State v. Stefanie Schauf

August 25 2009
DA 08-0302
IN THE SUPREME COURT OF THE STATE OF MONTANA
2009 MT 281
STATE OF MONTANA,
Plaintiff and Appellee,
v.
STEFANIE ANN SCHAUF,
Defendant and Appellant.
APPEAL FROM: District Court of the Eleventh Judicial District,
In and For the County of Flathead, Cause No. DC 06-313(C)
Honorable Stewart E. Stadler, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
George B. Best, Darin K. Westover, Paul A. Shae,
Kalispell, Montana
For Appellee:
Hon. Steve Bullock, Montana Attorney General; Sheri K. Sprigg,
Assistant Attorney General, Helena, Montana
Ed Corrigan, Flathead County Attorney; Lori Adams, Deputy
County Attorney, Kalispell, Montana
Submitted on Briefs: June 17, 2009
Decided: August 25, 2009
Filed:
__________________________________________
Clerk
Chief Justice Mike McGrath delivered the Opinion of the Court.
¶1 Stephanie Ann Schauf appeals from the Judgment and Sentence of the Eleventh
Judicial District Court, Flathead County that followed Schauf’s jury conviction of the
offenses of negligent homicide, negligent vehicular assault and criminal endangerment,
all felonies. We affirm.
PROCEDURAL AND FACTUAL BACKGROUND
¶2 At about 1:30 a.m. on July 1, 2006, on U.S. 93 between Whitefish and Kalispell,
Schauf drove her car into the rear of a pickup while traveling at more than 80 miles per
hour. The impact caused the pickup to leave the highway and roll over. A passenger in
the pickup was killed and the two other occupants were injured, one seriously.
¶3 Schauf passed Jereme Kolden’s vehicle before the wreck and he called 911 when
he came to the crash site. Kolden reported that Schauf’s car passed him driving very fast
and erratically, and that he thought the driver was drunk. Schauf’s car went off the road
after the impact and hit a tree. Occupants of another vehicle that stopped pulled Schauf
from her car just before it exploded in flames.
¶4 An accident reconstruction expert testified at trial that neither the pickup nor
Schauf’s car had braked prior to the crash. Schauf’s car was straddling the outside fog
line and was veering back into the driving lane at the time of impact. The pickup was
traveling at 65-68 mph at the time of impact and Schauf’s car was traveling at 80-87
mph.
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¶5 Individuals who had contact with Schauf after the crash testified that she smelled
of alcohol, was slurring her words and appeared to be intoxicated. She was combative,
uncooperative and swore profusely at times. A patrol car video depicting her behavior
and speech at the scene was shown to the jury.
¶6 Schauf was taken to the Kalispell Regional Medical Center after the crash for
examination and observation for possible injury. Highway Patrolman Martin Schrock
asked Schauf whether she would consent to a blood sample. She did not answer, but
curled into a fetal position and cried. Medical personnel drew blood from her for a blood
alcohol test at the trooper’s request. That sample was tested by the State Crime
Laboratory and showed a blood alcohol content of .310. The Crime Lab preserved the
sample of Schauf’s blood and stored it safely in a condition that it could be tested again
in the future. The emergency room physician treating Schauf ordered another blood test
later that night for treatment purposes. It showed a similar result—a blood serum alcohol
level of .340, equivalent to a whole blood alcohol level of .310. The District Court
suppressed evidence of the initial blood test because the trooper had not first informed
Schauf of her right to obtain an independent blood test. The District Court admitted the
result of the second blood test over objection.
¶7 Schauf was convicted after a jury trial of negligent homicide, negligent vehicular
assault, and criminal endangerment. She was sentenced to three concurrent sentences of
twenty years with ten years of each suspended. We affirm.
ISSUES
¶8 Schauf presents issues for review which we restate as follows:
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¶9 Issue One: Whether the District Court was required to dismiss the charges against
Schauf after suppressing the results of the State’s blood alcohol test.
