Estate of Teri Ray Luten v. Genesys Regional Medical Center

STATE OF MICHIGAN
COURT OF APPEALS
ESTATE OF TERI RAY LUTEN, by JOSEPH UNPUBLISHED
LUTEN, JR., Personal Representative, May 3, 2018
Plaintiff-Appellee,
v No. 335460
Genesee Circuit Court
GENESYS REGIONAL MEDICAL CENTER and LC No. 13-100741-NH
THOMAS ROGERS, PA-C,
Defendants-Appellants,
and
GENERAL SURGEONS OF FLINT, PC and
BRIAN SHAPIRO, M.D.,
Defendants.
Before: GLEICHER, P.J., and BOONSTRA and TUKEL, JJ.
PER CURIAM.
In this interlocutory appeal, defendants Genesys Regional Medical Center (GRMC) and
Thomas Rogers, PA-C (Rogers) (collectively defendants), appeal by leave granted1 the trial
court’s order denying their motion for summary disposition.2 We reverse and remand for entry
of summary disposition in favor of defendants on the issue of proximate cause only.
1
Estate of Teri Ray Luten v Genesys Regional Med Ctr, unpublished order of the Court of
Appeals, entered March 9, 2017 (Docket No. 335460).
2
GRMC filed three motions for summary disposition in this matter, one of which was filed
jointly with Rogers and related to the issue of proximate cause. Leave to appeal was only
granted regarding the order denying the joint motion for summary disposition. See Estate of Teri
Ray Luten v Genesys Regional Med Ctr, unpublished order of the Court of Appeals, entered
March 9, 2017 (Docket No. 335460). Leave to appeal the order denying summary disposition
related to codefendant Dr. Brian Shapiro and the issue of agency was denied. Id.
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I. PERTINENT FACTS AND PROCEDURAL HISTORY
This medical malpractice action arose out of plaintiff’s decedent3 Teri Ray Luten’s
gallbladder removal surgery. Dr. Brian Shapiro performed a laparoscopic cholecystectomy on
Luten on January 7, 2011; she was discharged from GRMC the same day. Luten returned to the
GRMC emergency room 4 days later, complaining of abdominal pain and dizziness. She was
anemic and required a blood transfusion. Luten was examined by Dr. Shapiro, as well as Rogers,
a physician’s assistant. Dr. Shapiro recommended an exploratory laparoscopy. Dr. Shapiro
performed the surgery on January 13, 2011, assisted by Rogers. During the procedure, bile was
discovered entering Luten’s abdominal cavity, so the procedure was converted to an “open
laparotomy.” Dr. Shapiro performed a “washout procedure” to remove the bile. Luten was
discharged from GRMC on January 16, 2011 with two surgical drains in her abdomen. Luten
returned to the GRMC emergency room on January 19, 2011 with abdominal pain. She was
again anemic and had an elevated white blood cell count. A CT scan revealed bile around
Luten’s liver, spleen, and gallbladder. On January 20, 2011, an endoscopic retrograde
cholangiopancreatography (ERCP) and a esophagogastroduodenoscopy (a surgical procedure)
were performed by Dr. Justin Miller. Dr. Miller had to abort the procedure after discovering that
Luten’s hepatic duct was damaged. Luten later alleged that the duct had been clipped and
injured during Dr. Shapiro’s removal of her gallbladder. Luten required surgery to repair the
duct. She suffered numerous complications that rendered surgery difficult and was ultimately
hospitalized until March 28, 2011. She was also admitted to the hospital several more times in
April, May, and June 2011.
Luten filed suit in 2013 against defendants as well as Dr. Shapiro and General Surgeons
of Flint, PC. Relevant to this appeal, the complaint alleged that Rogers had a duty to perform a
postoperative examination of Luten and diagnose her with a bile leak, and that Rogers had failed
to consult a gastroenterologist or perform an ERCP, which resulted in a delay in diagnosing the
hepatic duct injury and a delay in appropriate treatment. The complaint alleged that Rogers had
violated the applicable standard of care of a physician’s assistant with regard to Luten, and
asserted that his violations were a proximate cause of Luten’s injuries.
Relevant to this appeal, defendants’ third motion for summary disposition argued that no
genuine issue of material fact existed regarding whether Rogers’s actions were a proximate cause
of Luten’s injuries. Defendants argued that it was undisputed that Rogers, as a physician’s
assistant, did not manage or dictate Luten’s care, that there was no evidence that a discussion
between Rogers and Dr. Shapiro regarding a GI consultation or ERCP would have prevented
Luten’s injuries, and that there was no causal link between Rogers’s failure to document his
discussion with Dr. Shapiro regarding Luten’s injuries.
