Forrest General Hospital v. Steven Dale Upton

IN THE SUPREME COURT OF MISSISSIPPI
NO. 2016-IA-00452-SCT
FORREST GENERAL HOSPITAL, J. KEITH
THOMPSON, HATTIESBURG CLINIC, GRIF A.
LEEK AND SOUTH MISSISSIPPI EMERGENCY
PHYSICIANS, P.A.
v.
STEVEN DALE UPTON
DATE OF JUDGMENT: 03/15/2016
TRIAL JUDGE: HON. WINSTON L. KIDD
TRIAL COURT ATTORNEYS: ROBERT D. GHOLSON
WALTER W. DUKES
MILDRED M. MORRIS
SETH C. LITTLE
COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT
ATTORNEYS FOR APPELLANTS: WALTER W. DUKES
JAMES K. DUKES
DRURY S. HOLLAND
MICHAEL R. MOORE
JOHN A. BANAHAN
DAVID B. MILLER
ATTORNEYS FOR APPELLEE: DREW M. MARTIN
CHUCK McRAE
CHRISTOPHER A. BAMBACH
NATURE OF THE CASE: CIVIL - MEDICAL MALPRACTICE
DISPOSITION: REVERSED AND REMANDED - 04/19/2018
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
CONSOLIDATED WITH
NO. 2016-IA-00455-SCT
DR. GRIF A. LEEK, SOUTH MISSISSIPPI
EMERGENCY PHYSICIANS, P.A., DR. J. KEITH
THOMPSON AND HATTIESBURG CLINIC, P. A.
v.
STEVEN DALE UPTON
DATE OF JUDGMENT: 03/15/2016
TRIAL JUDGE: HON. WINSTON L. KIDD
COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT
ATTORNEYS FOR APPELLANTS: WALTER W. DUKES
JAMES K. DUKES
DRURY S. HOLLAND
MICHAEL R. MOORE
JOHN A. BANAHAN
DAVID B. MILLER
ATTORNEYS FOR APPELLEE: DREW M. MARTIN
CHUCK McRAE
CHRISTOPHER A. BAMBACH
NATURE OF THE CASE: CIVIL - MEDICAL MALPRACTICE
DISPOSITION: REVERSED AND REMANDED - 04/19/2018
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
EN BANC.
CHAMBERLIN, JUSTICE, FOR THE COURT:
¶1. This interlocutory appeal arises from the Hinds County Circuit Court’s denial of a
motion to transfer venue. Under Mississippi law, venue is determined at the time the lawsuit
originally is filed. The resolution of this appeal hinges on the application of this principle
to an issue of first impression for this Court: does an amended complaint, which names a new
party to the suit, relate back to the time of filing of the original complaint for the purposes
of determining venue? We find that it does not.
2
¶2. Thus, because the suit here was filed in Hinds County—naming only Forrest County
defendants and the amended complaint does not relate back to the time of filing for the
purposes of determining venue—the circuit court abused its discretion in denying the motion
to transfer venue. We reverse the judgment of the circuit court and remand the case to be
transferred to the Circuit Court Forrest County.
FACTS AND PROCEDURAL HISTORY
¶3. On March 16, 2014, Steven Upton “experienced severe pain and numbness in his left
hand.” Due to the pain, Upton went to the Emergency Department at Forrest General
Hospital (“FGH”). FGH—according to Upton—administered a Doppler Ultrasound that
revealed a “total blockage of blood flow to the tested area.” After the test, Dr. Grif A. Leek,
a physician employed by South Mississippi Emergency Physicians, P.A. (“SMEP”), met with
Upton. Almost seven hours after Upton’s original test, Dr. J. Keith Thompson, a physician
employed by the Hattiesburg Clinic, P.A. (“HC”), operated on Upton’s left hand to “relieve
the blockage . . . [and] restore blood flow.” Also, Upton claimed that FGH failed to provide
him with antibiotics or wraps after the surgery.
¶4. Upton was discharged from FGH and alleged that he returned on April 3, 2014, for
a post-operative appointment with Thompson. Upton maintained that he was suffering from
reperfusion syndrome upon his return to FGH. According to Upton, Thompson did not
prescribe any medication and told Upton to return in one month.
¶5. Nine days later, Upton experienced “extreme pain” in his hand and sought treatment
at the University of Mississippi Medical Center (“UMMC”). Upton stated that UMMC
3
administered antibiotics and informed him that had he waited thirty days, as instructed by
Thompson, it would have been necessary to amputate his hand. Upton also claimed that he
suffered from a number of other medical conditions that were not discovered by FGH
including: kidney failure, heart failure, and a pericardial cyst.