¶10 Issue Two: Whether the District Court properly limited impeachment of witness
Kolden.
¶11 Issue Three: Whether the District Court properly admitted evidence from hospital
records of Schauf’s blood alcohol content.
¶12 Issue Four: Whether the District Court properly admitted a patrol car video of
Schauf taken the night of the accident.
STANDARD OF REVIEW
¶13 The denial of the motion to dismiss is a question of law subject to de novo review.
State v. Minkoff, 2002 MT 29, ¶ 8, 308 Mont. 248, 42 P.3d 223. This Court reviews
denial of a motion to suppress evidence to determine whether the factual findings are
clearly erroneous and whether the findings were correctly applied as a matter of law.
State v. Fregien, 2006 MT 18, ¶ 8, 331 Mont. 18, 127 P.3d 1048. The decision on a
motion in limine is reviewed for abuse of discretion. State v. Dunning, 2008 MT 427, ¶
21, 347 Mont. 443, 198 P.3d 828.
DISCUSSION
¶14 Issue One: Whether the District Court was required to dismiss the charges
against Schauf after suppressing the results of the State’s blood alcohol test.
¶15 Highway Patrol Trooper Martin Schrock responded to the crash. Schauf refused
to allow medical personnel to treat her at the scene but later told the trooper that she was
injured and asked him to take her to the hospital. At the hospital Schauf was curled into
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the fetal position and crying; at other times she was combative and loud. The trooper
suspected that Schauf was driving under the influence and requested that medical
personnel take a blood sample from her so that it could be tested at the State Crime Lab
for alcohol content. Schauf moved to suppress the results of that test because the trooper
had not advised her at the time the blood was drawn that she had a right to obtain her own
independent blood test, as provided in § 61-8-405(2), MCA. The State conceded that
Schauf had not been advised and that the blood test ordered by the trooper should be
suppressed. The District Court granted Schauf’s motion and suppressed the results of the
testing done on the blood that had been drawn at the trooper’s request.
¶16 Schauf moved to dismiss all charges against her on the ground that the trooper did
not advise her that she was entitled to obtain her own independent blood test. The
District Court denied that motion and this Court denied Schauf’s motion to take
supervisory control over the proceedings.
¶17 Any person operating a motor vehicle in Montana is deemed to have given implied
consent to the testing of his or her breath or blood for the presence of drugs or alcohol,
but if the person refuses to submit to a test requested by an officer, the test may not be
conducted. Section 61-8-402, MCA. A person suspected of driving under the influence
has the right to obtain an independent blood test in addition to any blood or breath test
obtained by the officer:
In addition to any test administered at the direction of a peace officer, a
person may request that an independent blood sample be drawn by a
physician or registered nurse for the purpose of determining any measured
amount or detected presence of alcohol, drugs, or any combination of
alcohol and drugs in the person. The peace officer may not unreasonably
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impede the person’s right to obtain an independent blood test. The officer
may but has no duty to transport the person to a medical facility or
otherwise assist the person in obtaining the test. The cost of an independent
test is the sole responsibility of the person requesting the test. The failure
or inability to obtain an independent test by a person does not preclude the
admissibility in evidence of any test given at the direction of the peace
officer.
Section 61-8-405(2), MCA. In State v. Strand, 286 Mont. 122, 951 P.2d 552 (1997) this
Court held that an accused charged with DUI has a due process right to obtain
exculpatory evidence that requires the arresting officer to advise the accused of the
statutory right to obtain an independent blood test. Where the State obtains a blood
sample for testing under the implied consent law, § 61-8-402, MCA, the remedy for
failure to also advise the accused of the right to an independent test is to suppress the
result of the State’s test. Strand, 286 Mont. at 129, 951 P.2d at 556.
¶18 Additionally, this Court has held that where police affirmatively impede the right
of a person accused of DUI to obtain an independent blood test, the remedy is dismissal
of the charges. State v. Swanson, 222 Mont. 357, 722 P.2d 1155 (1986); Minkoff, ¶ 23.