The trial court denied defendants’ motion for summary disposition, stating only with
regard to Rogers: “There is in my view a fact question as to the performance of the physician’s
3
Luten passed away on March 19, 2016. The lower court record does not indicate whether her
death was a result of her injuries that are the subject of this medical malpractice action.
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assistant.” This appeal followed, limited to the issue of the trial court’s denial of summary
disposition to Rogers. This Court granted defendants’ motion to stay the trial court proceedings
pending appeal. 4
II. STANDARD OF REVIEW
We review de novo a trial court’s decision regarding a motion for summary disposition.
Gorman v American Honda Motor Co, Inc, 302 Mich. App. 113, 115; 839 NW2d 223 (2013). A
motion for summary disposition under MCR 2.116(C)(10) challenges the factual sufficiency of a
plaintiff’s claim. Id. The trial court must consider the evidence in the light most favorable to the
nonmoving party. Id. Summary disposition is proper under MCR 2.116(C)(10) if “ ‘there is no
genuine issue regarding any material fact and the moving party is entitled to judgment as a
matter of law.’ ” Id. at 116 (citation omitted). There is a genuine issue of material fact “ ‘when
the record, giving the benefit of reasonable doubt to the opposing party, leaves open an issue
upon which reasonable minds might differ.’ ” Id. (citation omitted). In reviewing the trial
court’s decision, we review only the evidence that was presented at the time the trial court made
its decision on the motion. Id. at 120.
III. ANALYSIS
Defendants argue that no genuine issue of material fact existed regarding the lack of
proximate causation between Rogers’s rendering of care as a physician’s assistant and Luten’s
injuries, and that the trial court therefore erred by denying defendants’ motion for summary
disposition. We agree.
To establish a claim for medical malpractice, the plaintiff must establish: “(1) the
appropriate standard of care governing the defendant’s conduct at the time of the purported
negligence, (2) that the defendant breached that standard of care, (3) that the plaintiff was
injured, and (4) that the plaintiff’s injuries were the proximate result of the defendant’s breach of
the applicable standard of care.” Kalaj v Khan, 295 Mich. App. 420, 429; 820 NW2d 223 (2012).
See also MCL 600.2912a. The plaintiff must provide expert testimony to establish the standard
of care, any breaches thereof, and causation. Kalaj, 295 Mich. App. at 429. There must be facts
in evidence to support expert witness testimony; however, circumstantial evidence enabling
reasonable inferences is also sufficient. Id.
Defendants’ motion did not relate to the standard of care that applies to Rogers, the
alleged breaches of that standard by Rogers, or Luten’s injury. Rather, defendants argued in the
lower court, and now argue on appeal, that there was no proximate cause between Rogers’s
alleged breaches of the standard of care for a physician’s assistant and Luten’s injuries.
4
Estate of Teri Ray Luten v Genesys Regional Med Ctr, unpublished order of the Court of
Appeals, entered May 26, 2017 (Docket No. 335460).
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An affidavit of meritorious defense authored by Rogers was filed by defendants on
October 24, 2013. In the affidavit, Rogers asserted that he had complied with the standard of
care regarding Luten:
Specifically, I appropriately diagnosed, addressed[,] and treated [Luten]
post[]operatively on January 11, 2011, as [Luten] presented to the [GRMC
emergency room] with chief complaint of abdominal pain. A hepatobiliary
iminiodiacetic acid (HIDA) scan was performed. I assisted Dr. Shapiro in an
exploratory laparoscopy on January 13, 2011. The laparoscopy was conducted
within the standard of care. Post[]operatively, I noted that the patient was
improving and discharged the patient.
Plaintiff’s standard of care expert, Craig A. Baumgartner, PA-C, testified regarding the
standard of care applicable to a physician’s assistant, and to his opinion that Rogers’s breach of
that standard was established by the absence of any documentation showing that Rogers had
discussed or recommended a gastroenterology (GI) consult or recommended that Dr. Shapiro
perform an ERCP after Luten’s HIDA scan indicated a bile leak on January 11, 2011.
