Joshua Williams v. State of Mississippi

IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2016-CP-00382-COA
JOSHUA WILLIAMS A/K/A JOSHUA DEVON APPELLANT
WILLIAMS A/K/A JOSHUA D. WILLIAMS
A/K/A JOSH WILLIAMS
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 07/08/2015
TRIAL JUDGE: HON. ANTHONY ALAN MOZINGO
COURT FROM WHICH APPEALED: JEFFERSON DAVIS COUNTY CIRCUIT
COURT
ATTORNEY FOR APPELLANT: JOSHUA WILLIAMS (PRO SE)
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: ABBIE EASON KOONCE
NATURE OF THE CASE: CIVIL - POSTCONVICTION RELIEF
TRIAL COURT DISPOSITION: DENIED APPELLANT’S PETITION FOR
POSTCONVICTION RELIEF
DISPOSITION: AFFIRMED - 02/28/2017
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
EN BANC.
CARLTON, J., FOR THE COURT:
¶1. Joshua Williams appeals the Jefferson Davis County Circuit Court’s denial of his
petition for postconviction relief (PCR). On appeal, Williams asserts the following issues:
(1) whether he was competent to enter valid guilty pleas; (2) whether he was denied effective
assistance of counsel; and (3) whether he was unlawfully convicted of manslaughter.
Finding no error, we affirm.
FACTS
¶2. On March 14, 2012, a Jefferson Davis County grand jury indicted Williams and his
two co-indictees for one count of capital murder. See Miss. Code Ann. § 97-3-19(2)(e) (Rev.
2006). At the plea hearing on July 23, 2013, the State moved to reduce Williams’s capital-
murder charge to manslaughter and armed robbery. See Miss. Code Ann. § 97-3-35 (Rev.
2006); Miss. Code Ann. § 97-3-79 (Rev. 2006). Following a plea colloquy at the July 23,
2013 hearing, the circuit court accepted Williams’s guilty pleas to the armed-robbery and
manslaughter charges. The circuit court subsequently sentenced Williams to twenty years
for the manslaughter conviction and a consecutive ten-year term for the armed-robbery
conviction, with both sentences to be served in the custody of the Mississippi Department of
Corrections.
¶3. Williams filed an unsuccessful motion to reconsider his sentences. He then filed a
PCR petition and an amendment of his PCR claims, in which he asserted several additional
assignments of error. After reviewing Williams’s PCR petition, as well as “all files, records,
transcripts, and correspondence pertaining to the judgment under attack[,]” the circuit court
filed an order on July 14, 2015, denying Williams’s PCR petition and finding no merit to
each of his asserted claims. Aggrieved by the circuit court’s judgment, Williams appeals.1
STANDARD OF REVIEW
¶4. “When reviewing a circuit court’s denial or dismissal of a PCR motion, we will
reverse the judgment of the circuit court only if its factual findings are clearly erroneous;
1
After finding that Williams failed to timely receive a copy of the order denying his
PCR petition, the circuit court granted Williams’s motion for permission to file an out-of-
time appeal.
2
however, we review the circuit court’s legal conclusions under a de novo standard of
review.” Boyd v. State, 65 So. 3d 358, 360 (¶10) (Miss. Ct. App. 2011).
DISCUSSION
I. Whether Williams was competent to enter valid guilty pleas.
¶5. Williams asserts that the circuit court erred by not conducting a hearing to determine
whether he was competent at the time he entered his guilty pleas. He further claims that, due
to a history of mental-health issues, his guilty pleas were not entered voluntarily, knowingly,
and intelligently.
A. Competency
¶6. Under certain circumstances, a trial court should order a competency hearing:
If before or during trial the court, of its own motion or upon motion of an
attorney, has reasonable ground to believe that the defendant is incompetent
to stand trial, the court shall order the defendant to submit to a mental
examination by some competent psychiatrist selected by the court . . . .