Schauf urges this Court to apply the dismissal remedy ordered in Swanson and Minkoff
based upon the failure of the officer to advise her that she had the right to an independent
blood test.
¶19 Schauf was charged with and convicted of three felonies: negligent homicide (§
45-5-104, MCA); negligent vehicular assault (§ 45-5-205, MCA); and criminal
endangerment (§ 45-5-207, MCA). Schauf was not charged with DUI (§ 61-8-401,
MCA). Of the three offenses, only negligent vehicular assault contains driving under the
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influence of alcohol or drugs as a statutory element of the offense. Section 45-5-205(1),
MCA, provides:
A person who negligently operates a vehicle . . . while under the influence
of alcohol, a dangerous drug, any other drug, or any combination of the
three, as provided for in 61-8-401(1), and who causes bodily injury to
another commits the offense of negligent vehicular assault.
This Court has held that the implied consent provisions of Title 61, Ch. 8, pt. 4, MCA,
apply when a person is charged with negligent vehicular assault, because it specifically
relates to the statutes governing DUI. State v. Stueck, 280 Mont. 38, 43, 929 P.2d 829,
832-33 (1996).
¶20 The other offenses for which Schauf stands convicted—negligent homicide and
criminal endangerment—contain no express statutory element of the offense tied to the
DUI provisions of Title 61, Ch. 8, pt. 4. We held in Stueck that the DUI statutes do not
apply to a charge of negligent homicide because no element of that offense “relates in
any way to operating a vehicle while under the influence.” Stueck, 280 Mont. at 44, 929
P.2d at 833. See also State v. Thompson, 207 Mont. 433, 437-38, 674 P.2d 1094, 1096
(1984). Since proof of DUI is not an element of negligent homicide or criminal
endangerment, the DUI testing provisions of Title 61, Ch. 8, pt. 4, MCA, do not apply to
these charges. Therefore, the failure to advise Schauf of her right to an independent blood
test under § 61-8-405, MCA, provides no basis for dismissal of those charges. Her
convictions for negligent homicide and for criminal endangerment did not depend upon
proof of compliance with the requirements of Title 61 and those convictions are valid and
are not affected by this issue.
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¶21 Moreover, as to Schauf’s conviction of negligent vehicular assault, this Court’s
prior rulings on the use of State-obtained blood samples are distinguishable. First, the
results of the blood test obtained at the direction of the trooper were suppressed and were
not used against her at trial. Second, as discussed below, the blood alcohol test results
that were admitted at trial were derived from a blood sample drawn at the direction of
Schauf’s treating physician in the emergency room. To the extent that the conviction for
negligent vehicular assault rested upon blood alcohol test results, those results were
obtained independently of State action and independently of the DUI implied consent
provisions of Title 61, Ch. 8, pt. 4, MCA.
¶22 In Minkoff, a DUI case, this Court overruled Strand to the extent that Strand
allowed suppression of a blood test obtained by an officer who had not informed the
accused of the right to an independent blood test, but declined to require dismissal of the
charges. In Minkoff the officer had informed the accused of the right to an independent
blood test, but then frustrated the exercise of that right by advising the accused that a
blood test would yield a higher blood alcohol result than the breath test that had been
given. This Court held that the proper remedy was dismissal of the charge and overruled
Strand to the extent that it provided a remedy of suppression of the State’s blood test
results.
¶23 Prior to Minkoff, the Court held in Swanson that the proper remedy was dismissal
when an officer impedes an accused’s right to an independent blood test. Swanson was
sufficient and factually similar precedent to uphold dismissal of the charges in Minkoff.
