Timothy Nelson Evans a/k/a Timothy N. Evans a/k/a Timothy Evans a/k/a Tim Evans v. State of Mississippi

IN THE SUPREME COURT OF MISSISSIPPI
NO. 2017-DR-01385-SCT
TIMOTHY NELSON EVANS a/k/a TIMOTHY N.
EVANS a/k/a TIMOTHY EVANS a/k/a TIM EVANS
v.
STATE OF MISSISSIPPI
DATE OF JUDGMENT: 06/15/2017
TRIAL JUDGE: HON. LISA P. DODSON
TRIAL COURT ATTORNEYS: TODD THRIFFILEY
PHILLIP WITTMAN, IV
COURT FROM WHICH APPEALED: HANCOCK COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: OFFICE OF CAPITAL POST-CONVICTION
COUNSEL
BY: BENJAMIN H. McGEE, III
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: CAMERON L. BENTON
NATURE OF THE CASE: CIVIL - DEATH PENALTY - POST
CONVICTION
DISPOSITION: POST-CONVICTION RELIEF DENIED -
03/12/2020
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
EN BANC.
RANDOLPH, CHIEF JUSTICE, FOR THE COURT:
¶1. On June 15, 2017, this Court affirmed Timothy Nelson Evans’s capital-murder
conviction and sentence of death. Evans v. State, 226 So. 3d 1 (Miss. 2017). The mandate
issued on October 5, 2017.
¶2. On October 5, 2018, a Motion for Post-Conviction Relief or in the Alternative for
Leave to Proceed in Trial Court with a Petition for Post-Conviction Relief (PCR) was filed
on Evans’s behalf by the Mississippi Office of Capital Post-Conviction Counsel (OCPCC).
The State of Mississippi then filed its Response, to which a Rebuttal was filed on Evans’s
behalf by the OCPCC.
¶3. Because this Court concludes that Evans’s PCR claims fail to present a substantial
showing of the denial of a state or federal right, the PCR is denied.
FACTS AND PROCEDURAL HISTORY
¶4. In August 2013, a jury in the Circuit Court of Hancock County found Evans guilty of
capital murder (the underlying felony was robbery).1 At the outset of sentencing, the State
incorporated all testimony, evidence, and exhibits from the guilt phase of the trial into the
sentencing phase. The State argued that the capital offense was committed for pecuniary gain
during the course of a robbery. During sentencing, Evans presented two witnesses: (1) Dr.
Robert M. Storer, who had performed a forensic mental-health evaluation of Evans and was
accepted as an expert in clinical and forensic psychology; and (2) Dr. Marc Zimmermann,
1
On direct appeal, this Court recounted the pertinent facts in great detail. Evans, 226
So. 3d at 9-11.
The victim was Wenda Holling, a seventy-two-year-old woman with whom Evans
(then fifty-two years old) had previously been “romantically involved . . . .” Id. at 9. Stated
succinctly, Evans “strangled [Holling] to death[,]” took her credit card, and then used it at
various locations, until it was declined the following day. Id. at 10. More than one month
later, the United States Marshals Service “apprehended Evans in a hotel room in Florida.”
Id.
Evans subsequently provided statements/correspondence to law-enforcement officials
and local media in which he acknowledged his plan to kill Holling with the intent to steal
her credit card. Id. at 10-11, 35, 41. An article published by The Sun Herald, following a
reporter’s interview with Evans, provided that Evans “had expressed remorse and said that
he deserved to go to death row, did not deserve the mercy of the court, and ‘[i]f he could,
he would plead guilty today and get a death sentence.’” Id. at 11.
2
who had performed a mental evaluation of Evans for the purpose of determining mitigating
circumstances and was accepted as an expert in clinical and forensic psychology. At the
close of sentencing, the jury determined “there are insufficient mitigating circumstance[s]
to outweigh the aggravating circumstance,” and Evans was sentenced to death.
¶5. On June 15, 2017, this Court affirmed Evans’s conviction and sentence of death. Id.
at 41-42. On September 28, 2017, this Court denied Evans’s motion for rehearing. The
mandate issued on October 5, 2017. On June 28, 2018, the United States Supreme Court
denied Evans’s petition for writ of certiorari. Evans v. Mississippi, 138 S. Ct. 2567, 210 L.
Ed. 2d 1104 (2018).
STATEMENT OF THE ISSUES
(1) Whether Evans is entitled to post-conviction collateral relief based on the ineffective
assistance of trial counsel in:
(A) investigating, presenting, and explaining “all of the
evidence available for mitigation[;]”
(B) failing to object to improper argument by the State;
and/or
(C) “failing to communicate and obtain a plea offer” from
the State “in exchange for a life sentence.”
(2) Whether Evans is entitled to post-conviction collateral relief because he “should be
barred categorically from the death penalty due to permanent mental illness.”
ANALYSIS
¶6. From a procedural standpoint
When a conviction and sentence have been affirmed on appeal, the
petitioner must seek and obtain leave from this Court before seeking relief in
the trial court. Miss. Code Ann. § 99-39-7 (Rev. 2015). Leave is granted only
3
if the application, motion, exhibits, and prior record show that the claims are
not procedurally barred and that they “present a substantial showing of the
denial of a state or federal right.” Miss. Code Ann. § 99-39-27(5) (Rev. 2015).
Well-pleaded allegations are accepted as true. Simon v. State, 857 So. 2d 668,
678 (Miss. 2003) (citing Moore v. Ruth, 556 So. 2d 1059, 1061-62 (Miss.
1990)).
In capital cases, non-procedurally barred claims are reviewed using
“‘heightened scrutiny’ under which all bona fide doubts are resolved in favor
of the accused.” Crawford v. State, 218 So. 3d 1142, 1150 (Miss. 2016)
(quoting Chamberlin v. State, 55 So. 3d 1046, 1049-50 (Miss. 2010)).
“[W]hat may be harmless error in a case with less at stake becomes reversible
error when the penalty is death.” Crawford, 218 So. 3d at 1150 (quoting
Chamberlin, 55 So. 3d at 1049-50).
Ronk v. State, 267 So. 3d 1239, 1247 (Miss. 2019).
(1) Whether Evans is entitled to post-conviction collateral relief based on the
ineffective assistance of trial counsel.
¶7. At trial, Evans was represented by court-appointed attorneys Todd Thriffiley and
Phillip Wittmann, IV. On direct appeal, he was represented by Wittmann and Alison Steiner
of the OCPCC. Under these circumstances, Evans’s claims of ineffective assistance of trial
counsel are not procedurally barred at this stage. See M.R.A.P. 22(b); Archer v. State, 986
So. 2d 951, 954 (Miss. 2008); Woodward v. State, 635 So. 2d 805, 807-08 (Miss. 1993)
(“Where the same counsel represents the defendant at trial and on direct appeal, the claim is
procedurally viable on application for post-conviction relief.” (citing Perkins v. State, 487
So. 2d 791, 792-93 (Miss. 1986))).
