State of Minnesota v. Peter Clare Hoagland

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A16-0392
State of Minnesota,
Respondent,
vs.
Peter Clare Hoagland,
Appellant
Filed January 17, 2016
Affirmed in part, reversed in part, and remanded
Worke, Judge
Kandiyohi County District Court
File No. 34-CR-15-149
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Shane D. Baker, Kandiyohi County Attorney, Stephen J. Wentzell, Assistant County
Attorney, Willmar, Minnesota (for respondent)
Sarah M. MacGillis, Robert D. Sicoli, Minneapolis, Minnesota (for appellant)
Considered and decided by Stauber, Presiding Judge; Worke, Judge; and Bratvold,
Judge.
UNPUBLISHED OPINION
WORKE, Judge
Appellant challenges his criminal-sexual-conduct convictions, arguing that he is
entitled to withdraw his guilty pleas because they are not supported by an accurate factual
basis. Appellant also raises several sentencing issues, arguing that the district court abused
its discretion by imposing a triple upward departure, a double upward departure, and
consecutive sentences, and denying his motion for a downward dispositional departure.
Because the district court properly accepted appellant’s pleas and did not abuse its
discretion by imposing consecutive sentences and denying appellant’s motion for a
downward dispositional departure, we affirm in part. But because the district court abused
its discretion by imposing a triple upward departure and relied on erroneous aggravating
factors in imposing a double upward departure, we reverse in part and remand for
resentencing.
FACTS
In February 2015, appellant Peter Clare Hoagland was charged with eight counts of
second- and fourth-degree criminal sexual conduct. The complaint alleged that between
1991 and 1998, Hoagland, who was born in 1947, had sexual contact with five boys when
they were under the age of 13 or between the ages of 13 and 16. The victims grew up near
Hoagland’s home, and the victims alleged that Hoagland touched their penises with his
hand on at least one occasion. Four of the five victims reported that Hoagland abused them
many times over several years.
Hoagland pleaded guilty to all eight counts. Hoagland agreed that he and his
attorney reviewed the victims’ recorded statements. Hoagland claimed that he could not
remember the age of the victims at the time of the abuse. As to some of the victims,
Hoagland denied having any memory of sexual contact. Nevertheless, as to each count,
Hoagland agreed that if the victims testified consistently with their statements to the police,
Hoagland would likely be found guilty of the offense.
2
After Hoagland waived his right to a jury trial on aggravating sentencing factors,
each victim testified at a sentencing court trial. Following a sentencing hearing, the district
court denied Hoagland’s motion for a downward dispositional departure and sentenced him
to a total of 222 months in prison. The sentence included an upward departure tripling the
presumptive sentence on counts four and five and a double upward departure on counts
two, three, and seven. The district court also ordered Hoagland to serve his sentences on
counts four, six, seven, and eight consecutively to all counts. This appeal follows.
DECISION
Plea withdrawal
Hoagland first argues that he is entitled to withdraw his guilty pleas because they
are not supported by an accurate factual basis. Although Hoagland did not raise this issue
before the district court, a defendant may appeal directly from a judgment of conviction
and maintain that the record made at the plea hearing does not establish the requirements
of a valid guilty plea. Brown v. State, 449 N.W.2d 180, 182 (Minn. 1989); State v. Johnson,
867 N.W.2d 210, 214 (Minn. App. 2015), review denied (Minn. Sept. 29, 2015).
To be valid, a guilty plea must be “accurate, voluntary and intelligent.” State v.
Ecker, 524 N.W.2d 712, 716 (Minn. 1994). If a guilty plea fails to meet any of these
requirements, it is invalid, and the defendant is entitled to plea withdrawal. State v. Theis,
742 N.W.2d 643, 646 (Minn. 2007). We review the validity of a guilty plea de novo. State
v. Raleigh, 778 N.W.2d 90, 94 (Minn. 2010).
The purpose of the accuracy requirement is to prevent the defendant from pleading
guilty to a more serious offense than he could be convicted of at trial. State v. Trott, 338
3
N.W.2d 248, 251 (Minn. 1983). A guilty plea is inaccurate if it is not supported by a
sufficient factual basis. Ecker, 524 N.W.2d at 716. A sufficient factual basis exists if there
are “facts on the record to support a conclusion that [the] defendant’s conduct falls within
the charge to which he desires to plead guilty.” State v. Iverson, 664 N.W.2d 346, 349
(Minn. 2003) (quotation omitted).
Typically, the factual basis is established by the defendant’s sworn admission to the
conduct constituting the offense. Ecker, 524 N.W.2d at 716. “In two circumstances,
however, a factual basis must be established by other means: when a defendant enters an
Alford/Goulette plea and when a defendant enters a Norgaard plea.” Johnson, 867 N.W.2d
at 215 (quotation omitted). A defendant enters a Norgaard plea if he “claims a loss of
memory, through amnesia or intoxication, regarding the circumstances of the offense” but
the record establishes that “the defendant is guilty or likely to be convicted of the crime
charged.” Ecker, 524 N.W.2d at 716.
