DocketNumber: Civ. A. No. EC 91-156-D-D
Judges: Davidson
Filed Date: 6/4/1992
Status: Precedential
Modified Date: 10/19/2024
MEMORANDUM OPINION
Plaintiff corporation, Cook’s Ambulance Service, Inc. (“Cook”), is suing under 42 U.S.C. § 1983, alleging a constitutional deprivation of due process.
I. Factual Summary and Procedural Background
Plaintiff, a private corporation, had been providing Lowndes County with ambulance services for approximately four years under a contract with defendant Board of Supervisors that expired April 1, 1988. Rather than renew the agreement, defendants passed a resolution to obtain ambulance services through the Golden Triangle Regional Medical Center (GTRMC), a public agency established in 1942. Consequently, plaintiff petitioned the Lowndes County Circuit Court for a writ of prohibition on or about February 10, 1988. In support of its petition, plaintiff relied on a state law provision favoring privately run ambulance services deemed adequate over publicly run operations. See Miss.Code Ann. § 41-55-7. The Circuit Court denied the petition and plaintiff appealed. The Mississippi Supreme Court reversed and remanded, holding that defendants failed to determine the adequacy of plaintiff’s ambulance services within the meaning of § 41-55-7.
With its state action underway, plaintiff subsequently filed its § 1983 complaint of alleged due process violations in this federal district court on or about May 30, 1991. According to defendants, plaintiff’s complaint concerns an alleged violation of a state created right, placing it outside the parameters of 42 U.S.C. § 1983. Invoking the doctrine of collateral estoppel, defendants contend plaintiff’s § 1983 complaint is identical to the prior state court cause of action and therefore cannot be relitigated in federal court. Plaintiff, of course, refutes defendants’ collateral estoppel theory, claiming the § 1983 complaint concerns due process violations raised for the first time in the federal litigation. Aside from collateral estoppel, defendants argue res judicata precludes plaintiff from pursuing a separate § 1983 complaint in a federal forum after litigating a similar cause of action in state court. In response, plaintiff asserts it lacked a full and fair opportunity to litigate the federal claim in state court
II. Legal Discussion
A. The 12(b)(1) Motion to Dismiss Treated As a 12(c) Motion for Judgment on the Pleadings
Although entitled, “Motion to Dismiss for Lack of Jurisdiction,” defendants’ motion seeks a judgment on the pleadings. Motions for judgment on the pleadings are properly brought via Fed.R.Civ.P. 12(c). However, it is permissible to treat motions to dismiss as motions for judgment on the pleadings if the pleadings have been closed. 2A JAMES WILLIAM MOORE, MOORE’S FEDERAL PRACTICE par. 12.15 (2d ed. 1991). If no counterclaims or cross-claims are pleaded in the answer, the pleadings are considered closed, unless the court orders a reply. Id. Although the pleadings appear to be closed in the instant case, the court nevertheless declines to treat defendants’ motion to dismiss as a request for judgment on the pleadings.
B. Treating 12(b)(1) Motions as 12(b)(6) Motions
When possible, courts generally strive to decide cases on the merits. Dismissal under Rule 12(b)(1) for lack of subject matter jurisdiction is not on the merits. MOORE, supra, par. 12.07 [2.-1]. Therefore, when presented with a 12(b)(1) motion to dismiss arguing the absence of a federal question, courts generally agree the preferable practice is to assume jurisdiction exists and proceed under 12(b)(6) in order to reach the merits of the ease. MOORE, supra. See Jones v. State of Georgia, 725 F.2d 622 (11th Cir.1984), cert. denied, 469 U.S. 979, 105 S.Ct. 380, 83 L.Ed.2d 316 (If party moves under both Rules 12(b)(1) and 12(b)(6) and 12(b)(1) motion challenges existence of federal cause of action, courts generally find jurisdiction and proceed under 12(b)(6) to determine merits). By following this approach, the court provides plaintiff with added protection, considering that all of plaintiff’s factual allegations are presumed to be true under 12(b)(6). MOORE, supra; see Williamson v. Tucker, 645 F.2d 404 (5th Cir.), cert. denied, 454 U.S. 897, 102 S.Ct. 396, 70 L.Ed.2d 212 (1981) (determining questions under 12(b)(6) rather than 12(b)(1) grants additional protection to plaintiff). Since defendants raise a 12(b)(6) defense in their answer, the court will treat the 12(b)(1) motion to dismiss for lack of subject matter jurisdiction as a 12(b)(6) motion to dismiss for failure to state a claim.
