Mallak v. State

Nos. DA 06-0239 and DA 06-0413
IN THE SUPREME COURT OF THE STATE OF MONTANA
2007 MT 78NSABAH MALLAK,
Petitioner and Appellant,
v.
STATE OF MONTANA,
Respondent and Respondent.
APPEAL FROM: The District Court of the Thirteenth Judicial District,
In and For the County of Yellowstone, Cause No. DV 05-1417,
Honorable Susan P. Watters, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Sabah Mallak, pro se, Deer Lodge, Montana
For Respondent:
Honorable Mike McGrath, Attorney General; Carol E.
Schmidt, Assistant Attorney General, Helena, Montana
Dennis Paxinos, County Attorney; Rod Souza, Deputy
County Attorney, Billings, Montana
Submitted on Briefs: February 7, 2007
Decided: March 20, 2007
Filed:
__________________________________________
Clerk
Justice W. William Leaphart delivered the Opinion of the Court.
¶1 Pursuant to Section I, Paragraph 3(c), Montana Supreme Court 1996 Internal
Operating Rules, the following decision shall not be cited as precedent. It shall be filed
as a public document with the Clerk of the Supreme Court and shall be reported by case
title, Supreme Court cause number and result in this Court’s quarterly list of nonciteable
cases published in the Pacific Reporter and Montana Reports.
¶2 Defendant Sabah Mallak, acting pro se, appeals the District Court’s denial of his
motion to withdraw his plea of nolo contendere for the offense of burglary and his plea of
guilty for the offense of witness tampering. We affirm.
¶3 On April 23, 2001, Mallak went to trial on the charges of felony partner or family
member assault (PFMA), burglary, and witness tampering, as well as two counts of
criminal contempt and one count of resisting arrest. On the third day of trial, the court
granted Mallak’s motion for mistrial. On May 17, 2001, the State filed a fourth, and
final, amended information, dropping the resisting arrest charges and charging Mallak
with PFMA, burglary and witness tampering, and two counts of criminal contempt.
¶4 The morning the second trial was to begin, Mallak entered into a plea agreement
with the State. The State agreed to drop the PFMA charge in exchange for Mallak
entering pleas of guilty to witness tampering and criminal contempt, and pleading nolo
contendere to burglary. During the plea colloquy for witness tampering, Mallak was not
informed of the maximum penalty provided by law. Additionally, during the plea
colloquy for burglary, the court informed Mallak that it was considering the violent
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nature of the predicate act to the burglary charge, in this case assault, in sentencing
Mallak.
¶5 Less than two months later, Mallak filed a pro se motion to withdraw from the
plea agreement and proceed to trial on all of the State’s charges. In his brief in support of
his motion, Mallak argued that the prescription medications he was taking when he
entered his several pleas rendered him incapable of pleading intelligently and knowingly.
After an evidentiary hearing the court denied Mallak’s motion. The court followed the
recommendations of the plea agreement and imposed concurrent sentences of ten years,
with three years suspended, for both the witness tampering and burglary charges.
¶6 Mallak appealed, and this Court, in State v. Mallak, 2005 MT 49, ¶ 27, 326 Mont.
165, ¶ 27, 109 P.3d 209, ¶ 27 (Mallak I), held that the District Court did not abuse its
discretion in denying Mallak’s motion to dismiss on double jeopardy grounds. We also
refused to address Mallak’s motion to withdraw his guilty plea because he changed the
basis of his argument on appeal. Mallak I, ¶ 31. Below, Mallak argued that his plea was
not voluntary due to the influence of prescription medication. On appeal he abandoned
that theory in favor of the argument that his attorneys failed to advise him properly as to
the consequences of a guilty plea and coerced him to plead guilty. Mallak I, ¶¶ 29-30.
Finally, we declined to address Mallak’s claim that exculpatory evidence was not
preserved because the claim was based on matters outside the record, while noting that
we would “allow the defendant to file a postconviction proceeding” concerning the
exculpatory evidence claim. Mallak I, ¶¶ 33-36.
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¶7 On December 20, 2005, Mallak filed a petition for postconviction relief in the
District Court arguing that he should be allowed to withdraw his pleas because: (1) he
was never told the maximum penalty for witness tampering before he pled guilty; and (2)
his nolo contendere plea for burglary was not voluntary because no one told him he
would be pleading to a violent offense. After reviewing the petition, the court determined
that Mallak’s petition was more properly viewed as a combined motion to withdraw his
guilty and nolo contendere pleas, pursuant to § 46-16-105(2), MCA, and a petition for
postconviction relief relating to his claims of ineffective assistance of counsel.