The “factual basis for a Norgaard plea is sufficiently established when the record
clearly shows that in all likelihood the defendant committed the offense and that the
defendant pleaded guilty based on the likelihood that a jury would convict.” Williams v.
State, 760 N.W.2d 8, 12 (Minn. App. 2009), review denied (Minn. Apr. 21, 2009). The
district court should “have the defendant specifically acknowledge on the record at the plea
hearing that the evidence the [s]tate would likely offer against him is sufficient for a jury,
applying a reasonable doubt standard, to find the defendant guilty.” Theis, 742 N.W.2d at
649; see also Williams, 760 N.W.2d at 12-13 (noting that Theis relied on Norgaard
precedent to clarify the Alford/Goulette accuracy standard). This allows the district court
4
to “independently conclude that there is a strong probability that the defendant would be
found guilty of the charge to which he pleaded guilty.” Theis, 742 N.W.2d at 649
(emphasis omitted).
With one exception, Hoagland denied memory of the sexual contact, the age of the
victim at the time of the sexual contact, or both. In doing so, he entered Norgaard pleas to
nearly every count in the complaint. The offenses consist of four second-degree-criminal-
sexual-conduct counts, in violation of Minn. Stat. § 609.343, subd. 1(a) (1990),1 and four
fourth-degree-criminal-sexual-conduct counts, in violation of Minn. Stat. § 609.345, subd.
1(b) (1992).2 “A person who engages in sexual contact with another person” is guilty of
second-degree criminal sexual conduct if “the complainant is under 13 years of age and the
actor is more than 36 months older than the complainant.” Minn. Stat. § 609.343, subd.
1(a). “A person who engages in sexual contact with another person” is guilty of fourth-
degree criminal sexual conduct if “the complainant is at least 13 but less than 16 years of
age and the actor is more than 48 months older than the complainant.” Minn. Stat.
§ 609.345, subd. 1(b).
The record shows that there is a sufficient factual basis for each count. Hoagland
admitted that he is more than 36 or 48 months older than all of the victims. As to victims
1
The complaint lists a date range for each offense. The range is between August 1, 1991,
and July 26, 1995. No changes were made to Minn. Stat. § 609.343, subd. 1(a), between
those dates. Compare Minn. Stat. § 609.343, subd. 1(a) (1990) with id. (1994).
Accordingly, this opinion cites the 1990 version of the statute.
2
The complaint lists a date range for each offense. The range is between April 18, 1993,
and 1998. There were no changes relevant to this opinion made to Minn. Stat. § 609.345,
subd. 1(b), between those dates. Compare Minn. Stat. § 609.345, subd. 1(b) (1992) with
id. (1998). Therefore, this opinion cites the 1992 version of the statute.
5
A and C, Hoagland admitted sexual contact, but claimed no recollection as to the age of
the victims at the time of the sexual contact. Hoagland was charged with second- and
fourth-degree criminal sexual conduct against victim A and second-degree criminal sexual
conduct against victim C. Hoagland stated that he reviewed victims A and C’s statements
to police, which showed that the victims were under the age of 13 when the sexual contact
began, and agreed that if the victims testified consistently with those statements, he
believed a jury would convict him of the offenses. As to victim A, Hoagland admitted that
the sexual contact continued after victim A turned 13. As to victim C, Hoagland also
admitted that school records showed that victim C moved out of the area before he turned
13.
Hoagland was charged with both second- and fourth-degree criminal sexual conduct
as to victims B and D and fourth-degree criminal sexual conduct as to victim E. Hoagland
claimed to have no memory of sexual contact with victims B, D, or E. But Hoagland
admitted that each victim’s statement established that sexual contact occurred when the
victim was in the age range required for the offenses and that a jury would believe the
victims’ testimony and convict him of the offenses.
The victims’ statements are summarized in the sworn complaint, which is part of
the record and was referenced several times at the plea hearing. See Trott, 338 N.W.2d at
252 (noting that a defendant’s guilty plea effectively admits the allegations in the
complaint). The complaint and Hoagland’s admissions that if the victims testified
consistently with their statements he would be convicted of each count, allowed the district
court to independently determine that a jury would likely convict Hoagland. See Theis,
6
742 N.W.2d at 649. The record made at the plea hearing establishes a sufficient factual
basis for Hoagland’s guilty pleas.
Nevertheless, Hoagland claims that his pleas are invalid because his admissions
were elicited through leading questions, he was not advised on the record that he was
entering a Norgaard plea, and the evidence was not discussed in detail at the plea hearing.
