DocketNumber: NO. 2017-KA-01494-COA
Judges: McCarty, Carlton, Lawrence, Wilson
Filed Date: 5/28/2019
Status: Precedential
Modified Date: 10/19/2024
¶1. Rashad Smith was tried in Lincoln County Circuit Court on a two-count indictment. Prior to trial, the court granted the State's motion to amend the indictment to allege Smith's habitual-offender status, but a written order amending the indictment was not entered. A nolle prosequi order was subsequently entered on Count I of the indictment, and the jury found Smith guilty on Count II (unauthorized possession of a cell phone in the Lincoln County jail). The trial court sentenced Smith to serve fifteen years, day for day, as a habitual offender.
¶2. On appeal, Smith asserts that (1) his conviction should be reversed and rendered because the State's evidence was insufficient for a conviction under the indictment as drafted, or, alternatively, he is entitled to a new trial because the verdict was contrary to the overwhelming weight of evidence; and (2) he received ineffective assistance of counsel because the indictment in this case was never properly amended to authorize sentencing as a habitual offender and his counsel failed to object, thereby waiving this issue for appellate review. We find no merit to Smith's first assignment of error, and we deny Smith's ineffective-assistance-of-counsel claim without prejudice to his right to pursue relief on this alleged error in a petition for post-conviction relief.
I. STATEMENT OF FACTS AND COURSE OF PROCEEDINGS
¶3. On August 16, 2017, Smith was tried in Lincoln County Circuit Court on a two-count indictment. Count I of the indictment charged Smith with possession of marijuana in the Lincoln County jail. After the jury deadlocked on Count I, the State requested and was granted a nolle prosequi order on that count. Count II of the indictment charged Smith with unauthorized possession of a cell phone in the Lincoln County jail, in violation of Mississippi Code Annotated section 47-5-193 (Rev. 2015). The jury found Smith guilty on Count II, and he was sentenced to serve fifteen years as a habitual offender under Mississippi Code Annotated section 99-19-81 (Rev. 2015).
¶4. The original indictment did not allege that Smith was a habitual offender. Prior to trial, the State moved to amend the indictment to allege Smith's habitual-offender status. That motion was heard on June 26, 2017. At the hearing, the trial court ruled on the record that the State met its burden for the indictment to be amended to include a habitual-offender sentencing enhancement, but the record reflects that no order to that effect was entered.
¶5. At the one-day trial held on August 26, 2017, the State's witness, Correctional Officer Larry Morris, testified that on September 28, 2015, Rashad Smith "turned himself in" to the Lincoln County jail because his twin brother, Rashan, was mistakenly in jail instead of Rashad. On cross examination, Officer Morris was asked whether he told Smith what he could and could not bring to the jail when Smith phoned in to advise that he was turning himself in. Officer Morris responded, "No," and then he stated that Smith had "been down [to the jail] before so I didn't have to [give him any instructions]."
¶6. Officer Morris testified that when Smith arrived at the jail, Smith was brought in through one locked door and was taken to the booking area to be processed. He further testified that before he (Morris) was able to get Smith booked in, Smith grabbed a jail uniform off of a shelf along with a mat that the jail provides, went in another area, and changed his clothes. According to Officer Morris, Smith was in "a hurry to get dressed out and to go upstairs." Officer Morris said he told Smith that before he could go upstairs, Morris needed to finish booking him and that he needed to be searched. At that point, Officer Morris testified, Smith put his belongings on the counter, and several items that were rolled up with the jail-issued mat started falling out, including two cell phones and some marijuana. Officer Morris turned these items over to Brookhaven Police Investigator Lisa Jackson who turned them over to Lincoln County Chief Deputy Johnny Hall.
¶7. The State's witness, Chief Deputy Johnny Hall, testified that he investigated the September 28, 2015 incident, and that when he interviewed Smith, Smith told him that he was bringing the cell phones in with "the help" of Officer Morris. Hall further testified that this allegation was never confirmed. The State also established through Chief Deputy Hall's testimony that the Lincoln County jail is a correctional facility in Brookhaven, Lincoln County, Mississippi.
¶8. At the close of the State's case, defense counsel moved for a directed verdict, which the trial court denied. Smith did not testify at trial, and the defense presented no other witnesses.
¶9. The court instructed the jury which found Smith guilty of possession of a cell phone in a correctional facility under Count II of the indictment.