¶8. Substantively, ineffective-assistance-of-counsel claims involve
a two-pronged inquiry: the defendant must demonstrate that his counsel’s
performance was deficient and that the deficiency prejudiced the defense of
the case. To establish deficient performance, a defendant must show that his
4
attorney’s representation fell below an objective standard of reasonableness.[2]
To establish prejudice, a defendant must show that there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the trial
would have been different.[3] A reasonable probability is a probability
sufficient to undermine confidence in the outcome.
Ross, 954 So. 2d at 1003-04 (citations omitted).
(A) Investigating, presenting, and explaining “all of the evidence available for
mitigation”
¶9. As to ineffective-assistance-of-counsel claims based upon the failure to investigate
and/or effectively present mitigation evidence, this Court has stated that “[w]hile counsel is
not required to exhaust every conceivable avenue of investigation,” id. at 1005 (citing State
v. Tonkman, 564 So. 2d 1339, 1343 (Miss. 1990)), there is “a duty ‘to make reasonable
investigations or to make a reasonable decision that makes particular investigations
unnecessary.’” Id. at 1005 (quoting Strickland v. Washington, 466 U.S. 668, 691, 104 S. Ct.
2052, 80 L. Ed. 2d 674 (1984)); see also Ronk, 267 So. 3d at 1257 (“In any ineffectiveness
case, a particular decision not to investigate must be directly assessed for reasonableness in
all the circumstances, applying a heavy measure of deference to counsel’s judgments.”
(quoting Wiggins, 539 U.S. at 521-22)). “The assessment . . . includes not only what counsel
2
“‘Reasonableness’ is based on ‘prevailing professional norms.’” Ronk, 267 So. 3d
at 1248 (quoting Wiggins v. Smith, 539 U.S. 510, 521, 123 S. Ct. 2527, 156 L. Ed. 2d 471
(2003)). “Our review is highly deferential to the attorney, with a strong presumption that
the attorney’s conduct fell within the wide range of reasonable professional assistance.”
Ross v. State, 954 So. 2d 968, 1004 (Miss. 2007) (citing Howard v. State, 853 So. 2d 781,
796 (Miss. 2003)).
3
“Put differently, ‘there must be “[a] reasonable probability that at least one juror
would have struck a different balance.”’” Ronk, 267 So. 3d at 1248 (quoting Isham v. State,
161 So. 3d 1076, 1089 (Miss. 2015)).
5
discovered, but also whether that evidence would have led a reasonable attorney to
investigate further.” Ronk, 267 So. 3d at 1257-58 (citing Wiggins, 539 U.S. at 527).
Pretrial Mental-Health Evaluation
¶10. Evans filed a Motion for Psychiatric and/or Psychological Evaluation “to determine
whether he knew right from wrong at the time of the alleged incident, whether he is
competent to assist counsel in the trial of his case, and whether or not a psychological
evaluation would reveal any mitigating circumstances.” (Emphasis added.) Following a
hearing, the circuit court entered an Order for Psychiatric Evaluation and directed “that a
psychiatric evaluation by [Mississippi State Hospital (MSH)] be scheduled for [Evans] and
performed without delay . . . .”
¶11. The record reflects considerable delay in Evans’s evaluation at MSH due to staffing
limitations and a backlog of “capital murder defendants that were in front of [Evans] that
were pending an evaluation.” The circuit court entered an Amended Order for Mental
Evaluation which provided the “mental evaluation[,]” which was to include “any mitigating
circumstances[,]” was to “be given . . . at the earliest possible date . . . .” Dr. Storer
evaluated Evans on two separate occasions, in December 2012, and January 2013. By late
February 2013, the parties received Dr. Storer’s forty-three-page report.
¶12. Dr. Storer’s report addressed, inter alia, Evans’s family history of alcohol abuse; the
“fast life” of his parents; the divorce of Evans’s parents when he was around seven years old
and the resulting separation of the family (i.e., Evans and several siblings remained in
Michigan with their father, while the other siblings moved to Florida with their mother);
6
Evans’s moving to Florida to live with his mother (whom he had not seen for years) around
his freshman year in high school after his father “got into trouble with the feds”; the physical,
emotional, and verbal abuse inflicted upon Evans by his mother;4 a traumatic burn injury
suffered by Evans at a young age;5 and Evans’s claim that he began drinking alcohol when
he was around ten years old and smoking marijuana “in the ninth grade” and had consistently
done so ever since.
Pretrial Mitigation Investigation
¶13. Evans filed an Ex Parte Motion for Funds to Perform Mitigation Investigation and for
Other Relief which sought “provision of funds necessary to retain an expert in the field of
mitigation investigation and to perform said investigation.” (Emphasis added.) The motion
provided that “[d]efense counsel is unable without the assistance of an investigator to locate,
interview and prepare all mitigation witnesses” and proposed Stacy Ferraro “as the mitigation
expert.” On June 1, 2011, the circuit court entered an Order Authorizing Funds to Perform
Mitigation which provided for Ferraro “to perform the mitigation investigation for” Evans.
¶14. At a later hearing, defense counsel informed the circuit judge that Ferraro “had a
scheduling conflict and had to take herself off the case.”
¶15. In a subsequent hearing, Evans’s counsel provided that the mitigation investigation
would be performed by “a different person than the original person who was cited in the
order, but I will present a separate order to you in that event.” At a hearing, Evans’s counsel
4
For example, Dr. Storer’s report referenced Evans’s claim that his mother would
blame him for her divorce and would angrily tell Evans that he was “just like” his father.
5
Evans recounted his hospitalization and the resulting skin grafts to Dr. Storer.
7
stated Dr. Zimmermann would perform the mitigation investigation and requested additional
funds for such. That same day, the circuit court entered an Order that provided, in pertinent
part, that Ferraro “never performed any [mitigation investigation] services in this case[,]” that
Dr. Zimmermann “has been contacted by [Evans’s] attorneys and has agreed to perform the
mitigation investigation[,] and that funds must be approved for that purpose.” Dr.
Zimmermann conducted his evaluation of Evans “for assessment of mitigating factors” and
then submitted a seven-page “Preliminary Psychological Evaluation.”
¶16. In his report, Dr. Zimmermann discussed, inter alia, Evans’s family history of alcohol
abuse; the divorce of Evans’s parents when he was around seven years old and the previously
referenced separation of the family; Evans’s being “diagnosed with anxiety” as a child;
Evans’s moving to Florida to live with his mother, with whom he had a troubled relationship,
when he was fourteen years old; a traumatic burn injury suffered by Evans at a young age;
the “plate in the right side of [Evans’s] face,” which allegedly “result[ed] from an attack”;
Evans’s claim that he had “at least four treatment experiences for problems with mood
altering chemicals between 1981 and 2004”; and Evans’s allegation that “[d]uring the period
prior to his arrest, he was drinking a fifth of spirits per day” and “smoking one-fourth ounce
of marijuana per day.”