We disagree.
The use of leading questions to establish a Norgaard plea is discouraged. Ecker,
524 N.W.2d at 717. But leading questions do not invalidate a guilty plea as long as there
is a sufficient factual basis. Raleigh, 778 N.W.2d at 95-96.
Hoagland was not specifically informed that he was entering a Norgaard plea, but
this also does not invalidate his plea. In Ecker, the supreme court noted that the defendant
should be informed on the record that he is entering a Norgaard plea and of the legal
implications of such a plea. 524 N.W.2d at 717. But this is a recommendation, not a
requirement. See Williams, 760 N.W.2d at 12 (noting that the supreme court “has not
definitively stated what is required, as opposed to recommended, to establish an adequate
factual basis for a Norgaard plea”). Even though Ecker was not specifically advised that
he was entering a Norgaard plea, the supreme court concluded that his plea was supported
by a sufficient factual basis. Ecker, 524 N.W.2d at 717.
The supreme court noted in Theis that Ecker’s plea involved an extensive review of
the evidence. 742 N.W.2d at 648. But Theis does not indicate that the failure to engage in
a detailed review of the evidence at the plea hearing makes a Norgaard plea inaccurate.
See Williams, 760 N.W.2d at 13 (stating that “Theis did not set forth any new
7
requirements”). Although there was no exhaustive review of the evidence at Hoagland’s
plea hearing, Hoagland testified that he reviewed the victims’ statements with his attorney.
The prosecutor also discussed school records that established victims B and C’s ages at the
time of the sexual contact. As Hoagland admitted at the hearing, the victims’ testimony
and other evidence that the state would have presented at trial would be sufficient to convict
Hoagland of each of the charged counts.
Hoagland further complains that the district court “did not personally question [him]
as to why he wanted to plead guilty to all eight counts when he did not remember
committing the offenses.” When a defendant enters a Norgaard plea, the district court
“should personally interrogate the defendant regarding why the defendant is willing to
plead guilty, unless the court is reasonably satisfied defense counsel and the prosecution
have established an adequate factual basis.” Ecker, 524 N.W.2d at 717. Here, the district
court was satisfied that an adequate factual basis had been established. Furthermore, while
the district court did not personally inquire into why Hoagland wanted to plead guilty,
Hoagland’s attorney did. Hoagland testified that he wanted to accept responsibility for
what he had done and that he had reviewed the record and based on the evidence against
him believed it was in his best interests to plead guilty.
Finally, Hoagland argues that his pleas are invalid because, while he admitted that
a jury would find him guilty based on the victims’ statements, he was not asked whether
the jury would find him guilty using the reasonable doubt standard. Hoagland, however,
was fully informed of the requirement that the state prove his guilt beyond a reasonable
doubt both by his signed plea petition and by his attorney at the plea hearing. Accordingly,
8
when Hoagland was asked if he believed that a jury would convict him based on the
victims’ statements, he knew that the jury could not return a guilty verdict unless the
charges were proven beyond a reasonable doubt.
Hoagland’s guilty pleas are supported by a sufficient factual basis. Because the
district court did not err by accepting Hoagland’s pleas, he is not entitled to plea
withdrawal.
Sentencing issues
Hoagland next argues that the district court made several sentencing errors. He
claims that the district court abused its discretion by imposing a triple upward departure on
count five, a double upward departure on count seven, and consecutive sentences on counts
four, six, seven, and eight. He also argues that the district court abused its discretion by
denying his motion for a dispositional departure. We address each claim in turn.
Under the Minnesota Sentencing Guidelines, the district court sentences an offender
based on a presumptive range. Minn. Sent. Guidelines II.C (1992).3 The district court
must impose a sentence within that range unless substantial and compelling reasons exist
to depart. State v. Soto, 855 N.W.2d 303, 308 (Minn. 2014). We review the district court’s
decision to depart for an abuse of discretion. State v. Geller, 665 N.W.2d 514, 516 (Minn.
3
As stated above, a range of offense dates is listed in the complaint. “If the date of the
offense is not specified in the complaint and cannot be ascertained with certainty, the
[district court] shall establish the relative order of events, based on the information
available[.]” Minn. Sent. Guidelines cmt. II.A.02. The district court and the parties agreed
that the 1991 version of the sentencing guidelines applies to counts one, two, and three; the
1992 version applies to counts four and five; the 1994 version applies to counts six and
eight; and the 1996 version applies to count 7. The 1992 version is cited here because we
first address the upward departure on count five.
9
2003). But whether the district court’s reason for departure is proper is a legal issue that
we review de novo. Dillon v. State, 781 N.W.2d 588, 595 (Minn. App. 2010), review
denied (Minn. July 20, 2010). If the reason given by the district court justifies the
departure, the departure will be allowed. Williams v. State, 361 N.W.2d 840, 844 (Minn.