We did not need to overrule Strand, and we take this opportunity to clarify these cases
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with respect to this issue. We agree with the holding in Swanson that the proper remedy
is dismissal of a DUI, or a specifically DUI-related charge like negligent vehicular
assault, where the officer actually impedes the accused’s right to an independent blood
test. However, where an officer neglects to advise the accused of the right to an
independent test, Strand is still valid law. The appropriate remedy in such a case is
suppression of the State-obtained blood alcohol test results.
¶24 This approach is consistent with other decisions from this Court outside the DUI
context dealing with an accused’s due process right to obtain exculpatory evidence.
Where law enforcement officers intentionally suppress exculpatory evidence, there is per
se a violation of the accused’s right to due process and dismissal is warranted. State v.
Weaver, 1998 MT 167, ¶ 54, 290 Mont. 58, 964 P.2d 713. However, when law
enforcement negligently suppresses exculpatory evidence there is no due process
violation unless the accused establishes that the evidence is “material and of substantial
use, vital to the defense and exculpatory. Weaver, ¶ 54; State v. Cox, 266 Mont. 110,
118, 879 P.2d 662, 667 (1994). In State v. Halter, 238 Mont. 408, 777 P.2d 1313 (1989),
the defendant was charged with theft of cattle and illegal branding. He wanted to have an
expert examine the animal in question, but it had been sold and disappeared into the food
chain. This Court held that Halter had made a sufficient showing, producing facts and
expert testimony, that the negligently destroyed evidence was material and exculpatory to
his defense. Dismissal of the charges was the appropriate remedy. Halter, 238 Mont. at
413, 777 P.2d at 1317.
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¶25 However, in the DUI situation where the officer does not actually impede the
accused’s right to a test, but only fails to advise the accused of the right to an independent
test, we hold that the suppression remedy in Strand is better-reasoned and should be
applied. It is consistent with our other decisions holding that there is no per se due
process violation unless there is intentional interference with the right to obtain
exculpatory evidence. This Court may not reverse a conviction unless there was
prejudicial error and the defendant’s substantial rights were affected. Section 46-20-701,
MCA; State v. Woods, 285 Mont. 124, 129, 947 P.2d 62, 64-65 (1997); State v. Ferguson,
2005 MT 343, ¶ 83, 330 Mont. 103, 126 P.3d 463; State v. Tennell, 2007 MT 266, ¶ 31,
339 Mont. 381, 170 P.3d 965.
¶26 Dismissal of criminal charges is a severe sanction. U.S. v. Morrison, 449 U.S.
361, 366-67, 101 S. Ct. 665, 669 (1981) It is a remedy that has been limited to
government misconduct characterized as “egregious” or “outrageous.” See, U.S. v.
Russell, 411 U.S. 423, 431-32, 93 S. Ct. 1637, 1642-43 (1973). Dismissal is not the
remedy of choice for the failure of the prosecution to disclose exculpatory evidence in
violation of due process under Brady v. Maryland, 373 U.S. 83, 87, 83 S. Ct. 1194, 1196-
97 (1963) where the approved remedy was a new trial. Nor is the dismissal of charges
the remedy provided for law enforcement failure to warn a defendant of the right to
remain silent. Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602 (1966); State v.
Cartwright, 200 Mont. 91, 98, 650 P.2d 758, 761 (1982). Consequently, where the
officer obtains a blood or breath sample but fails to advise the accused of the right to an
independent test, the proper result is suppression of the results of the law enforcement
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test. In this case the District Court suppressed the State’s blood test, and we hold that
was the proper result.
¶27 Moreover, there was substantial other evidence of Schauf’s intoxication. The
video taken of her at the crash site, discussed below, was, as the District Court found,
“highly probative” of Schauf’s condition at the time of the crash. Third-party witnesses
who testified at trial described Schauf’s behavior, demeanor and appearance that night,
all of which were consistent with significant intoxication. This evidence alone, without
the hospital blood sample results, would have been sufficient to support a finding by the
jury that Schauf was driving under the influence for purposes of negligent vehicular
assault.
