State v. Sylvester Hameline

July 8 2008
DA 06-0664
IN THE SUPREME COURT OF THE STATE OF MONTANA
2008 MT 241
STATE OF MONTANA,
Plaintiff and Appellee,
v.
SYLVESTER WAYNE HAMELINE,
Defendant and Appellant.
APPEAL FROM: District Court of the Eighth Judicial District,
In and For the County of Cascade, Cause No. CDC 05-472
Honorable Kenneth R. Neill, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Jim Wheelis, Chief Appellate Defender; Helena, Montana
For Appellee:
Hon. Mike McGrath, Montana Attorney General; Sheri K. Sprigg,
Assistant Attorney General, Helena, Montana
Brant Light, Cascade County Attorney; Joel Thompson,
Deputy County Attorney, Great Falls, Montana
Submitted on Briefs: February 20, 2008
Decided: July 8, 2008
Filed:
__________________________________________
Clerk
Chief Justice Karla M. Gray delivered the Opinion of the Court.
¶1 Sylvester Wayne Hameline (Hameline) appeals from the judgment entered by the
Eighth Judicial District Court, Cascade County, on his conviction and sentence for the
offense of sexual intercourse without consent. We affirm.
¶2 Hameline raises the following issues on appeal:
¶3 1. Did the District Court err in imposing conditions on Hameline’s sentence
restricting his contact with children under the age of 18 and his access to pornographic
materials?
¶4 2. Did the District Court err in imposing an annual polygraph testing condition on
Hameline’s sentence?
BACKGROUND
¶5 In September of 2005, the State of Montana (State) charged Hameline by information
with the felony offenses of sexual intercourse without consent and aggravated burglary.
Hameline subsequently appeared in the District Court to plead guilty to the sexual
intercourse without consent charge pursuant to a plea agreement with the State. In exchange
for Hameline’s guilty plea, the State agreed to recommend a 40-year sentence at the Montana
State Prison (MSP), with 25 years suspended, and to dismiss the aggravated burglary count.
The District Court accepted Hameline’s guilty plea, granted the State’s motion to dismiss the
aggravated burglary charge, ordered that a presentence investigation be conducted and
scheduled a sentencing hearing.
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¶6 The presentence investigation report (PSI) concurred in the State’s recommendation
that Hameline be sentenced to a term of 40 years with 25 years suspended. Appended to the
PSI was a psychological/psychosexual evaluation report regarding Hameline completed in
February of 2006. The evaluation report included 11 sentence and treatment
recommendations, including that Hameline be required to complete chemical dependency
and sexual offender treatment programs, be restricted from unsupervised contact with
children under the age of 18, not possess or have access to pornography, and “submit to a
treatment polygraph examination upon the request of his probation officer or therapist.” The
PSI’s 37 recommended conditions of sentence incorporated the sentence and treatment
recommendations outlined in the psychological/psychosexual evaluation report, including
that Hameline “submit to annual polygraph testing.”
¶7 At the sentencing hearing, Hameline presented testimony from the psychologist who
conducted the psychological/psychosexual evaluation, and the District Court heard
sentencing recommendations from both parties. Hameline also acknowledged that he
received and reviewed the PSI, but he made no objections to its contents. The court then
sentenced Hameline to a 40-year term at the MSP, with 20 years suspended, and imposed the
37 recommended conditions on the suspended portion of the sentence. The District Court
subsequently entered its written sentence and judgment, and Hameline appeals.
STANDARD OF REVIEW
¶8 Hameline challenges the District Court’s imposition of various conditions on the
suspended portion of his sentence. We review a sentencing condition for legality,
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determining whether the condition is within statutory parameters. State v. Ashby, 2008 MT
83, ¶¶ 8-9, 342 Mont. 187, ¶¶ 8-9, 179 P.3d 1164, ¶¶ 8-9. If the condition falls within
statutory parameters, we then review the reasonableness of the condition to determine
whether the sentencing court abused its discretion in imposing it. Ashby, ¶ 9.
DISCUSSION
¶9 1. Did the District Court err in imposing conditions on Hameline’s sentence
restricting his contact with children under the age of 18 and his access to pornographic
materials?
¶10 Hameline challenges 10 of the sentencing conditions imposed by the District Court
which restrict his contact with children under the age of 18 and his access to pornographic
materials. Hameline does not assert that the District Court was without statutory authority to
impose these conditions. Rather, he contends there is no evidence of record to support
imposition of the conditions in this case. In other words, Hameline argues that the District
Court abused its discretion in imposing the conditions. He does not contend that the
conditions are illegal.
