Irvin A. Payne v. State of Mississippi

IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2018-KA-00292-COA
IRVIN A. PAYNE A/K/A IRVIN ANDREW APPELLANT
PAYNE
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 06/23/2017
TRIAL JUDGE: HON. ROGER T. CLARK
COURT FROM WHICH APPEALED: HARRISON COUNTY CIRCUIT COURT,
FIRST JUDICIAL DISTRICT
ATTORNEYS FOR APPELLANT: OFFICE OF STATE PUBLIC DEFENDER
BY: HUNTER NOLAN AIKENS
GEORGE T. HOLMES
ATTORNEYS FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: KATY TAYLOR GERBER
JOSEPH SCOTT HEMLEBEN
JASON L. DAVIS
BARBARA BYRD
DISTRICT ATTORNEY: JOEL SMITH
NATURE OF THE CASE: CRIMINAL - FELONY
DISPOSITION: AFFIRMED IN PART; REVERSED AND
RENDERED IN PART - 06/18/2019
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
BEFORE J. WILSON, P.J., McCARTY AND C. WILSON, JJ.
C. WILSON, J., FOR THE COURT:
¶1. A grand jury for the First Judicial District of Harrison County indicted Irvin Andrew
Payne (“Payne”) for unlawful possession of a firearm by a convicted felon (Count I) and
possession of a controlled substance (Count III). After a jury trial, the jury found Payne
guilty on both counts. The trial court sentenced Payne to serve ten years on Count I and three
years on Count III, to run consecutively for a total of thirteen years in the custody of the
Mississippi Department of Corrections (“MDOC”). Following the denial of Payne’s motion
for a judgment notwithstanding the verdict (“J.N.O.V.”) or alternatively a new trial, Payne
appealed, raising two issues: (1) whether Count III of the indictment was defective; and (2)
whether Payne received ineffective assistance of counsel.1 After a thorough review of the
record, we reverse Payne’s conviction and sentence on Count III of the indictment, render
a judgment dismissing that count, and deny Payne’s ineffective-assistance-of-counsel claim
without prejudice to his right to file a separate motion for post-conviction relief.
FACTS
¶2. On February 9, 2015, narcotics officers Sergeant Aaron Fore (“Fore”) and Detective
Thomas King (“King”) of the Gulfport Police Department were patrolling the 20th Street and
31st Avenue area in Gulfport, Mississippi, in response to citizen complaints about drug
activity.
¶3. Around 7:25 p.m., Fore and King were traveling northbound on 31st Avenue, a two-
lane residential street, when they noticed a purple 1995 Chevrolet Lumina (“Lumina”) parked
facing northbound in the southbound lane. A man was standing near the Lumina talking to
the occupants, but he quickly turned and walked away upon seeing the officers’ patrol
vehicle. The Lumina’s driver then merged into the correct lane (the northbound lane) in front
of the officers and immediately turned right onto 21st Street without using a turn signal.
1
Payne does not directly challenge the indictment or sufficiency of the evidence with
respect to his conviction for unlawful possession of a firearm by a convicted felon (Count
I). Thus, we affirm in part on this issue. M.R.A.P. 28(a)(7).
2
¶4. Fore and King proceeded to follow the Lumina onto 21st Street, and King activated
the patrol vehicle’s blue lights to conduct a traffic stop for failure to give a turn signal. The
driver did not stop the Lumina, but instead made a right turn onto 30th Avenue at the next
intersection. At that point, King activated the sirens and continued to follow the Lumina
onto 30th Avenue. While traveling down this well-lit street, Fore saw one of the Lumina’s
occupants throw an unknown object out of the front-passenger window. After a short
distance, the Lumina’s driver made another right turn onto 20th Street and finally came to
a stop.