C. The 12(b)(6) Motion to Dismiss Standard
In ruling on a 12(b)(6), motion to dismiss, the court must afford the plaintiff every reasonable inference in favor of stating a prima facie case for recovery. Thus, a complaint may not be dismissed unless it appears certain that no relief can be granted under any set of facts in support of plaintiff’s allegations. See Conley v. Gibson, 355 U.S. 41, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957).
D. 42 U.S.C. § 1983
By definition, “§ 1983 does not create substantive rights; rather, it merely provides a remedy for deprivations” of federal constitutional rights. San Jacinto Sav. & Loan v. Kacal, 928 F.2d 697, 700 (5th Cir.1991). The statutory provision imposes civil liability only upon persons “who, under color of any statute, ordinance, regulation, custom, or usage, of any State ... subject, or cause to be subjected, any citizen ... to the deprivation of any rights, privileges or immunities secured by the Constitution and laws ...” 42 U.S.C. § 1983. As a prerequisite to maintaining a § 1983 claim, plaintiff must establish: 1) that defendants were acting under color of state law, and 2) that while acting under color of state law, the defendants violated plaintiff’s rights protected by the United States Constitution or United States laws. McDonald v. Board of Mississippi Levee Commissioners, 646 F.Supp. 449, 462 (N.D.Miss.1986), aff'd, 832 F.2d 901 (5th Cir.1987), citing Parratt v. Taylor, 451 U.S. 527, 535, 101 S.Ct. 1908, 1912, 68 L.Ed.2d 420 (1981) (overruled on other grounds in Daniels v. Williams, 474 U.S. 327, 106 S.Ct. 662, 88 L.Ed.2d 662 (1986)); Augustine v. Doe, 740 F.2d 322,
If there is in operation an adequate privately run ambulance service, then the governing authorities are hereby prohibited from contracting for ambulance services to be run by the public body. The governing authorities may, however, subsidize such existing privately run ambulance service, in their discretion, if they deem necessary to keep such service in operation.
§ 41-55-7. Defendants decided to drop plaintiff without determining whether plaintiff was providing adequate services within the meaning of Mississippi law. Failure to do so, plaintiff argues, “constitute[s] a deprivation of plaintiffs federally protected rights without due- process.” (Pl.’s Compl. par. XVII.)
Violation of a state law ordinarily is not cognizable under § 1983. Schepp v. Fremont County, Wyo., 685 F.Supp. 1200, 1203, (D.Wyo.1988), aff'd, 900 F.2d 1448 (10th Cir.1990). However, when a state statute supplies the basis for the constitutional claim, it may be cognizable. Id. For instance, state law can create a property interest protected by the Fourteenth Amendment due process clause. See, e.g., Davis v. Scherer, 468 U.S. 183, 193, 104 S.Ct. 3012, 3018, 82 L.Ed.2d 139 (1984); Arcoren v. Peters, 829 F.2d 671, 676-77 (8th Cir.1987); Myers v. Morris, 810 F.2d 1437, 1470 (8th Cir.1987); Pollnow v. Glennon, 757 F.2d 496, 501 (2nd Cir.1985). Thus, the immediate questions for the court are whether § 41-55-7 creates a property interest, and if so, whether plaintiff has been deprived of it without due process.