1985). If the reason given is improper or inadequate and there is insufficient evidence to
justify the departure, the departure will be reversed. State v. Jackson, 749 N.W.2d 353,
357 (Minn. 2008).
The sentencing guidelines provide a non-exclusive list of aggravating factors that
justify an upward departure. Minn. Sent. Guidelines II.D.2.b (1992). “Generally, the
district court may impose an upward durational sentencing departure if the evidence shows
that the defendant committed the offense in a particularly serious way.” State v. Hicks, 864
N.W.2d 153, 157 (Minn. 2015).
Triple upward departure on count five
The district court determined that the presumptive sentence on count five—second-
degree criminal sexual conduct against victim D—was 44 months in prison with a
discretionary range of 42 to 46 months. The district court imposed a prison sentence of
138 months.
The upward limit of a departure is generally double the presumptive sentence. State
v. Evans, 311 N.W.2d 481, 483 (Minn. 1981). It is a “rare” case “in which the facts are so
unusually compelling that an even greater degree of departure will be justified.” Id.
Accordingly, this court is less deferential to the district court’s decision when the district
court imposes a prison term that is more than double the presumptive sentence. Dillon,
10
781 N.W.2d at 598. If there are valid reasons for departure, this court conducts a de novo
review of those reasons to determine if they are severe enough to justify a sentence that is
more than double the presumptive term. Id.
The district court based its triple departure on multiple aggravating factors: extreme
vulnerability based upon the victim’s trust; planning, grooming, and manipulation;
particular cruelty; and “long term and persistent emotional and psychological injury.”
Hoagland argues that these factors are either invalid or do not justify a departure of more
than double the presumptive sentence. We first address whether these are permissible
aggravating factors supported by evidence in the record. We then address whether any
valid aggravating factors were severe enough to justify a triple upward departure.
Extreme vulnerability based on abuse of trust
The district court found that Hoagland acted like a father figure to victim D and
used that position of trust to abuse victim D. Hoagland argues that vulnerability based on
a “position of trust” is not an appropriate aggravating factor.
Citing Taylor v. State, Hoagland claims that abuse of trust was taken into account
by the legislature in setting the penalty for second-degree criminal sexual conduct and
therefore is not a valid aggravating factor. 670 N.W.2d 584, 589 (Minn. 2003). We agree.
In Taylor, the defendant was convicted of first-degree criminal sexual conduct for engaging
in sexual contact with a three-year-old child who was enrolled in a daycare program
operated by his wife. Id. at 585. The district court departed upward, in part, based on
Taylor’s violation of a position of trust. Id. at 586. Although abuse of trust was not an
element of the offense, the supreme court determined that violation of trust was an
11
“inappropriate bas[i]s for departure whe[n] th[at] fact[] w[as] already taken into account
by the legislature in determining the degree of seriousness of the offense.” Id. at 589.
Similarly, in an earlier case relied on by Taylor and involving the same second-
degree criminal sexual conduct charge Hoagland was convicted of here, the supreme court
stated that whether the defendant “used his relationship with the victim to facilitate the
commission of the offense is one of the factors relied upon in determining the degree of
the seriousness of a sex offense and which therefore should not be available for use in
determining whether to depart.” State v. Hagen, 317 N.W.2d 701, 701, 703 (Minn. 1982).
Taylor also noted that “position-of-trust assaults,” as opposed to “stranger sexual
assaults,” are “the more typical” type of assault. 670 N.W.2d at 589 n.6. Accordingly,
abuse of a position of trust does not make the offense more serious than the typical sex
offense against a child. See Hicks, 864 N.W.2d at 157.
Hoagland abused the trust of victim D and his mother by representing himself as a
father figure. While this conduct is reprehensible, we follow Taylor and Hagen and
conclude that abuse of trust does not make the offense more severe than the typical case
and was considered by the legislature in setting the penalty for the offense. It is therefore
not an appropriate aggravating factor.
Planning, grooming, and manipulation
The district court found that Hoagland specifically targeted children like victim D
whose fathers were not around. He gained the “trust and admiration” of victim D and the
other victims by giving them gifts, doing recreational activities with them, and taking them
on trips. In doing so, Hoagland manipulated victim D and the other victims to feel
12
“responsible to protect him.” The district court further found that Hoagland made victim
D feel like he was Hoagland’s “special person.” The relationship Hoagland cultivated with
victim D and the other victims made them less likely to report the abuse and allowed
Hoagland to continue the abuse for years.