¶28 Last, it is clear that if Schauf had ever wanted an additional independent test to
verify her blood alcohol content, she could have obtained one. In the District Court
proceedings the State presented evidence that the blood sample obtained by the trooper
had been securely and safely stored and was available for independent testing at any time
prior to trial. For whatever reason, Schauf chose not to have the blood sample
independently tested.
¶29 Dismissal under the circumstances would have been an extreme measure, and the
District Court properly refused to dismiss the charges against Schauf.
¶30 Issue Two: Whether the District Court properly limited impeachment of witness
Kolden. Jereme Kolden testified at trial that he was driving between Whitefish and
Kalispell the night of the accident and was passed by Schauf’s car. He testified that
Schauf was driving “real quick” and almost side-swiped him. Kolden later came upon
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the crash site and called 911, and the tape of the 911 call was introduced into evidence.
During the call Kolden told the dispatcher that Schauf’s car was “flying by me” and that
the driver was drunk.
¶31 More than a year after the accident Kolden was charged with fraudulently
obtaining prescription medication. The charges were pending but not resolved at the time
he testified at Schauf’s trial. The District Court granted the State’s motion in limine to
prohibit inquiry into the pending charges against Kolden, but allowed the defense to
question him about his drug use on the night of the crash. Schauf argues that the ruling
violated her right to a fair trial by limiting her cross-examination of Kolden.
¶32 The Montana Rules of Evidence provide:
Specific instances of the conduct of a witness, for the purpose of
attacking or supporting the witness’ credibility, may not be proved by
extrinsic evidence. They may, however, in the discretion of the court, if
probative of truthfulness or untruthfulness, be inquired into on cross-
examination of the witness (1) concerning the witness’ character for
truthfulness or untruthfulness, or (2) concerning the character for
truthfulness or untruthfulness of another witness as to which character the
witness being cross-examined has testified.
M. R. Evid. 608(b). Under Rule 608, testimony about the pending charges against
Kolden was not admissible unless the District Court exercised discretion to allow the
testimony as an exception. The District Court declined to do so.
¶33 The District Court noted that Kolden’s testimony was very limited. The
subsequent charge against Kolden was unrelated to Schauf’s case and did not bear upon
his ability to observe on the night of the accident or to recall and testify to the
circumstances. The defense was allowed to extensively cross-examine the witness about
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his drug use and whether he was under the influence at the time of the crash. In addition,
the court expressly found that there was no evidence that Kolden had been promised any
resolution of the pending charges in return for his testimony in the Schauf case.
¶34 The District Court made a reasoned and conscientious decision regarding cross-
examination of Kolden. The pending charges against Kolden were unproven and were
probative of nothing. Allowing inquiry into the pending charges would have risked jury
confusion and could have consumed considerable time if the prosecution felt compelled
to present additional testimony to explain the circumstances of the charges and to prove
that they did not impugn Kolden’s credibility in the Schauf case. The District Court did
not abuse its discretion in limiting cross-examination of witness Kolden. First Citizens
Bank v. Sullivan, 2008 MT 428, ¶¶ 20-25, 347 Mont. 452, 200 P.3d 39.
¶35 Issue Three: Whether the District Court properly admitted evidence from hospital
records of Schauf’s blood alcohol content. Schauf was transported to the hospital after
the accident at her request and was admitted to the emergency room. The ER physician,
Dr. Gregory Harrah, examined her and ordered tests called a “trauma panel.” A nurse
and a physician’s assistant drew a sample of Schauf’s blood pursuant to this order
without incident. The blood sample was tested in the hospital’s laboratory and one of the
results was a BAC reading that was the equivalent of approximately .310.
¶36 The State obtained Schauf’s medical record from the hospital pursuant to
subpoena and she moved to suppress. The District Court held an evidentiary hearing and
denied the motion. The evidence of Schauf’s blood alcohol content from the hospital’s
medical record was admitted at trial.
