Ellenburg v. Kirkegard

12/12/2017
DA 17-0514
Case Number: DA 17-0514
IN THE SUPREME COURT OF THE STATE OF MONTANA
2017 MT 309N
MICHAEL ELLENBURG,
Plaintiff and Appellant,
v.
LEROY KIRKEGARD, et al.,
Defendants and Appellees.
APPEAL FROM: District Court of the Third Judicial District,
In and For the County of Powell, Cause No. DV-16-92
Honorable Ray Dayton, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Michael Ellenburg, Self-Represented, Deer Lodge, Montana
For Appellees:
Michael R. King, Risk Management & Tort Defense Division, Helena,
Montana
Ira Eakin, Montana Department of Corrections, Helena, Montana
Submitted on Briefs: November 15, 2017
Decided: December 12, 2017
Filed:
__________________________________________
Clerk
Justice Beth Baker delivered the Opinion of the Court.
¶1 Pursuant to Section I, Paragraph 3(c), Montana Supreme Court Internal Operating
Rules, this case is decided by memorandum opinion and shall not be cited and does not
serve as precedent. Its case title, cause number, and disposition shall be included in this
Court’s quarterly list of noncitable cases published in the Pacific Reporter and Montana
Reports.
¶2 Michael Ellenburg is an inmate in the Montana State Prison (MSP). He brought suit
in November 2016 against former and current employees of the Department of Corrections
(DOC) and of the Board of Pardons and Parole (Board) (collectively, the prison officials).
Among other claims, the complaint alleged that the prison officials violated his rights in
making decisions concerning his parole conditions and medical treatment and breached a
2015 settlement agreement. The Third Judicial District Court granted the prison officials
summary judgment. Ellenburg appeals the summary judgment ruling and claims that the
court should have allowed discovery before dismissing his case. We affirm.
¶3 This Court reviews a district court’s grant of summary judgment de novo. Wilson
v. Brandt, 2017 MT 290, ¶ 11, ___ Mont. ___, ___ P.3d ___ (citation omitted). A court
may grant summary judgment only when there is no genuine issue of material fact and the
moving party is entitled to judgment as a matter of law. M. R. Civ. P. 56(c)(3). We review
a district court’s discovery ruling for an abuse of discretion. Miller v. Goetz, 2014 MT
150, ¶ 9, 375 Mont. 281, 327 P.3d 483.
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¶4 Ellenburg is serving a twenty-five-year prison sentence arising from the revocation
of his 1999 sentence for two felony convictions.1 In January 2014, Ellenburg filed a
complaint against several DOC employees in the Powell County District Court. He alleged
in part that he was denied due process in his prison disciplinary proceedings, which
potentially could affect a grant of his parole. Ellenburg and the DOC entered into a
settlement agreement on June 2, 2015. The agreement stipulated that if Ellenburg could
maintain 120 days of clear conduct, then a designated MSP official would submit a parole
plan that would request an in-person appearance before the Board and would state that
Ellenburg’s previous discipline record was not relevant to his success on parole. As part
of the settlement, Ellenburg agreed to dismiss four pending lawsuits against MSP, DOC,
and their employees.
¶5 On July 8, 2015, Ellenburg achieved 120 days of clear conduct. On August 27,
2015, he had a reappearance before the Board. The Board denied his parole request but
recommended placement in a pre-release center. Ellenburg returned to the Powell County
District Court, claiming breach of the settlement agreement. The District Court construed
the DOC employees’ response to his renewed complaints as a motion for summary
judgment and granted it. Ellenburg appealed the District Court’s decision, and we
affirmed. Ellenburg v. Wilson, No. DA 16-0057, 2016 MT 187N, ¶¶ 2, 10, 385 Mont. 539,
___ P.3d ___ (Ellenburg 31).
1
This Court is familiar with Ellenburg’s criminal history. Since 1999, Ellenburg has had
thirty-three proceedings before this Court. He has filed ten direct appeals of his criminal
conviction, revocation, and postconviction proceedings. He has appeared in twenty-three
additional original proceedings and appeals, including this one.