¶5. King exited the patrol vehicle—with Fore a few steps behind—and approached the
Lumina’s passenger side. King testified that he smelled the odor of marijuana coming from
the Lumina. When King looked through the rear passenger window, he saw “a large rifle
laying on the center console, muzzle facing forward, stock to the rear.” The driver of the
Lumina, later identified as Payne, had his arm on top of the rifle as though he was trying to
hide the rifle or push it away. King shouted, “Gun!” to Fore, who was approaching the
Lumina from the driver’s side, and he instructed the Lumina’s occupants to put their hands
where he could see them. King then opened the rear passenger door, retrieved the rifle, and
put it on top of the Lumina’s trunk. Fore took the gun and secured it in the patrol vehicle.
By that time, Detectives Larry McCook, Jr. (“McCook”) and Joey Weust (“Weust”) had
arrived at the scene.
¶6. After securing the rifle, King “pulled both of the occupants out of the vehicle [] [and]
detained them in order to do a probable cause search” on the basis of the odor of marijuana
3
emanating from the Lumina. King then left the scene to look for the item that was thrown
from the passenger window; he found nothing and returned to the scene of the traffic stop.
Meanwhile, McCook searched Payne and found a small plastic bag containing a “milky,
rock-like substance” in Payne’s pocket. McCook turned the bag over to King, who logged
the substance into evidence and sent it to the crime lab for testing.
¶7. The officers arrested both Payne and Latrevia Donwell (“Donwell”), Payne’s
passenger in the Lumina. A grand jury for the First Judicial District of Harrison County
indicted Payne for unlawful possession of a firearm by a convicted felon (Count I) and
possession of a controlled substance (Count III).2 The indictment alleged “ETHYLONE” as
the Schedule I controlled substance that Payne illegally possessed.
¶8. At trial, Payne testified in his own defense. Regarding Count I, Payne repeatedly
denied knowing about or seeing a rifle in the car or that a rifle was next to him or on the
center console at any point in time. But Fore testified that he looked into the back seat and
saw “the butt stock of a rifle on top of the center console sticking behind the driver into the
backseat compartment.” King also testified that the rifle was “laying directly on top of the
center console between the driver and passenger” and added that “none of it [i.e., the rifle]
was in the back seat. It was all on top of the center console.” Both Fore and King testified
that Payne’s arm was on top of the rifle when King secured it.3
2
Donwell was charged with unlawful possession of a firearm by a convicted felon
(Count II).
3
King’s testimony further suggested that Donwell confirmed the rifle was on the
center console and that the only person to say the rifle was not there was Payne.
4
¶9. As for Count III, Payne admitted the drugs found in his pocket at the traffic stop were
his. He testified that he obtained the drugs at a motel in Gulfport before Fore and King
pulled him over, and that he believed the drugs to be “MDMA,” which is more commonly
known as ecstasy—a Schedule I controlled substance. Payne also testified he knew the drugs
were illegal.
¶10. Laura Faulks (“Faulks”), a drug analyst with the Mississippi Forensics Laboratory,
testified as an expert in the field of drug analysis. Faulks performed a chemical analysis on
the substance the police recovered from Payne’s pocket. At trial, she testified that (1) her
analysis “detected the compound ethylone in the sample”; (2) the sample weighed 0.16
grams; and (3) ethylone is a Schedule I controlled substance that has “many names,”
including “methylenedioxymethcathinone” or “beta keto MDEA.” Faulks did not provide
any other names for the substance or establish ethylone as MDMA or any other enumerated
Schedule I controlled substance.
¶11. After trial, the jury found Payne guilty of both counts. The trial court sentenced Payne
to serve ten years on Count I and three years on Count III, to run consecutively for a total of
thirteen years in the custody of the MDOC. Payne subsequently filed a motion for a J.N.O.V.
or alternatively a new trial. In his post-trial motion, Payne contended that the trial court erred
when it denied Payne’s motion to suppress evidence procured from the warrantless stop and
search of the Lumina on February 9, 2015, and when it denied Payne’s motion for a directed
verdict on the basis that Payne had knowledge of the rifle found in the Lumina.
¶12. Payne timely filed his notice of appeal on February 26, 2018. He raises two issues on
5
appeal: (1) whether Count III of the indictment was defective; and (2) whether Payne
received ineffective assistance of counsel. We address each issue in turn.