¶6. Upton was left-handed and employed previously as an electrician. He claimed that
he was disabled permanently in his left hand and unable to resume his employment. Upton
also maintained that he was suffering from kidney and liver damage due to UMMC having
to “administer[] extremely potent antibiotics to combat the damage already done to his hand.”
¶7. On June 18, 2015, Upton filed suit in the Hinds County Circuit Court. The complaint
named Forrest County, Mississippi; FGH, Thompson; Leek; HC; and SMEP (collectively,
“Forrest County defendants”) as defendants. The complaint also named John and Jane Does
#1–10. All of the named defendants were located and had acted in Forrest County. The
complaint claimed that “venue is proper in Hinds County, Mississippi, pursuant to Miss.
Code Ann. § 11-11-3 as the acts or omissions that serve as the basis of the Plaintiff’s claims
continued to occur and, additionally, were discovered in Hinds County, Mississippi.” The
complaint alleged five counts: negligence, gross negligence, respondeat superior, negligent
infliction of emotional distress, and breach of fiduciary duty. Also, the complaint did not
name UMMC as a defendant but stated that UMMC “promptly and properly treated to
attempt to correct” Upton’s kidney failure.
¶8. In response to Upton’s complaint, Thompson and HC wrote Upton to explain that,
pursuant to Mississippi Code Section 11-11-3(3) venue was proper only in Forrest County.
4
On July 9, 2015, Upton responded: “we have recently discovered acts of medical malpractice
which occurred in Hinds County. Therefore . . . Hinds County is a proper venue.”
¶9. On July 13, 2015, Upton filed his “First Amended Complaint.” For the first time,
Upton named UMMC and Dr. Sumona Smith1 as defendants. The amended complaint still
named the Forrest County defendants and John and Jane Does # 1–10.
¶10. In the amended complaint, Upton claimed that “UMMC failed to properly monitor
[Upton].” Upton claimed that UMMC performed only one check on his international
normalized ratio throughout his ten-day hospitalization. Further, according to the amended
complaint, Smith’s decision that “there was no need for vascular intervention” resulted in no
action being taken by UMMC for the first three days of Upton’s hospitalization. Upton
maintained that this “required the orthopedic surgeon to remove much more of the muscle
and tissue within the hand than would have been necessary if the surgery had been ordered
by Dr. Smith three . . . days prior.” Also, the amended complaint still mentioned UMMC’s
treatment of Upton’s kidney failure but omitted the language that the treatment was done
“promptly and properly.”
¶11. Next, the defendants answered the amended complaint. Leek, SMEP and FGH filed
motions to dismiss or, in the alternative, for severance and transfer to Forrest County.
Forrest County, Mississippi, and UMMC also requested to be dismissed from the suit.2 Next,
Thompson, Leek, HC, SMEP and FGH noticed a hearing on the motions to dismiss or
1
Smith was dismissed by stipulation on October 28, 2015.
2
Neither Forrest County, Mississippi, nor UMMC noticed its request for dismissal
for hearing.
5
transfer.
¶12. At the hearing, Thompson, Leek, HC and SMEP argued that all of the original causes
of action alleged by Upton occurred in Forrest County. They noted that UMMC originally
was not a party and that Upton had claimed that UMMC had “promptly and properly” treated
Upton. Also, they argued that venue was improper under Section 11-11-3(3) and that any
claims against UMMC were severable. FGH maintained that Mississippi Code Section 11-
46-13(2)—the venue statute within the Mississippi Tort Claims Act (“MTCA”)—applied to
FGH and mandated that Forrest County was the sole venue for the suit.
¶13. In response, Upton stated that he originally had filed the claim under the
general venue statute[3] . . . being that a substantial event occurred in Hinds
County which is his treatment at UM[M]C, his discovery of what exactly
happened to his left-hand and the seven or eight surgeries that had to happen
to correct the errors of [FGH] in his treatment.
Concerning the arguments that Forrest County was the only proper venue, Upton noted that
the amended complaint named UMMC and stated: “if you find that everybody has been
joined correctly and that venue is correct under the venue statutes for one of the defendants,
then it applies to all of them.” Upton also represented that he had spoken to his experts
concerning possible negligence on the part of UMMC before he had received Thompson’s
and HC’s letter which suggested transfer of venue to Forrest County. Upton, though,
maintained that he was unable immediately to add UMMC to the suit due to notice
requirements under the MTCA. In closing, Upton advised the trial court that if it was to find
3
We presume that Upton was referring to Mississippi Code Section 11-11-3(1). His
argument concerning the general venue statute was prompted by the trial court’s question:
“So what was the basis of [the suit] being filed here initially?”