A high degree of planning is a recognized aggravating factor. State v. Kindem, 338
N.W.2d 9, 17-18 (Minn. 1983); State v. Yaritz, 791 N.W.2d 138, 146 (Minn. App. 2010),
review denied (Minn. Feb. 23, 2011). Extensive efforts to conceal a crime have also been
recognized as a valid departure factor. State v. Grampre, 766 N.W.2d 347, 353 (Minn.
App. 2009), review denied (Minn. Aug. 26, 2009). Moreover, this court has specifically
recognized planning and manipulation as aggravating factors in child-sex-abuse cases.
State v. Bates, 507 N.W.2d 847, 850, 854 (Minn. App. 1993), review denied (Minn. Dec.
27, 1993).
The district court’s findings are supported by the record. Victim D testified that he
met Hoagland through Hoagland’s involvement in his youth hockey team. Hoagland paid
for victim D’s hockey gear. Victim D also testified that for a period of time he spent nearly
every day with Hoagland. Victim D and the other victims testified that Hoagland took
them on frequent trips to his cabin and even on trips out of the state. Victim E, who is
victim D’s brother, testified that he, Hoagland, and victim D would go tubing, boating, and
shooting at Hoagland’s cabin. Victim D called Hoagland’s actions “brainwashing” and
“manipulation.” Victim D was so confused about his relationship with Hoagland that he
invited Hoagland to his wedding years after the abuse ended. The district court’s finding
that Hoagland targeted, groomed, and manipulated victim D to conceal his crimes and
13
continue his abuse provides a valid reason for departure that is supported by sufficient
evidence.
Particular Cruelty
The district court found that Hoagland treated victim D with particular cruelty
because he “often tricked [v]ictim D into submitting to sexual acts by making promises of
a recreational activity only to ‘bait and switch’ after gaining [v]ictim D’s isolation through
the false promise.” The district court also found that Hoagland “recorded the boys
unclothed and several boys were aware that [Hoagland] was at least attempting to
surreptitiously video-tape them while using the bathroom.”
The sentencing guidelines recognize the defendant’s treatment of the victim “with
particular cruelty” as an aggravating factor. Minn. Sent. Guidelines II.D.2.b(2) (1992).
“Particular cruelty involves the gratuitous infliction of pain and cruelty of a kind not
usually associated with the commission of the offense in question.” Tucker v. State, 799
N.W.2d 583, 586 (Minn. 2011) (quotations omitted).
The evidence does not support a finding that Hoagland treated victim D with
significantly more cruelty than a victim in a typical case. An offender’s use of deceit to
gain a child’s isolation is not evidence of the type of atypical and severe “infliction of pain
and cruelty” that justifies a departure. See id.
Hoagland videotaping victim D also does not support a finding of particular cruelty.
While other victims testified that Hoagland surreptitiously videotaped them, victim D did
not. Even if Hoagland did videotape victim D, this is not a proper basis for departure.
Hoagland could have been charged with using a minor in a sexual performance for this
14
conduct. See Minn. Stat. § 617.246 (1992). Facts underlying a separate uncharged incident
cannot support an upward departure. State v. Edwards, 774 N.W.2d 596, 602 (Minn.
2009). The district court erred by relying on particular cruelty as an aggravating factor.
Long-term and persistent emotional and psychological injury
The district court determined that the “long term and persistent emotional and
psychological injury to the victims justifies an upward departure.” More specifically, the
district court found that victim D “got ‘hardcore into drugs’ to numb the pain, is dealing
with depression, and says ‘there’s a lot of times I wanted to end myself because of the
embarrassment and shame.’”
Psychological injury is a valid reason for an upward departure. State v. Allen, 482
N.W.2d 228, 233 (Minn. App. 1992), review denied (Minn. Apr. 13, 1992). But the injury
must be severe and unusual. See State v. Branson, 529 N.W.2d 1, 5 (Minn. App. 1995)
(concluding that evidence showing the victim was “scared a lot” was not “the type of severe
aggravating circumstance to warrant a departure”), review denied (Minn. Apr. 18, 1995).
Hoagland argues that nearly every victim of child sex abuse suffers some
psychological injury. See State v. Cermak, 344 N.W.2d 833, 840 (Minn. 1984). While this
may be true, victim D’s emotional injuries seem especially severe. Victim D testified that
he still struggles with the abuse, which is significant given that the abuse ended nearly 20
years ago. The sexual contact led to drug abuse, depression, and even thoughts of suicide.
Hoagland also claims that because victim D did not testify that he sought counseling, there
is no objective indication of the severity of the psychological trauma. Hoagland, however,
cites no caselaw holding that an upward departure based on psychological injury is
15
improper unless the victim sought treatment. Given the severity of the psychological injury
victim D testified to, we conclude that this is an appropriate ground for departure.