After the examination[,] the court shall conduct a hearing to determine if the
defendant is competent to stand trial. After hearing all the evidence, the court
shall weigh the evidence and make a determination of whether the defendant
is competent to stand trial. If the court finds that the defendant is competent
to stand trial, then the court shall make the finding a matter of record[,] and the
case will then proceed to trial.
URCCC 9.06.
¶7. This Court has previously explained:
Though geared toward[] competency to stand trial, Rule 9.06 may be applied
to a defendant’s entry of a guilty plea. The standard of competency necessary
to enter a plea of guilty is the same as that for determining competency to stand
trial. The key phrase in assessing a trial court’s responsibility to order a
competency hearing is that a reasonable ground exist.
3
The determination of what is reasonable rests largely within the
discretion of the trial judge because the judge sees the evidence
first hand and observes the demeanor and behavior of the
defendant. The Fifth Circuit Court of Appeals suggested the
following test for reviewing a decision to forego a competency
hearing: did the trial judge receive information which,
objectively considered, should reasonably have raised a doubt
about the defendant’s competence and alerted him to the
possibility that the defendant could neither understand the
proceedings, appreciate their significance, nor rationally aid his
attorney in his defense?
Smith v. State, 831 So. 2d 590, 593 (¶11) (Miss. Ct. App. 2002) (internal citations and
quotation marks omitted). We uphold the factual findings a trial court makes at the time a
defendant enters his guilty plea unless the court’s findings are clearly erroneous. Id. at 594(¶13).
¶8. During his plea hearing, Williams offered no evidence to show he was incompetent
to enter his guilty pleas. Instead, when the circuit court asked whether he was under the
influence of drugs or alcohol, or whether he had any emotional or physical problems that
would prevent him from participating in the hearing, Williams answered negatively while
under oath. In addition, the record reflects that the circuit court repeatedly asked questions
to determine whether Williams understood the consequences of pleading guilty to the crimes
charged and whether Williams was doing so voluntarily, knowingly, and intelligently. The
record also reflects that, by signing his plea petition, Williams acknowledged under oath that
his physical health and mental health were “presently satisfactory” and that he was “not
under the influence of any drugs or intoxicants.” Furthermore, along with Williams’s plea
petition, Williams’s attorney submitted a signed certificate stating that, after fully discussing
4
the case with Williams, she was satisfied that Williams was competent and had no condition
that affected his ability to understand the guilty-plea proceedings.
¶9. As an exhibit to his PCR petition, Williams attached a copy of medical records from
2004, which indicated that Williams had received treatment when he was fifteen years old
for mental-health problems.2 However, nothing in the attached medical records from 2004
indicated that Williams lacked the competency at the time of his plea hearing years later on
July 23, 2013, to enter valid guilty pleas.3 Furthermore, as previously discussed, the record
as a whole fails to show that Williams ever raised the issue of his competency with the circuit
court or presented any evidence to the circuit court to demonstrate incompetence. As the
movant, Williams bore the burden of proof to show that he lacked the competency to enter
his guilty pleas. See Vanwey v. State, 55 So. 3d 1133, 1136 (¶6) (Miss. Ct. App. 2011).
Because Williams failed to meet his burden of proof, we find no support for Williams’s claim
that the circuit court erred by failing to sua sponte order a competency hearing. See id.;
2
According to the medical records, information at the time of Williams’s hospital
admission revealed that he had experienced auditory hallucinations and paranoia, suicidal
thoughts, social withdrawal, sadness, irritability, a decrease in self-esteem, and a past history
of trying to harm himself and others. At the time of discharge, the psychiatrist evaluating
Williams diagnosed him with schizoaffective disorder (depressed type) and conduct disorder
and determined that Williams had severe psychological stressors in his life. The psychiatrist
recommended that Williams receive follow-up care, including psychiatric management, case
management, and individual and group therapy. The psychiatrist also noted that, at the time
of his discharge, Williams was “without plans of harming himself or others or features of
psychosis.” With continued outpatient care and therapy, the psychiatrist determined
Williams’s prognosis to be fair.