Trial
¶17. Trial commenced in 2013. On direct appeal, this Court summarized the evidence
presented by Evans at sentencing, as follows:
Dr. Storer testified that his testing showed that Evans had a full-scale IQ of 87,
in the nineteenth percentile, and that he was not intellectually disabled. Based
8
on his interview of Evans, Dr. Storer opined that Evans had experienced a
troubled childhood in which his parents had divorced and his mother had been
emotionally abusive.[6] Evans began abusing alcohol and drugs at an early
age.[7] Dr. Storer testified that Evans had a criminal history that was related
to his abuse of alcohol and drugs. He diagnosed Evans with alcohol
dependence, abuse of other substances, and conversion disorder which, he
explained, is when “people have a lot of anxiety and . . . that anxiety comes out
through physical symptoms.”[8] He testified that, based on his interview with
Evans, he might have been under extreme mental and emotional disturbance
at the time of the offense. However, Dr. Storer emphasized that he had been
unable to corroborate any of the information Evans had provided.[9] He
6
Regarding Evans’s childhood, Dr. Storer testified that Evans reported both his
parents “had substance abuse problems, there was a lot of verbal violence in the home, . .
. dad was absent quite a bit.” Dr. Storer noted that, at the time of his parents’ divorce, Evans
was six years old, and “there were a lot of allegations of infidelity between” the couple. Dr.
Storer testified that Evans initially went to live with his father following the divorce, while
his mother moved to Florida; but when Evans was around fifteen years old, his father
encountered “some legal problems,” and Evans was sent to live with his mother, who had
been (and continued to be) “emotionally abus[ive] . . . .”
7
Specifically, Dr. Storer testified that Evans began drinking alcohol when he was ten
years old and using marijuana when he was sixteen years old.
8
Dr. Storer added that Evans “also had some elevations around traumatic past events
continuing to bother him. The clinical label for people who have difficulty ongoing as a
result of past traumatic events is PTSD, posttraumatic stress disorder, and this was suggested
by some of the results of his psychological testing.” But Dr. Storer went on to state that
“[w]e were not able to find characteristic symptoms in order to say that he has that
diagnosis.”
9
Dr. Storer noted that his data-collection efforts were impaired by the fact that Evans
had lived in multiple states and had used various aliases over the years. Dr. Storer also
reported that repeated attempts to contact Evans’s mother and other family members were
unsuccessful.
That said, Dr. Storer also testified that Evans “appeared to be giving good effort
throughout all of the testing[,]” and the tests suggest “[h]e appeared to be answering items
honestly, so the results appeared to be valid.” For example, regarding Evans’s alleged
substance-abuse treatment, Dr. Storer opined that “the fact that [Evans] knew about
substance abuse programs and the names of them in other states suggested to me . . . it was
more likely than not that he did have some contact with those programs.”
9
concluded that, at the time of the crime, Evans had not been “suffering from
a mental disease or defect that would have prevented him from knowing the
nature and quality of his alleged acts or from knowing the difference between
right and wrong . . . .”
Dr. Zimmermann testified that he had performed a mental evaluation
of Evans for mitigation purposes. Dr. Zimmermann concluded that Evans
either was abusing alcohol and drugs or he was addicted to them. He also
detected a cognitive disorder and some form of anxiety disorder, possibly
[PTSD], but he testified that further testing would be needed for a conclusive
determination. He opined that, due to Evans’s anxiety and chemical
dependence, he had been suffering from extreme emotional disturbance at the
time of the crime. Like Dr. Storer, Dr. Zimmermann was unable to
corroborate any of Evans’s assertions about his history.
Evans, 226 So. 3d at 11-12.
¶18. In the penalty-phase closing argument, Evans’s counsel asserted,
the mitigating factors . . . outweigh the aggravating factors and . . . you should
sentence [Evans] to life imprisonment without the possibility of parole. . . .
[T]his crime was committed by [Evans] while he was under the influence of
extreme mental or emotional disturbance. . . . He was drunk. . . . [Evans] was
desperate for money to continue to drink . . . . You heard about his family
history of mental illness, his family history of substance abuse. [Evans] comes
from a broken family with little to no parental guidance at all. He was moved
from Michigan to Florida at a young age and basically left to fend on his own.
He started drinking at the age of 10, a fifth a day, started doing drugs. You
heard about his limited formal education. . . . [Evans] didn’t have the tools that
most people have to succeed in life, and that culminated in his severe
substance abuse and us being here today. . . .
¶19. At sentencing, the jury was instructed, in pertinent part, to
[c]onsider only the following aggravating circumstance in determining
whether the death penalty should be imposed:
1. The capital offense was committed for pecuniary gain during the course of
a robbery.
....
10
If the above aggravating circumstance is found to exist beyond a reasonable
doubt, then each of you must consider whether there are mitigating
circumstances which outweigh the aggravating circumstance. Consider the
following elements of mitigation in determining whether the death penalty
should not be imposed:
1. The offense was committed while the defendant was under the influence of
extreme mental or emotional disturbance.
2. Any other matter, any other aspect of the Defendant’s character or record,
and any other circumstance of the offense brought to you during the trial . . .
which you . . . deem to be mitigating on behalf of the Defendant, including but
not limited to:
a) Family history of mental illness;
b) Family history of substance abuse;
c) Separation and divorce of parents during childhood;
d) Emotional abuse by his mother;
e) Limited formal education;
f) Personal [h]istory of substance use beginning in childhood;
and
g) Witnessing a traumatic event.[10]
If you individually find from the evidence that one or more of the preceding
elements of mitigation exists, then you must consider whether they outweigh
or overcome the aggravating circumstance you previously found.
¶20. At the close of sentencing, the jury determined “there are insufficient mitigating
circumstance[s] to outweigh the aggravating circumstance,” and Evans was sentenced to
death.
Evans’s PCR Argument
¶21. Evans now generally contends that “[t]rial counsel did not present and explain the
significance of all of the evidence available for mitigation.” More specifically, he insists that
10
This list was taken nearly verbatim from the “non-statutory mitigating
circumstances,” which Dr. Storer’s report concluded were “present” if Evans’s “reporting
of his personal history during this evaluation was accurate . . . .”
11
“trial counsel were ineffective in failing to perform a[n] investigation, failing to retain a
mitigation specialist and trained investigator, and failing to obtain and present appropriate
expert testimony to explain the connection between trauma and violent behavior.”11
According to Evans, the result was that, during the “penalty phase,” his “trial lawyers gave
a superficial overview of the severe trauma [he] experienced in his formative years[,]” which
was “self-impeaching in its lack of corroboration” and then
failed in th[e] constitutional duty to explain the connection between [his]
capital crime and his early traumatic experience – the emotional abuse of his
parents (especially his mother), the strong strain of alcoholism in his family,
his parents’ haplessness at dealing with his hyperactivity, the physical and
psychological pain of his severe burn injury at age five, and the pattern of
separation from family and society those experiences perpetuated.
In Evans’s estimation, such “failure to present a cohesive case in mitigation was deficient
and prejudicial under Strickland.”