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¶6 This Court’s unpublished decision upholding the settlement agreement concluded:
Ellenburg clearly manifested intent to be bound by the settlement agreement
when he signed it, and again when he filed suit alleging the DOC Defendants
breached it. . . . The District Court correctly found that a valid, enforceable
contract existed between Ellenburg and the DOC Defendants. [citation
omitted.] Ellenburg has not shown that the DOC Defendants breached any
of the settlement agreement’s terms. The DOC Defendants have shown that
Ellenburg has not dismissed his pending lawsuits as required by the
settlement agreement. The District Court did not err in enforcing the
settlement agreement.
Ellenburg 31, ¶ 9.2
¶7 On January 28, 2016, while his appeal was pending, Ellenburg had a parole hearing.
The Board conditionally granted parole and required an Intensive Supervision Program
(ISP) because Ellenburg’s parole plan was not complete. Ellenburg sought relief through
a petition for a writ of habeas corpus with this Court. He argued that the Board’s decision
rendered his incarceration illegal and that his due process rights and liberty interest were
violated. After receiving a response from the DOC, we denied his petition. Ellenburg v.
Kirkegard and Board, No. OP 16-0267, 385 Mont. 539, 382 P.3d 866 (table) (Jul. 26, 2016)
(Ellenburg 32). We held that Ellenburg “failed to establish that he has not been afforded
due process or that he has been deprived of statutory or constitutional rights.” Ellenburg
32, at *4. We stated:
2
Pursuant to this Court’s Internal Operating Rules, an unpublished opinion “shall not be citeable
as binding precedent, but may be cited when relevant to establishing the application of law of the
case, res judicata, or collateral estoppel[]” (also known as issue preclusion). Sec. 1.(3)(a)(ii).
4
Ellenburg acknowledges that he personally appeared before the Board, that
he provided testimony regarding ISP, and that he was provided a written case
disposition. That is all the process due a potential parolee. McDermott v.
McDonald, 2001 MT 89, ¶ 11, 305 Mont. 166, 24 P.3d 200 (internal citation
omitted). McDermott, ¶¶ 11, 19. Ellenburg does not have a liberty interest
in parole because he committed his crimes after 1989. Board of Pardons v.
Allen, 482 U.S. 369, 376, 107 S. Ct. 2415, 2420 (1987).
Ellenburg 32, at *4.
¶8 Ellenburg’s present appeal brings forth several lengthy and somewhat disconnected
arguments. The focus of Ellenburg’s claims appears to be that changes in the Board’s
parole practices violated the constitutional prohibition against ex post facto laws, and that
the prison officials have violated the prior settlement agreement. Citing several federal
cases and M. R. Civ. P. 56(f), Ellenburg also argues that the District Court should not have
granted the motion for summary judgment “until necessary discovery and interrogatories
information [are] entered [in] evidence to the Court.” He concludes that, because his
request for production of documents went unanswered, he has suffered “mistreatment” and
has been unlawfully incarcerated for “(822) days after a legal, binding bi-lateral Parole
Agreement was entered into law . . . .”
¶9 The prison officials respond that Ellenburg has waived issues he presented in the
District Court but has not argued on appeal. We decline to address the claims Ellenburg
did not include in his briefing to this Court. State v. Ellenburg, 2000 MT 232, ¶ 49, 301
Mont. 289, 8 P.3d 801. See also Rieman v. Anderson, 282 Mont. 139, 147, 935 P.2d 1122,
1127 (1997) (“An appellant carries the burden of establishing error by the trial court.”).
The prison officials next argue that the District Court correctly granted summary judgment
and that most of Ellenburg’s claims are barred by issue preclusion. They contend that this
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Court’s August 2016 decision resolved Ellenburg’s challenges to his settlement agreement
and that our July 2016 denial of his petition for habeas corpus precludes his challenge to
the Board’s parole decision.
¶10 “Issue preclusion bars a party from reopening an issue that was litigated and
determined in a prior suit.” McDaniel v. State, 2009 MT 159, ¶ 28, 350 Mont. 422, 208
P.3d 817, citing Baltrusch v. Baltrusch, 2006 MT 51, ¶ 15, 331 Mont. 281, 130 P.3d 1267.
Four elements define issue preclusion:
1. Was the issue decided in the prior adjudication identical to the issue raised
in the action in question?
2. Was there a final judgment on the merits in the prior adjudication?
3. Was the party against whom preclusion is now asserted a party or in privity
with a party to the prior adjudication?
