William Scott Ashwell v. State of Mississippi

IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2015-CA-00023-COA
WILLIAM SCOTT ASHWELL A/K/A WILLIAM APPELLANT
ASHWELL A/K/A WILLIAM S. ASHWELL
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 11/20/2014
TRIAL JUDGE: HON. PRENTISS GREENE HARRELL
COURT FROM WHICH APPEALED: LAWRENCE COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: TIMOTHY KEVIN BYRNE
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: BARBARA WAKELAND BYRD
NATURE OF THE CASE: CIVIL – POST-CONVICTION RELIEF
TRIAL COURT DISPOSITION DENIED MOTION FOR POST-
CONVICTION RELIEF
DISPOSITION: AFFIRMED – 06/07/2016
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
CONSOLIDATED WITH
NO. 2015-CA-00626-COA
WILLIAM SCOTT ASHWELL A/K/A WILLIAM APPELLANT
ASHWELL A/K/A WILLIAM S. ASHWELL
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 11/20/2014
TRIAL JUDGE: HON. PRENTISS GREENE HARRELL
COURT FROM WHICH APPEALED: LAWRENCE COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: TIMOTHY KEVIN BYRNE
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: BARBARA WAKELAND BYRD
NATURE OF THE CASE: CIVIL – POST-CONVICTION RELIEF
TRIAL COURT DISPOSITION: DENIED MOTION FOR POST-
CONVICTION RELIEF
DISPOSITION: AFFIRMED – 06/07/2016
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
BEFORE IRVING, P.J., CARLTON AND JAMES, JJ.
IRVING, P.J., FOR THE COURT:
¶1. William Ashwell appeals the Lawrence County Circuit Court’s judgment denying his
motion for post-conviction relief (PCR). He claims that he is automatically entitled to relief
because bills of information were not filed when he pleaded guilty to burglary and escape
during 2006. Referring to statements in other documents and the transcript of the guilty-plea
hearing, the circuit court found that although the bills of information had not been filed, they
existed when Ashwell entered his guilty pleas. Consequently, the circuit court denied
Ashwell’s PCR motion. We affirm the circuit court’s judgment.
BACKGROUND
¶2. On December 14, 2006, Ashwell filed waivers of indictment consenting to
prosecution for “burglary of an inhabited dwelling” and escape by bills of information.
Ashwell also filed separate guilty-plea petitions. That same day, the circuit court conducted
a guilty-plea hearing, and accepted both of Ashwell’s guilty pleas.1 Later that month, the
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Judge Michael Eubanks had previously announced that he would retire at the end
of 2006. He simultaneously conducted guilty-plea hearings related to twelve defendants.
They were all represented by the same appointed attorney. And all but one of them pleaded
guilty based on bills of information.
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circuit court entered a sentencing order regarding Ashwell’s burglary conviction. The circuit
court sentenced Ashwell to fifteen years in the custody of the Mississippi Department of
Corrections (MDOC). But the circuit court retained sentencing jurisdiction incident to
Ashwell’s burglary conviction. The circuit court held that it would modify Ashwell’s
burglary sentence if he successfully completed MDOC’s Regimented Inmate Discipline
(RID) program and a three-month drug and alcohol treatment program. In that event, the
circuit court would place Ashwell in MDOC’s Intensive Supervision Program (ISP) for two
years, suspend the remaining portion of Ashwell’s sentence, and place him on post-release
supervision for that remainder.
¶3. On January 2, 2007, the circuit court entered its order regarding Ashwell’s sentence
for escape.2 The circuit court sentenced Ashwell to five years in MDOC custody, to run
concurrently with Ashwell’s burglary sentence. Again, the circuit court held that if Ashwell
completed two years in ISP, the remaining three years of his escape sentence were “to be
served under the post-release provisions . . . .” Additionally, Ashwell’s concurrent escape
sentence in ISP would begin only when the ISP portion of his burglary sentence began. As
mentioned above, the ISP portion of Ashwell’s burglary sentence had not begun at that time,
because it was still contingent on his completion of the RID program and the drug and
alcohol treatment program.
¶4. As of November 5, 2007, Ashwell had successfully completed the RID program, and
he was expected to complete the drug and alcohol treatment program a short time later. So
2
Judge Eubanks signed the order on December 27, 2006.
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the circuit court entered an “amended order” regarding Ashwell’s burglary conviction.
Consistent with the initial sentencing order for burglary, the circuit court placed Ashwell in
ISP for two years. The circuit court further provided that if Ashwell successfully completed
two years in ISP, the remaining thirteen years of his sentence would be suspended “pending
successful completion” of five years of post-release supervision.3
¶5. Presumably, Ashwell remained in ISP for two years, and he was placed on post-
release supervision. In July 2010, Ashwell was accused of violating the post-release-
supervision terms by testing positive for marijuana use during March 2009, and being
arrested on some unspecified date for possession of precursors with intent to manufacture
methamphetamine. In each case, Ashwell waived a revocation hearing. The circuit court
subsequently revoked Ashwell’s post-release supervision for burglary and escape.