¶10. Following the announcement of the jury verdict, the trial court proceeded with the sentencing hearing. At that hearing, the trial court read the jury's verdict on the record and then stated that at "a motion hearing ... on June 26th of 2017, the [c]ourt found beyond a reasonable doubt that Mr. Smith was an habitual criminal within the meaning of section 99-19-81." Defense counsel stated on the record that he had no objection to sentencing proceedings going forward, and there is no indication in the record that defense counsel made any objection to the absence of a written order allowing the amendment to the indictment to reflect Smith's habitual-offender status. The trial court sentenced Smith to fifteen years in the custody of the Mississippi Department of Corrections (MDOC), to be served day for day pursuant to section 99-19-81. Following the denial of his motion for a judgment notwithstanding the verdict (JNOV), or, alternatively, for a new trial, Smith appeals.
II. LAW AND ANALYSIS
A. The State's Alleged Failure of Proof
¶11. Smith asserts that the State failed to prove two statutory elements of section 47-5-193 and one non-statutory factual allegation charged in Count II of the indictment, and, therefore, the trial court erred in denying his JNOV motion, or, alternatively, the trial court erred in denying his motion for a new trial. We find that these assertions are without merit because we find that the State was not required to prove these elements, as discussed below.
1. The Statutory Elements Under Section 47-5-193
¶12. Count II of Smith's indictment charged him with violating section 47-5-193. In
McCollum v. State
,
It is unlawful for any officer or employee of the department, of any county sheriff's department, of any private correctional facility in this state in which offenders are confined, of any municipal or other correctional facility in this state, or for any other person or offender to possess, furnish, attempt to furnish, or assist in furnishing to any offender confined in this state any ... cell phone or any of its components or accessories to include, but not limited to, Subscriber Information Module (SIM) cards or chargers.
It is unlawful for any person or offender to take, attempt to take, or assist in taking any ... cell phone or any of its components or accessories to include, but not limited to, Subscriber Information Module (SIM) cards or chargers on property within the state belonging to the department, a county, a municipality, or other entity that is occupied or used by offenders, except as authorized by law.
[O]n or about September 28, 2015, in Lincoln County, Mississippi and within the jurisdiction of this court, Rashad J. Smith did wilfully, unlawfully, feloniously and knowingly possess a cell phone, to wit: a Nokia Smartphone, black in color bearing the IMEI number 353047069216952 in the Lincoln County Jail, a correctional facility, in Lincoln County, Mississippi, at a time when [Rashad J. Smith] was an inmate housed in the aforementioned correctional facility, contrary to and in violation of Section[ ] 47-5-193 of the Mississippi Code of 1972, this being count two of the indictment....
¶13. Smith asserts that the State failed to prove two statutory elements under section 47-5-193, namely, that the Lincoln County jail was "property belonging" to Lincoln County and that the property was "occupied or used by offenders." These statutory elements are found in the second sentence, not the first sentence, of section 47-5-193. After our review of the record, including Count II of the indictment, the applicable jury instruction setting forth the counts contained in the indictment, and the jury's verdict,
¶14.
McCollum
is instructive on this issue. In that case McCollum argued that his indictment was defective because it merely stated that he "did wilfully, unlawfully, feloniously, and without authority have in his possession an unauthorized electronic device, cell phone, or other contraband item, to-wit: one (1) cell phone and two (2) SIM cards[,]" and did not include, among other information, the phrase "on property belonging to the Department of Corrections."
McCollum
,
¶15. Based on the same reasoning, we find in this case that section 47-5-193 is not ambiguous and that a plain reading of the first sentence of section 47-5-193 shows that it does not require proof that the jail belonged to Lincoln County or that it was occupied or used by offenders. Although the first sentence of section 47-5-193 contains the phrase "in which offenders are confined," that language modifies "officer or employee" and not "any other person or offender." We therefore find no merit in Smith's assertion that the State was required to prove these two statutory elements under section 47-5-193.
2. The Factual Allegation in the Indictment that Smith Was an "Inmate" in the Lincoln County Jail
¶16. Smith also asserts that because Count II of the indictment provided that Smith was an "inmate housed" in the Lincoln County jail, the State was required to prove that Smith was an inmate at the jail, even though this is not a statutory element under section 47-5-193. We recognize that in
Richmond v. State
,
¶17. In
Smith
the defendant was charged with armed robbery and that the indictment listed the specific property stolen.
Smith
,
¶18. In
Richmond
, the
Smith
court explained that the defendant was charged with motor vehicle theft, but the indictment included the value of the vehicle allegedly stolen (which is not an element of the crime of motor vehicle theft) but is an essential element for the different crime of
grand larceny.
Smith
,
¶19. Comparing the circumstances before it to those before the
Richmond
court, the
Smith
court observed that "[u]nlike the substantive change described in
Richmond
, where the value of the motor vehicle arguably changed the crime from motor vehicle theft to grand larceny, the identity or lack thereof of personal property in an armed robbery does not change the crime."