¶11 In response, the State first argues that Hameline is barred from challenging the
propriety of these sentencing conditions on appeal because he failed to challenge the
conditions in the District Court. We agree.
¶12 We generally refuse to review issues on appeal where the party failed to object in the
trial court. State v. Kotwicki, 2007 MT 17, ¶ 8, 335 Mont. 344, ¶ 8, 151 P.3d 892, ¶ 8. We
have created an exception to this general rule which allows appellate review of a criminal
sentence which is alleged to be illegal, or in excess of statutory mandates, even where the
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defendant failed to object to the sentence in the trial court. See State v. Lenihan, 184 Mont.
338, 343, 602 P.2d 997, 1000 (1979). However, “a sentencing court’s failure to abide by a
statutory requirement rises to an objectionable sentence, not necessarily an illegal one that
would invoke the Lenihan exception.” Kotwicki, ¶ 13.
¶13 When a sentencing court suspends all or a portion of a sentence, it is authorized to
impose reasonable restrictions or conditions on the sentence which the court considers
necessary for rehabilitation of the defendant or protection of society. See §§ 46-18-201(4)(o)
and -202(1)(f), MCA. We previously have held that sentencing conditions which restrict a
defendant’s contact with persons under the age of 18 and his or her access to, or possession
of, pornographic materials are authorized pursuant to the sentencing court’s statutory
authority to impose conditions relating to the defendant’s rehabilitation, and the protection of
the victim and society, where the conditions reasonably relate to the factual circumstances of
the specific case. See e.g. State v. Malloy, 2004 MT 377, ¶¶ 8 and 15, 325 Mont. 86, ¶¶ 8
and 15, 103 P.3d 1064, ¶¶ 8 and 15.
¶14 The District Court had authority pursuant to §§ 46-18-201(4)(o) and -202(1)(f), MCA,
to impose the 10 sentencing conditions to which Hameline objects here and, therefore, those
conditions are within statutory parameters. Hameline’s argument that the District Court
abused its discretion because no evidence of record supports imposition of the conditions in
this case is merely a contention that his sentence is objectionable, not that it is illegal.
Consequently, the Lenihan exception is not available to Hameline here and we decline to
address this issue further.
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¶15 2. Did the District Court err in imposing an annual polygraph testing condition on
Hameline’s sentence?
¶16 The District Court also imposed as a condition of Hameline’s suspended sentence a
requirement that he submit to annual polygraph testing. Hameline contends this condition is
illegal on its face and must be stricken from his sentence. The State again notes that
Hameline failed to object to this condition in the District Court, but concedes he is
challenging the underlying legality of the condition rather than its reasonableness under the
circumstances of this case. In light of the State’s concession, we review the merits of this
issue under the Lenihan exception.
¶17 Hameline first asserts that the polygraph condition is illegal because results of a
polygraph test are inadmissible in any court proceeding in Montana. He is correct that
polygraph results are inadmissible, but he is incorrect that inadmissibility of results renders
the polygraph condition illegal.
¶18 In State v. Staat, 248 Mont. 291, 811 P.2d 1261 (1991), Staat was released on bond
pending his appeal and his bond subsequently was revoked based on the results of a court-
ordered polygraph test. We granted Staat’s petition for writ of supervisory control and
ordered that he be released from custody and his bond reinstated. Staat, 248 Mont. at 291,
811 P.2d at 1261. We observed that § 37-62-302, MCA (repealed by 1995 Mont. Laws Sec.
128, Ch. 429), provided that results of a polygraph examination could not be admitted as
evidence in a Montana court of law, and stated that
[i]n light of the lack of trustworthiness of the results of polygraph tests, we
conclude that application of the above statute should not be limited to those
court proceedings in which the rules of evidence govern, but should extend to
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every proceeding in Montana courts of law. This is critical in situations such
as the one presented here, where the rules of evidence do not apply but where
allowing the court to consider the results of a polygraph examination may
deprive a person of his or her liberty based upon that evidence.
Staat, 248 Mont. at 292, 811 P.2d at 1261-62. Although we held that polygraph examination
results were not admissible in any court proceeding, the legality of the court’s underlying
order that Staat take a polygraph test was neither raised nor addressed.