E. Plaintiffs Due Process Claim
Plaintiff’s complaint contains a vague claim of due process violations. It fails to specify whether the suffered deprivation concerns substantive or .procedural due process. From what the court can glean from the complaint, it appears that plaintiff ambulance service operation objects to the nonrenewal of its contract as violating the state law prohibition against a publicly run ambulance operation when adequate private service is available. (Pl.’s Compl., par. XVI-XVII). “An alleged violation of state law unaccompanied by some more precise claim of federal right than a general claim of lack of due process is not the sort of deprivation recognizable under 42 U.S.C. § 1983.” Housley v. North Panola Consol. School Dist., 656 F.Supp. 1087, 1092 (N.D.Miss.1987) citing McDowell v. Texas, 465 F.2d 1342, 1345-46 (5th Cir.1971); see Boston Env. Sanitation Inspectors Ass’n v. Boston, 794 F.2d 12, 13 (1st Cir.1986) (mere violation of state statutory requirement does not offend federal constitutional due process). Recognizing its obligation under Fed.R.Civ.P. 12(b)(6) to afford plaintiff every reasonable inference in favor of stating a prima facie case for recovery, however, the court presumes plaintiff perceives defendants’ nonrenewal of its contract for plaintiff’s ambulance services as arbitrary and capricious behavior that violates fair notions of due process guarantees. Operating under this premise, the court conducts its constitutional analysis accordingly.
The court assumes plaintiff’s due process claim is grounded in the Fourteenth Amendment rather than the Fifth, given defendants’ state entity status. To be entitled to due process, however, plaintiff needs to present facts showing a deprivation of a property interest
a person clearly must have more than an abstract need or desire for it. He must have more than a unilateral expectation of it. He, must, instead, have a legitimate claim of entitlement to it.
All plaintiff has here is an expectation of continued contractual relations with defendants to provide ambulance services. As stated above, Fourteenth Amendment protection does not extend to mere expectations. Breaches or nonrenewals of contracts do not amount to deprivations of property without due process actionable under § 1983. Boston, 794 F.2d at 13, citing Cloutier v. Town of Epping, 714 F.2d 1184, 1191 n. 4 (1st Cir.1983); Casey v. Depetrillo, 697 F.2d 22 (1st Cir.1983); Jimenez v. Almodovar, 650 F.2d 363, 370 (1st Cir.1981). Since the court finds no property interest is vested in plaintiff warranting constitutional due process, it does not reach the issue of whether defendants’ nonrenewal without determining the adequacy of plaintiffs ambulance services was arbitrary or capricious behavior. As the U.S. Supreme Court held in Baker v. McCollan, 443 U.S. 137, 99 S.Ct. 2689, 61 L.Ed.2d 433 (1979):
The first inquiry in any § 1983 suit, ..., is whether the plaintiff has been deprived of a right ‘secured by the Constitution and laws [42 U.S.C. § 1983].’ If there has been no such deprivation, the state of mind of the defendant is wholly immaterial.
Having found no property interest, the court is of the opinion that plaintiff fails to present a viable § 1983- claim. Even assuming hypothetically that plaintiff had a protected property interest and the alleged state law violation gave rise to a constitutional claim that could be framed within § 1983, principles of res judicata and claim preclusion would preclude this court from hearing it.
F. Claim Preclusion in the Federal Courts: The Full Faith and Credit Clause, U.S.C. Art. 4, § 1 and 28 U.S.C. § 1738
28 U.S.C. § 1738 has been construed as requiring federal courts to “give preclusive effect to state court judgments whenever the courts of the state from which the judgments emerged would do so.” Collard v. Incorporated Village of Flower Hill, 604 F.Supp. 1318, 1322 (E.D.N.Y.1984), quoting Allen v. McCurry, 449 U.S. 90, 96, 101 S.Ct. 411, 415-16, 66 L.Ed.2d 308 (1980). The section provides:
... judicial proceedings of any court of any such State ... shall have the same full faith and credit in every court within the United States ... as they have by law or usage in the courts of such State ... from which they are taken ...
28 U.S.C. § 1738. In conjunction with 28 U.S.C. § 1738, the court considers the companion doctrines of res judicata and collateral estoppel.
