioning the prisoner in the presence of fellow inmates— does not necessarily convert a noncustodial situation ... to one in which Miranda applies. When a person who is not serving a prison term is questioned, isolation may contribute to a coercive atmosphere by preventing family members, friends, and others who may be sympathetic from providing either advice or emotional support. And without any such assistance, the person who is questioned may feel overwhelming pressure to speak and to refrain from asking that the interview be terminated.
By contrast, questioning a prisoner in private does not generally remove the prisoner from a supportive atmosphere. Fellow inmates are by no means necessarily friends. On the contrary, they may be hostile and, for a variety of reasons, may react negatively to what the questioning reveals. In the present case, for example, would respondent have felt more at ease if he had been questioned in the presence of other inmates about the sexual abuse of*697 an adolescent boy? Isolation from the general prison population is often in the best interest of the interviewee and, in any event, does not suggest on its own the atmosphere of coercion that concerned the Court in Miranda. [Id. at ; 132 S Ct at 1191-1192 (citation and quotation marks omitted).]
The Fields Court also stated that imposing additional restraints on a prisoner’s freedom of movement, such as an armed escort to the interview room, does not necessarily suggest custodial interrogation. Id. at_; 132 S Ct at 1192. The Court stated that “such procedures are an ordinary and familiar attribute of life behind bars. Escorts and special security precautions may be standard procedures regardless of the purpose for which an inmate is removed from his regular routine and taken to a special location.” Id.
With respect to the subject matter of the questioning, the Fields majority concluded that the distinction between events occurring inside the prison and events occurring outside the prison is not significant for purposes of determining whether a suspect is in custody:
Finally, we fail to see why questioning about criminal activity outside the prison should be regarded as having a significantly greater potential for coercion than questioning under otherwise identical circumstances about criminal activity within the prison walls. In both instances, there is the potential for additional criminal liability and punishment. If anything, the distinction would seem to cut the other way, as an inmate who confesses to misconduct that occurred within the prison may also incur administrative penalties, but even this is not enough to tip the scale in the direction of custody. [Id.]
In sum, “[t]he threat to a citizen’s Fifth Amendment rights that Miranda was designed to neutralize is neither mitigated nor magnified by the location of the
The Supreme Court concluded its analysis of the appropriate standards by stating, in part:
When a prisoner is questioned, the determination of custody should focus on all of the features of the interrogation. These include the language that is used in summoning the prisoner to the interview and the manner in which the interrogation is conducted. An inmate who is removed from the general prison population for questioning and is thereafter ... subjected to treatment in connection with the interrogation that renders him “in custody” for practical purposes ... will be entitled to the full panoply of protections prescribed by Miranda." [Id. (citations and some quotation marks omitted).]
The Supreme Court determined that Fields was not in custody for purposes of Miranda. Id. The Court recognized the factors that militated in favor of a custody finding, such as the facts that Fields did not initiate or consent to the interview, the interview lasted five to seven hours and past Fields’ regular bedtime, the deputies were armed, and one of them used a sharp tone and profanity. Id. at _; 132 S Ct at 1192-1193. However, these factors were outweighed by other circumstances suggesting that Fields was not in custody when he was questioned. Id. at_; 132 S Ct at 1193. Fields was told at the outset, and again during the interview, that he could return to his cell whenever he wanted. Id. He was not physically restrained and was not uncomfortable in the conference room. Id. Fields was offered food and water, and at times the conference-room door was open. Id. “ ‘All of these objective facts are consistent with an interrogation environment in which a reasonable person would have felt free to terminate the interview and leave.’ ” Id., quoting Yarborough v Alvarado, 541 US 652, 664-665; 124 S Ct
D. APPLICATION OF FIELDS
Defendant argues that Fields supports his position that he was in custody for purposes of Miranda when Lieutenant Vashaw questioned him. Defendant emphasizes that he was segregated from the general prison population, handcuffed, and confined in an office, which constituted more restrictive circumstances than the restrictions associated with his prison routine. In addition, defendant emphasizes that he did not volunteer to talk to the officers and that he was not told that he did not have to talk to them. He also notes that, unlike the mitigating circumstances in Fields, he was restrained, the door to the room was closed, and he was not told that he could return to his cell if he did not want to answer questions. Defendant contends that the totality of the circumstances establishes that he was in custody for purposes of Miranda.
We disagree. Although Fields alters our earlier analysis of the custody issue, it does not compel a different result.
Fields instructs that security precautions that are undertaken do not affect the custody analysis if the precautions are routinely employed when an inmate is transferred from place to place within the prison or when away from the prison population. Id. at_; 132 S Ct at 1192. The record established that the security
Admittedly, a relevant distinction between Fields and this case is that unlike Fields, defendant was not told that he was free to end the questioning and return to his cell. However, other coercive aspects of the interrogation that existed in Fields are absent here. Unlike Fields, who was questioned for up to seven hours late into the night, defendant’s interview lasted only 15 minutes. Cortez, 294 Mich App at 486. Lieutenant Vashaw stated that defendant “did not hesitate to discuss the matter” even when he was aware that a tape recorder was running. Id. There was no evidence that defendant’s sleep schedule was interrupted or that he was made uncomfortable. Lieutenant Vashaw testified that he never threatened defendant and the trial court found the lieutenant to be credible. Id. at 486, 492.
Additionally, we agree with the observation of the Fields majority that a prisoner’s removal from the
III. CONCLUSION
In light of all the features of the interrogation, defendant was not in custody for purposes of Miranda when he was questioned. On reconsideration in light of Fields, we again conclude that no violation of defendant’s Fifth Amendment rights occurred.
Affirmed.
Miranda v Arizona, 384 US 436; 86 S Ct 1602; 16 L Ed 2d 694 (1966).
In our previous opinion, we also rejected defendant’s argument that the admission of the recorded conversation was unfairly prejudicial under MRE 403. Cortez, 294 Mich App at 504-506.
As noted in Cortez, 294 Mich App at 501, “Dangerous weapons were recovered from defendant’s cell, for which a misconduct report was filed. Departmental procedure required that he be placed in segregation and handcuffed whenever outside of segregation.”