DISCUSSION
I. Whether Count III of the indictment was defective.
¶13. Whether an indictment is fatally defective is an issue of law and deserves a relatively
broad standard of review. The legal sufficiency of an indictment must be reviewed de novo.
Young v. State, 119 So. 3d 309, 313 (¶10) (Miss. 2013). Objections to the sufficiency of an
indictment may be raised for the first time on appeal, because the sufficiency of an
indictment is a matter of jurisdiction. Williams v. State, 169 So. 3d 932, 935 (¶8) (Miss. Ct.
App. 2014); see also Durr v. State, 446 So. 2d 1016 (Miss. 1984).
¶14. Count III of the indictment charged Payne with “knowingly, willfully, unlawfully and
feloniously possess[ing] 0.1 grams or more but less than 2.0 grams of ETHYLONE, a
SCHEDULE I Controlled Substance . . . .” Payne asserts that because “ethylone” is not listed
in Schedule I of the Controlled Substances Act, the indictment is defective and thus void for
failing to charge a crime.
¶15. In support, Payne relies on Brewer v. State, 351 So. 2d 535 (Miss. 1977), and
Copeland v. State, 423 So. 2d 1333 (Miss. 1982). In Brewer, Brewer was convicted for
delivery of a controlled substance. The indictment charged that Brewer and others “did
unlawfully, willfully and feloniously, without authority of law deliver . . . a certain controlled
substance, to-wit: preludin.” Brewer, 351 So. 2d at 536. Brewer did not initially challenge
the indictment but moved to dismiss the charges at the conclusion of the state’s case on the
6
ground that the indictment failed to charge him with the delivery of a substance listed in the
statutory schedule. Evidence at trial showed that preludin contained phenmetrazine, a
substance listed in Schedule II of the Controlled Substances Act. Id. The trial judge
overruled Brewer’s motion to dismiss and required the state to amend the indictment to set
forth the fact that preludin contained phenmetrazine.
¶16. On appeal, Brewer contended that the indictment was not amendable because it failed
to charge a crime. The supreme court agreed. In reversing, the supreme court noted that
Mississippi Code Annotated section 99-7-21 (Rev. 1972), which provides that indictments
may be amended to correct “any formal defect,” applies only to matters of form and not
substance, and that the omission complained of was one of substance. The court then
reaffirmed:
Every material fact and essential ingredient of the offense—every essential
element of the offense—must be alleged with precision and certainty, or, as
has been stated, every fact which is an element in a prima facie case of guilt
must be stated in the indictment.
Id. at 536. In sum, Brewer instructs that a substantive defect in an indictment cannot be
cured by extrinsic proof and is not waived by the failure to demur. The Brewer court held
that because an essential element of the indictment was omitted—i.e., that preludin contained
phenmetrazine, and because such omission was an omission of substance, the indictment was
invalid and failed to charge a crime. Id. at 537 (“[A] comparison of the indictment to the
criminal statute would not disclose that a crime was charged.”).
¶17. Similarly, in Copeland, the indictment charged Copeland with selling “a quantity of
methylenedioxy amphetamine, a controlled substance.” Copeland, 423 So. 2d at 1336. On
7
appeal, Copeland argued that the indictment did not charge a crime and was void since
“methylenedioxy amphetamine,” as distinguished from “3,4 methylenedioxy amphetamine,”
is not a controlled substance. Id. Relying on United States v. Huff, 512 F.2d 66 (5th Cir.
1975), the Copeland court found that the addition of the numbers “3,4” would have saved
the indictment. The court noted that the defect was more than a mere technicality, as the
chemical and legal definitions of the substances at issue required technical precision.
Copeland, 423 So. 2d at 1336. Thus, relying on Brewer and Huff, the Copeland court held
that the indictment at issue failed to charge a crime and was therefore void. Id. at 1336-37.