3
See Smith, 831 So. 2d at 594 (¶¶13-14) (finding that, although the defendant had a
history of mental-health problems and took antipsychotic medication, he failed to offer
sufficient evidence to demonstrate he lacked competency at the time of the plea hearing).
5
Smith, 831 So. 2d at 594 (¶¶13-14). Accordingly, this argument lacks merit.
B. Voluntariness of the Pleas
¶10. We likewise find no merit to Williams’s assertion that his pleas were not voluntary,
knowing, and intelligent. Our caselaw clearly establishes that Williams bore “the burden of
proving by a preponderance of [the] evidence that [his] guilty plea[s] [were] involuntary.”
Timmons v. State, 176 So. 3d 168, 171-72 (¶9) (Miss. Ct. App. 2015) (citations omitted). “A
plea is considered voluntary when the defendant knows what the elements are of the charge
against him[,] including an understanding of the charge and its relation to him, what effect
the plea will have, and what the possible sentence might be because of his plea.” Montalto
v. State, 119 So. 3d 1087, 1095 (¶18) (Miss. Ct. App. 2013) (citation omitted).
¶11. Williams claims on appeal that his prior mental-health issues rendered his guilty pleas
involuntary. However, the plea-hearing transcript reflects Williams’s statements under oath
in open court that he voluntarily wished to change his pleas to guilty; he understood the
consequences of waiving his constitutional rights and pleading guilty; he was not presently
under the influence of drugs or alcohol; and he had no emotional or physical problems that
would prevent him from participating in the hearing. See id. at 1096 (¶18) (recognizing that
statements made under oath in open court carry a strong presumption of truthfulness). In
addition, Williams acknowledged during the plea hearing that he had not been coerced,
threatened, or promised anything to induce him to change his pleas; he had fully discussed
with his attorney the charges he faced; and he understood the minimum and maximum
sentences associated with the charges against him.
6
¶12. Moreover, the medical records that Williams provides from 2004 fail to present
evidence to impact Williams’s competency at his plea hearing in 2013 or his ability in 2013
to enter voluntary, knowing, and intelligent guilty pleas. As already discussed, the movant
bears the burden of proof to demonstrate the defendant’s lack of competency. Vanwey, 55
So. 3d at 1136 (¶6). In the present case, Williams failed to meet his burden.
¶13. Thus, based on our review of the record and applicable caselaw, we find no support
for Williams’s assertion that his guilty pleas were not entered voluntarily, knowingly, and
intelligently. We therefore find that this assignment of error lacks merit.
II. Whether Williams was denied effective assistance of counsel.
¶14. Williams contends that he received ineffective assistance of counsel because his
attorney failed to (1) investigate his competency to enter his guilty pleas and (2) interview
crucial witnesses in the case.
¶15. To prove his ineffective-assistance-of-counsel claim, Williams must show that (1) his
attorney’s performance was deficient, and (2) the deficiency prejudiced his defense.
Strickland v. Washington, 466 U.S. 668, 687 (1984). The defendant bears the burden to
prove both prongs of Strickland, and a strong presumption exists that an attorney’s conduct
falls within the wide range of reasonable professional assistance. Smith v. State, 129 So. 3d
243, 246 (¶9) (Miss. Ct. App. 2013).
¶16. This Court has previously explained:
When applying the [Strickland] test to a guilty plea, [the defendant] must show
that there is a reasonable probability that, but for counsel’s errors, he would
not have pleaded guilty, would have insisted on going to trial, and the outcome
would have been different. Additionally, a defendant must plead claims of
7
ineffective assistance of counsel with specificity, and the claim must be
supported by affidavits other than his own. When a movant fails to attach any
supporting affidavits and relies solely on his own sworn motion, his
ineffective-assistance claim must fail.
Avery v. State, 179 So. 3d 1182, 1188-89 (¶13) (Miss. Ct. App. 2015) (internal citations and
quotation marks omitted).