4. Was the party against whom preclusion is now asserted afforded a full and
fair opportunity to litigate the issue which may be barred?
McDaniel, ¶ 28; see also Baltrusch, ¶ 18, and Kubacki v. Molchan, 2007 MT 306, ¶ 12,
340 Mont. 100, 172 P.3d 594. “All four of these elements must be met.” McDaniel, ¶ 28
(referring to Baltrusch, ¶ 18 and Kubacki, ¶ 12).
¶11 We agree with the prison officials that Ellenburg’s present challenges to the Board’s
parole decisions are precluded by our July 26, 2016 Order denying his petition for habeas
corpus relief. Ellenburg 32, at *5. Ellenburg raised or could have raised his allegations
concerning the Board’s decision in his previous petition. This Court’s July 26, 2016 Order
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was a final order, and Ellenburg was a party. Ellenburg had the opportunity in his petition
to raise any other allegation concerning the legality of his imprisonment, and he did not.
“A litigant cannot avoid preclusion by reframing the issue or raising novel contentions.”
McDaniel, ¶ 33 (citation omitted). Ellenburg is precluded from raising new challenges to
the same parole decision.
¶12 Ellenburg also is precluded from raising new arguments concerning the 2015
settlement agreement. “Generally, a compromise agreement, when the basis for a final
judgment[,] operates ‘as a merger and bar of all preexisting claims and causes of action.’”
Webb v. First Nat’l Bank, 219 Mont. 160, 163, 711 P.2d 1352, 1355 (1985) (citation
omitted). Ellenburg was a party to the settlement agreement and later claimed that the
agreement was breached. He appealed the District Court’s decision granting the DOC
employees’ motion for summary judgment. We affirmed the court’s decision, pointing out
his intention to be bound by the agreement. Ellenburg 31, ¶ 9. Issue preclusion bars
Ellenburg’s challenge to the agreement or the prison officials’ compliance with it.
¶13 Because Ellenburg sought to revive his challenges to the Board’s parole decisions
and to the settlement agreement, the District Court properly granted summary judgment on
the basis of issue preclusion. See Webb, 219 Mont. at 165-66, 711 P.2d at 1356 (holding
that a final judgment on a settlement agreement barred a new action on the same claim).
Summary judgment is proper when the same parties have previously litigated the same
issues “and were bound by the facts and conclusions determined by the [] final judgments
. . .” in the prior proceedings. Ass’n of Unit Owners of Deer Lodge Condominium v. Big
Sky, 245 Mont. 64, 76, 798 P.2d 1018, 1025 (1990).
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¶14 Having determined that summary judgment was proper, we conclude that the
District Court did not abuse its discretion in granting the motion before discovery was
completed. Ellenburg never demonstrated “how the proposed discovery could preclude
summary judgment.” Miller, ¶ 15 (citation omitted).
¶15 The law recognizes “the policy that ‘reciprocal rights flowing from a common
source [should] be determined in a single action, thus avoiding not only unnecessary
vexatious litigation but also the contingency of conflicting judgments . . . .’” Webb, 219
Mont. at 164, 711 P.2d at 1355 (citations omitted). Ellenburg has had several “bites of the
apple.” The District Court and this Court have ruled on the legality of the Board’s decisions
and the validity of the settlement agreement. Ellenburg has litigated those decisions and
received final judgments. He is precluded from litigating those claims or related claims
again.3
¶16 We have determined to decide this case pursuant to Section I, Paragraph 3(c) of our
Internal Operating Rules, which provides for memorandum opinions. This appeal presents
no constitutional issues, no issues of first impression, and does not establish new precedent
or modify existing precedent. We conclude that the District Court correctly granted
summary judgment to the prison officials and did not abuse its discretion in denying
Ellenburg discovery before ruling on their motion. The judgment is affirmed.
/S/ BETH BAKER
We Concur:
3
We observe that pursuant to our September 20, 2011 Order, Ellenburg is required to file a motion
for leave before filing any petition. Ellenburg v. Mahoney, No. OP 11-0523, 362 Mont. 545, 272
P.3d 125 (table) (Sept. 20, 2011).
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/S/ JAMES JEREMIAH SHEA
/S/ LAURIE McKINNON
/S/ DIRK M. SANDEFUR
/S/ JIM RICE
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