State v. J. Franks

09/12/2017
DA 16-0356
Case Number: DA 16-0356
IN THE SUPREME COURT OF THE STATE OF MONTANA
2017 MT 225
STATE OF MONTANA,
Plaintiff and Appellee,
v.
JASON DEAN FRANKS,
Defendant and Appellant.
APPEAL FROM: District Court of the Eleventh Judicial District,
In and For the County of Flathead, Cause No. DC-11-169B
Honorable Robert B. Allison, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Robin A. Meguire, Meguirelaw.com, Great Falls, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General, Mardell Ployhar,
Assistant Attorney General, Helena, Montana
Ed Corrigan, Flathead County Attorney, Travis Ahner, Allison Howard,
Deputy County Attorneys, Kalispell, Montana
Submitted on Briefs: July 26, 2017
Decided: September 12, 2017
Filed:
__________________________________________
Clerk
Chief Justice Mike McGrath delivered the Opinion of the Court.
¶1 Jason Franks appeals from his February 2016 conviction by jury verdict of Sexual
Intercourse Without Consent, a felony. We affirm.
¶2 The issue on appeal is whether the District Court erred in admitting evidence of a
portion of Franks’ testimony from his first trial on the same charge.
FACTUAL AND PROCEDURAL BACKGROUND
¶3 In 2012 a jury in Flathead County convicted Franks of sexual intercourse without
consent. Franks appealed and this Court reversed the conviction and remanded. This
Court determined that the District Court erred in admitting evidence of a news story that
Franks had been charged with a prior sexual offense. Franks testified at the first trial,
partially in response to the evidence of the news story. State v. Franks, 2014 MT 273,
376 Mont. 431, 335 P.3d 725.
¶4 The State retried Franks on the same charge in February 2016. During opening
statements Franks’ attorney told the jury that the defense would present alibi testimony.
Thereafter the State in its case-in-chief sought to introduce evidence of Franks’ testimony
from the first trial, to be presented through testimony of a police officer who attended the
first trial. After several sessions of argument on the issue out of the hearing of the jury,
and over the period of two days, the District Court allowed the State to present limited
evidence of Franks’ prior testimony, applying Mazurek v. District Court, 2000 MT 266,
302 MT 39, 22 P.3d 166. The District Court applied M. R. Evid. 403 to preclude the
State from informing the jury that there had been a prior trial, and to limit evidence of the
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prior-trial testimony solely to the issue of alibi. The State called a police officer who
testified that Franks stated at a “prior hearing” that he had no work records for the day of
the offense and that he did not remember where he was that day.
¶5 Franks did not testify at the second trial. A defense witness testified that she
remembered the date of the offense because it was her birthday; that there was a party to
celebrate; and that Franks attended. The jury convicted Franks and the District Court
sentenced him to 100 years at Montana State Prison. Franks appeals.
STANDARD OF REVIEW
¶6 A district court has broad discretion to determine the admissibility of evidence,
and this Court reviews that decision to determine whether the district court has abused its
discretion. State v. Lotter, 2013 MT 336, ¶ 13, 372 Mont. 445, 313 P.3d 148. A district
court abuses its discretion if it acts arbitrarily, without conscientious judgment, or
exceeds the bounds of reason. Franks, ¶ 11. A district court’s application of a statute or
rule of evidence is reviewed de novo, to determine whether it is correct. Lotter, ¶ 13.
DISCUSSION
¶7 Issue: Whether the District Court erred in admitting a limited portion of Franks’
testimony from his prior trial on the same charge.
¶8 Franks contends on appeal that the District Court erred in the second trial by
admitting evidence of a limited portion of his testimony from the first trial. He contends
that erroneous admission of the newspaper story in the first trial compelled him to testify
in response, and therefore his compelled testimony could not be used at the second trial.
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He contends that use of the prior trial evidence violated his right against
self-incrimination.
¶9 The State contends that Franks’ need to respond to the news story at the first trial
did not include his further testimony that he did not remember where he was at the time
of the charged offense. The State cites Mazurek to support its position that Franks was
not compelled to testify about his whereabouts at the time of the offense, and that
evidence of that testimony was admissible in the second trial. The State contends that the
District Court also properly applied M. R. Evid. 403 to limit the evidence of the prior trial
testimony that was presented to the jury.
