Roger B. Harris v. State of MS

IN THE SUPREME COURT OF MISSISSIPPI
NO. 94-KA-00837-SCT
ROGER B. HARRIS
v.
STATE OF MISSISSIPPI
ON PETITION FOR WRIT OF CERTIORARI
DATE OF JUDGMENT: 8/2/94
TRIAL JUDGE: HON.
COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: INFORMATION OMITTED
ATTORNEYS FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: MICHAEL C. MOORE
DISTRICT ATTORNEY: NA
NATURE OF THE CASE: CRIMINAL - FELONY
DISPOSITION: REVERSED AND RENDERED - 6/12/97
MOTION FOR REHEARING FILED: 7/3/97
MANDATE ISSUED: 10/1/98
EN BANC.
McRAE, JUSTICE, FOR THE COURT:
¶1. After granting Roger Harris's petition for writ of certiorari, we are asked to address the propriety
of Harris's conviction in the Circuit Court of Hinds County on three counts of aggravated assault,
which were entered after the trial court granted a directed verdict on charges of deliberate design
murder and allowed the prosecution to proceed on the unindicted charge. Upon careful review, this
Court is of the opinion that the trial judge erred by allowing the State to go forward with its case
after granting Harris a directed verdict on the charges of deliberate design murder. We will therefore
reverse and render Harris's conviction for aggravated assault.
I.
¶2. Roger Harris owned and managed a nightclub called "Club Colours," located on Mill Street in
Jackson, Mississippi. In the early morning hours of November 14, 1993, Harris was crossing Mill
Street on foot when a black Jeep Cherokee, driven by Harold Williamson, came toward him. In the
Cherokee with Harold were his wife Sarah, his brother, Hosea, and his wife Doris.
¶3. As the Cherokee proceeded north on Mill Street, Harris, feeling that the driver was purposefully
trying to injure him, fired at the Cherokee with a .357 magnum handgun. The gunshot hit Doris
Williamson in her back. After realizing that Harris's shot had struck his wife, Hosea Williamson then
exited the Cherokee and began walking toward Harris. As Hosea walked toward Harris, Harris asked
him not to come any closer. Hosea continued toward Harris, and Harris shot him in the leg.
Pandemonium ensued.
¶4. Several shots were fired from the Cherokee, which was about a block away from Harris. Harold
then spun the Cherokee around in an attempt to go back and pick up the injured Hosea. In the
process, the Cherokee hit several vehicles parked in the area, including Harris's Blazer and a car
owned by Barry Alexander, who was inside Club Colours. Harris stopped firing his weapon, and
Harold Williamson attempted to get Hosea into the Cherokee.
¶5. After realizing that his vehicle had been hit by the Cherokee, Alexander ran out of the nightclub,
went to the trunk of his car, retrieved an AK-47 assault rifle, and opened fire in the direction of the
Cherokee, shooting continuously as the Cherokee drove away. Doug Williams, another patron of
Club Colours, also rushed outside and began firing a nine-millimeter handgun at the Cherokee, which
eventually came to a stop at the corner of the block.
¶6. In the aftermath of the shootout, Doris, Harold, and Hosea Williamson died of gunshot wounds
inflicted by a high-velocity weapon or weapons. Sarah Williamson was not injured. A Hinds County
grand jury indicted Harris, Alexander, and Williams on three charges of deliberate design murder
under § 97-3-19 of the Mississippi Code. The circuit court granted Harris's motion for severance, and
his trial occurred on July 26, 1994.
¶7. At the trial, Dr. Rodrigo Galvez, expert for the State, testified that Doris, Harold, and Hosea
Williamson were killed by a high-velocity weapon. The proof at trial, however, showed that Harris
had fired a .357 magnum, which is not considered a high-velocity weapon. At the close of the State's
case, Harris moved for a directed verdict based on a lack of evidence that he had caused the victims'
deaths. The trial judge granted the directed verdict, but, over objection by the defense, the trial judge
allowed the State to proceed on three counts of aggravated assault. Even though the aggravated
assault charge was not included on the indictment, the trial judge reasoned that the aggravated assault
charge was a lesser included offense of the deliberate design murder charge. The jury eventually
convicted Harris of the three counts of aggravated assault and the judge sentenced him to three
consecutive twenty-year prison sentences. The Court of Appeals affirmed the conviction, and we
granted Harris's petition for writ of certiorari.