Severity of the departure
In sum, the district court erred in relying on abuse of trust and particular cruelty as
reasons for imposing a triple upward departure. The district court was justified, however,
in imposing an aggravated sentence based on planning, grooming, and manipulation and
victim D’s severe psychological injury. The next question is whether these two
aggravating factors justified a departure greater than double the presumptive sentence. As
indicated above, “the circumstances justifying a departure that more than doubles a
presumptive sentence are extremely rare.” State v. Spain, 590 N.W.2d 85, 89 (Minn. 1999).
This court reviews de novo whether the circumstances justify such a severe departure.
Dillon, 781 N.W.2d at 598.
The 138-month sentence imposed by the district court for count five tripled the
presumptive sentence and constitutes a 92-month departure. Minn. Sent. Guidelines IV
(1992). Hoagland’s sentence for second-degree criminal sexual conduct is greater than the
presumptive sentence that could have been imposed had he committed first-degree criminal
sexual conduct. Id.
Criminal-sexual-conduct offenses justifying triple departures usually involve
violence, threats of violence, or severe physical injury. See, e.g., Perkins v. State, 559
N.W.2d 678, 684, 692 (Minn. 1997) (affirming a greater than triple departure when
defendant threatened to kill the victim and her children, choked the victim to the point of
losing consciousness, and committed the sexual assault knowing he had AIDS); State v.
16
Glaraton, 425 N.W.2d 831, 834 (Minn. 1988) (affirming a greater than triple departure
when defendant stuck a gun in the victim’s mouth and rectum, “inflicted gratuitous
physical injury,” urinated on the victim’s face and forced the victim to lie in the urine, and
ridiculed the victim’s religious beliefs); State v. Van Gorden, 326 N.W.2d 633, 634-35
(Minn. 1982) (affirming greater than double departure when defendant inflicted a “serious
and permanent” injury, subjected victim to multiple forms of penetration, and invaded
victim’s zone of privacy); State v. Butterfield, 555 N.W.2d 526, 531-32 (Minn. App. 1996)
(affirming triple departure when defendant subjected victim to multiple types of
penetration, caused physical injury, and threatened to kill victim), review denied (Minn.
Dec. 17, 1996). Count five does not involve the severe aggravating circumstances
necessary to justify a more than double upward departure. Accordingly, we reverse and
remand for the district court to reduce Hoagland’s sentence on count five to no more than
double the presumptive sentence.
Double upward departure on count seven
The district court determined that the presumptive sentence on count seven—fourth-
degree criminal sexual conduct against victim E—was one year and one day. The district
court imposed a double upward departure of 24 months and two days. Because the district
court ordered this sentence served consecutively, the 24-month prison term was executed.
See State v. Watkins, 650 N.W.2d 738, 738 (Minn. App. 2002) (“When consecutive
sentencing is permissive and the court pronounces a sentence that is to run consecutively
to another executed sentence, the presumptive disposition for the consecutive sentence is
also execution of the sentence.”).
17
The district court relied on the same aggravating factors it relied on in departing on
count five. As stated above, violation of a position of trust is not a valid aggravating factor.4
We address each of the remaining aggravating factors below.
Planning, grooming, and manipulation
Like his brother, victim D, the district court found that Hoagland selected victim E
because his father was not in his life. Hoagland acted as a father figure to victim E.
Hoagland took victim E to his cabin for recreational activities. Hoagland also took victim
E to the state fair and bought him meals. Victim E testified that Hoagland took him
snowmobiling and built him a box for his RC car. The district court found that Hoagland’s
actions were evidence of planning and grooming victim E for abuse. The district court’s
findings are supported by the record, and this is an appropriate aggravating factor. See
Bates, 507 N.W.2d at 854.
Particular cruelty
The district court found that Hoagland treated victim E with particular cruelty by
measuring victim E’s penis and videotaping victim E using the bathroom. Measuring a
victim’s penis is not the type of atypical “gratuitous infliction of pain and cruelty” that
supports a determination of particular cruelty. See Tucker, 799 N.W.2d at 586. And, like
victim D, victim E did not testify that Hoagland videotaped him naked or using the
4
This is perhaps even more evident in the case of count seven than it was for count five.
The state could have charged Hoagland with second-degree criminal sexual conduct if he
was “in a position of authority over [victim E] and use[d] this authority to cause [victim E]
to submit.” Minn. Stat. § 609.343, subd. 1(b) (1996). “[R]eliance on other offenses that
are not part of the charge and of which the defendant was not convicted is not a permissible
basis for durational departure.” Taylor, 670 N.W.2d at 588.
18
bathroom. Moreover, as stated above, if Hoagland had videotaped victim E, he could have
been charged with a separate offense. See Minn. Stat. § 617.246 (1996).
