State of Minnesota v. Basil Benna Dudley

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2012).
STATE OF MINNESOTA
IN COURT OF APPEALS
A14-0188
State of Minnesota,
Respondent,
vs.
Basil Benna Dudley,
Appellant.
Filed September 29, 2014
Affirmed
Larkin, Judge
Ramsey County District Court
File No. 62-CR-13-1482
Lori Swanson, Attorney General, St. Paul, Minnesota; and
John J. Choi, Ramsey County Attorney, Thomas R. Ragatz, Assistant County Attorney,
St. Paul, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Jennifer L. Lauermann,
Assistant Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Larkin, Presiding Judge; Bjorkman, Judge; and Smith,
Judge.
UNPUBLISHED OPINION
LARKIN, Judge
Appellant challenges his sentence for first-degree criminal sexual conduct, arguing
that the district court abused its discretion by failing to properly consider his motion for a
downward dispositional departure. We affirm.
FACTS
Respondent State of Minnesota charged appellant Basil Benna Dudley with three
counts of first-degree criminal sexual conduct after a 12-year-old girl told police that
Dudley had been sexually assaulting her on a monthly basis for about three years and the
Minnesota Bureau of Criminal Apprehension matched Dudley’s DNA with DNA taken
from semen found on the girl’s sheets. Dudley agreed to plead guilty to one count of
first-degree criminal sexual conduct in return for the state’s dismissal of the other two
counts. The parties agreed that sentencing would be left to the district court’s discretion.
Dudley pleaded guilty and moved for a downward dispositional departure.
At sentencing, the district court stated that it had received and reviewed a
presentence-investigation report and Dudley’s motion for a dispositional departure. The
district court heard arguments regarding the motion from Dudley’s attorney and the state.
Next, Dudley provided a statement to the district court.
After Dudley spoke, the district court stated that “these kinds of cases . . . are
probably some of the most difficult cases that we deal with . . . [b]ecause none of us can
have any understanding . . . of how someone like yourself could do what you did to a
little girl.” The district court continued, “And I struggle every day to understand how
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someone could make a decision, and you made a conscious decision to do what you did.
And because of how horrific these kinds of cases are, our law requires a significant
period of time in prison.”
The district court addressed Dudley’s motion for a dispositional departure as
follows:
[W]hat I have to look at is whether your case is any different
than all the other cases like this that appear in front of courts.
And you said that you think that you’re doing more than any
other individual has done. And I, unfortunately for you, don’t
think that that’s true. . . . [Y]ou could have already been in
treatment and have done significant steps towards treatment
and you didn’t. . . . And from my standpoint, the cases where
I would even consider a dispositional departure are situations
where somebody, first of all, is taking responsibility.
Now, yes, you took responsibility by pleading guilty.
But you do not understand the severity of what you did. . . .
There is no excuse, there are no excuses like, she was mad at
me because I was trying to be a father figure to her. There’s
no excuse like, you know, she was sitting on other people’s
laps in seductive ways. Okay? A nine-year-old girl is not
seductive.
The district court concluded, “I don’t believe that there are any substantial and
compelling reasons to not send you to prison,” and sentenced Dudley to serve 144
months in prison. This appeal follows.
DECISION
I.
A district court may depart from the presumptive sentence under the sentencing
guidelines only if “substantial and compelling” circumstances warrant such a departure.
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Minn. Sent. Guidelines II.D (2008). “Substantial and compelling circumstances are those
circumstances that make the facts of a particular case different from a typical case.” State
v. Peake, 366 N.W.2d 299, 301 (Minn. 1985). Whether to depart from the guidelines
rests within the district court’s discretion, and this court will not reverse the decision
“absent a clear abuse of that discretion.” State v. Oberg, 627 N.W.2d 721, 724 (Minn.
App. 2001), review denied (Minn. Aug. 22, 2001). Only in a “rare” case will a reviewing
court reverse a district court’s imposition of the presumptive sentence. State v. Kindem,
313 N.W.2d 6, 7 (Minn. 1981).
Dudley argues that “the district court abused its discretion when it considered its
distaste for offenses like [his] and its unhappiness to determine whether substantial and
compelling reasons existed to grant [his] requested dispositional departure.” Dudley
asserts that “this case should be remanded to the district court for a new sentencing
hearing for reconsideration of the departure question” because the district court “analyzed
the request for a departure without consideration of the Trog factors when the court
denied the dispositional departure motion.” In State v. Trog, 323 N.W.2d 28, 31 (Minn.
1982), the supreme court stated that “a defendant’s particular amenability to
individualized treatment in a probationary setting will justify departure in the form of a
stay of execution of a presumptively executed sentence,” and enumerated several factors
“relevant to a determination whether a defendant is particularly suitable to individualized
treatment in a probationary setting.”