¶22. To support his argument, Evans offers the three-page affidavit of one of his biological
brothers, Douglas Roy Evans, and the eight-page affidavit of Robert G. Stanulis, PhD.
¶23. According to Doug’s affidavit, he “was never contacted by any member of [Evans’s]
trial defense team. If I had been contacted, I would have provided information consistent
with this affidavit.” Within the affidavit, Doug briefly discusses his family’s history of
alcohol abuse; the absence of “stability or real love” from their parents, who “lived a party
life in high society in Detroit”; the promiscuity of their father; the divorce of their parents
11
According to Evans, “a juror cannot ‘give effect’ to mitigating evidence if she does
not hear why that evidence is important to the defendant’s case against a death sentence[,]”
i.e., “a reasonably certain psychological opinion about how a life of traumatic events had
affected [Evans] or . . . how they created a maldeveloped adult capable of committing
murder.”
12
when Evans “was about seven years old” and the resulting separation of the family; their
mother’s “emotionally and verbally abusive” behavior;12 a traumatic burn injury suffered by
Evans at a young age;13 and that Evans began drinking alcohol at “about 12 years old” and
“never stopped drinking after that.” Doug also opines that his mother “probably drank while
she was pregnant.”
¶24. Dr. Stanulis’s affidavit represents that he has “been licensed to practice psychology
and neuropsychology since 1979” and has “worked on death penalty cases as both an expert
witness and team consultant since 1993.” In this matter, he conducted an “independent
psychological and neuropsychological evaluation of” Evans in September 2018 and a
telephone interview with Doug in October 2018. According to Dr. Stanulis, his evaluation
of Evans “finds overall strong evidence of neurocognitive deficits, including memory and
frontal lobe executive functioning deficits.” His affidavit concludes, in pertinent part, that
12
For example, Doug recounts that, in an effort to control the hyperactivity of Evans
and his twin brother Michael their mother kept the boys “in a small [10' x 10'] pen made of
snow fence with spikes at the top.”
13
According to Doug, Evans was “4 or 5 years old” when “he played with . . . matches
and set his flannel pajamas on fire.” Doug’s affidavit provides that Evans’s right leg was
burned “virtually down to the bone[,]” that he remained “in the hospital burn unit for over
a month and received skin grafts for several months after[,]” and that the injury “affected
his walk for years.”
13
[Evans] suffered multiple traumatic events[14] leading to PTSD, attachment
disorder, and alcohol abuse.[15]
. . . While both Dr. Storer and Dr. Zimmermann noted cognitive disorder,
neither one recommended or performed the required neuropsychological
evaluation to document the very significant neuropsychological dysfunction
found during this evaluation. Neither Dr. Storer nor Dr. Zimmermann
recommended neurological testing . . . that would have provided other
objective evidence of brain injury.[16]
....
[Evans’s] psychological problems and recent [traumatic brain injury (TBI)]
resulted in him suffering from an extreme mental or emotional disturbance at
the time of the instant offense. The combination of psychiatric and
neuropsychological factors, together with reliving the rejection and
abandonment by his mother, with [Evans’s] impulse control issues and his
inability to modulate his emotions due to impairment from a recent TBI,
resulted in [Evans’s] losing control and directing his long-standing severe
emotional disturbance and anger at the victim. In essence, [Evans’s] actions
14
As to “trauma exposure[,]” Dr. Stanulis references “probable Fetal Alcohol
Exposure; known parental rejection, neglect, and abandonment by his mother . . . ; a life-
threatening burn with prolonged rehabilitation period and poor parental involvement;
attempted sex abuse as a child; multiple head traumas . . . ; exposure to dead bodies post-
Katrina; and head trauma sustained approximately 17 months before the instant offense.”
According to Dr. Stanulis, such “trauma history” was not sufficiently explained “[d]uring
the penalty phase . . . .”
15
For example, Dr. Stanulis opines that Evans’s “alcohol abuse, which was likely
affected by a number of genetic and family social values, was caused by trauma-related
psychological damage resulting from abuse, neglect, and his life-threatening burn.”
Relatedly, Dr. Stanulis submits that Evans “has several psychological diagnoses that
need to be assessed by and testified to by more than one expert” (e.g., “experts in attachment
disorder and trauma” to “explain that alcohol abuse is caused by trauma”).
16
Regarding such, Dr. Stanulis insists that “[n]europsychological evaluation for brain
damage related to [FAS] and repeated head trauma was also clearly necessary.” And,
according to Dr. Stanulis, “[t]he failure to have a mitigation specialist investigate [Evans’s]
personal and familial history of alcoholism made it quite difficult for an expert to diagnose
[him] with Fetal Alcohol Effect . . . .”
14
were in part the symbolic killing of his mother. These factors explain why this
killing was committed by an individual in his 50s with little history of
violence. It is also important because these types of extreme emotional events
are the product of a “perfect storm” of factors . . . .
[Doug] was critical to diagnosing [Evans’s] attachment disorder, which often
presents with anti-social behavior and addiction.
¶25. Evans opines there was “ample evidence available” to “tell a jury [his] unique,
individual story . . . .” But he insists the “evidence of trauma in [his] parents’ alcoholism,
their neglect, their emotional abuse of and alienation from their children, and in [his]
harrowing experience as a burn victim as a little boy and multiple head injuries as an adult,”
was either not presented or lacking in effect due to “non-conclusive psychological
evaluations based on zero corroborating evidence.” Had there been “a thorough investigation
of [his] background” (including Doug’s being contacted by trial counsel and
“corroborat[ing]” Evans’s “self-reported mitigating experiences”),17 along with “a
neuropsychologist and a trauma expert who could explain the connection between [his]
traumatic experiences . . . with the maldeveloped behavioral and cognitive condition that
existed at the time of the offense[,]” Evans submits “there is a reasonable probability that at
least one juror would have struck a different balance[.]” According to Evans, this claim
involves “a ‘substantial showing’ that violations of his state and federal rights render his
conviction and sentence unconstitutional” such that he is entitled to an evidentiary hearing.
Miss. Code Ann. § 99-39-27(5) (Rev. 2015).
17
Evans is adamant that “corroboration” is among “the most important aspects of the
value of [Doug’s] affidavit to his . . . case against the death penalty” because “the
prosecution exploited the lack of factual corroboration supporting Dr. Storer’s and Dr.
Zimmermann’s already weak conclusions . . . .”
15
State’s Response
¶26. The State responds that “this claim devoid of merit.” According to the State, “[t]wo
experts testified in mitigation on Evans’ behalf providing both facts and the psychological
import of those facts.” The State opines that the necessity of “another mental health expert
. . . is simply a matter of opinion and falls within the ambit [of] trial strategy.”