¶8 The court ordered the State to respond to Mallak’s motion to withdraw his guilty
plea for witness tampering. The court denied Mallak’s motion to withdraw his nolo
contendere plea for burglary, explaining that the court had not implied that burglary was
a violent offense nor sentenced Mallak as a violent offender, but merely noted the violent
nature of the predicate act. Additionally, the court dismissed Mallak’s petition as it
related to his ineffective assistance of counsel claims because Mallak did not address the
exculpatory evidence claim preserved by this Court in Mallak I and because Mallak’s
claim was based on conclusory and speculative statements. Finally, after the State
submitted its response, the court denied Mallak’s motion to dismiss his guilty plea to
witness tampering, reasoning that the court’s failure to inform Mallak as to the maximum
sentence did not prejudice Mallak because the court followed the non-binding plea
agreement at sentencing.
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¶9 Mallak appeals the District Court’s denial of his motion to withdraw his guilty
plea to witness tampering and his motion to withdraw his nolo contendere plea to
burglary. We review a district court’s denial of a defendant’s motion to withdraw a
guilty plea to determine whether the court abused its discretion, in light of the unique
record of the case before us. Mallak I, ¶ 15 (citations omitted).
¶10 I. Did the District Court err when it denied Mallak’s motion to withdraw his
nolo contendere plea for the offense of burglary?
¶11 Mallak argues that he should be allowed to withdraw his nolo contendere plea to
burglary because he did not understand that in pleading guilty to burglary by breaking a
door and stereo, he was pleading to a violent offense. Had he understood this, he would
have pled guilty to PFMA which carries a lesser maximum sentence. Given his
incomplete understanding of the charge, he contends that his plea was not voluntary and
intelligent. In sentencing Mallak, however, the District Court focused not on the
breaking of the door and stereo, but on Mallak’s violent act of assault as the predicate act.
¶12 The State responds that Mallak’s claim is barred by the doctrine of res judicata.
Res judicata bars relitigation of issues already determined on direct appeal. Smith v.
State, 2000 MT 327, ¶ 27, 303 Mont. 47, ¶ 27, 15 P.3d 395, ¶ 27 (citations omitted).
Additionally, once a party has had full opportunity to present a claim or issue in a prior
action, the judgment of that court will be deemed final as to all claims or issues that have
been raised or that fairly could have been raised. Burgess v. State, 237 Mont. 364, 366,
772 P.2d 1272, 1273 (1989) (citations omitted).
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¶13 In Mallak’s first appeal, he argued that his guilty pleas should be withdrawn
because his attorneys coerced him to plead guilty and failed to advise him as to the
possible consequences of his guilty plea. Mallak I, ¶ 30. We declined to consider this
argument because Mallak had changed his theory from below, where he argued that the
prescription medication he was taking caused his plea to be involuntary. Mallak I, ¶ 31.
Similarly, Mallak could and should have raised his present theory in the District Court in
his original motion to withdraw his guilty plea. Having failed to do so, he is precluded
from arguing, in the present appeal, that he did not understand the nature of the charge to
which he pled because he had a full and fair opportunity to submit the claim in a prior
action.
¶14 While the District Court did not deny Mallak’s motion on res judicata grounds but
rather proceeded to address whether Mallak voluntarily entered his nolo contendere plea
to burglary, we will affirm a court’s decision even if it reaches the right result for the
wrong reason. State v. Parrish, 2005 MT 112, ¶ 20, 327 Mont. 88, ¶ 20, 111 P.3d 671,
¶ 20.
¶15 II. Did the District Court err when it denied Mallak’s motion to withdraw his
guilty plea for the offense of witness tampering?
¶16 Mallak also argues that he should be allowed to withdraw his guilty plea to
witness tampering because the District Court failed to inform him of the possible
consequences of entering a guilty plea, specifically the maximum penalty for the charge.
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¶17 As noted above, Mallak previously challenged his guilty pleas in a prior motion to
the District Court and then appealed the court’s denial based on a different theory, which
we refused to consider. As with Issue I, Mallak’s claim is barred by res judicata because
Mallak could have raised the theory in the District Court in his original motion to
withdraw his guilty pleas.
¶18 We affirm the judgment District Court.
/S/ W. WILLIAM LEAPHART
We concur:
/S/ KARLA M. GRAY
/S/ JAMES C. NELSON
/S/ JOHN WARNER
/S/ BRIAN MORRIS
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