6
that venue is not proper in Hinds County, then Upton would argue against severance of any
of the defendants.
¶14. In rebuttal, Thompson and HC provided the court with their letter to Upton and argued
that the suit could not be brought properly under the general venue statute given the medical
defendants. FGH reiterated that the suit against it was subject to Section 11-46-13(2) under
the MTCA. At the end of the hearing, UMMC informed the court that it would waive its
right to trial in Hinds County due to the number of defendants from Forrest County.
¶15. The court entered an order denying the defendants’ motion to transfer venue on March
15, 2016. It found that “venue of this action lies appropriately in either Hinds County or
Forrest County” and that “the plaintiff’s choice of Hinds County is appropriate.” Pursuant
to this Court’s grant of interlocutory appeal, Thompson, Leek, HC, SMEP and FGH now
appeal the trial court’s denial of the motion to transfer.4
STATEMENT OF THE ISSUES
¶16. Thompson, Leek, HC and SMEP raise three issues before us: (1) that venue is
determined by the filing of the original complaint and not the amended complaint, (2) that
Upton fraudulently joined UMMC to establish venue in Hinds County, and (3) that venue is
proper only in Forrest County. FGH raises two issues: (1) venue is proper only in Forrest
County and (2) the allegations against UMMC are unrelated to the claims against FGH.
¶17. Upon review of the briefs, we entered an order, directing the parties to provide
simultaneous briefing on the following issues:
4
This Court consolidated the two interlocutory petitions on appeal.
7
I. Whether the record before this Court, without the notice letters sent by
Steven Upton to each defendant, is sufficient in order to determine on
what date the statute of limitations would have tolled as to each
defendant;
II. Whether the Appellants or the Appellee bore the burden of producing
the necessary evidence to demonstrate when the statute of limitations
would have tolled;
III. Whether Rule 21 of the Mississippi Rules of Civil Procedure governs
the addition of UMMC to the suit, given the plain language of Rule 21
and this Court’s precedent in Veal v. J.P. Morgan Tr. Co., 955 So. 2d
843 (Miss. 2007).
Thompson, Leek, HC, SMEP and FGH jointly filed a supplemental brief. Before answering
the above issues, Upton urged this Court to address only the transfer-of-venue issue and
argued that issues concerning the statute of limitation were not before the Court. We agree
that statute-of-limitation issues are not before us and address only the denial of the motion
to transfer venue.
¶18. Thus, the question before this Court is whether or not the trial court erred by refusing
to transfer venue from Hinds County to Forrest County.5 Answering this question requires
a two-part analysis. First, we must determine if venue in Hinds County was proper at the
time of filing of the original complaint. Second, we must decide whether Upton’s addition
of the Hinds County defendants in his amended complaint related back to the time of filing
of the original complaint for the purpose of determining venue. Ultimately, we find that the
trial court abused its discretion by denying the motion to transfer venue to Forrest County.
5
Thompson’s, Leek’s, HC’s and SMEP’s argument that the suit should have been
dismissed is procedurally barred on appeal. See Webb v. DeSoto Cty., 843 So. 2d 682, 685
(Miss. 2003) (“Failure to cite legal authority in support of an issue is a procedural bar on
appeal.”).
8
STANDARD OF REVIEW
¶19. “[W]hen reviewing a trial court’s ruling on a motion to change venue, this Court
applies an abuse of discretion standard of review.” Park on Lakeland Drive, Inc. v. Spence,
941 So. 2d 203, 206 (Miss. 2006). Further, “[t]his Court applies the de novo standard of
review when deciding issues of law.” Wayne Gen. Hosp. v. Hayes, 868 So. 2d 997, 1000
(Miss. 2004).
ANALYSIS
I. Venue
¶20. Thompson, Leek, HC and SMEP argue that venue is determined at the time of filing.
Upton argues that if venue is good as to one defendant it is good as to all.
¶21. “Venue is a function of statute.” Park on Lakeland Drive, 941 So. 2d at 206 (citing
Flight Line, Inc. v. Tanksley, 608 So. 2d 1149, 1155 (Miss. 1992)). “‘In venue disputes
courts begin with the well-pleaded allegations of the complaint. These, of course, may be
supplemented—and contested—by affidavits or other evidence in cognizable form.’”
Mississippi Dep’t of Human Servs. v. S.C., 119 So. 3d 1011, 1013 (Miss. 2013) (quoting
Flight Line, 608 So. 2d at 1155).