Baumgartner further opined that a GI consultation or ERCP could have identified the location of
the leak and that, had Dr. Shapiro rejected Rogers’s suggestions, it would have been “prudent”
for Rogers to have documented it. Baumgartner theorized that had Rogers noted that Dr. Shapiro
had rejected his suggestions in Luten’s medical record, someone else may have seen it and
wondered why Dr. Shapiro had not ordered an ERCP, thus causing an ERCP to be ordered
sooner and allowing her bile leak to be fixed earlier. Baumgartner also opined that Rogers had
failed to provide thorough discharge instructions to Luten regarding the ongoing issues that she
could expect concerning her bile leak.
Because defendants only challenge the fourth element required to establish a claim of
medical malpractice, the issue before this court is whether Rogers’s alleged failure to discuss and
document a discussion with Dr. Shapiro regarding a GI consultation or ERCP, and to provide
information regarding the bile leak in Luten’s discharge papers, were a proximate cause of
Luten’s injuries. Kalaj, 295 Mich. App. at 429. We conclude that plaintiff has not demonstrated a
genuine issue of material fact related to this element. Gorman, 302 Mich. App. at 115.
Plaintiff must establish the proximate cause element of medical malpractice by a
preponderance of the evidence in order to make out a prima facie case and survive summary
disposition. See Craig ex rel Craig v Oakwood Hosp, 471 Mich. 67, 86; 684 NW2d 296 (2004).
Proximate cause is an “essential element” of any negligence claim, and it “ ‘involves examining
the foreseeability of consequences, and whether a defendant should be held legally responsible
for such consequences.’ ” Ray v Swager, 501 Mich. 52, 63; 903 NW2d 366 (2017) (quotation
omitted). “Proximate cause” includes cause in fact and legal cause. Craig, 471 Mich. at 86.
The cause in fact element generally requires showing that “but for” the
defendant’s actions, the plaintiff’s injury would not have occurred. On the other
hand, legal cause or “proximate cause” normally involves examining the
foreseeability of consequences, and whether a defendant should be held legally
responsible for such consequences. [Id. at 86-87, quoting Skinner v Square D Co,
445 Mich. 153, 163; 516 NW2d 475 (1994).]
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To find that a defendant’s negligence was a proximate or legal cause of the plaintiff’s injuries, a
court must first determine that the defendant’s negligence was a cause in fact of the plaintiff’s
injuries. See Craig, 471 Mich. at 87.
Plaintiff is not required to prove that Rogers’s acts or omissions were the “sole catalyst”
for Luten’s injuries to establish proximate cause, but must introduce evidence demonstrating that
Rogers’s acts or omissions were “a cause” of Luten’s injuries. Id. As our Supreme Court has
explained:
It is important to bear in mind that a plaintiff cannot satisfy this burden by
showing only that the defendant may have caused his injuries. Our case law
requires more than a mere possibility or a plausible explanation. Rather, a
plaintiff establishes that the defendant’s conduct was a cause in fact of his injuries
only if he “set[s] forth specific facts that would support a reasonable inference of
a logical sequence of cause and effect.” A valid theory of causation, therefore,
must be based on facts in evidence. And while “ ‘[t]he evidence need not negate
all other possible causes,’ ” this Court has consistently required that the evidence
“ ‘exclude other reasonable hypotheses with a fair amount of certainty.’ ” [Id. at
87-88 (citations and quotations omitted).]
Plaintiff failed to demonstrate that the alleged breaches of the standard of care by Rogers
were a proximate cause of Luten’s injuries. Regarding Rogers’s failure to discuss a GI
consultation or ERCP with Dr. Shapiro, Dr. Shapiro did not recall discussing Luten’s differential
diagnosis with Rogers prior to the washout procedure on January 13, 2011. However, it was Dr.
Shapiro’s decision to perform the washout. Dr. Shapiro testified that even though there was a
bile leak, he did not consider a GI consultation or ERCP because Luten was too sick to wait for
such steps to be taken. In his estimation, Luten’s bile peritonitis needed to be taken care of
before undergoing a diagnostic procedure such as an ERCP. The risks associated with an ERCP
prior to the washout included pancreatitis, small bowel rupture, aspiration pneumonia, or
problems with the esophagus and throat. Dr. Shapiro testified that he believed that performing
an ERCP prior to the washout would have been a hindrance to the subsequent procedure.
Rogers also testified that he and Dr. Shapiro did not discuss Dr. Shapiro’s decision
regarding an ERCP prior to the washout. Rogers testified that he did not believe that Luten
needed an ERCP prior to the washout, but that it was up to Dr. Shapiro to make that decision.
Rogers had never recommended an ERCP prior to surgery.