Smith
,
¶20. We find that the same analysis applies here. Section 47-5-193 makes it unlawful "for any ... person or offender" to possess a cell phone in a correctional facility.
¶21. Smith also cites
Cooley v. State
,
¶22. In
Cooley
, the defendant "was charged with aggravated assault by use of a deadly weapon identified as a hatchet," pursuant to Mississippi Code Annotated section 97-3-7(2)(b) (Rev. 2000), which was the statute in effect when Cooley committed the crime.
Cooley
,
¶23. This language from
Cooley
shows that the State was held to prove the statutory element of proof (a "deadly weapon") and not the particular weapon used (the hatchet), even though the hatchet was identified in the indictment.
¶24. Smith also cites
Tyler v. State
,
[O]n or about September 28, 2015, in Lincoln County, Mississippi and within the jurisdiction of this court, Rashad J. Smith did wilfully, unlawfully, feloniously and knowingly possess a cell phone, to wit: a Nokia Smartphone, black in color bearing the IMEI number 353047069216952 in the Lincoln County Jail, a correctional facility, in Lincoln County, Mississippi, at a time when [Rashad J. Smith] was an inmate housed in the aforementioned correctional facility, contrary to and in violation of Section[ ] 47-5-193 of the Mississippi Code of 1972, this being count two of the indictment....
Thus, under
Tyler
, "an inmate housed" is surplusage and need not be proven.
Tyler
,
¶25. Finally, we observe that the record reflects that the jury was specifically instructed on Count II as follows:
RASHAD J. SMITH has been charged with unlawful possession of a cell phone in a correctional facility. If you find from the evidence in this case beyond a reasonable doubt that:
RASHAD J. SMITH, on or about September 28, 2015, in Lincoln County, Mississippi, knowingly and feloniously possessed a cell phone, to-wit: a Nokia smartphone bearing number 353047069216952, while the said Rashad J. Smith was an inmate housed in the Lincoln County jail , a correctional facility; then you shall find the defendant "guilty of unlawful possession of a cell phone in a correctional facility."
However, it the State has failed to prove any one or more of the above listed elements of the crime beyond a reasonable doubt, then you shall find the defendant not guilty as to Count [II].
(Emphasis added). Having found that Smith was "guilty of unlawful possession of a cell phone in a correctional facility," the jury necessarily found that Smith was "an inmate housed in the Lincoln County jail," as instructed.
Evans v. State
,
¶26. In sum, because Smith's only challenge to the sufficiency or weight of the evidence is based upon three elements that we find the State was not required to prove, we find no merit in Smith's assertion that the trial court erred in denying his JNOV motion or, alternatively, his motion for a new trial.
3. The Sufficiency or Weight of the Evidence
¶27. In any event, assuming for the sake of argument that the State was required to prove that Smith was an "inmate" of the Lincoln County jail, we find that the State submitted sufficient evidence to support Smith's conviction and that the verdict was not against the overwhelming weight of the evidence.
a. The Sufficiency of the Evidence
¶28. "The denial of a JNOV motion is reviewed de novo because it is a challenge to the legal sufficiency of the evidence."
Wilson v. State
, No. 2017-KA-01197-COA,
¶29. Smith relies on
Brooks v. Pennington
,
¶30. Among other issues, Brooks appealed the trial court's determination that the sheriff was immune from liability under the Mississippi Tort Claims Act (MTCA), specifically Mississippi Code Annotated section 11-46-9(1)(m) (Rev. 2002), which provides for immunity for any claim "[o]f any claimant who at the time the claim arises is an inmate of any ... jail ....' "
¶31. Whether Smith was an "inmate" in this case is wholly distinguishable from determining whether Brooks was an inmate based upon the special duties that apply only when an arrestee is surrendered by a bondsman, as the Court addressed in Brooks . Smith was not brought in through a bail bondsman; he turned himself in. Further, Smith, by his own actions, initially bypassed the booking-in process in a rush to "go upstairs," as we detail below.
¶32. Section 47-5-193 does not contain the word "inmate," thus we look to the ordinary usage of the word "inmate" in determining the sufficiency of the evidence as to Smith's inmate status here.
See
Hall v. State
,
¶33. Officer Larry Morris testified that Smith had "turned himself in" to the Lincoln County jail and was taken through locked doors to the booking area. Officer Morris further testified that before Smith could be processed through normal procedures, Smith grabbed a jail uniform off of a shelf along with a mat provided by the jail, went in another area, and changed into the jail uniform. Smith came out in his jail uniform with his jail-issued mat and told Officer Morris that he was ready to go "upstairs." Officer Morris told him that he first needed to be searched and that the booking process needed to be completed. At this point, Smith put his belongings on the counter, and the Nokia cell phone, among other items, fell out of the rolled up mat.