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¶37 This Court has upheld the prosecution’s use of medical records showing a blood
alcohol level when they are lawfully obtained by subpoena. State v. Nelson, 283 Mont.
231, 237, 941 P.2d 441, 445 (1997). Schauf does not attack the validity of the subpoena.
¶38 Schauf argues that Dr. Harrah acted as the State’s agent in taking the blood
sample. Unlike the situation in State v. Kirkaldie, 179 Mont. 283, 587 P.2d 1298 (1978)
where the doctor was clearly acting as agent for the State, there is no material evidence
that this was the case here. There is no evidence that the hospital sample was drawn for
any purpose other than providing diagnosis and treatment to Schauf. There is no
evidence that the sample was drawn for or at the request of the arresting officer. The
statutory provisions dealing with blood samples drawn for purposes of a prosecution
expressly do not apply to samples used for medical treatment or care. Section 61-8-
402(10), MCA. The constraints placed upon blood samples drawn by or for the State do
not apply to “any other competent evidence” relevant to the issue of intoxication. Section
61-8-404(3), MCA. Blood alcohol evidence from medical tests is admissible even where
the defendant has refused to consent to the State blood draw. State ex rel. McGrath v.
Twenty-First Judicial District Court, 2001 MT 305, ¶¶ 12-16, 307 Mont. 491, 38 P.3d
820; Fregien, ¶ 11.
¶39 Schauf last challenges admissibility of the medical blood sample results on
foundation and chain of custody grounds. Despite Schauf’s contentions on this issue, the
District Court found that there was “no question that the blood was taken in the hospital,
was labeled in the hospital . . . . There is no evidence that it ever left the hospital or that
the integrity of the sample was ever outside the custody of the hospital.” The District
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Court found that Schauf’s contentions about minor inconsistencies in the hospital record
at most affected the weight to be given to the evidence and that was an issue for the jury
to decide. None of Schauf’s objections to the medical blood sample went to foundational
requirements for admission of this evidence. McGrath, ¶ 17.
¶40 Issue Four: Whether the District Court properly admitted a patrol car video of
Schauf taken the night of the accident. The State offered a videotape taken from the
arresting officer’s patrol car camera depicting Schauf’s behavior at the scene of the crash.
Schauf moved to suppress on the ground that the prejudicial effect of the evidence
outweighed its probative value.
¶41 The Rules of Evidence allow exclusion of relevant evidence if the “probative
value is substantially outweighed by the danger of unfair prejudice.” M. R. Evid. 403.
Evidence is generally unfairly prejudicial when it “arouses the jury’s hostility or
sympathy for one side without regard to its probative value.” State v. Bieber, 2007 MT
262, ¶ 59, 339 Mont. 309, 170 P.3d 444. The district court exercises its discretion to
balance the probative value of the evidence against its prejudicial effect. State v.
Huether, 284 Mont. 259, 265, 943 P.2d 1291, 1295 (1997).
¶42 The video of Schauf immediately after the accident was clearly relevant and
probative of her condition and particularly of her level of intoxication. Even if a blood
alcohol test is available, “any other competent evidence” bearing upon the issue of
driving under the influence is specifically admissible. Section 61-8-401(5), MCA. The
jury at Schauf’s trial also heard evidence that the video was taken just after the horrific
high speed crash and that Schauf had suffered a head injury. The jury was in a position
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to weigh these factors and to give the evidence as a whole the weight they determined
that it deserved. As the District Court found, the only prejudice to Schauf was that the
video was “highly probative” of the State’s contention that she was intoxicated at the
time of the crash. The evidence was not unfairly prejudicial.
¶43 The District Court properly exercised its discretion on this issue and there was no
error.
¶44 We affirm Schauf’s convictions.
/S/ MIKE McGRATH
We concur:
/S/ BRIAN MORRIS
/S/ W. WILLIAM LEAPHART
/S/ PATRICIA O. COTTER
/S/ JAMES C. NELSON
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