¶17. As support for his ineffective-assistance claim, Williams argues that his attorney knew
about his history of mental-health issues but failed to investigate his competency and inform
the circuit court that he was incompetent to enter a valid guilty plea. In addition, Williams
claims that his attorney failed to interview crucial witnesses in his case. According to
Williams, had his attorney properly investigated the case and interviewed these crucial
witnesses, the outcome of the proceedings would have been different. Williams insists that
he never would have withdrawn his “not guilty” plea but would have proceeded to trial.
¶18. Upon review, we find that Williams’s allegations lack support. As previously
discussed, Williams fails to provide any evidence to demonstrate that he lacked competency
during the time period in which he committed the charged offenses, was indicted, and then
entered his guilty pleas. Instead, Williams provides only his own bare assertions to support
his claims. See id. at 1189 (¶13).
¶19. In addition, as stated, the record reflects that Williams entered his guilty pleas under
oath in open court. See Montalto, 119 So. 3d at 1096 (¶18). In doing so, Williams
acknowledged that his attorney had reviewed his guilty-plea petition with him, as well as the
charges he faced and what the State had to prove for him to be found guilty of the crimes
charged. Williams stated that he had no questions about his petition and that he understood
8
the charges against him and the rights he waived by pleading guilty. Moreover, the record
reflects that, by signing his plea petition, Williams agreed that his attorney “had done all that
anyone could do to counsel and assist” him and that he was “satisfied with the advice and
help” that his attorney had provided.
¶20. Williams bore the burden below to demonstrate that he lacked the competency to enter
a valid guilty plea. See Vanwey, 55 So. 3d at 1136 (¶6). On appeal, he also bears the burden
to show by a preponderance of the evidence that he is entitled to relief. See Smith, 129 So.
3d at 245 (¶5). After reviewing the record and relevant caselaw, however, we find that
Williams fails to meet his burden of proof on his ineffective-assistance claim. See
Strickland, 466 U.S. at 687. Williams has not sufficiently shown that his attorney’s
“performance fell below an objective standard of reasonableness.” Avery, 179 So. 3d at 1190
(¶16). Furthermore, “even assuming errors on his attorney’s part, [Williams fails to show
that] the outcome would have been different had he proceeded to trial.” Id. We therefore
find that this assignment of error lacks merit.
III. Whether Williams was unlawfully convicted of manslaughter.
¶21. In addition to his other claims, Williams asserts that he “is actually and factually
innocent” of the manslaughter charge. In discussing this issue, this Court has previously
stated:
Rule 8.04(A)(3) of the Uniform Circuit and County Court Rules
provides that[,] before the trial court may accept a plea of guilty, the court
must determine that the plea is voluntarily and intelligently made and that there
is a factual basis for the plea. A sufficient factual basis requires an evidentiary
foundation in the record [that] is sufficiently specific to allow the court to
determine that the defendant’s conduct was within the ambit of that defined as
9
criminal. We review the entire record to discern whether a sufficient factual
basis exists.
Porter v. State, 126 So. 3d 68, 72 (¶12) (Miss. Ct. App. 2013) (internal citations and
quotation marks omitted).
¶22. As already stated, we find that Williams voluntarily, knowingly, and intelligently
entered his guilty pleas to the crimes charged. See id. Furthermore, despite Williams’s claim
of innocence, the record clearly reflects his statements under oath as to the following: he
committed the crimes charged; the facts and allegations contained in the charges were true;
and he was pleading guilty to the charges of his own free will. Because the record reflects
that the circuit court possessed a sufficient factual basis to accept Williams’s guilty pleas, we
find that this argument lacks merit. See id.
¶23. THE JUDGMENT OF THE JEFFERSON DAVIS COUNTY CIRCUIT COURT
DENYING THE PETITION FOR POSTCONVICTION RELIEF IS AFFIRMED.
ALL COSTS OF THIS APPEAL ARE ASSESSED TO JEFFERSON DAVIS
COUNTY.
LEE, C.J., IRVING AND GRIFFIS, P.JJ., BARNES, ISHEE, FAIR, WILSON,
GREENLEE AND WESTBROOKS, JJ., CONCUR.
10