Long-term and persistent emotional and psychological injury
The district court found that, as a result of Hoagland’s abuse, victim E “reports
substance abuse issues and feels unjustified guilt when he sees his niece or nephew get a
diaper change.” The district court’s findings are supported by victim E’s testimony. Given
that victim E is still seriously affected by the abuse almost 20 years later, this is the type of
atypical psychological injury that justifies a sentencing departure. See Allen, 482 N.W.2d
at 233.
“[W]hen a reviewing court concludes that a district court based a departure on both
valid and invalid factors, a remand is required unless it determines the district court would
have imposed the same sentence absent reliance on the invalid factors.” State v. Vance,
765 N.W.2d 390, 395 (Minn. 2009) (quotation omitted). Given that two of the four
aggravating factors the district court relied on in imposing a double upward departure on
count seven are invalid, we reverse and remand this sentence to allow the district court to
reconsider whether a double upward departure is appropriate based only on the valid factors
of planning, grooming, and manipulation and psychological injury.
Consecutive sentences
Hoagland next argues that the district court erred by imposing consecutive sentences
on counts four, six, seven, and eight. The district court stated that the consecutive sentences
were “permissive” under the sentencing guidelines.
19
The sentencing guidelines allow for permissive consecutive sentences “[w]hen the
offender is convicted of multiple current felony convictions for crimes against different
persons, and when the sentence for the most severe current conviction is executed
according to the guidelines.” Minn. Sent. Guidelines II.F.2 (1992).5 We review the district
court’s interpretation of the sentencing guidelines de novo, State v. Johnson, 756 N.W.2d
883, 894-95 (Minn. App. 2008), review denied (Minn. Dec. 23, 2008), and its decision to
impose consecutive sentences for an abuse of discretion. Neal v. State, 658 N.W.2d 536,
548 (Minn. 2003).
At the time of sentencing, Hoagland had a criminal-history score of zero. Under the
applicable sentencing guidelines, a conviction of either second-degree or fourth-degree
criminal sexual conduct with a zero criminal-history score carries a presumptive stayed
sentence. Minn. Sent. Guidelines IV. The district court, however, applied the Hernandez
method to counts one, two, three, and five. When multiple current offenses involving
separate behavioral incidents are sentenced on the same day, the Hernandez method allows
the district court to increase the offender’s criminal-history score for each felony sentenced
previously. State v. Gould, 562 N.W.2d 518, 520 (Minn. 1997) (citing State v. Hernandez,
311 N.W.2d 478 (Minn. 1981)). The district court sentenced the second-degree criminal-
sexual-conduct counts first in the following order: count one, count two, count three, and
5
The 1992 sentencing guidelines are cited here because they apply to count four, the
earliest in time of counts four, six, seven, and eight. The 1996 sentencing guidelines, the
latest possible version that applies to any of these four offenses, contains a similar but
differently worded permissive-consecutive-sentencing provision. Minn. Sent. Guidelines
II.F. (1996).
20
count five. As the district court pronounced each sentence, it increased Hoagland’s
criminal-history score so that the presumptive sentences for counts three and five became
executed, rather than stayed. The district court then imposed consecutive sentences on
counts four, six, eight, and seven using criminal-history scores of zero.
Hoagland argues that none of his convictions are presumptive commits to the
commissioner of corrections and so permissive consecutive sentencing does not apply. See
Minn. Sent. Guidelines II.F.2. His argument is contingent on the premise that the district
court was prohibited from using the Hernandez method to make counts three and five
presumptive commits before imposing consecutive sentences. If this were the case, then
the sentence for Hoagland’s most severe current conviction would not be executed and
consecutive sentencing would constitute a departure from the guidelines. See Id., II.F.
Comments to the sentencing guidelines provide the procedure for sentencing when
both concurrent and consecutive sentences are imposed:
When concurrent and consecutive sentences are
imposed for different offenses, the most severe offense
involving consecutive sentencing shall be sentenced first.
When there are multiple offenses at the highest severity level,
the earliest occurring offense among those at the highest
severity level shall be sentenced first. After sentencing the
most severe offense or the earliest occurring offense among
those at the highest severity level, subsequent sentences shall
be imposed in the order in which the offenses occurred. The
presumptive duration for each offense sentenced consecutively
shall be based on a zero criminal history score. The
presumptive duration for each offense sentenced concurrently
shall be based on the offender’s criminal history as calculated
by following the procedures outlined in II.B.6
6
This language was removed from the 1996 version. Minn. Sent. Guidelines cmt. II.F.02
(1996). That version states, “The order of sentencing when consecutive sentences are
21
Minn. Sent. Guidelines cmt. II.F.02. Here, the district court followed this procedure. There
were multiple offenses at the highest severity level. Accordingly, the district court
sentenced count one first because it was the earliest occurring of the second-degree
criminal-sexual-conduct offenses. The district court then sentenced the remaining offenses
in the order in which they occurred. The district court applied the Hernandez method,
which is memorialized in section II.B of the guidelines, to the concurrent sentences. See
Minn. Sent. Guidelines cmt. II.B.101 (1992) (“The basic rule for computing the number of
prior felony points in the criminal-history score is that the offender is assigned a particular
weight for every felony conviction for which a felony sentence was stayed or imposed
before the current sentencing. . . .”). The district court applied a criminal-history score of
zero to the consecutively sentenced offenses.