¶27. In any case, the State submits that, even “[a]ssuming arguendo that trial counsel’s
mitigation investigation should have been more far reaching in scope, what would they have
discovered?” The State emphasizes that Evans has had “years to conduct the purported
required independent investigation,” yet “offers only one substantive affidavit from his
brother Doug and a conclusory affidavit from Dr. Stanulis.”18 According to the State,
“virtually all of what [Evans] now faults trial counsel for failing to ‘discove[r] and present’
was already known[,]” and much of it “was provided to the jury.” Under these
circumstances, the State asserts, “it is difficult to see how the absence of the currently
presented ‘proof,’ resulted in prejudice to” Evans, as there are “no new facts that would have
substantially altered the sentencing equation.” (Emphasis added.)
Recent Decisions
18
The State characterizes Dr. Stanulis’s affidavit as a mere “attemp[t] to provide a
more technical explanation of facts that were already known to trial counsel, Dr. Storer and
the jury.” And the State submits that the “diagnoses” within Dr. Stanulis’s affidavit are
largely “unsupported by corroborating facts” and “far beyond that of his purported expertise
. . . .” For instance, the State takes issue with Dr. Stanulis’s “seiz[ing]” upon Doug’s
uncorroborated allegation that their mother “probably drank while she was pregnant” in
attempting to create an FAS issue.
16
¶28. This Court begins its discussion with the recent consideration of similar issues in Ronk
and Hutto.
Ronk v. State, 267 So. 3d 1239 (Miss. 2019)
¶29. In Ronk, a pretrial “psychiatric/psychological evaluation” of the defendant was
conducted by Dr. Beverly Smallwood. Id. at 1261. Her report included the following
conclusions:
[M]any variables which may provide mitigation are reportedly found in this
man’s psychological and medical history. However, I do not have the benefit
of those medical records. It is highly recommended that these and other
relevant records be secured and that collateral witnesses be interviewed. The
present examination is not a mitigation study, which is outside the scope of my
current practice.
....
. . . [A]s noted, a mitigation study is recommended.
Id. at 1265. At sentencing, Dr. Smallwood was the lone witness for the defense, and “[h]er
twenty-five page psychological evaluation was entered into evidence[.]” Id. at 1261. Dr.
Smallwood’s testimony included an acknowledgment that “she had not done a full mitigation
study[,]” as “[t]hat’s outside the scope of my practice . . . .” Id. (internal quotation marks
omitted).
¶30. In Ronk’s subsequent PCR, he maintained that trial counsel was ineffective because
“no mitigation investigation was done” (e.g., “failing to investigate and obtain or use medical
records” and “failing to hire a qualified expert—more specifically, a mitigation specialist”).
Id. at 1265, 1267. In Ronk’s estimation, Dr. Smallwood’s “merely recounting the contents
of her report [w]as insufficient—the data had to be explained by a qualified expert.” Id. at
17
1267 (citing Williams v. Taylor, 529 U.S. 362, 399, 120 S. Ct. 1495, 1516, 146 L. Ed. 2d 389
(2000)). Ronk’s PCR included attached affidavits from multiple relatives regarding trial
counsel’s failure to seek interviews or allegedly pertinent records. Id. at 1266. Additionally,
“developmental psychologist” Dr. James Garbarino “examined Ronk at post-conviction
counsel’s request” and submitted an affidavit on his “findings . . . .” Id. at 1266-67. Ronk
maintained that “[h]ad the jury heard such mitigating evidence, . . . a reasonable probability
exists that the result would have been different.” Id. at 1271.
¶31. In Ronk, this Court conceded that “[a]rguably, counsel’s mitigation investigation was
deficient.” Id. Nonetheless, this Court found Strickland-level prejudice was lacking as
“[t]he new evidence Ronk provides is mostly cumulative[.]” Id. at 1273-74 (emphasis
added). While Dr. Garbarino may have “better explain[ed] and connect[ed] Ronk’s behavior
to child-development issues that included his adoption, sense of parental rejection,
temperament, and attachment issues[,] . . . Dr. Smallwood conveyed many of those things.”
Id. at 1273. According to this Court,
Dr. Smallwood covered the basic mitigating evidence supporting Ronk, and
nothing offered now is new or different. In reweighing all the aggravating and
mitigating evidence, no reasonable probability exists that at least one juror
would have struck a different balance. The new evidence merely expounds on
or rounds out facts that were presented to the jury. Moreover, this double-
edged evidence is nowhere near the magnitude of the uncovered evidence in
cases [in which post-conviction collateral relief was deemed warranted].
Id. at 1274 (emphasis added).
Hutto v. State, 286 So. 3d 653 (Miss. 2019)
¶32. In Hutto, the petitioner maintained, inter alia, that
18
[D]efense counsel was ineffective for failing to present expert psychological
testimony to explain to the jury how Hutto’s particular life history led to his
violent behavior as an adult. This argument merges with Hutto’s additional
claim that defense counsel was ineffective by providing little more than an
overview of Hutto’s traumatic childhood. . . .
....
To support his claim, Hutto presents the affidavit of [Dr. Garbarino],
a psychologist. Hutto argues that a psychological opinion like Dr. Garbarino’s
would have made the difference between life and death when compared to Dr.
Julie Schroeder’s expert testimony presented to the jury.
Id. at 658. Yet this Court concluded that “Hutto fails to make a sufficient showing under
Strickland[,]” because “Dr. Garbarino’s affidavit [was] essentially the same testimony
presented at trial” and was “cumulative.” Id. at 658, 660. This Court added that “Hutto fails
to show his sentence would have been different had Dr. Garbarino or any other psychologist
testified.” Id. at 660.
¶33. The petitioner in Hutto also advanced a claim “that counsel was deficient in failing
to present specific, individualized details of his trauma.” Id. While acknowledging there
was testimony at trial regarding his “trauma and behavior[,]” the petitioner maintained “the
jury should have heard more details about his [history of suffering] abuse.” Id. On that
subject, this Court emphasized that “[c]laims that additional witnesses should have been
called are disfavored.” Id. at 661 (internal quotations marks omitted) (quoting Turner v.
State, 953 So. 2d 1063, 1074 (Miss. 2007)). This Court then deemed the claim to be
“without merit[,]” as “a few more details and anecdotes” regarding abuse “would have been
cumulative[,]” and “Hutto fails to show that the verdict and sentence would have been
different had additional witnesses testified.” Id.
19
Analysis
¶34. In assessing deficient performance, this Court reiterates that “a heavy measure of
deference” is extended to trial counsel’s judgments regarding mitigation investigations.
Ronk, 267 So. 3d at 1257 (quoting Wiggins, 539 U.S. at 521-22).
¶35. From the early stages of this matter, Evans’s trial counsel clearly recognized the
necessity of a proper mitigation investigation. Defense counsel filed pleadings in the circuit
court to obtain a mental-health evaluation of Evans, which included a determination of
mitigating circumstances, and to commence the mitigation investigation. Sometime later, Dr.
Storer submitted a forty-three-page report.