II.
¶8. Harris contends that after the trial court granted him a directed verdict of acquittal on deliberate
design murder, the State should not have been allowed to proceed on the theory that aggravated
assault was a lesser included offense of deliberate design murder. We agree.
¶9. A trial court determination of insufficiency leading to a directed verdict of acquittal on the charge
in the indictment summarily concludes the State's case on that charge. If the State has made no other
charges within the indictment, then the State is precluded from trying the defendant on a lesser
included offense. It is well-settled that a court-directed verdict to the jury to find the defendant not
guilty has the same effect as a jury-deliberated verdict of not guilty. McGraw v. State, 688 So. 2d
764, 767 (Miss. 1997). It follows, then, that a directed verdict on an indictment for murder is a bar to
trying the defendant on aggravated assault, since he had not been indicted for the offense of
aggravated assault.
¶10. The State argues in its brief to this Court that the authority of the trial judge to grant a directed
verdict on one or more of the offenses charged allows a judge to grant a directed verdict specifically
on the charge for which the defendant is being tried, but not necessarily the lesser included offenses
of that charge. On the other hand, the defense basically argues that there is no difference between a
judge's directed verdict and a jury's verdict of acquittal.
¶11. One essential distinction between the directed verdict and the jury verdict is that the jury has the
option to return a verdict of guilty on a lesser and included offense, while the trial judge's directed
verdict of acquittal can only be on the charge contained in the indictment. See State ex rel Robinson
v. Blackburn, 367 So. 2d 360, 362-63 (La. 1979). The State would argue that this difference means
that a judge's directed verdict of acquittal of deliberate design murder is "limited," making it only a
legal holding as to the offense charged and leaving unanswered the question of the defendant's guilt
on any lesser included offenses. In essence, the State maintains that a directed verdict, unlike a jury
verdict, is only an acquittal of the offense charged, and not an acquittal of the lesser included
offenses.
¶12. The difference between a directed verdict and a jury verdict lies only in the source; the effect of
acquittal is the same in either case. Id. After trial has begun on a multiple count indictment for one
crime, a directed verdict of acquittal on that crime, such as deliberate design murder, prevents the
trial from continuing on a lesser included offense, such as aggravated assault, when the lesser
included offense was not specifically pleaded in the indictment.
¶13. Our conclusion finds support in the logical premise that a judgment of acquittal, whether entered
by jury verdict or by grant of a directed verdict, should be accorded equal weight and consequences.
People v. McElroy, 256 Cal. Rptr. 853, 858 (Cal. Ct. App. 1989). A jury's verdict of acquittal on the
charged offense protects a defendant from further liability for any lesser offenses necessarily included
in the charged offense unless that verdict is accompanied by an indication that the judgment of
acquittal did not encompass acquittal of the uncharged lesser included offenses. Where a jury verdict
both acquits the defendant of the greater offense and remains silent with respect to uncharged lesser
included offenses, the defendant is protected from further liability. People v. McDonald, 690 P.2d
709, 727-28 (Cal. 1984).
¶14. Our holding here is in accord with the results of a trial court's judgment of acquittal. When a
trial court grants a defendant's motion for directed verdict, the trial court should not thereafter be
permitted to alter or modify its apparently unqualified acquittal by permitting the State, through
amendment of the accusatory pleading, to charge necessarily included lesser offenses. In all criminal
cases, the State is required to give notice to the defendant of what charges are being made against
him. U.R.C.C.C. 7.06 (1996) (formerly Unif. Crim. R. Cir. Ct. Prac. 2.05). Harris was therefore
entitled to a grand jury indictment on aggravated assault before the jury could consider it. See Eakes
v. State, 665 So. 2d 852, 859 (Miss. 1995). However, Harris was only charged with deliberate design
murder. After the State put on its case-in-chief, the judge determined that the State did not prove
murder. Only then was the decision made to charge Harris with aggravated assault. It is this decision
that violated constitutional procedure. When the trial judge allowed the State to proceed on a charge
of aggravated assault, he committed reversible error.