¶19 We further refined the “not admissible” rule in State v. Anderson, 1999 MT 58, 293
Mont. 472, 977 P.2d 315. There, Anderson submitted to a polygraph test as part of a
psychosexual evaluation he agreed to undergo pursuant to a plea agreement. The doctor who
performed the evaluation and prepared the related report relied on the polygraph test in
preparing the report; the probation officer also relied on the evaluation report in preparing
the PSI. Anderson, ¶¶ 4-5. Anderson requested a continuance of the sentencing hearing for
purposes of obtaining an evaluation without the use of a polygraph test, and the district court
denied the request. Anderson, ¶ 6. On appeal, we reversed, reiterating our Staat holding that
polygraph evidence may not be used in any court proceeding. We also stated the prohibition
applied to sentencing hearings. In addition to the prohibition against the admissibility of
polygraph evidence in a court proceeding, we further determined that any evidence otherwise
admissible could be rendered inadmissible if a polygraph test was used to produce or
influence the outcome of that evidence. Anderson, ¶ 12. “If a finder of fact, judge, hearing
officer, evaluator or any other person in a similar position directly or indirectly allows
polygraph results to be made a part of the review leading to a finding or recommendation in
a court proceeding, no matter how careful such person may be in not disclosing such fact, the
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entire review leading to the finding, decision or recommendation is tainted and may not be
introduced into evidence.” Anderson, ¶ 14. Again, however, while we reiterated the
complete prohibition against the direct or indirect use of polygraph results in court
proceedings, we did not prohibit requiring a polygraph test for other purposes. Nor does
Hameline advance any authority in which we have held that requiring a person to undergo a
polygraph test is, in and of itself, illegal.
¶20 Here, the polygraph condition at issue can be traced to the evaluation report’s
recommendation that it be imposed for sex offender treatment purposes. Moreover, the
District Court imposed another condition requiring Hameline to be in either an approved and
certified sex offender treatment program or an aftercare program during the entirety of his
sentence. Hameline cites to no legal authority prohibiting a sentencing court from requiring
such therapeutic polygraph testing. We repeat yet again our blanket prohibition on the use of
polygraph test results in any way in any Montana court proceeding. We conclude, however,
that the prohibition against the use of polygraph test results does not equate to a prohibition
against requiring a person to submit to a polygraph examination.
¶21 Hameline also argues that the polygraph test condition is illegal because requiring the
test violates a probationer’s constitutional right against compelled self-incrimination under
the Fifth Amendment to the United States Constitution and Article II, Section 25 of the
Montana Constitution. His premise is that he could be punished should he refuse to answer
polygraph questions on the basis that he might incriminate himself.
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¶22 The Fifth Amendment and Article II, Section 25 of the Montana Constitution provide
that no person shall be compelled to testify against himself or herself in a criminal
proceeding. Generally, this right to be free from compelled self-incrimination must be
affirmatively invoked by the person claiming the right at the time of questioning; if a person
fails to assert the right, it will be deemed waived. State v. Fuller, 276 Mont. 155, 160, 915
P.2d 809, 812 (1996). An exception to this general rule exists, however, where a person is
not free to admit, deny or refuse to answer when questioned. Fuller, 276 Mont. at 161, 915
P.2d at 812. In other words, “an individual need not formally invoke the privilege if the
government prevents a voluntary invocation of the Fifth Amendment by threatening to
penalize the individual should he or she invoke it.” Fuller, 276 Mont. at 162, 915 P.2d at
813. This has been termed a “classic penalty situation.”
¶23 Where an individual reveals incriminating information under the compelled
circumstances of a classic penalty situation, however, that information cannot be used as a
basis for later criminal prosecution. Fuller, 276 Mont. at 167, 915 P.2d at 816. As we have
stated,
[w]e emphasize that this holding does not stand for the proposition that the
State may not compel a defendant to answer. It can; indeed, in order for
treatment to be effective, it must, because a defendant who refuses to disclose
his offense history cannot be successfully treated. However, if the State
chooses to compel answers to incriminating questions, it cannot use those
answers against the defendant in a later criminal proceeding.
Fuller, 276 Mont. at 167, 915 P.2d at 816. Nor can the State punish an individual for
invoking the right to be free from self-incrimination by choosing not to answer questions on
that basis. See State v. Imlay, 249 Mont. 82, 91, 813 P.2d 979, 985 (1991).
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¶24 Consequently, the constitutional right to be free from self-incrimination does not
prevent the State, or here the District Court, from compelling Hameline to undergo
polygraph testing. The right does, however, prevent the State and the District Court from
using information gleaned from a polygraph test against Hameline to punish him.
¶25 We conclude Hameline has failed to establish that the condition on his suspended
sentence requiring him to submit to polygraph testing is illegal or in violation of his
constitutional right to be free from self-incrimination. As a result, we hold that the District
Court did not err in imposing the annual polygraph testing condition on Hameline’s sentence.
¶26 Affirmed.
/S/ KARLA M. GRAY
We concur:
/S/ JAMES C. NELSON
/S/ JOHN WARNER
/S/ PATRICIA COTTER
/S/ W. WILLIAM LEAPHART
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