G. Res Judicata and Collateral Estoppel
Res judicata and collateral estop-pel both deal with the question of whether the adjudication of certain matters is precluded by a prior adjudication. See Kremer v. Chemical Construction Corp., 456 U.S. 461, 465-68 n. 6, 102 S.Ct. 1883, 1889-90 n. 6, 72 L.Ed.2d 262 (1982). Under the doctrine of res judicata, parties and their privies are precluded from relitigating claims that were or could have been raised in a prior action and have reached a final judgment on the merits. Metro Charities, Inc. v. Moore, 748 F.Supp. 1156, 1159 (S.D.Miss.1990); Federated Dep’t. Stores, Inc. v. Moitie, 452 U.S. 394, 398, 101 S.Ct. 2424, 2427-28, 69 L.Ed.2d 103 (1981); see
Collateral estoppel is a derivative of res judicata with a more narrow focus. While res judicata encompasses questions which might have been litigated, collateral estop-pel applies only to questions actually litigated in a prior suit. Metro Charities, 748 P.Supp. at 1160; see Johnson v. Bagby, 252 Miss. 125, 171 So.2d 327 (Miss.1965). Once a court has decided an issue essential to its judgment, collateral estoppel precludes the issue from being relitigated in another suit on a different cause of action involving a party to the first case. Metro, 748 F.Supp. at 1159; see Ingalls Shipbuilding Div., Litton Systems, Inc. v. Parson, 495 So.2d 461, 463 (Miss.1986); Lyle Cashion Co. v. McKendrick, 227 Miss. 894, 87 So.2d 289, 293 (Miss.1956); Lee v. Wiley Buntin Adjuster, Inc., 204 So.2d 479 (Miss.1967); see Montana v. United States, 440 U.S. 147, 153, 99 S.Ct. 970, 973, 59 L.Ed.2d 210 (1979). The doctrine has the effect of establishing conclusively questions of law or fact that have received a final judgment for the purposes of a later suit. Garraway v. Retail Credit Co., 244 Miss. 376, 141 So.2d 727 (Miss.1962). Besides protecting litigants from the burden of relitigation, collateral estoppel serves the purpose of promoting judicial economy. State Farm Automobile Insurance Company v. Universal Underwriters Insurance Co., 601 P.Supp. 286, 288 (S.D.Miss.1984). Other than the usual purposes of collateral estop-pel that militate against rehearing the same claims such as judicial economy, finality, and reliance, considerations of comity are also operative here. Brunwasser v. Strassburger, 490 F.Supp. 959, 964 (W.D.Pa.1980).
H. The Doctrine of Claim Preclusion applied to § 1983 Actions
Federal courts have faced problems in setting limits for applying the doctrine of claim preclusion. Preventing disappointed parties from relitigating the same claims is always a valid reason for applying the doctrine. Difficulties arise, however, in deciding when matters not actually raised in the prior proceeding should also be precluded. Prior to fairly recent pronouncements from the U.S. Supreme Court “the preclusive effect of prior state court judgments on § 1983 suits ... evoked a spectrum of overlapping and inconsistent precedent and commentary.” New Jersey Ed. Ass’n v. Burke, 579 F.2d 764, 773, (3rd Cir.1978). For a period of time, the Fifth Circuit’s position on the issue varied from case to case. Id. at 773, fn. 48. Guided by the principles of res judicata, the Ninth Circuit Court of Appeals developed a relatively clear line of cases generally holding that where a federal constitutional claim is based on the same asserted wrong [which] was the subject of a [prior] state action, and where the parties are the same, res judicata will bar the federal constitutional claim, whether it was asserted in state court or not. Red Fox v. Red Fox, 564 F.2d 361, 363 (9th Cir.1977), quoting, Scoggin v. Schrunk, 522 F.2d 436 (9th Cir.1975) cert. denied, 423 U.S. 1066, 96 S.Ct. 807, 46 L.Ed.2d 657 (1976); see Williams v. Washington, 554 F.2d 369 (9th Cir.1977). The justification for giving state adjudications preclusive effect under § 1738 is most clear when a plaintiffs federal claim would have been within the concurrent jurisdiction of a state court, but plaintiff failed to present it when suing there. Shreve, “Preclusion and Federal Choice of Law,”. 64 Tex.L.Rev. 1209, April 1986, at 2.