We have previously approved the use of the Hernandez method when imposing both
concurrent and permissive consecutive sentences as long as a zero criminal-history score
is applied to the consecutively sentenced offenses. State v. Rannow, 703 N.W.2d 575, 578-
79 & n.3 (Minn. App. 2005); Walker v. State, 394 N.W.2d 192, 199-200 (Minn. App.
1986), review denied (Minn. Nov. 26, 1986). Because the Hernandez method was properly
used to enhance counts three and count five to presumptive commits, “the sentence for the
most severe current conviction is executed according to the guidelines” and the district
imposed by the same [district court] is to sentence in the order in which the offenses
occurred.” Id. The 1996 version applies only to count seven. Moreover, application of
the 1996 version would have resulted in the same sentence because the district court
sentenced the offenses in the order in which they occurred.
22
court did not abuse its discretion by imposing consecutive sentences. Minn. Sent.
Guidelines II.F.2.7
Downward dispositional departure
Finally, Hoagland argues that the district court failed to consider the majority of his
arguments in denying his motion for a downward dispositional departure. This court will
reverse a district court’s decision to deny a downward dispositional departure only for a
clear abuse of discretion. Soto, 855 N.W.2d at 307-08.
The district court imposes a downward dispositional departure when the sentencing
guidelines call for an executed prison term, and the district court instead stays a prison
sentence and orders probation. State v. Trog, 323 N.W.2d 28, 30-31 (Minn. 1982). A
defendant’s “‘particular amenability to individualized treatment in a probationary setting’”
supports a dispositional departure. Soto, 855 N.W.2d at 308 (quoting Trog, 323 N.W.2d
at 31). Trog outlines the factors that may justify a dispositional departure and states that
“the defendant’s age, his prior record, his remorse, his cooperation, his attitude while in
court, and the support of friends and/or family, are relevant to a determination whether a
defendant is particularly suitable to individualized treatment in a probationary setting.”
323 N.W.2d at 31. But the presence of one or more of these mitigating factors does not
require the district court to depart. State v. Wall, 343 N.W.2d 22, 25 (Minn. 1984). “[A]s
7
Hoagland also argues that his overall sentence of 222 months exaggerates the criminality
of his conduct. See State v. Yang, 774 N.W.2d 539, 563 (Minn. 2009) (“The district court
abuses its discretion in imposing consecutive sentences when the resulting sentence
unfairly exaggerates the criminality of the defendant’s conduct.”). Because we reverse and
remand for resentencing on counts five and seven, we do not address this claim.
23
long as the record shows the [district] court carefully evaluated all the testimony and
information presented before making a determination,” this court will not interfere with the
district court’s decision to deny a dispositional departure. State v. Pegel, 795 N.W.2d 251,
255 (Minn. App. 2011).
The record shows that the district court carefully considered all information
presented by Hoagland before denying his motion. At the sentencing hearing, the district
court mentioned “the numerous letters in support” of Hoagland and stated that it had
reviewed every item that was filed. The district court stated, “I thoroughly read each and
every letter, [and] the psychological assessment, and I listened to [Hoagland] and Dr.
Marston [who did a psychosexual assessment of Hoagland].” The district court concluded,
however, that “[t]he harm herein was so terrible that a significant executed prison sentence
can be the only restorative response.” The district court also filed a sentencing
memorandum in which it reiterated that it had “thoroughly read” all of the materials and
evidence submitted by Hoagland.
The record shows that the district court carefully considered Hoagland’s arguments
and the evidence he presented. The district court denied Hoagland’s motion primarily
because of the severity of the offenses. The supreme court has stated that the seriousness
of the offense and the defendant’s culpability are appropriate considerations when
addressing a motion for a downward dispositional departure. Soto, 855 N.W.2d at 313.
The district court did not abuse its discretion by denying Hoagland’s motion for a
downward dispositional departure.
24
In sum, we affirm the district court’s acceptance of Hoagland’s guilty pleas,
imposition of consecutive sentences, and denial of Hoagland’s motion for a downward
dispositional departure. But we reverse and remand for the district court to reduce
Hoagland’s sentence on count five to no more than twice the presumptive sentence. We
also reverse and remand for resentencing on count seven because the district court based
its upward departure on both valid and invalid aggravating factors.
Affirmed in part, reversed in part, and remanded.
25