¶6. In August 2013, Ashwell filed a pro se PCR motion challenging both of his
convictions. He claimed that the circuit court never had jurisdiction to accept his 2006 guilty
pleas, because the underlying criminal dockets did not reflect the existence of bills of
information. Stated differently, neither docket file contained a bill of information, nor any
indication that one had ever been filed. Ashwell reasoned that the bills of information never
3
The circuit court did not suspend any portion of Ashwell’s burglary sentence at that
time. Instead, the circuit court made the future suspension of the burglary sentence
contingent upon his successful completion of two years in ISP. See Ivory v. State, 999 So.
2d 420, 431 (¶35) (Miss. Ct. App. 2008). The circuit court arguably went to significant
lengths to give Ashwell opportunities to avoid a more lengthy term of incarceration, because
the circuit court “lacked the authority to defer the question of suspension of part of
[Ashwell]’s sentence to a later date . . . conditioned on an event that may or may not occur
in the future.” Johnson v. State, 77 So. 3d 1152, 1155 (¶8) (Miss. Ct. App. 2012).
Furthermore, Ashwell’s conditionally suspended burglary sentence could not be “self-
executing.” Id.
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existed.
¶7. The circuit court appointed an attorney to represent Ashwell, and ordered the State to
respond to his PCR motion.4 Conceding that neither docket contained a filed bill of
information, the State argued that Ashwell’s guilty pleas were still valid based on other
documents that referenced the bills of information. The State attached an affidavit of the
prosecutor who had been present during Ashwell’s guilty pleas. According to the
prosecutor’s affidavit, Ashwell would not have been allowed to plead guilty “without a [b]ill
of [i]nformation being sworn and executed.” Relying on the prosecutor’s affidavit,
Ashwell’s waivers of indictment, the guilty-plea petitions, and statements during the guilty-
plea hearing, the circuit court agreed with the State. Therefore, the circuit court denied
Ashwell’s PCR motion. Ashwell appeals.
STANDARD OF REVIEW
¶8. “We will not disturb a circuit court’s denial of a PCR motion unless the decision is
found to be clearly erroneous.” Edmondson v. State, 17 So. 3d 591, 594 (¶5) (Miss. Ct. App.
2009). We review questions of law de novo. Id. Ashwell bore the burden to show that he
was entitled to relief by a preponderance of the evidence. See Wilkerson v. State, 89 So. 3d
610, 613 (¶7) (Miss. Ct. App. 2011).
DISCUSSION
I. Burglary
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In its June 2014 order, the circuit court noted that Ashwell had been released from
custody. That is consistent with a statement in Ashwell’s PCR motion indicating that he
anticipated being released on parole.
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¶9. Ashwell argues that the absence of a filed bill of information in the criminal docket
automatically entitles him to relief. He further argues that the circuit court improperly
referenced other documents to conclude that there had been a bill of information when he
pleaded guilty. Alternatively, he claims that the documents at issue were inadequate to
demonstrate that a bill of information had existed.
¶10. “No person shall, for any indictable offense, be proceeded against criminally by
information, except in cases . . . where a defendant represented by counsel by sworn
statement waives indictment . . . .” Miss. Const. art. 3, § 27. Without question, the circuit
court did not acquire subject-matter jurisdiction simply because Ashwell pleaded guilty. “[A]
guilty plea does not waive subject[-]matter jurisdiction.” Jefferson v. State, 556 So. 2d 1016,
1019 (Miss. 1989). But the Mississippi Supreme Court has held that a trial court may acquire
jurisdiction by means other than a bill of information. “Jurisdiction vests in a particular court
when an accused is arrested pursuant to a warrant issued by that court.” Rhodes v. State, 335
So. 2d 907, 908 (Miss. 1976). Furthermore, “[a] properly executed waiver of indictment
vests the trial court with full authority to dispose of the felony offense for which indictment
was waived.” Berry v. State, 19 So. 3d 137, 138 (¶8) (Miss. Ct. App. 2009).
¶11. Texas courts have held that a filed bill of information is necessary to confer subject-
matter jurisdiction. See Williams v. State, 767 S.W.2d 868, 871 (Tex.Ct. App. 1989) (“It is
true that the information must be filed in a felony case to confer jurisdiction on the court.”).
But article 5, section 17 of the Texas constitution states that “[p]rosecutions may be
commenced . . . by information filed by the county attorney . . . .” (Emphasis added). Florida
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courts also require a filed bill of information. See Sadler v. State, 949 So. 2d 303, 305 (Fla.
Dist. Ct. App. 2007) (“A court’s jurisdiction to try an accused defendant is not invoked and
does not exist unless the State files an information or indictment.”). But article I, section
15(a) of the Florida constitution says: “No person shall be tried for [a] . . . felony without .