¶22. It is settled law that “[o]f right, the plaintiff selects among the permissible venues, and
his choice must be sustained unless in the end there is no credible evidence supporting the
factual basis for the claim of venue.” Flight Line, 608 So. 2d at 1155 (footnote omitted).
“However, venue is a valuable right to the defendant as well and timely objections to
improper venue must be honored.” Park on Lakeland Drive, 941 So. 2d at 207.
9
¶23. Several venue statutes are implicated in this suit. Subsection one of Mississippi’s
general venue statute provides for venue in general civil litigation. Miss. Code Ann. § 11-11-
3(1) (Rev. 2004). Subsection three governs venue in suits brought against medical
defendants. Miss. Code Ann. § 11-11-3(3). It provides:
(3) Notwithstanding subsection (1) of this section, any action against a
licensed physician, osteopath, dentist, nurse, nurse-practitioner, physician
assistant, psychologist, pharmacist, podiatrist, optometrist, chiropractor,
institution for the aged or infirm, hospital or licensed pharmacy, including any
legal entity which may be liable for their acts or omissions, for malpractice,
negligence, error, omission, mistake, breach of standard of care or the
unauthorized rendering of professional services shall be brought only in the
county in which the alleged act or omission occurred.
Id. (emphasis added). Lastly, Section 11-46-13(2) governs the venue of a suit against the
state or a political subdivision under the MTCA.6 Miss. Code Ann. § 11-46-13(2) (Rev.
2012). It reads:
(2) The venue for any suit filed under the provisions of this chapter against the
state or its employees shall be in the county in which the act, omission or event
on which the liability phase of the action is based, occurred or took place. The
venue for all other suits filed under the provisions of this chapter shall be in
the county or judicial district thereof in which the principal offices of the
governing body of the political subdivision are located. The venue specified
in this subsection shall control in all actions filed against governmental
entities, notwithstanding that other defendants which are not governmental
entities may be joined in the suit, and notwithstanding the provisions of any
other venue statute that otherwise would apply.
Id.
¶24. Venue is determined at the time that the lawsuit is filed. Austin v. Wells, 919 So. 2d
6Forrest County, Mississippi, and FGH are “political subdivsion[s]” under the
MTCA. See Miss. Code Ann. §§ 41-13-10(c) (Rev. 2013), 11-46-1(i). Further, UMMC is
within the definition of “[s]tate” under the MTCA. See Miss. Code Ann. § 11-46-1(j).
10
961, 964 (Miss. 2006). “[W]e have held that ‘proper venue is determined at the time the
lawsuit is originally filed, and subsequent dismissal of the defendant upon whom venue is
based does not destroy proper venue.’” Id. (quoting Estate of Jones v. Quinn, 716 So. 2d
624, 628 (Miss. 1998)). Further, “‘[i]n suits involving multiple defendants, where venue is
good as to one defendant, it is good as to all defendants.’” Estate of Jones, 716 So. 2d at 627
(quoting Blackledge v. Scott, 530 So. 2d 1363, 1365 (Miss. 1988)).
¶25. Also, Rule 82(c) addresses suits with multiple claims and parties. M.R.C.P. 82(c).
It reads, in part: “Where several claims or parties have been properly joined, the suit may be
brought in any county in which any one of the claims could properly have been brought.”
M.R.C.P. 82(c) (emphasis added). In the next subsection, Rule 82 addresses improper venue:
“When an action is filed laying venue in the wrong county, the action shall not be dismissed,
but the court, on timely motion, shall transfer the action to the court in which it might
properly have been filed and the case shall proceed as though originally filed therein.”
M.R.C.P. 82(d) (emphasis added).
¶26. Here, venue was not proper in Hinds County at the time of filing. The initial
complaint named only the Forrest County defendants and the John and Jane Does # 1–10.
Concerning venue, the complaint pleaded:
[V]enue is proper in Hinds County, Mississippi, pursuant to Miss. Code Ann.
§ 11-11-3 as the acts or omissions that serve as the basis of the Plaintiff’s
claims continued to occur and, additionally, were discovered in Hinds County,
Mississippi. The inadequate treatment by the Defendants commenced in
Forrest County but continued to inflict damages upon the Plaintiff while in
Hinds County, Specifically, the Plaintiff was forced to undergo extensive
treatment, costs, and further pain and suffering in Hinds County as a result of
the Defendants’ continuing tortious actions against the Plaintiff.
11
Upton’s complaint did not allege that any of the fictitious John or Jane Does resided or acted
in Hinds County. Moreover, none of the named defendants in the original complaint was a
resident of Hinds County. Also, the Forrest County defendants treated Upton only in Forrest
County, not Hinds County.