¶36. As to the mitigation investigation, more than two years before trial, Evans’s trial
counsel obtained court authorization for Ferraro to perform such services, but she later had
to decline the assignment. Eventually, Dr. Zimmermann agreed to perform the mitigation
investigation, received court authorization of funding, evaluated Evans, and then submitted
a seven-page “Preliminary Psychological Evaluation.” Trial counsel then presented Dr.
Storer and Dr. Zimmermann as experts during sentencing, and they each testified regarding
mitigating circumstances.
¶37. In this PCR, Evans emphasizes the lack of corroboration for his family-related
childhood trauma. Yet this Court is dubious that the absence of such corroboration was a
function of deficient performance by trial counsel. To that point, this Court finds notable that
Dr. Storer’s report and trial testimony provided that he “attempted to contact” Evans’s
mother, four of his siblings, his ex-wives and daughters, and several coworkers and “former
20
employers[,]” “all without success.”19 Furthermore, Dr. Storer opined that testing suggested
that Evans “appeared to be answering items honestly . . . .”
¶38. Relatedly, this Court finds significant that, although Evans maintains the mitigation
investigation was wholly inadequate, the only additional evidence he presents with this PCR
is Doug’s three-page affidavit and Dr. Stanulis’s eight-page affidavit. The purported meager
mitigating evidence presented at trial was less of function of trial counsel’s deficient
performance than a product of its nonexistence. Evans, 226 So. 3d at 33.
¶39. When the analysis above is coupled with the fact that Evans received expert testing
and mitigation-investigation services from Dr. Storer and Dr. Zimmermann, this Court
concludes that Evans fails to make the requisite showing of deficient performance by trial
counsel in investigating, presenting, and explaining all available mitigation evidence. See
Hutto, 286 So. 3d at 661 (“Claims that additional witnesses should have been called are
disfavored.” (internal quotation marks omitted) (quoting Turner, 953 So. 2d at 1074)); Ross,
954 So. 2d at 1005 (“where defense counsel has sought and acquired a psychological
evaluation of the defendant for mitigation purposes, counsel generally will not be held
ineffective for failure to request additional testing” (citing Moore v. Parker, 425 F.3d 250,
254 (6th Cir. 2005)).
¶40. But even assuming that trial counsel rendered deficient performance in the
investigation, presentation, and explanation of mitigation evidence, this Court concludes the
new evidence presented by Evans would hardly “have altered the sentencing profile
19
Relatedly, an affidavit from Evans’s former PCR cocounsel, Carol R. Camp,
provides that, in October 2017, Evans’s mother and sister “both refused to speak with me.”
21
presented,” Ronk, 267 So. 3d at 1258 (internal quotation mark omitted) (quoting Chamberlin
v. State, 55 So. 3d 1046, 1054 (Miss. 2010)), and only “round[ed] out the details of a
personal history already presented to the jury.” Ronk, 267 So. 3d at 1258 (internal quotation
marks omitted) (quoting Buckner v. Polk, 453 F.3d 195, 207 (4th Cir. 2006)). Stated
otherwise, “[t]he new evidence . . . is mostly cumulative[.]” Id. at 1273-74 (emphasis added);
see also Hutto, 286 So. 3d at 660-61. Dr. Storer and Dr. Zimmermann “covered the basic
mitigating evidence supporting” Evans. Ronk, 267 So. 3d at 1274. Their reports and trial
testimony addressed nearly all of the topics referenced in Doug’s affidavit. And the
mitigating circumstances the jury was instructed to consider almost comprehensively touch
upon the subjects raised in Doug’s affidavit. In sum, Doug’s affidavit does little more than
provide “a few more details and anecdotes” regarding the alleged childhood trauma
experienced by Evans. Hutto, 286 So. 3d at 661.
¶41. Now, “entirely new, unheard testimony is not cumulative.” Davis v. State, 87 So. 3d
465, 472 (Miss. 2012). But Doug’s uncorroborated assertion that their mother “probably
drank while she was pregnant[,]” which Dr. Stanulis attempts to link with “probable Fetal
Alcohol Exposure” that contributed to “neurocognitive deficits,” is far too speculative to
warrant post-conviction collateral relief. See Ross, 954 So. 2d at 1005-06 (“[D]efense
counsel cannot be held ineffective for failing to discover a mitigating factor, such as organic
brain damage, that the defendant cannot show exists in any post trial motion.” (citing
Thompson v. Bell, 315 F.3d 566 (6th Cir. 2003), rev’d on other grounds, 545 U.S. 794, 125
S. Ct. 2825, 162 L. Ed. 2d 693 (2005))).
22
¶42. Perhaps Dr. Stanulis (or other experts) could “better explai[n] and connec[t]” Evans’s
behavior to his trauma, but Dr. Storer and Dr. Zimmermann “conveyed many of those
things.” Ronk, 267 So. 3d at 1273. And given the overwhelming evidence of Evans’s guilt,
and the clear existence of the aggravating circumstance of a “capital offense . . . committed
for pecuniary gain during the course of a robbery[,]” this Court cannot conclude that the
additional evidence presented in this PCR creates “[a] reasonable probability that at least one
juror would have struck a different balance.” Id. at 1248 (internal quotation marks omitted)
(quoting Isham, 161 So. 3d at 1089).
¶43. Accordingly, Evans’s request for leave to proceed in the trial court with this claim is
denied, because he fails to present a substantial showing of the denial of a state or federal
right.
(B) Failing to object to improper argument by the State
¶44. During the guilt-phase closing arguments, the State submitted that
[w]hen [Evans] comes before you and he ask[s] for sympathy and for mercy
today the question really is what sympathy and what mercy did he show
[Holling] . . . [?] When he’s asking you to let sympathy play into your decision
making I ask you what sympathy did he show [Holling] . . . ? What mercy did
he show [Holling]? I ask you, ladies and gentlemen, to show him the same
mercy that he showed her. . . . He asked you today for mercy, give him the
same mercy he showed her, give him justice, give justice to the family of
[Holling] . . . .
In the penalty-phase closing arguments, the State reiterated its argument: “[w]hat mercy did
he show [Holling]? What mercy did he show her family when he publicized their mother’s
death for all of South Mississippi to read about?” The State also asked the jury to consider
Holling and asked, “[w]hat were her thoughts at that time?” Finally, the State asserted, in
23
pertinent part, that “[t]aking a credit card and using somebody’s credit card is not a reason
to impose the maximum penalty. That’s not why we’re here today. We’re here today
because he took a life . . . .”
¶45. On direct appeal, Evans maintained that several of the statements above implicated
prosecutorial misconduct in “making constitutionally improper and prejudicially
inflammatory closing argument.” Evans, 226 So. 3d at 31. For instance, he insisted that, in
asking the jury to consider Holling’s “thoughts at that time[,]” the State advanced “an
improper golden-rule argument . . . .”20 Id. Evans further argued the State erroneously
submitted he “had asked for mercy . . . .” Id.