. . an information filed by the prosecuting officer of the court . . . .” (Emphasis added). As
quoted above, the Mississippi Constitution does not contain “filed by” language. Instead,
Article 3, Section 27 provides that “for any indictable offense,” a defendant may only be
proceeded against by information if he waives indictment through a sworn statement while
represented by counsel.
¶12. To be precise, Ashwell’s waiver of indictment said:
I understand that I stand charged with the crime of burglary of an inhabited
dwelling, an indictable offense, by information and affidavit dated the 14th day
of December, 2006, and that said information and affidavit alleges said crime
to have been committed on or about __________, 200_, in Lawrence County,
Mississippi.
When Ashwell pleaded guilty, he clearly proceeded as though a bill of information existed
at the time. Through his guilty-plea petition, Ashwell stated his intent to plead guilty to
burglary. The burglary statute was quoted within the guilty-plea petition, including its
reference to the three-year minimum and twenty-five-year maximum sentences upon
conviction.
¶13. In State v. Hart, 80 So. 3d 25, 28 (La. Ct. App. 2011), the Louisiana Court of Appeal
found that harmless error resulted where a bill of information was missing from the record,
but the defendant “waived a formal reading of the bill of information,” there was “no
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indication that [the] defendant was unaware of the charges against him,” and he did not
allege that he had been prejudiced. Here, comments during the guilty-plea hearing further
support a conclusion that there was a written bill of information when Ashwell pleaded
guilty. The circuit court asked Ashwell whether he wanted “to have [his] charge[s] read to
[him.]” Ashwell declined. The circuit court then stated: “[Y]ou have two charges. One of
them is burglary, breaking and entering into an inhabited dwelling.” When asked how
Ashwell intended to plead “[t]o that charge,” he responded, “[G]uilty.” A short time later,
the circuit court asked whether “[t]he facts that are stated in the charges then are true and
correct?” Ashwell responded, “Yes, sir.”
¶14. We find no merit to Ashwell’s claim that his burglary conviction must be vacated
because a bill of information was not filed. All parties involved certainly proceeded as
though a bill of information existed. And Ashwell cites no authority to support a finding that
the lack of a filed bill of information automatically results in reversible error. The failure to
file the bill of information in this case appears to be the result of oversight. Although this
opinion should not be construed in a manner that diminishes the critical importance of filing
a bill of information, under the precise circumstances of this case, we find that circuit court
acted within its discretion when it denied Ashwell’s PCR motion. That is, it was within the
circuit court’s discretion to find that there had been a bill of information based on Ashwell’s
waiver of indictment, guilty-plea petition, and comments during the guilty-plea hearing. We
find no merit to this issue.
II. Voluntary Plea
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¶15. According to Ashwell, his guilty plea to burglary was involuntary, and his waiver of
indictment was defective because it did not specify the date of the offense. Ashwell waived
this procedural defect when he pleaded guilty. See Black v. State, 806 So. 2d 1162, 1164 (¶5)
(Miss. Ct. App. 2002). A prisoner waives a claim that a charging document is defective if
he does not raise it within the three-year time limitation. Kelly v. State, 797 So. 2d 1003,
1005 (¶4) (Miss. 2001). Consequently, this issue is procedurally barred.
III. Escape
¶16. This consolidated appeal originated from a single PCR motion that the circuit court
essentially divided into two proceedings, because a prisoner may only challenge one
conviction in a PCR motion. See Miss. Code Ann. § 99-39-9(2) (Rev. 2015). “This means
that a separate [PCR] motion . . . must be filed for each cause number or conviction.” Blount
v. State, 126 So. 3d 927, 930 (¶7) (Miss. Ct. App. 2013) (citation omitted). It is unnecessary
to discuss the procedural details that led to consolidation of the appeals. It is enough to note
that Ashwell’s challenges regarding each conviction were basically the same – that they were
fundamentally invalid for lack of a filed bill of information. It is equally unnecessary to
repeat the analysis above. Suffice it to say, it was within the circuit court’s discretion to find
that a bill of information for escape existed based on statements in the waiver of indictment,
the guilty-plea petition, and the transcript of the guilty-plea hearing. And Ashwell is
procedurally barred from claiming that his guilty plea was involuntary because the waiver
of indictment did not list the date of the offense.
¶17. THE JUDGMENT OF THE LAWRENCE COUNTY CIRCUIT COURT
DENYING THE MOTION FOR POST-CONVICTION RELIEF IS AFFIRMED. ALL
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COSTS OF THIS APPEAL ARE ASSESSED TO LAWRENCE COUNTY.
LEE, C.J., GRIFFIS, P.J., ISHEE, CARLTON, FAIR AND GREENLEE, JJ.,
CONCUR. BARNES, J., CONCURS IN PART AND IN THE RESULT WITHOUT
SEPARATE WRITTEN OPINION. JAMES, J., CONCURS IN PART WITHOUT
SEPARATE WRITTEN OPINION. WILSON, J., CONCURS IN RESULT ONLY
WITHOUT SEPARATE WRITTEN OPINION.
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