State of Missouri v. Jesse Lydell Hicks

IN THE MISSOURI COURT OF APPEALS
WESTERN DISTRICT
STATE OF MISSOURI, )
Respondent, )
)
v. ) WD76416
)
JESSE LYDELL HICKS, ) FILED: November 18, 2014
Appellant. )
Appeal from the Circuit Court of Ray County
The Honorable Kevin L. Walden, Judge
Before Division Four: Alok Ahuja, C.J., and James E. Welsh and Gary D. Witt, JJ.
Jesse Hicks was charged as an aggravated driving while intoxicated (“DWI”) offender
with one count of felony DWI, and one count of misdemeanor failure to stop at a stop sign.
Following a bench trial, the Circuit Court of Ray County found Hicks guilty and sentenced him
to concurrent sentences of five years for driving while intoxicated, and five days for failure to
stop at a stop sign. Hick appeals, alleging that the circuit court erred by reviewing a portion of
the audio recording of the trial testimony prior to issuing its guilty verdict. We affirm.
Factual Background
On December 9, 2011, Hicks was the driver and sole occupant of a Ford Escape. City of
Richmond Police Officer Jared Sartin observed Hicks failing to stop at a stop sign. Officer
Sartin activated his emergency lights and pulled Hicks‟ vehicle over. Upon approaching the
vehicle, Officer Sartin noticed that Hicks was “mumbling,” that his eyes were bloodshot and
watering, and that there was a strong odor of intoxicants coming from Hicks and the vehicle.
Hicks denied that he had been drinking.
Officer Sartin ordered Hicks to exit his vehicle. As Hicks exited, he used his car to help
him maintain balance, keeping his hand on the vehicle as he walked. Sartin asked Hicks to
perform three field sobriety tests (the horizontal gaze nystagmus test, the walk-and-turn test, and
the one-leg stand test). Officer Sartin testified that Hicks failed all three tests. At that point,
Officer Sartin arrested Hicks for DWI.
After Officer Sartin read Hicks Missouri‟s implied-consent law, Hicks refused to submit
to a chemical breath test. Officer Sartin then read Hicks the Miranda1 warning, and Hicks
agreed to answer the officer‟s questions. He denied that he had been drinking, and denied that he
had even been driving the vehicle.
A bench trial was held on March 25, 2013. At the conclusion of the evidence, that court
stated that it would take a recess to permit the court to “look at the law and apply the evidence
before me to that law and come back with a verdict.” Following a recess which apparently lasted
approximately 45 minutes, proceedings resumed on the record. The court then stated that
I have reviewed all the evidence. That included going back and re-
listening to a couple of spots of the tape [recording of the trial testimony]. I had a
little bit of difficulty just hearing. Not necessarily understanding what was being
said, but the word of what – what did they say at that particular point? I just
listened to a little bit of the testimony.
The court then discussed its assessment of the evidence that had been presented, and found Hicks
guilty of both charges. The court later sentenced Hicks to five years‟ imprisonment on the DWI
charge, and a concurrent sentence of five days in the county jail for the failure to stop charge.
Hicks appeals.
1
Miranda v. Arizona, 384 U.S. 436 (1966).
2
Discussion
Hicks argues that the trial court erred in reviewing a portion of the audio recording of the
trial testimony prior to pronouncing its judgment.
Hicks made no objection to the circuit court‟s review of portions of the audio recording
of the trial testimony at any point during the trial court proceedings. While Hicks was not made
aware that the trial court had reviewed the audio recording until after it had occurred, he made no
objection at that point, and requested no clarification concerning the portions of the trial
transcript the court had reviewed, or the effect of that testimony on the court‟s verdict. In
addition, while a motion for new trial is generally not required in a bench-tried criminal case
under Rule 29.11(e), Hicks did not request that the trial court grant him a new trial based on the
error he now alleges. Instead, from all that appears, Hicks‟ appellate brief is the first place where
he has contended that the trial court‟s review of the audio recording requires the reversal of his
conviction, and a remand for a new trial.
Given that Hicks did not raise his current argument at any stage of the circuit court
proceedings, his claim can only be reviewed in this Court for plain error. “Rule 30.20 allows an
appellate court to conduct plain error review „when the court finds that manifest injustice or
miscarriage of justice has resulted‟ from the trial court error.” State v. Collins, 328 S.W.3d 705,
707 (Mo. banc 2011). “To show plain error, the defendant must demonstrate more than mere
prejudice; instead, Defendant must show manifest injustice affecting a substantial right.” State v.
Hoy, 219 S.W.3d 796, 810 (Mo. App. S.D. 2007) (citing State v. Parker, 856 S.W.2d 331, 332-
33 (Mo. banc 1993)). “Plain errors are evident, obvious, and clear; [this Court] determine[s]
whether such errors exist based on the facts and circumstances of each case.” State v. Irby, 254
S.W.3d 181, 192 (Mo. App. E.D. 2008).
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Whether or not Hicks had preserved his claim, the trial court committed no error.
Although Hicks argues that Missouri caselaw holds that “the finder of fact may not review
testimonial matters during its deliberations,” all of the cases he cites for this proposition involve
jury trials. This was a bench trial, however.