Dr. Harold A. Fenster, one of plaintiff’s experts, provided testimony regarding the
standard of care applicable to Dr. Shapiro and his purported breaches, rather than those
applicable to Rogers. Dr. Fenster did not read the transcript from Rogers’s deposition before
being deposed. Dr. Fenster was not a trained physician’s assistant, and he had no experience
teaching in a physician’s assistant program. Dr. Fenster had never been in a situation where a
physician’s assistant had disagreed with him and he changed his treatment plan as a result. Dr.
Fenster was not aware from the record that Rogers had made any clinical decisions regarding the
washout procedure as opposed to an ERCP. Dr. Fenster testified that typically in a laparoscopic
cholecystectomy, a physician’s assistant simply assists and holds the retractors, as Rogers did in
this case.
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Plaintiff’s expert, Dr. Jason D. Green, also did not testify that Rogers’s actions were a
proximate cause of Luten’s injuries. Dr. Green testified that Dr. Shapiro had breached the
standard of care by ignoring Luten’s bile leak and injuring her small intestine. Dr. Green
understood that Dr. Shapiro had thought that Luten was too sick for an ERCP, but opined that
had an ERCP been performed prior to January 13, 2011, Luten’s outcome would have been
different. However, when asked whether Rogers’s alleged breaches of the standard of care were
a cause of Luten’s injuries, Dr. Green testified that he had no opinions related to Rogers “over
and above any other healthcare worker.” Dr. Green provided no testimony demonstrating that
Rogers’s actions were a proximate cause of Luten’s injuries.
In sum, plaintiff has failed to demonstrate even factual causation, much less proximate
cause. See Craig, 471 Mich. at 87. The evidence, taken in a light most favorable to plaintiff,
would not allow reasonable minds to conclude that but for Rogers’s failure to discuss a GI
consultation or ERCP with Dr. Shapiro, Luten’s injuries would not have occurred. Rather, the
evidence demonstrates that Dr. Shapiro did not believe that an ERCP was proper at the time
because it would have hindered Luten’s prompt treatment for removal of bile. It is pure
speculation that a conversation between Rogers and Dr. Shapiro would have resulted in Dr.
Shapiro ordering an ERCP or otherwise changed Luten’s results.
In addition, plaintiff has not demonstrated that Rogers’s alleged failure to document in
Luten’s medical record that Dr. Shapiro had declined to order a GI consult or ERCP was a
proximate cause of Luten’s injuries. Dr. Shapiro testified to his belief that an ERCP was
unnecessary in Luten’s case, but there was no documentation of such in Luten’s medical record.
Baumgartner testified that it would have been “prudent” for Rogers to have noted in the medical
record that Dr. Shapiro had refused a GI consultation or ERCP, and that someone else “might
have seen that” and wondered why, leading to faster treatment of Luten. However, Baumgartner
admitted that this was “speculation,” and that he did not know “what would have happened if it
had been written down in the medical record.” “[M]ore than a mere possibility” is required to
demonstrate proximate cause. Craig, 471 Mich. at 87. Baumgartner’s speculative testimony
does not meet this requirement. “A mere possibility of [proximate cause] is not sufficient, and
when the matter remains one of pure speculation and conjecture, . . . it becomes the duty of the
court to direct a verdict in favor of the defendant.” Genna v Jackson, 286 Mich. App. 413, 418;
781 NW2d 124 (2009).
Furthermore, plaintiff has not demonstrated that Rogers’s alleged failure to include
information regarding further treatment of a bile leak in Luten’s discharge papers on January 16,
2011 was a proximate cause of her injuries. Plaintiff argues that Rogers’s failure to provide
discharge information regarding the bile leak led Luten to become “deathly ill” after the
washout, causing her to return to the hospital on January 18, 2011. However, as a physician’s
assistant, Rogers could not discharge patients on his own. Luten’s discharge was cleared by Dr.
Shapiro or his partner.
As noted above, plaintiff is required to provide expert testimony to establish causation.
Kalaj, 295 Mich. App. at 429. None of plaintiff’s expert witnesses stated that Rogers’s discharge
instructions were a breach of the standard of care, or that Luten’s injuries were foreseeable due
to Rogers’s discharge instructions. It is not clear from the documents contained in the lower
court record that any of the expert witnesses even addressed the discharge papers. The Michigan
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Supreme Court has determined that issues regarding “medical management,” for example,
staffing decisions and patient monitoring, are synonymous with questions of “medical
judgment,” and therefore, must be established by expert testimony. See Dorris v Detroit
Osteopathic Hosp Corp, 460 Mich. 26, 46-47; 594 NW2d 455 (1999). Discharge procedures may
properly be considered a manner of medical management. See id. Therefore, the lack of expert
testimony linking Rogers’s discharge instructions to Luten’s injury is fatal to plaintiff’s
argument.