¶46. Preliminarily, this Court concluded Evans’s argument was “procedurally barred” since
he failed to present objections at trial. Id. Nonetheless, this Court proceeded to consider
“whether the alleged prosecutorial misconduct was so inflammatory that the trial judge
should have intervened.” Id. On that subject, this Court determined that “[w]hile the
prosecutor’s argument . . . approaches a golden-rule violation, the argument was not so
inflammatory as to have required intervention by the trial court. Thus, no plain error
occurred.” Id. at 32. This Court also held that “Evans admits that this Court has never
20
A “golden-rule argument” essentially “asks the jurors to put themselves in the place
of one of the parties . . . .” Holliman v. State, 79 So. 3d 496, 500 (Miss. 2011) (citing Wells
v. State, 698 So. 2d 497, 507 (Miss. 1997)). And, according to this Court, “to advise jurors
to decide a case as they would want it decided if they or their loved ones were the litigants
is to establish a false standard for the basis of judgments.” Id. at 500 (quoting Danner v.
Mid-State Paving Co., 252 Miss. 776, 173 So. 2d 608, 611 (1965)). As such, this Court has
stated “the use of a golden-rule argument is reversible error.” Id. at 500 (citing Danner, 173
So. 2d at 608).
24
addressed the question of whether a penalty-phase argument to show the defendant the same
mercy as he showed the victim is per se improper. We find no plain error occurred.” Id.
¶47. Evans now asserts that trial counsel “rendered ineffective assistance in failing to
object to improper argument by the prosecution.” He specifically references trial counsel’s
failure to object to the State’s “improper ‘golden-rule’ arguments” (or “riff[s]”) and the
State’s “misstatement of the law . . . .”21 And Evans claims prejudice insofar as his
“constitutional rights to a fair and impartial trial and due process were violated as a result of
his trial counsel’s failure to object . . . .” According to Evans, this Court’s opinion on direct
appeal held a “clear implication . . . that a proper objection at trial would have made its
analysis on appeal different.”
¶48. The State responds that this “exact same claim” was raised and rejected on direct
appeal and is now being “packaged” under the guise of ineffective assistance of counsel.
And, according to the State, the claim is “without merit[,]” because “[t]he prosecutor did not
make inappropriate comments that warranted an objection.” Stated otherwise, “[t]rial
counsel cannot be at fault for failing to lodge meritless objections.” Furthermore, the State
insists that “this Court has already recognized [Evans] was not prejudiced by the prosecutor’s
comments.”
21
According to Evans
[b]y telling jurors that “[t]aking a credit card and using somebody’s credit card
is not a reason to impose the maximum penalty,” the prosecutor was telling the
jury it could ignore the only aggravating factor, murder committed in the
course of a robbery, and sentence him to death solely because he had been
convicted of killing [Holling].
25
¶49. Preliminarily, this Court notes there is a “‘strong presumption that counsel’s conduct
falls within the wide range of reasonable professional assistance[,]’” Hutto, 286 So. 3d at
666 (quoting Strickland, 466 U.S. at 687) and that “‘broad latitude’” is extended to
prosecutors in closing arguments. Hutto, 286 So. 3d at 663 (quoting Walker v. State, 913
So. 2d 198, 240 (Miss. 2005)); Ross, 954 So. 2d at 1004 (citing Howard, 853 So. 2d at 796).
Furthermore, with respect to the State’s closing-argument reference to “mercy” and Holling’s
“thoughts,” even assuming that the failure to object constituted deficient performance,22 this
Court’s direct-appeal ruling that “no plain error occurred” rules out the possibility of
Strickland-level prejudice. Regarding the prosecution’s credit-card comment during closing
argument, even if the failure to object rose to the level of deficient performance, this Court
concludes there was no Strickland-level prejudice, because the jury was well-instructed on
the requisite considerations in determining “whether the death penalty should be imposed .
. . .”
¶50. Accordingly, Evans’s request for leave to proceed in the trial court with this claim is
denied, because he fails to present a substantial showing of the denial of a state or federal
right.
(C) “[F]ailing to communicate and obtain a plea offer” from the State “in exchange for
a life sentence”
¶51. “[C]laims of ineffective assistance of counsel in the plea bargain context are governed
by the two-part test set forth in Strickland.” Missouri v. Frye, 566 U.S. 134, 140, 132 S. Ct.
22
This assumption is highly suspect given that this Court stated the prosecutor’s
argument only “approach[ed] a golden-rule violation” and that such a “mercy” argument
had not been deemed “per se improper.” Evans, 226 So. 3d at 32 (emphasis added).
26
1399, 1405, 182 L. Ed. 2d 379 (2012). “[A]s a general rule, defense counsel has the duty to
communicate formal offers from the prosecution to accept a plea on terms and conditions that
may be favorable to the accused.” Id. at 145. Furthermore
To show prejudice from ineffective assistance of counsel where a plea
offer has lapsed or been rejected because of counsel’s deficient performance,
defendants must demonstrate a reasonable probability they would have
accepted the earlier plea offer had they been afforded effective assistance of
counsel. Defendants must also demonstrate a reasonable probability the plea
would have been entered without the prosecution canceling it or the trial court
refusing to accept it, if they had the authority to exercise that discretion under
state law. To establish prejudice in this instance, it is necessary to show a
reasonable probability that the end result of the criminal process would have
been more favorable by reason of a plea to a lesser charge or a sentence of less
prison time.
Id. at 147.
¶52. In correspondence with the State dated May 31, 2013, Evans requested that the
prosecution “[p]lease advise . . . as to whether you have a plea recommendation on this
charge . . . .” At the hearing on July 2, 2013, the State represented that “there is always the
potential for” a plea offer, but “[t]here is nothing on the table at this time.” At the hearing
on August 8, 2013, eleven days before trial, the State reiterated that “[t]here is always a
possibility” of “disposition without trial[,]” but that “[t]here ha[ve] not been any offers made
or anything like that.” (Emphasis added.) Likewise, Evans’s counsel acknowledged that “we
haven’t been made an offer, a plea offer . . . .” (Emphasis added.)
¶53. Evans now maintains that “[t]rial counsel rendered ineffective assistance in failing to
communicate and obtain a plea offer from the prosecution in exchange for a life sentence.”
He submits that trial counsel “failed to develop a viable attorney-client relationship with”
27
him, and actually “reached out to another local attorney, Jim Davis, to seek his advice on how
they could convince [Evans] to plead guilty.”
¶54. In support of this claim, Evans provides an affidavit from Ferraro which states, in
pertinent part, that
10. Prior to [Evans’s] capital trial in August 2013, [Davis], a Gulfport attorney
with whom I had previously worked on Mississippi capital cases, contacted me
to see if I would be willing to travel to Hancock County to convince [Evans]
to accept a plea deal that had been offered to him. [Davis] advised me that
[Evans’s] trial attorneys were having trouble communicating with him and that
they needed assistance convincing [Evans] to plead.
11. I did not assist [Evans’s] trial attorneys by speaking with [Evans] about
whether or not to accept a plea offer. . . .
¶55. Additionally, Evans submits his own affidavit, in which he states that trial counsel
never “presented me with a plea offer from the Hancock County District Attorney’s Office.