¶27. It is undisputed that the Forrest County defendants did not commit any act within
Hinds County to establish venue against them. When confronted by Thompson’s and HC’s
letter requesting transfer of the suit to Forrest County, Upton responded: “[W]e have recently
discovered acts of medical malpractice which occurred in Hinds County. Therefore, pursuant
to Miss. Code Ann. § 11-11-3(3), Hinds County is a proper venue in this action[,] and we
will soon be amending our complaint to reflect that finding.” Given that the original
complaint was filed almost a month before this letter, Upton seems to concede that venue
was not established by the original complaint. He also conceded at the hearing that the basis
for filing the suit in Hinds County initially was “under the general venue statute.” Further,
on appeal, Upton does not argue that the original complaint established venue. Instead,
Upton argues that the amended complaint properly joined UMMC and relates back to the
time of filing the suit. Regardless, the Forrest County defendants all resided and acted within
Forrest County.
¶28. Thus, venue was improper in Hinds County when the suit was filed. Suits against HC,
SMEP, Thompson and Leek all are governed by Section 11-11-3(3), which requires that they
be sued “only in the county in which the alleged act or omission occurred.” Miss. Code Ann.
§ 11-11-3(3); see Adams v. Baptist Mem’l Hosp.-DeSoto, Inc., 965 So. 2d 652, 656 (Miss.
12
2007) (“[T]he only proper venue for a suit against medical providers is the county in which
the alleged act or omission occurred.”). Likewise, FGH, a community hospital, shall be sued
only “in the county or judicial district thereof in which the principal offices of the governing
body of the political subdivision are located.” Miss. Code Ann. § 11-46-13(2); see Wayne
Gen. Hosp. v. Hayes, 868 So. 2d 997, 1003–05 (Miss. 2004) (holding that venue for a
community hospital under the MTCA is proper only in the county in which the principal
offices of the hospital are located). No allegations in the record support a finding that venue
in Hinds County was proper under the original complaint.
¶29. Explaining the decision to file the suit first in Hinds County against only Forrest
County defendants and later add UMMC and Smith, Upton argued at the hearing that he
could not immediately add UMMC or Smith to the complaint due to notice requirements
under the MTCA. See Miss. Code Ann. § 11-46-11. This argument, though, only distracts
from the issue at hand. It does not matter why Upton could or could not sue UMMC or
Smith at the time of filing the complaint. The issue is that Upton commenced a suit against
defendants in an improper venue. At the time of filing, venue was improper as to all
defendants in the suit.
II. Relation Back to the Time of Filing
¶30. We now turn to the second issue in our analysis: whether Upton’s addition of UMMC
in the amended complaint relates back to the time of filing of the original suit for the purpose
of determining venue. Upton argues that it does, but Thompson, Leek, HC, SMEP, and FGH
contend that the original complaint should govern this Court’s analysis.
13
¶31. Mississippi Rule of Civil Procedure 15(c), which governs Mississippi’s relation-back
doctrine, provides:
(c) Relation Back of Amendments. Whenever the claim or defense asserted
in the amended pleading arose out of the conduct, transaction, or occurrence
set forth or attempted to be set forth in the original pleading, the amendment
relates back to the date of the original pleading. An amendment changing the
party against whom a claim is asserted relates back if the foregoing provision
is satisfied and, within the period provided by Rule 4(h) for service of the
summons and complaint, the party to be brought in by amendment:
(1) has received such notice of the institution of the action that the party will
not be prejudiced in maintaining the party’s defense on the merits, and
(2) knew or should have known that, but for a mistake concerning the identity
of the proper party, the action would have been brought against the party. An
amendment pursuant to Rule 9(h) is not an amendment changing the party
against whom a claim is asserted and such amendment relates back to the date
of the original pleading.
M.R.C.P. 15(a), (c)(2). Rule 9(h) reads:
(h) Fictitious Parties. When a party is ignorant of the name of an opposing
party and so alleges in his pleading, the opposing party may be designated by
any name, and when his true name is discovered the process and all pleadings
and proceedings in the action may be amended by substituting the true name
and giving proper notice to the opposing party.
M.R.C.P. 9(h). As noted above, Rule 82(d) states: “When an action is filed laying venue in
the wrong county, the action shall not be dismissed, but the court, on timely motion, shall
transfer the action to the court in which it might properly have been filed and the case shall
proceed as though originally filed therein.” M.R.C.P. 82(d). Also, Rule 21 provides in part:
“Parties may be dropped or added by order of the court on motion of any party or of its own
initiative at any stage of the action and on such terms as are just.” M.R.C.P. 21.