¶18. Here, the indictment charged Payne with “knowingly, willfully, unlawfully and
feloniously possess[ing] 0.1 grams or more but less than 2.0 grams of ETHYLONE, a
SCHEDULE I Controlled Substance . . . .” At trial, Faulks testified that ethylone is a
Schedule I controlled substance that has “many names,” including
“methylenedioxymethcathinone” and “beta keto MDEA.” But “ethylone” is not listed in
Schedule I of the Controlled Substances Act—nor are the other two names Faulks gave. See
Miss. Code Ann. § 41-29-113 (Rev. 2013). The Act lists, among other substances,
substances that are similar to the ones that Faulks listed: “3,4-methylenedioxy-N-
ethylamphetamine (also known as . . . MDEA),” and “3,4-methylenedioxy-N-
methylcathinone (methylone).” Miss. Code Ann. § 41-29-113 (c)(12), (48) (Rev. 2013). But
following Brewer and Copeland, it is insufficient for an indictment merely to allege an
unlisted pseudonym for a controlled substance actually listed on the schedule then leave it
to the jury to connect the dots. The indictment’s failure to name a Schedule I substance is
8
thus a defect of substance—not form.
¶19. Here, the proof offered by the State failed to connect the dots—i.e., to show that
ethylone is, or at least contained, a substance or compound enumerated on the statutory
schedule. Faulks testified that ethylone is a controlled substance, but she did not explain how
the substance Payne possessed matched any statutorily enumerated controlled substance.4
Payne testified that he believed he possessed MDMA, a synthetic form of ecstasy, but the
State offered no proof that ethylone, as charged in the indictment, equated to MDMA. Thus,
our review of the record leaves unclear exactly what controlled substance Payne possessed.
Under the precedent set forth in Brewer and Copeland, which we are bound to follow,
Payne’s indictment on this matter fails to charge a crime.
¶20. An indictment is sufficient if it tracks the language of the statute under which it is
being drawn. King v. State, 580 So. 2d 1182 (Miss. 1991); Cantrell v. State, 507 So. 2d 325
(Miss. 1987). But to be sufficient, an indictment must set forth the constituent elements of
a criminal offense. Thomas v. State, 126 So. 3d 877, 879 (¶7) (Miss. 2013) (“An indictment
which fails to allege all essential elements of a crime runs afoul of our constitutions and is
4
Faulks testified that ethylone is a Schedule I controlled substance that has “many
names,” though she gave only two in the record: “methylenedioxymethcathinone” and “beta
keto MDEA.” Neither of these names appear on Schedule I, see Miss. Code Ann. § 41-29-
113, though the statutory schedule lists several similar substance names, including “3,4-
methylenedioxy-N-ethylamphetamine (also known as . . . MDEA),” “3,4-methylenedioxy-N-
methylcathinone (methylone),” and “methcathinone.” Following Copeland and the other
authority discussed herein, “similar” is not sufficient, as chemical and legal definitions of
substances require technical precision. Copeland, 423 So. 2d at 1336; cf. Sarrett v. State,
250 So. 3d 477, 485 (¶¶40-42) (Miss. Ct. App. 2017) (affirming conviction under indictment
charging possession of “cathinone” where expert in forensic drug testing concluded that
“two capsules she tested contained ethylone” but offered further testimony that, based on
chemical structure, “ethylone is a substituted drug known as [c]athinone”).
9
void.”). Thus, an indictment that fails to charge a crime is void, and the failure to do so is
a plain, constitutional error which requires dismissal of the indictment and reversal of the
conviction. Copeland, 423 So. 2d at 1337; see also Thomas, 126 So. 3d at 880. Because
possession of a controlled substance is an essential element of the crime, and because the
indictment failed to allege that Payne possessed an enumerated Schedule I controlled
substance, we reverse Payne’s conviction and sentence on Count III of the indictment and
render a judgment dismissing that count. See Miss. Code Ann.§ 41-29-113.5
II. Whether Payne received ineffective assistance of counsel.
¶21. Payne asserts trial counsel was ineffective in three respects: (1) by failing to stipulate
to Payne’s status as a prior convicted felon and instead stipulating to the admission of
Payne’s prior three-count indictment and sentencing order; (2) by opening the door and
failing to object to King’s testimony that Donwell told police the gun was on the center
console; and (3) by failing to object or demur to Count III of the indictment as defective.6
For the reasons explained below, we deny Payne’s ineffective-assistance-of-counsel claim
without prejudice to his right to seek relief in a properly filed petition for post-conviction
5
The dissent focuses on proof at trial, including Payne’s own testimony, that Payne
“knew he had an illegal substance in his pocket,” post ¶28, to conclude that “the jury heard
sufficient testimony that ethylone (the substance listed in the indictment) is known by many
names and is a schedule I controlled substance,” id. at ¶30. Even as the dissent frames it,
“[t]he question is, which Schedule I controlled substance did Payne actually possess?” Id.