If they had told me that the prosecutor would let me plead guilty in exchange for a life
without parole sentence, I would have been willing to do so.” Evans argues he was
prejudiced by this alleged deficient performance of trial counsel because, with knowledge
of an offer, he would have pleaded guilty.
¶56. In response, while the State “agrees that the failure to communicate a plea deal is
error[,]” it maintains that “[t]here was no plea offer extended by the prosecution.” The State
emphasizes that the “statements in open court[] by sworn officers of the court” reflect the
absence of a plea offer and questions the reasonableness of any such offer in a case in which
Evans “repeatedly admitted to the murder and actually asked that the death sentence be
28
imposed.”23 According to the State, the only potential support for Evans’s claim lies in the
affidavit of Ferraro, an attorney “who never entered an appearance in this case.” And notably
absent is “any affidavit from [Davis] who allegedly communicated with [Ferraro] about
Evans’ case and the mysterious plea deal.” Under these circumstances, the State maintains
there is no viable basis for Evans’s claim that trial counsel was ineffective for failing to
communicate a plea offer.
¶57. This Court agrees with the State. The record reflects that Evans’s trial counsel and
the State made multiple representations to the trial court that there was no plea offer. When
coupled with the fact that Evans fails to provide affidavits on this subject from his trial
attorneys or Davis, the proof now advanced by Evans is insufficient to justify post-conviction
collateral relief. Under the circumstances presented, Ferraro’s affidavit does not amount to
the sort of “[w]ell-pleaded allegatio[n],” Ronk, 267 So. 3d at 1247 (citing Simon v. State,
857 So. 2d 668, 678 (Miss. 2003)), that creates “bona fide doubts,” Ronk, 267 So. 3d at 1247
(quoting Crawford v. State, 218 So. 3d 1142, 1150 (Miss. 2016)), on the existence of a
formal plea offer that must be “resolved in favor of the accused.” Ronk, 267 So. 3d at 1247
(quoting Crawford, 218 So. 3d at 1150). Not only did Ferraro never appear as an attorney
in this case, but she also fails to provide any details of the alleged plea offer. See Davis, 87
So. 3d at 473 (“[E]ven assuming that a plea offer existed, we cannot ascertain its terms.”).
In the absence of a formal plea offer, trial counsel cannot be deemed to have rendered
23
The State adds that it “has been advised that no plea offer was extended by the
prosecution in this case” but that it “is prohibited from conducting discovery unless or until
the petitioner is allowed to proceed in the trial court.”
29
deficient performance for failure to communicate such. Id. (“We affirm the circuit court’s
finding that trial counsel’s performance was not deficient for failure to communicate a plea
offer because Davis has failed to prove that the State tendered a plea offer.”). Accordingly,
Evans’s request for leave to proceed in the trial court with this claim is denied, because he
fails to present a substantial showing of the denial of a state or federal right.
(2) Whether Evans is entitled to post-conviction collateral relief because he “should be
barred categorically from the death penalty due to permanent mental illness.”
¶58. Dr. Storer’s report opined that, “to a reasonable degree of psychological and medical
certainty,” Evans was competent; that Evans “was not mentally retarded pursuant to” Atkins
v. Virginia, 536 U.S. 304, 122 S. Ct. 2242, 153 L. Ed. 2d 335 (2002); and that Evans had
“intellectual functioning” that was “not sub-average and . . . no evidence of adaptive
deficits.” Pretrial, Evans’s counsel did not contest that Evans was “competent both to assist
. . . as well as to proceed to trial.” At trial, Dr. Storer testified that Evans “had a full-scale
IQ of 87, in the nineteenth percentile,” obtained his General Education Diploma, and “was
not intellectually disabled.” Evans, 226 So. 3d at 11-12. On direct appeal, this Court found
“no evidence that Evans’s substantive right not to be convicted while incompetent was
violated. . . . [T]he record in this case reveals that the trial court was assiduously vigilant to
ensure Evans’s competence to stand trial was protected.” Id. at 18.
¶59. Now, relying upon Dr. Stanulis’s affidavit, Evans submits he “suffers from several
psychological impairments” and neuropsychological deficits. Evans argues he “should be
barred categorically from the death penalty due to permanent mental illness.” According to
Evans, the same “rationales that led the U.S. Supreme Court to ban any use of the death
30
penalty against intellectually disabled inmates . . . should apply with equal force to inmates
with permanent mental illnesses or neurocognitive disorders.”
¶60. Preliminarily, the State “disputes Evans’ claim that he actually has a serious mental
illness.” In any case, the State responds that Evans “is essentially asking that this Court
expand the definition of intellectual disability to include a serious mental illness” but that an
“identical claim” was “flatly rejected” in Dickerson v. State, 175 So. 3d 8 (Miss. 2015).
¶61. In Dickerson, the defendant argued “that, even if he was competent to stand trial, the
evidence of his history of mental illness precludes imposition of the death penalty.” Id. at
15. He compared “the mentally ill to the mentally retarded and to juveniles, who have
‘diminished personal culpability,’ and who are constitutionally ineligible for the death
penalty . . . .” Id. at 17 (citing Roper v. Simmons, 543 U.S. 551, 125 S. Ct. 1183, 161 L. Ed.
2d 1 (2005); Atkins, 536 U.S. at 304). As such, the defendant requested this Court “hold that
mentally ill defendants are exempt from the death penalty.” Dickerson, 175 So. 3d at 17.
¶62. But this Court rejected that argument and held,
Dickerson is neither under eighteen nor mentally retarded. Therefore, he is not
exempt from the death penalty under Atkins or Roper. We will not extend
those cases to apply to the mentally ill when “[t]he Supreme Court has never
held that mental illness removes a defendant from the class of persons who are
constitutionally eligible for a death sentence.” [Ripkowsi v. Thaler, 438 Fed.
Appx. 296, 303 (5th Cir. 2011)]. We cannot take the Atkins opinion—which
was so specific to mental retardation that the Court cited and discussed the
clinical definition of mental retardation—and apply it to all other mental
disorders. To do so would be no different than taking Roper and expanding
it to preclude execution of criminals under age twenty-one, rather than age
eighteen as the Supreme Court explicitly held. Dickerson’s alternative
argument that the death penalty cannot be imposed on the mentally ill is
without merit.
31
Id. at 18 (emphasis added). Based upon that holding in Dickerson, Evans’s request for leave
to proceed in the trial court with this claim is denied, because he fails to present a substantial
showing of the denial of a state or federal right.
CONCLUSION
¶63. This Court concludes that Evans’s PCR claims fail to present a substantial showing
of the denial of a state or federal right. Accordingly, Evans’s PCR is denied.
¶64. POST-CONVICTION RELIEF DENIED.
KITCHENS AND KING, P.JJ., COLEMAN, MAXWELL, BEAM,
CHAMBERLIN, ISHEE AND GRIFFIS, JJ., CONCUR.
32