¶15. The cases cited by the State and Harris, especially Quick v. State, 569 So. 2d 1197 (Miss. 1990)
, are inapposite because they do not address the situation of a trial judge granting a directed verdict
on the single charge in an indictment. A judgment of acquittal on an indictment charging only one
crime establishes that the evidence was legally insufficient to support that charge. See Smith v. State,
646 So. 2d 538, 542 (Miss. 1994). Whether the evidence is present to sustain a lesser charge is
irrelevant. The State cannot be allowed to charge only the highest offense and then test the evidence
as it goes along until the burden for some lesser offense is met.
III.
¶16. Since judgment of acquittal normally includes acquittal on all necessarily included lesser
offenses, in the absence of separately pleaded counts, any amendment to the indictment to resurrect a
lesser included offense would constitute a modification of the previously entered judgment. We
therefore conclude that where the accusatory pleading fails separately to charge lesser included
offenses, and the court grants a motion for directed verdict of acquittal, the judgment of acquittal on
the charged offense includes acquittal on all uncharged lesser included felony offenses.
¶17. REVERSED AND RENDERED.
LEE, C.J., PRATHER AND SULLIVAN, P.JJ., PITTMAN AND MILLS, JJ., CONCUR.
SMITH, J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY ROBERTS, J.
BANKS, J., NOT PARTICIPATING.
SMITH, JUSTICE, DISSENTING:
¶18. I write separately to express my view that aggravated assault is a lesser included offense to
deliberate design murder as our statutes are currently constituted. While Johnson v. State, 512 So.
2d 1256, 1251 (Miss. 1994), explicitly states that such is not the case, it is my belief that an
examination of the elements of each offense clearly shows that the difference between them is merely
one of degree. See Hatcher v. State, 210 Miss. 661, 666, 50 So. 2d 387, 389 (1951) ("The only
difference between murder and an assault and battery with intent to kill and murder is in degree-- the
homicide occurs in the former but is not consummated in the latter.").
¶19. In order for a lesser included offense instruction to be proper, the more serious offense, in this
case deliberate design murder, must include all the elements of the lesser offense, in this case
aggravated assault. Hailey v. State, 537 So. 2d 411, 415 (Miss. 1988). It must be impossible to
commit the greater offense without at the same time committing the lesser included offense. Id.
¶20. Under Miss. Code Ann. § 97-3-19(1)(a), as amended, the elements of a murder by deliberate
design are (1) an unauthorized killing of a person; and (2) intent to kill that person or any other.
Under Miss. Code Ann. § 97-3-7(2)(a), as amended, a person is guilty of aggravated assault when he
causes or attempts to cause serious bodily injury to another or causes that injury purposely,
knowingly, or recklessly under circumstances manifesting extreme indifference to the value of human
life.
¶21. I would submit that a killing necessarily entails a serious bodily injury, and where there is a
showing of intent to cause that injury or a reckless disregard for the fact that such an injury might
occur, the elements of the crime have been met. One cannot kill without inflicting serious bodily
harm, just as one cannot intend to kill without intending to seriously injure. Since it is not possible to
commit a murder by deliberate design without also committing an aggravated assault, aggravated
assault must be a lesser included offense of deliberate design murder.
¶22. The Majority goes around this issue without addressing it. I would overrule Johnson v. State
and any case like it insofar as they hold that aggravated assault is not a lesser included offense of
murder.
¶23. For this reason, I respectfully dissent.
ROBERTS, J., JOINS THIS OPINION.