at ¶29. Our review of the record leaves that question unanswered, but the binding precedent
discussed herein requires sufficient proof of “the particular substance” possessed in order
to sustain a conviction. O’Donnell v. State, 173 So. 3d 907, 916 (¶22); see Copeland, 423
So. 2d at 1337; Brewer, 351 So. 2d at 537.
6
Our reversal of Payne’s conviction for possession of a controlled substance moots
his contention here regarding Count III of the indictment.
10
relief.
¶22. Generally, this Court does not consider claims of ineffective assistance of counsel on
direct appeal because “there is usually insufficient evidence within the record to evaluate the
claim.” Pustay v. State, 221 So. 3d 320, 350 (¶97) (Miss. Ct. App. 2016). This Court will
“only consider an ineffective-assistance-of-counsel claim on direct appeal when: (1) the
record affirmatively shows ineffectiveness of constitutional dimensions, or (2) the parties
stipulate that the record is adequate to allow the appellate court to make the finding without
consideration of the findings of fact of the trial judge.” Nelson v. State, 222 So. 3d 318, 322
(¶5) (Miss. Ct. App. 2017). Because neither party stipulates to the record’s adequacy on this
point, we must determine whether the record affirmatively shows ineffectiveness of
constitutional dimensions. See Williams v. State, 228 So. 3d 949, 952 (¶12) (Miss. Ct. App.
2017).
¶23. To establish his ineffective-assistance-of-counsel claim, Payne must prove, under the
totality of the circumstances, that (1) his defense counsel’s performance was deficient, and
(2) his counsel’s deficient performance was prejudicial to his defense. Ravencraft v. State,
989 So. 2d 437, 443 (¶31) (Miss. Ct. App. 2008) (citing Strickland v. Washington, 466 U.S.
668, 687 (1984)). In this regard, trial counsel’s performance is deficient if it falls “below an
objective standard of reasonableness”; however, Payne “faces a rebuttable presumption that
his attorney’s conduct is within the wide range of reasonable conduct and that his attorney’s
decisions were strategic.” Strickland, 466 U.S. at 688; Ravencraft, 989 So. 2d at 443 (citing
Edwards v. State, 615 So. 2d 590, 596 (Miss. 1993)). Payne must show that, but for his trial
11
attorney’s errors, there is “a reasonable probability” a different result would have been
reached at trial. Stringer v. State, 627 So. 2d 326, 329 (Miss. 1993).
¶24. With this standard in mind, our review of the record indicates that Payne’s assignment
of error as to alleged ineffective assistance of counsel is beyond the contents of the
record—the record does not affirmatively show ineffectiveness of constitutional dimensions.
Thus, we deny Payne’s ineffective-assistance-of-counsel claim without prejudice to his right
to file a motion for post-conviction relief.
CONCLUSION
¶25. Because the indictment charged Payne with possession of a controlled substance but
failed to identify an enumerated Schedule I controlled substance, the indictment regarding
Count III fails to charge a crime and is void. We therefore reverse Payne’s conviction and
sentence on Count III and render a judgment dismissing that count. Further, we deny Payne’s
ineffective-assistance-of-counsel claim without prejudice to his right to file a motion for
post-conviction relief.
¶26. AFFIRMED IN PART; REVERSED AND RENDERED IN PART.
BARNES, C.J., CARLTON AND J. WILSON, P.JJ., GREENLEE,
WESTBROOKS, TINDELL, McDONALD AND McCARTY, JJ., CONCUR.