The § 1983 case presently before the court represents “the kind of repetitious, vexatious, and wasteful litigation” res judi-cata and claim preclusion were designed to combat. Brunwasser, 490 F.Supp. at 965. In Migra v. Warren City School District Board of Education, 465 U.S. 75, 83, 104 S.Ct. 892, 897, 79 L.Ed.2d 56 (1984), the U.S. Supreme Court extended its holding in Allen, refusing to imply an exception to § 1738 where § 1983 complaints were concerned. The procedural scenario in Migra closely resembles the litigation pattern in the instant matter. After suing her em
The argument that § 1738 implies a suspension in § 1983 to accomplish federal objectives is without merit. Section 1983 does not suggest that Congress intended to assure a federal-court setting for § 1983 litigation or that Congress intended to guarantee civil rights litigants the opportunity to litigate all their issues from an affirmative posture. Allen, 449 U.S. at 97-99, 101 S.Ct. at 416-17; see Currie, “Res Judicata: The Neglected Defense,” 45 U.Chic.L.Rev. 317, 328 (1978) (“No language in § 1983 remotely suggests any modification of res judicata.”). Federal court jurisdiction in § 1983 cases is concurrent rather than exclusive. In enacting § 1983, Congress was adding to the jurisdiction qf federal courts, not subtracting from that of the state courts. Allen, 449 U.S. at 99, 101 S.Ct. at 417; see also Monroe v. Pape, 365 U.S. 167, 183, 81 S.Ct. 473, 482, 5 L.Ed.2d 492 (federal remedy is supplementary to state remedy). In providing a federal forum for vindicating violations of federal rights, Congress did not intend to deprive state courts from hearing § 1983 complaints. See Shreve, supra n. 21. Due process does not require federal courts to get involved in every action alleging a federal constitutional or civil rights claim. Cornwell v. Ferguson, 545 F.2d 1022, 1024 (5th Cir.1977). State courts and other tribunals are fully competent to resolve federal questions properly before them. Id. Plaintiff Cook freely and voluntarily chose to first seek relief from the state courts of Mississippi. In the present federal litigation, plaintiff “does not claim that the state court would not have adjudicated [its] federal claim had [it] presented [it] in [its] original suit in the” Lowndes County Circuit Court of Mississippi. Migra, 465 U.S. at 84, 104 S.Ct. at 898. Plaintiff could just as easily “have obtained a federal forum for [its] federal claim by litigating it first in [this] federal court.” Migra, 465 U.S. at 85, 104 S.Ct. at 898. “Section 1983, howev
With its decisions in the Allen and Migra cases, the Supreme Court tremendously undercut its earlier decision in England v. Louisiana State Board of Medical Examiners, 375 U.S. 411, 84 S.Ct. 461, 11 L.Ed.2d 440 (1964). The high Court had held in England that a federal court claimant, required by the Pullman
In applying claim preclusion to plaintiffs § 1983 complaint, the court follows the RESTATEMENT (SECOND) OF JUDGMENTS which states:
When the plaintiff brings an action on the claim in a court, either state or federal, in which there is no jurisdictional obstacle to his advancing both theories or grounds, but he presents only one of them, and judgment is entered with respect to it, he may not maintain a second action in which he tenders the other theory or ground.
RESTATEMENT (SECOND) OF JUDGMENTS § 25 comment e (1982); see also id. § 86 comment f (“[F]ailure to assert an alternative federal basis for a claim that could rest on both federal and state law generally results in claim preclusion.”). Allowing plaintiffs to impeach state court judgments through civil rights actions would deny state courts the ability to decide with finality questions within their jurisdiction and would hinder the states in enforcing their laws. Brunwasser, 490 F.Supp. at 964.
III. Conclusion
In conclusion, plaintiff has failed to advance a viable claim under 42 U.S.C.
An order in accordance with this memorandum opinion will be entered.
. The complaint fails to specify whether the alleged deprivation concerns procedural or substantive due process.
. Fed.R.Civ.P. 12(b)(6)
. The Fourteenth Amendment also prohibits deprivation of life and liberty interests without due process. However, deprivation of a property interest would be the only plausible argument available to plaintiff under these facts.
. Under the Pullman doctrine, the outcome and consequences of state adjudications may eliminate the need for federal constitutional litigation. Railroad Comm’n v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941).