“Furthermore, this Court is bound to follow the plain and ordinary meanings of the Rules of
14
Civil Procedure.” Veal v. J.P. Morgan Tr. Co., 955 So. 2d 843, 845 (Miss. 2007).
¶32. Whether an addition of a party relates back under Mississippi Rule of Civil Procedure
15 for the determination of venue is an issue of first impression for this Court. “In a case of
first impression Mississippi Courts look to other jurisdictions in determining the matter.”
Sheppard v. Mississippi State Highway Patrol, 693 So. 2d 1326, 1329 (Miss. 1997).
¶33. The Alabama Supreme Court has determined that “‘[l]ater amendments to the
complaint to add parties or claims . . . are not [to be] considered in determining whether
venue is improper at the commencement of the action.’” Ex parte Hampton Ins. Agency,
85 So. 3d 347, 352 (Ala. 2011) (alteration in original) (quoting Ex parte Lugo de Vega, 65
So. 3d 886, 892 (Ala. 2010)). In Hampton, Mary Patton filed suit in Hale County against
Hampton Insurance Agency and fictitiously named “Defendants A, B, and C.” Id. at 348.
Hampton moved to dismiss the suit or transfer, arguing that Hale County constituted an
improper venue. Id. at 349. It alleged that Hampton was a sole proprietorship with one
office located in Tuscaloosa County. Id. In response, Patton amended her complaint to add
additional counts and name Ginger Spencer, Acceptance Indemnity Insurance Company and
Ashland General Agency, Inc.—all Hale County defendants. Id. The trial court denied the
defendants’ motion to transfer “based on its conclusion that venue in Hale County was proper
at the time Patton originally filed her action against Hampton.” Id. The defendants
petitioned the Alabama Supreme Court for mandamus relief, requesting that the court direct
the trial court to transfer the case to Tuscaloosa County. Id. at 348.
¶34. Granting the defendants’s petition, the Hampton court first determined that venue was
15
improper when the suit originally was filed against only Hampton. Id. at 350–51. In making
this determination, the court noted the governing law: “As this [c]ourt has frequently held,
proper venue for an action is determined at the commencement of the action. If venue is not
proper at the commencement of an action, then, upon motion of the defendant, the action
must be transferred to a court where venue would be proper.” Id. at 351 (emphasis in
original) (citations omitted). After determining that venue was improper at the time of filing,
the court found that the addition of the later-named defendants did not relate back to the
commencement date of the action. Id. at 352. One of the Hampton court’s primary reasons
for not allowing the amendments to relate back was that Patton added the parties after
Hampton had sought to change venue. Id. at 353. Further, the Hampton court found
Patton’s claim that she was ignorant of the identity of the new parties “untenable.” Id.
¶35. Much of the Hampton court’s rationale applies directly to the facts at hand. The law
that undergirded Hampton is similar to Mississippi law. As noted above, this Court “ha[s]
held that ‘proper venue is determined at the time the lawsuit is originally filed, and
subsequent dismissal of the defendant upon whom venue is based does not destroy proper
venue.’” Austin, 919 So. 2d at 964.
¶36. The claims against UMMC in the second complaint did not arise “out of the conduct,
transaction, or occurrence set forth or attempted to be set forth in the original pleading.”
Upton disagrees and argues that “it is clear that the claims asserted in the amended pleading
arose out of Mr. Upton’s treatment at UMMC, which was described in the original
complaint.” The amended complaint, though, added two new defendants (UMMC and
16
Smith) and described new conduct (delay in treatment) that was not mentioned or intimated
in the original complaint.
¶37. The amended complaint’s allegations concerning delay of treatment on the part of
UMMC do not arise out of any “conduct, transaction, or occurrence” described in the original
complaint. In fact, the original complaint’s allegations are quite the opposite. The original
complaint cites UMMC’s “numerous procedures and treatments . . . to save Mr. Upton’s
hand.” The original complaint also notes that UMMC “promptly and properly” treated
Upton’s kidney failure. In contrast, the amended complaint for the first time referenced
Smith’s decision to delay treatment and omitted the reference to any “prompt[] and proper[]”
treatment by UMMC. While the original complaint partially described Upton’s treatment at
UMMC, no allegations, claims or facts were pleaded against UMMC.
¶38. These facts are stronger than those in Hampton, as Upton did not attempt to add
UMMC as a fictitious party under Rule 9(h). Clearly, Upton knew of UMMC and UMMC’s
treatment before the filing of the original complaint. See Davenport v. Hertz Equip. Rental
Corp., 187 So. 3d 194, 202 (Miss. Ct. App. 2016) (“In summary, we find that Davenport
failed to prove that he lacked knowledge of Hertz’s identity prior to the filing of his original
complaint, but even if he did, he failed the reasonable-diligence requirement to ascertain
Hertz’s identity.”)