IV. RESPONSE TO DISSENT
Our partially dissenting colleague charges that our holding “directly contradicts binding
precedent and reflects a misunderstanding of basic causation principles.” It does neither.
The dissent contends that our analysis conflicts with our Supreme Court’s order in Martin
v Ledingham, 488 Mich. 987; 791 NW2d 122 (2010). But Martin is distinguishable. In Martin,
the defendant nurses had failed to provide the defendant doctor with information about the
plaintiff’s condition that was relevant to the doctor’s post-surgical decision-making. In this case,
by contrast, no evidence was presented that Rogers had failed to inform Dr. Shapiro of an aspect
of Luten’s condition; rather, plaintiff’s claim was based solely on the fact that Rogers had not
suggested an ERCP to Dr. Shapiro. Dr. Shapiro testified, however, that he had already rejected
an ERCP because in assessing Luten’s condition, he had determined that she was “too sick for
[an ERCP] at the time, that she had symptoms of bile peritonitis . . . that needed to be taken care
of before any diagnostic procedure like an ERCP would be done,” and that she “needed a
washout before anything else.” Unlike in Martin, therefore, there was no basis on which a
factfinder might have decided that Dr. Shapiro would have acted differently had he been
presented with more accurate information on the patient’s condition.
The dissent posits, however, that a jury could decide to disbelieve Dr. Shapiro’s
assertions and hold that Dr. Shapiro may have ordered an ERCP, a procedure of which he
indisputably was aware, if only Rogers had mentioned it. This is pure speculation and
conjecture. Genna, 286 Mich. App. at 418. Although a factfinder is always free to find a witness
not to be credible, this case presents no evidentiary basis on which to conclude that the jury
could choose to disbelieve Dr. Shapiro, other than the mere fact that it is free to do so. The
dissent pejoratively characterizes Dr. Shapiro’s testimony as “self-serving” and “biased.” But
his testimony was, if anything, self-implicating, as Dr. Shapiro took ownership of the decision,
whether right or wrong, not to perform an ERCP. The dissent seeks to salvage a cause of action
not only against Dr. Shapiro—which indisputably is proceeding, and is not even at issue in this
appeal—but additionally against his physician’s assistant for failing to challenge or go over the
head of Dr. Shapiro. But the necessary evidentiary predicate for establishing that Rogers caused
Luten’s injuries is lacking in this case. Piling inference upon speculation is insufficient to
survive summary disposition. See Skinner v Square D Co, 445 Mich. 153, 166; 516 NW2d 475
(1984), quoting Howe v Michigan CR Co, 236 Mich. 577, 584; 211 N.W. 111 (1926) (“Something
more should be offered the jury than a situation which by ingenious interpretation suggests the
mere possibility of defendant's negligence being the cause of the injury.”). By the dissent’s
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rationale, it is difficult to see how any case would be dismissed on summary disposition, as the
jury could choose to disbelieve any evidence offered by a party and substitute its own
speculation in its stead.5 We decline to adopt such a rationale, and instead hew to the long-
established principle that “more than a mere possibility” is required to demonstrate proximate
cause. Craig, 471 Mich. at 87.
Plaintiff did not establish a genuine issue of material fact regarding whether Rogers’s
actions were a proximate cause of Luten’s injuries. See Gorman, 302 Mich. App. at 115;
MCR 2.116(C)(10). Accordingly, the trial court erred when it denied defendant’s third motion
for summary disposition as to proximate cause.
Reversed and remanded for entry of summary disposition in favor of defendants. We do
not retain jurisdiction.
/s/ Mark T. Boonstra
/s/ Jonathan Tukel
5
The dissent cites Taylor v Mobley, 279 Mich. App. 309, 314 n 5; 760 NW2d 234 (2008), for the
proposition that “the jurors’ prerogative to disbelieve testimony, including uncontroverted
testimony, is well established.” We note that our dissenting colleague also dissented in Taylor,
and there stated, “In the summary disposition context, . . . a nonmoving party may not rely on the
potential for jury disbelief to supplant its duty to produce evidence demonstrating the existence
of a genuine issue of material fact.” Taylor, 279 Mich. App. at 321-322 (GLEICHER, J.,
dissenting). We agree.
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