In a jury trial, the risk of allowing the jury to rehear or reread particular testimony is that
such a review “tend[s] to unduly emphasize some of the testimony, thus raising the possibility
the jury would give it undue weight.” State v. Reed, 21 S.W.3d 44, 46 (Mo. App. S.D. 2000).
The concern that the fact-finder will give undue emphasis to particular testimony does
not exist in a court-tried case. We presume that trial judges in bench-tried cases will not rely on
inappropriate considerations in reaching their decisions. Thus, where inadmissible evidence is
admitted in a bench-tried case, “we presume that the trial judge was not prejudiced by
inadmissible evidence and was not influenced by it in reaching a judgment unless it is clear from
the record that the trial judge considered and relied upon the inadmissible evidence.” State v.
Crews, 406 S.W.3d 91, 94-95 (Mo. App. W.D. 2013) (citations and internal quotation marks
omitted).
The Southern District‟s decision in State v. Elliott, 271 S.W.3d 604 (Mo. App. S.D.
2007), presents a somewhat analogous situation. In Elliott, the defendant in a sexual assault case
argued that the trial court had improperly admitted into evidence the victim‟s written statement,
which – according to the defendant – “improperly bolstered and added undue weight to [the
victim‟s in-court] testimony by effectively allowing her to testify twice.” Id. at 606. The Court
rejected this claim, based in part on the principle that, “[i]t is presumed in a bench trial that the
trial judge was not confused or misled by any allegedly irrelevant or inadmissible evidence
unless the record clearly demonstrates that the trial court considered and relied upon the
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inadmissible evidence.” Id. at 607. Similarly, in Gray v. State, 318 S.W.3d 278 (Mo. App. S.D.
2010), the Court rejected a defendant‟s claim that he was prejudiced by the joinder of three
separate sexual offense prosecutions in a single bench-tried case. The defendant argued that the
joinder of the three prosecutions unfairly prejudiced him because DNA evidence existed as to
only two of the offenses, but “might have unduly influenced the factfinder in relation to” the
third charge. Id. at 284. Once again, the Court emphasized that the case was tried to the court,
and that it was presumed that the trial court was not influenced by inappropriate considerations.
Id.
While there may be a danger that a lay jury will give undue weight to particular trial
testimony if it is permitted to rehear it during deliberations, the same concerns do not apply when
the case is tried to the court. In bench-tried cases, courts often take the matter under advisement
at the conclusion of trial; the court then issues its decision at a later date. In these circumstances,
courts commonly review recordings or transcripts of the evidence at trial in reaching their
ultimate decision. We are aware of no authority which prevents this practice, and for the reasons
discussed above, cases involving jury trials involve fundamentally different considerations and
are not controlling in this context.2
In addition, the court‟s review of the audio recording was limited in this case. The
court‟s recess to consider its decision was only approximately 45 minutes long, during which the
court indicated that it had proceeded through the instructions which would have been applicable
in a jury-tried case, and had “reviewed all the evidence.” The court stated that it had only
2
The State cites to People v. Behrmann, 696 N.Y.S.2d 27 (N.Y. App. Div. 1999), which
held that the procedures required in New York prior to rereading testimony to a criminal jury during its
deliberations were inapplicable in a bench-tried case, “[i]n view of the significant differences between
jury deliberations and a nonjury court‟s consideration of a case.” Id. at 27. Behrmann‟s analysis is
consistent with our own.
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reviewed “a couple of spots of the tape,” “a little bit of the testimony,” and solely for the purpose
of ensuring that the court had not misheard testimony which the court “had a little bit of
difficulty just hearing.” We do not believe that a trial judge listening to “a couple of spots” of an
audio recording, to catch words that he may have missed during the live testimony, presents any
of the dangers associated with permitting a jury to review testimonial evidence during its
deliberations.
Further, there is no basis to conclude that the claimed error caused a manifest injustice.
Because Hicks raised no objection and requested no clarification when the trial court stated that
it had reviewed portions of the audio recording, there is no way to know what limited testimony
the court reviewed, and therefore no way to know whether, or how, the court‟s review of that
testimony might have prejudiced Hicks. Hicks argues that the alleged error was a “structural
error” and thus reversible per se. While there may be some errors that so undermine the
confidence in a trial that they require reversal without a showing of prejudice, even if the error is
unpreserved, this is not one of them. Even in cases involving jury trials, we have held that
access to testimonial materials during the jury‟s deliberations does not necessarily amount to
plain error. See Davolt v. Highland, 119 S.W.3d 118, 136 (Mo. App. W.D. 2003) (“[A]llowing a
deliberating jury to view testimonial evidence is not automatically manifest injustice.”); State v.
Reed, 21 S.W.3d 44, 47 (Mo. App. S.D. 2000) (allowing jury to review transcript of preliminary
hearing, which included testimony of deceased witness and court‟s on-the-record finding of
probable cause, was not plain error).
Conclusion
The circuit court‟s judgment is affirmed.
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Alok Ahuja, Chief Judge
All concur.
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