¶39. Also, the amendment to the complaint does not merely “chang[e] the party against
whom a claim is asserted.” See M.R.C.P. 15(c). Upton does not argue that this is the case,
and a review of the original complaint shows that UMMC and Smith originally were not
17
included as defendants. All of the claims made in Upton’s original complaint remain against
the same parties. The amended complaint simply added parties and claims against those
parties.
¶40. Further, a plain-language interpretation of the ordinary meaning of the Mississippi
Rules of Civil Procedure supports the conclusion that the addition of a party to a suit does
not relate back under Rule 15 for the purposes of determining venue. The purpose of Rule
15’s relation-back doctrine, when read in conjunction with all the rules, is not to remedy
improper venue where the suit could have been filed in the correct venue in the first place.
Upton could have filed his suit in Forrest County, where venue would have been proper
against the Forrest County defendants. In fact, given the venue statutes discussed above,
Rule 82 is clear that, at the time of filing, the only proper venue for the suit was in Forrest
County, as Upton named only the Forrest County defendants.7
¶41. In addition, Rule 21 governs the addition of parties to a suit and requires permission
from the court anytime a party is added to a suit. See Veal, 955 So. 2d at 845 (“Where, as
here, the amendment sought is to add new defendants, Mississippi Rule of Civil Procedure
21 is applicable, and requires an order from the court to add a new defendant.”). While we
agree with Upton that the appellants have waived any objection under Rule 21 and Veal, this
Court is not barred from considering Rule 21 in interpreting this issue of first impression
under Rule 15. The fact that Rule 21 requires a court order to add an additional party to the
suit lends credence to the interpretation that an amended complaint adding a party under Rule
7
Upton did not rely on the fictitious parties at all in pleading venue.
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15 does not relate back to the time of filing. Rule 15’s relation-back doctrine is not intended
to apply where a new defendant is brought into the suit in an attempt to perfect venue.
¶42. Other than his preferred choice of venue, Upton would have lost no rights by filing
his suit against the Forrest County defendants in Forrest County. Moreover, Upton will lose
no rights as a result of our conclusion. Upton can pursue the same claims after transfer to
Forrest County.
¶43. Last, Upton alleges no mistake before this Court in failing to join UMMC. Instead,
Upton ignored settled interpretations of this State’s venue statutes, brought a medical claim
and a MTCA claim under the “general venue statute” and—only after the initial
filing—attempted to use Rule 15 later to perfect venue.
¶44. As the amendment of UMMC does not relate back to the date of the original filing,
the trial court abused its discretion in denying the motions to transfer venue.8 Upton filed
suit against the Forrest County defendants in Hinds County, an improper venue. We reverse
the decision of the trial court and remand the case with instructions for the trial court to
transfer the case to Forrest County.9
8
We decline to address FGH’s argument concerning its venue statute as venue was
not proper against any defendant in Hinds County. Further, we do not answer the question
of whether these claims could have been joined against these defendants had the claims all
been raised in the original complaint against the Forrest County and Hinds County
defendants, as the issue before us today is appropriately narrower.
9
We also decline to address the issue of severance of the claims against UMMC, as
UMMC expressly waived its right to venue in Hinds County, and Upton agreed to the
transfer of the entire case if the trial court decided that transfer was merited. “Under
Mississippi law, it is a ‘basic premise that venue may be waived.’” Lewis v. Pagel, 2017
WL 2377690, at *6 (Miss. June 1, 2017) (quoting Belk v. State Dep’t of Pub. Welfare, 473
So.2d 447, 451 (Miss. 1985)). Also, Smith was dismissed from the suit by stipulation.
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CONCLUSION
¶45. At the commencement of the suit, Hinds County was the improper venue. Venue is
determined as of the time the lawsuit originally is filed. The addition of UMMC and Smith
does not relate back to the date of the filing of the original complaint for the purposes of
determining venue. Thus, the trial court abused its discretion in denying the motion to
transfer venue, as venue was proper only in Forrest County. We reverse the trial court’s
denial of the motion to transfer venue and remand the case to the trial court with instructions
to transfer it to Forrest County.
¶46. REVERSED AND REMANDED.
WALLER, C.J., RANDOLPH AND KITCHENS, P.JJ., KING, MAXWELL,
BEAM AND ISHEE, JJ., CONCUR. COLEMAN, J., SPECIALLY CONCURS WITH
SEPARATE WRITTEN OPINION JOINED BY WALLER, C.J.