¶34. Although the booking process had not been completed, Smith was in a locked area, dressed in a jail uniform, and was not free to leave. Smith himself expressed that he was ready to go "upstairs." The jury reviewed the evidence presented at trial in its entirety and determined which facts were to be accepted as true or rejected as false. Viewing the evidence in the light most favorable to the prosecution, reasonable jurors could have found beyond a reasonable doubt that Smith was "confined" in the Lincoln County jail, thus meeting the "inmate" factual allegation in the indictment.
Gillett v. State
,
b. The Weight of the Evidence
¶35. Based upon the same evidence and testimony addressed above, we also reject Smith's alternative argument that the trial court erred when it denied his motion for a new trial because the verdict was against the overwhelming weight of the evidence. "Appellate courts review a trial court's decision to deny a motion for a new trial utilizing an abuse-of-discretion standard of review.... When considering a challenge to the weight of the evidence, the verdict will only be disturbed when it is so contrary to the overwhelming weight of the evidence that to allow it to stand would sanction an unconscionable injustice."
Pruitt v. State
,
B. Ineffective Assistance of Counsel
¶36. As addressed above, the State did not allege that Smith was a habitual offender in the original indictment against him. The State subsequently moved to amend the indictment to allege habitual-offender status. At the June 2017 hearing on that motion, the trial court ruled on the record that the State met its burden for the indictment to be amended to include a habitual-offender sentencing enhancement. The record reflects, however, that no order was entered amending the indictment to charge Smith as a habitual offender, and the defense did not object to the absence of such an order. Smith asserts that he received ineffective assistance of counsel because his lawyer did not object to the absence of a written order allowing the indictment to be amended as required by Mississippi Code Annotated section 99-17-15 (Rev. 2015),
¶37. In
Reed
, the Mississippi Supreme Court held that "[t]he State is required to make sure that such an order [amending an indictment] appears in the record," and the failure to do so renders the amendment ineffective.
¶38. This Court will "only consider an ineffective-assistance-of-counsel claim on direct appeal when: (1) the record affirmatively shows ineffectiveness of constitutional dimensions, or (2) the parties stipulate that the record is adequate to allow the appellate court to make the finding without consideration of the findings of fact of the trial judge."
Nelson v. State
,
¶39. To establish his ineffective-assistance claim, Smith must "prove, under the totality of the circumstances that (1) his attorney's performance was defective and (2) the deficiency deprived the defendant of a fair trial."
Collins v. State
,
¶40. With this standard in mind, our review of the record indicates that Smith's assignment of error on this point is beyond the contents of the record. We recognize, as the dissent points out, that even if Smith's counsel had objected to the lack of an order in the record allowing the amended indictment, this would likely have simply triggered a request that the trial court enter an order on the ruling it had already made. Smith would have still been sentenced as a habitual offender. Under these circumstances, defense counsel's failure to object on this issue does not result in any prejudice to Smith, or deprive him of a fair trial. However, the decision as to whether to object or not constitutes a strategic decision fully outside the scope of the face of the record. We find that resolution of this issue is better left to be assessed on a complete record. Precedent reflects that on direct appeal, we will deny relief in those matters "where the record cannot support an ineffective assistance of counsel claim ... [and we will] preserv[e] the defendant's right to argue the same issue through a petition for post-conviction relief."
Johnson v. State
,
¶41. AFFIRMED.
BARNES, C.J., GREENLEE, WESTBROOKS, TINDELL, LAWRENCE AND C. WILSON, JJ., CONCUR. J. WILSON, P.J., CONCURS IN PART AND IN THE RESULT WITHOUT SEPARATE WRITTEN OPINION. McCARTY, J., CONCURS IN PART AND DISSENTS IN PART WITH SEPARATE WRITTEN OPINION, JOINED BY McDONALD, J.
The original indictment also incorrectly entered the name "Ryan Farley Lewis" as Smith's name in Count II, rather than "Rashad J. Smith." The State separately moved to amend the indictment to correct this error, and a written order was entered amending the indictment.
The jury's verdict, announced in open court, was as follows: "We, the jury, find the Defendant, Rashad J. Smith, guilty of possession of a cell phone in a correctional facility as [to] Count 2 of the indictment."
In
Crosby v. State
,
Section 99-17-15 provides that "[t]he order of the court for amendment of the indictment ... shall be entered on the minutes, and shall specify precisely the amendment, and shall be a part of the record of said case, and shall have the same effect as if the indictment or other proceeding were actually changed to conform to the amendment." Miss. Code Ann. 99-17-15 (Rev. 2015).