LAWRENCE, J., CONCURS IN PART AND DISSENTS IN PART WITH SEPARATE
WRITTEN OPINION.
LAWRENCE, J., CONCURRING IN PART AND DISSENTING IN PART:
¶27. I concur with the majority’s decision to affirm Payne’s conviction as to Count I and
dissent with the majority’s decision to reverse Payne’s conviction for possession of a
controlled substance as to Count III. In Count III of the indictment, it was alleged that the
12
defendant possessed a Schedule I controlled substance, “Ethylone.” On appeal, Payne argues
that, because Ethylone is not specifically listed in Mississippi Code section 41-29-113 (Rev.
2013), his conviction should be reversed.
¶28. Payne testified that he purchased drugs the same day he was arrested, and he admitted
that the drugs found in his pocket at the traffic stop were his. He also admitted that he knew
the drugs in his pocket were “MDMA” and that MDMA was an “illegal substance.” On
direct examination, Payne testified to the following:
Q: Now, you just stated just a second ago that officers did, in fact, find
drugs in your pocket, correct?
A: Correct.
Q: Okay. And do you know what type of drugs those were?
A: MDMA.
Q: Okay. And you knew that that was an illegal substance, correct?
A: Correct.
In addition, on cross-examination, Payne again testified he knew he had an illegal substance
in his pocket.
¶29. Pursuant to Mississippi Code Annotated section 41-29-113(c)(11), MDMA is a
schedule I controlled substance. It is clear from the defendant’s own words that he was
under the impression the substance found in his pocket was a Schedule I controlled
substance. Payne apparently thought he purchased MDMA, when he in fact purchased
13
MDEA.7 Payne’s admissions were certainly admissible evidence to support his possession
of a Schedule I controlled-substance conviction as charged in Count III.8 The question is
which Schedule I controlled substance did Payne actually possess.
¶30. As stated above, in Count III of Payne’s indictment it was alleged that “[Payne] did
knowingly, willfully, unlawfully and feloniously possess 0.1 grams or more but less than 2.0
grams of ETHYLONE, a Schedule I Controlled Substance . . . .” The indictment provided
the requisite statutory information by specifying that Payne was charged with knowingly
possessing“0.1 grams or more but less than 2.0 grams of . . . a Schedule I Controlled
Substance.” The majority reasoned that the word “ethylone” is not listed in Mississippi Code
section 41-29-113 under Schedule I. The majority is correct in that determination. The word
Ethylone is not set out expressly in the statute. However, the molecular makeup and alternate
names of controlled substances are not common knowledge and are often the subject of
expert testimony. The same holds true for testing and identifying those controlled
substances. At trial, the State moved that Laura Faulks “be deemed an expert in drug
analysis.” The defense replied, “No objection, judge.” Faulks testified to the following:
Q: Okay. Now, before I mess up calling this what it is, it’s ethylone,
correct?
A: Correct.
Q: Do you know what the street name of that is?
7
It is common for defendants to think they have purchased one particular type of
controlled substance when, in fact, they have been sold a different but equally as illegal
controlled substance.
8
Duncan, 240 So. 3d 523 (¶20); O’Donnell, 173 So. 3d at 916 (¶22)
14
A: There are many names for it.
Q: Or a couple of them, anyway?
A: One of the names is methylenedioxymethcathinone. One of the names
is beta keto MDEA.
(Emphasis added). MDEA is a substance expressly prohibited under Mississippi Code
Annotated section 41-29-113. The jury found Payne “guilty of Possession of [a] Controlled
Substance, Count III,” and that finding was supported by the testimony of the expert drug
analyst. While it may have been better to have a more thorough explanation, I would find
that the jury heard sufficient testimony that ethylone (the substance listed in the indictment)
is known by many names and is a Schedule I controlled substance. Further, the expert
testified that one of the many names of ethylone is MDEA, a substance that is expressly
listed in the statute. I would find the verdict of the jury was sufficiently supported by the
testimony. Accordingly, although I concur in part regarding the majority’s decision to affirm
Payne’s conviction as to Count I, I respectfully dissent from the decision to reverse as to
Count III.
15