COLEMAN, JUSTICE, SPECIALLY CONCURRING:
¶47. I concur with the result reached and the core reasoning employed by the majority. I
write separately only to suggest respectfully that, in light of statutory changes, the Court
should reexamine its continued adherence to and citation of the concept that where venue is
proper as to one defendant it is proper to all. (Maj. Op. at ¶ 24). Venue is set by statute. At
one point, the applicable venue statute indeed provided that when venue is proper as to one
defendant it is proper to all. However, the Legislature amended the venue statute and
removed the language. Accordingly, it is no longer the law in Mississippi, and the Court
should stop treating it as though it were.
¶48. “The determination for proper venue is governed by statute.” Miss. Crime Lab. v.
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Douglas, 70 So. 3d 196, 202 (¶ 16) (Miss. 2011); see also Park on Lakeland Drive, Inc. v.
Spence, 941 So. 2d 203, 206 (¶ 8) (Miss. 2006) (“Venue is a function of statute.”) (quoting
Flight Line, Inc. v. Tanksley, 608 So. 2d 1149, 1155 (Miss. 1992)); Guice v. Miss. Life Ins.
Co., 836 So. 2d 756, 759 (¶ 11) (Miss. 2003) (“The venue of a suit in equity in our state is
governed entirely by statute.”); Salts v. Gulf Life Ins. Co., 743 So. 2d 371, 373 (¶ 7) (Miss.
1999) (“Venue is therefore a function of statute.”)
¶49. Mississippi Code Section 11-11-3 once read, in pertinent part, “Civil actions of which
the circuit court has original jurisdiction shall be commenced in the county in which the
defendant or any of them may be found. . . .” Miss. Code Ann. 11-11-3 (1984). In a 2002
special session, the Legislature amended Section 11-11-3 twice. As Section 11-11-3 went
into effect on January 1, 2003, the above-quoted language from the 1984 version was
amended to read, in pertinent part, “Civil actions of which the circuit court has original
jurisdiction shall be commenced in the county where the defendant resides. . . .” Gone from
the statute were the words “or any of them.” The January 2003 version evinced a rejection
by the Legislature that defendants not found in a county could be sued in a county where one
other defendant could be found. In any event, the January 2003 version proved to be short-
lived, as in a 2004 special session, the Legislature again amended Section 11-11-3, giving
it the wording it retains today. Presently, Section11-11-3(1) provides as follows:
(1)(a)(i) Civil actions of which the circuit court has original jurisdiction shall
be commenced in the county where the defendant resides, or, if a corporation,
in the county of its principal place of business, or in the county where a
substantial alleged act or omission occurred or where a substantial event that
caused the injury occurred.
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(ii) Civil actions alleging a defective product may also be
commenced in the county where the plaintiff obtained the
product.
(b) If venue in a civil action against a nonresident defendant cannot be asserted
under paragraph (a) of this subsection (1), a civil action against a nonresident
may be commenced in the county where the plaintiff resides or is domiciled.
Miss. Code Ann. § 11-11-3 (Rev. 2004). The above recitation of the history of Section 11-
11-3 since 1984 admittedly is tedious, but the point is that the Legislature chose to remove
the old language which allowed multiple defendants to be sued in a county where any one
defendant resided.
¶50. We appear to have grounded our pronouncement that “where venue is good as to one
defendant, it is good as to all defendants,” see, e.g., Wayne General Hospital v. Hayes, 868
So. 2d 997, 1002 (¶ 23) (Miss. 2004), in the pre-2003 version of the venue statute. For
example, in Hayes, the majority quoted the old Section 11-11-3 language including “or any
of them may be found” before continuing to cite an earlier case for the proposition that where
venue is good as to one defendant it is good as to all. Id. To be sure, the principle that all
defendants may be sued in a county where one resides predates the 1984 version of Section
11-11-3, see Jefferson v. Magee, 205 So. 2d 281, 284 (Miss. 1967), but so does the statutory
language supporting the principle. See Miss. Code of 1930 § 495 (1940).
¶51. Venue is a function of statute. For decades, the venue statute provided that venue as
to all defendants is proper where one of the defendants resides. However, as of 2003, the
Legislature changed the statute and removed the language that so provided. I respectfully
suggest that the Court should recognize the change in the statute and cease its reliance on the
22
principle that where venue is proper as to one defendant, it is proper as to all, as the principle
is no longer found in the general venue statute.
WALLER, C.J., JOINS THIS OPINION.
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