¶10 In Mazurek the defendant was convicted of criminal offenses arising from an
automobile collision. At trial the State introduced evidence that prescription medication
bottles were found in defendant’s car and that those same medications were present in his
blood. The State also introduced expert evidence that those drugs affect a person’s
physical abilities. The defendant testified in his own defense to rebut that evidence. This
Court determined on appeal that the medication evidence was wrongfully admitted, and
reversed and remanded for a new trial. State v. Ingraham, 1998 MT 156, 290 Mont. 18,
966 P.2d 103.
¶11 On remand in Mazurek, the Defendant contended that using his prior testimony at
a second trial is contrary to § 46-16-701, MCA, and that it would violate his right to not
be compelled to testify against himself. The district court granted defendant’s motion in
limine to exclude admission of his testimony from the first trial. This Court granted the
State’s motion to exercise supervisory control over the district court.
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¶12 In Mazurek this Court concluded that there was no authority to support application
of § 46-16-701, MCA, to preclude use of a defendant’s first trial testimony in a second
trial. Section 46-16-701, MCA, provides that “the granting of a new trial places the
parties in the same position as if there had been no trial.” After reviewing the history of
various versions of the statute over a span of years, this Court found that the Legislature
had removed a prior requirement that all testimony be produced “anew” in a second trial.
Therefore, § 46-16-701, MCA, did not preclude using a defendant’s first trial testimony
at a retrial of the same charges. Mazurek, ¶ 18.
¶13 As to the self-incrimination issue under both the United States and Montana
Constitutions, this Court in Mazurek reviewed the prevailing authority under Harrison v.
U.S., 392 U.S. 219, 88 S. Ct. 2008 (1968). Harrison involved a trial in which a
wrongfully-obtained confession was admitted into evidence against the defendant.
Harrison contended that he was compelled to testify in response. The Supreme Court
held that where a defendant is compelled to testify to respond to evidence that was
illegally obtained and improperly admitted, that testimony cannot be admitted in a
subsequent trial because it represented the “fruit of the poisonous tree.” Mazurek,
¶¶ 21-23.
¶14 After reviewing lower court decisions after Harrison, this Court determined that
the weight of authority is that Harrison’s exclusionary rule applies only where the
evidence in the first trial was both illegally obtained and improperly admitted at trial.
Mazurek, ¶ 22. Where exclusion of the evidence from the first trial is based “solely on
evidentiary principles” there is no prohibition against using the defendant’s testimony
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from the first trial in a subsequent retrial. Mazurek, ¶ 23. This is consistent with
Harrison’s holding that exclusion of the evidence is based upon it being the fruit of the
poisonous tree. Mazurek, ¶ 30.
¶15 In the present appeal, Franks contends that he is entitled to the benefit of Harrison
because his testimony in the first trial was compelled by the State’s wrongful introduction
of the news story about an unrelated criminal charge. While this Court determined that
the news evidence was wrongfully admitted in his first trial, that evidence was not
illegally obtained in violation of Franks’ rights. We decline Franks’ invitation to modify
the Mazurek decision.
¶16 In addition, while Franks may have felt compelled to testify in his first trial to
rebut the information in the news story, that rebuttal had nothing to do with his additional
testimony that he could not remember where he was at the time of the offense. To the
extent that Franks decided to present testimony outside of the subject matter of the news
story, that testimony was his voluntary decision and was not compelled by the State’s
evidence.
¶17 Franks contends that the testimony from his first trial should have been excluded
under M. R. Evid. 403 because it was overly prejudicial. The District Court applied Rule
403 in admitting evidence of the prior trial testimony, limiting the evidence to Franks’
prior alibi statement and prohibiting disclosure that the statement was made in a prior
trial of the same charges. This was a proper application of Rule 403 to this case. Franks’
prior statement was not incriminatory; he simply stated that he had no recollection of his
whereabouts on the day of the offense.
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¶18 In addition, the prior statement did not implicate the alibi witness because it was
not inconsistent with the alibi testimony presented at the second trial. Franks’ alibi
witness at the second trial testified that she recalled that the day of the offense was her
thirtieth birthday, that she had a party in honor of the event, and that she remembered that
Franks had attended. Franks’ testimony from the first trial that he did not remember
where he was at the time of the offense is not inconsistent with the alibi witness
testimony. Franks’ testimony from the first trial was not incriminatory in any way that
can be determined. Franks has not met his burden to demonstrate that admission of the
evidence of his statement from the first trial violated his substantial rights. Section
46-20-701, MCA; State v. Dewitz, 2009 MT 202, ¶ 92, 351 Mont. 182, 212 P.3d 1040.
CONCLUSION
¶19 We affirm the decision of the District Court to admit limited evidence of Franks’
testimony from the first trial and affirm the conviction.
/S/ MIKE McGRATH
We Concur:
/S/ BETH BAKER
/S/ LAURIE McKINNON
/S/ DIRK M. SANDEFUR
/S/ JIM RICE
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