But courts are not required to discuss all of the Trog factors before imposing the
presumptive sentence. See State v. Pegel, 795 N.W.2d 251, 254 (Minn. App. 2011)
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(rejecting appellant’s argument that the district court failed to discuss all of the Trog
factors and observing that “there is no requirement that the district court must do so”);
see also State v. Van Ruler, 378 N.W.2d 77, 80 (Minn. App. 1985) (“[A]n explanation is
not required when the court considers reasons for departure but elects to impose the
presumptive sentence.”).
Dudley nonetheless argues that “the [district] court was required to deliberately
compare the reasons supporting a departure with the reasons against departure,” and he
suggests that it was improper for the district court “to focus its decision on the court’s
own inability to understand why someone could offend in such a manner and the court’s
distaste for cases such as [his].” But a “reviewing court may not interfere with the
sentencing court’s exercise of discretion, as long as the record shows the sentencing court
carefully evaluated all the testimony and information presented before making a
determination.” Van Ruler, 378 N.W.2d at 80-81.
We are satisfied that the district court carefully evaluated all of the information
that was presented regarding the departure motion, which consisted of the presentence-
investigation report, the parties’ oral arguments, and Dudley’s statement. Dudley did not
present any other information to support his motion. The district court noted that Dudley
had failed to start treatment and did not understand the severity of his offense. And, the
district court explained that it had to “look at . . . whether [Dudley’s] case is any different
than all the other cases like this that appear in front of courts,” indicating that the district
court evaluated the information under the correct standard. See Peake, 366 N.W.2d at
301 (“Substantial and compelling circumstances are those circumstances that make the
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facts of a particular case different from a typical case.”). The district court ultimately
concluded there were no substantial and compelling reasons to support a departure.
On appeal, Dudley argues he was 44 years old when the offense occurred, he
“regretted what he did,” he “was sorry for his actions,” he was cooperative in court, he
was “a fine neighbor,” he was willing to go to treatment but lacked funding, and that his
prior criminal convictions are for misdemeanor-level offenses. Those are not substantial
and compelling circumstances, and this is not a rare case in which we would reverse the
imposition of a guidelines sentence. See Kindem, 313 N.W.2d at 7. We hold that the
district court properly exercised its discretion when ruling on Dudley’s motion for a
dispositional departure.
II.
In his pro se brief, Dudley argues that he “pled ‘guilty’ under false
circumstances.” Specifically, he asserts that he “was misled to believe that [he] would be
pleading to a lesser charge of Second (2nd) degree [criminal sexual conduct],” and that
he “was told by [his] attorney that [he] would be granted a downward departure upon
[his] plea of ‘guilty’ in which [he] would receive no more than one (1) year in the
workhouse, and no less than a sentence of probation.” He also asserts that he is “innocent
of any and all charges against [him].”
Dudley does not cite legal authority or offer legal argument in support of his
assertions. “Assignment of error based on mere assertion and not supported by argument
or authority is waived unless prejudicial error is obvious on mere inspection.” State v.
Ouellette, 740 N.W.2d 355, 361 (Minn. App. 2007) (quotation omitted); see also State v.
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Krosch, 642 N.W.2d 713, 719 (Minn. 2002) (stating that claims in a pro se supplemental
brief are waived if the brief contains no argument or citation to legal authority supporting
the claims). As to obvious error, at the plea hearing, Dudley’s attorney asked, “And you
understand what you’re pleading guilty to is criminal sexual conduct in the first degree,
count 2; isn’t that right?” Dudley responded, “Yes, sir.” The district court asked Dudley
if he understood that his attorney would ask the court to depart from the guidelines—or
“to not send [him] to prison”—but if the court did not grant the dispositional departure,
he would not be allowed to withdraw his guilty plea. Dudley responded, “Yes, ma’am.”
In addition, Dudley’s signed petition to plead guilty states, “I now make no claim that I
am innocent.” Because the record belies Dudley’s assertions, we discern no obvious
prejudicial error. See State v. Raleigh, 778 N.W.2d 90, 97 (Minn. 2010) (concluding that
because the record established that a defendant understood the direct consequences of his
guilty plea, the plea was intelligent).
Dudley also asserts that his “attorney was very negligent and incompetent to
handle and defend this instant case.” “When a convicted defendant complains of the
ineffectiveness of counsel’s assistance, the defendant must show that counsel’s
representation fell below an objective standard of reasonableness.” Strickland v.
Washington, 466 U.S. 668, 687-88, 104 S. Ct. 2052, 2064 (1984). And “[t]he defendant
must show that there is a reasonable probability that, but for counsel’s unprofessional
errors, the result of the proceeding would have been different. A reasonable probability
is a probability sufficient to undermine confidence in the outcome.” Id. at 694, 104 S. Ct.
at 2068. Dudley makes a number of allegations regarding his attorney’s performance.
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But he does not establish that his attorney’s performance fell below an objective standard
of reasonableness.
In sum, we have considered Dudley’s pro se arguments and conclude that none
provides a basis for relief. See Ture v. State, 681 N.W.2d 9, 20 (Minn. 2004) (rejecting
pro se arguments without detailing consideration of each argument).
Affirmed.
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