Sheila Walsh v. Department of Veterans Affairs

UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
SHEILA WALSH, DOCKET NUMBER
Appellant, AT-1221-17-0746-W-1
v.
DEPARTMENT OF VETERANS DATE: June 2, 2023
AFFAIRS,
Agency.
THIS ORDER IS NONPRECEDENTIAL 1
Bobby R. Devadoss, Esquire, and Megan Zeller, Esquire, Dallas, Texas, for
the appellant.
Bradley Flippin, Esquire, Nashville, Tennessee, for the agency.
BEFORE
Cathy A. Harris, Vice Chairman
Raymond A. Limon, Member
REMAND ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
dismissed her individual right of action (IRA) appeal for lack of jurisdiction. For
the reasons discussed below, we GRANT the petition for review , VACATE the
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
initial decision, and REMAND the case to the Atlanta Regional Office for further
adjudication in accordance with this Remand Order.
BACKGROUND
¶2 The appellant is a GS-14 Human Resources Officer for the agency. Initial
Appeal File (IAF), Tab 1 at 10. On August 29, 2017, she filed the instant IRA
appeal and requested a hearing. Id. at 2, 4-6. She alleged that, in early 2017, the
agency took several personnel actions against her, including a reassignment, in
retaliation for protected disclosures that she had made between June and
December 2016. IAF, Tab 5 at 5-10. After apprising the appellant of her
jurisdictional burden and ordering her to file evidence and argument on the issue,
IAF, Tab 3, the administrative judge issued an initial decision dismissing the
appeal for lack of jurisdiction on the basis that the appellant failed to show she
exhausted her administrative remedies with the Office of Special Counsel (OSC) ,
IAF, Tab 14, Initial Decision (ID).
¶3 The appellant has filed a petition for review, arguing among other things ,
that the administrative judge erred in her exhaustion analysis. Petition for
Review (PFR) File, Tab 1 at 14. The agency has filed a response. PFR File,
Tab 3.
ANALYSIS
¶4 The Board has jurisdiction over an IRA appeal if the appellant exhausts her
administrative remedies before OSC and makes nonfrivolous allegation that
(1) she engaged in activity protected under 5 U.S.C. § 2302(b)(8) or (b)(9)(A)(i),
(B), (C), or (D); and (2) the activity was a contributin g factor in the agency’s
decision to take, fail to take, or threaten to take a personne l action as defined by
5 U.S.C. § 2302(a)(2)(A). Linder v. Department of Justice, 122 M.S.P.R. 14, ¶ 6
(2014). The substantive requirements of exhaustion are met when an appellant
has provided OSC with sufficient basis to pursue an investigation that might lead
to corrective action. Chambers v. Department of Homeland Security, 2022 MSPB
38, ¶ 10. The appellant bears the burden of proving exhaustion by a preponderance
of the evidence. Diefenderfer v. Department of Transportation, 108 M.S.P.R.
651, ¶ 28 (2008); 5 C.F.R. § 1201.57(c)(1).
¶5 In this case, we agree with the administrative judge that the protected
disclosures that the appellant identified in her jurisdictional pleading do not
match with the issues that she raised in her OSC whistleblower complaint. ID
at 3-4. In her jurisdictional pleading, the appellant appears to have identified
disclosures that (1) an agency official was blackmailing the Network Director and
Deputy Director, (2) there was fraud being committed in processing recruitment
and relocation incentives, (3) the agency was attempting to terminate a physician
without cause, and possibly (4) an agency official physically intimidated her. 2
IAF, Tab 5 at 5-7. In her March 13, 2017 OSC whistleblower complaint, the
appellant alleged that the agency retaliated against her for making three protected
disclosures:
1. Whistleblower Retaliation for reporting Senior Executive Serv ice
(SES) officials’ misconduct including: prohibited acts against
[Central Alabama Health Care System (CAVHCS)] employees for
absolutely no reason at all. These malicious acts were unwarranted,
unjustified, illegal, and violated several Civil Rights laws , VA
Handbooks, VA policies, and/or regulatory guidelines. I reported
these illegal acts to the Office of Accountability and Review (OAR)
and the Office of the Under Secretary of Veterans Affairs.
2. Whistleblower Retaliation for supporting and standing up for the
employee rights of a CAVHCS’ Physician who is being harassed and
bullied by SES officials for filling [sic] a Workers’ Compensation
Claim, CA-2 Report. The submission of Worker’s Compensation
Claim (CA-2 Form, Notice of Occupational Disease and Claim for
Compensation) to the Department of Labor (DOL) is a Federal
2
The administrative judge specifically instructed the appellant to submit her
jurisdictional statement in list format, but the appellant submitted a narrative account
instead. IAF, Tab 3 at 7, Tab 5 at 5-10. It is therefore not entirely clear to us what she
is claiming as protected disclosures and what she is claiming as retaliatory personnel
actions. Nevertheless, we have fully considered the appellant’s jurisdictional
submissions and have attempted to construe them in the light most favorable to her. See
Luecht v. Department of the Navy, 87 M.S.P.R. 297, ¶ 8 (2000).
4
Employee’s right, and therefore to retaliate against him for
exercising his rights in the workplace is retaliation. Likewise, it is
also retaliation for Management Officials to retalia te against me for
assisting the Physician with the submission and processing of his
Workers’ Compensation Claim and related actions.
3. Whistleblower Retaliation for opposing unlawful discrimination. I
have stood up for acts of harassment against other Service Chiefs in
the facility when they were targeted by Senior Officials in [Veterans
Integrated Service Network] 7 and CAVHCS.
IAF, Tab 5 at 20-21, 24. Having carefully reviewed the appellant’s OSC
complaint, we agree with the administrative judge that t hat complaint does not
appear to encompass the disclosures that the appellant identified in her pleading.
ID at 3-4.
¶6 Arguably, the appellant’s disclosure concerning the agency’s attempt to
terminate a physician without cause could fall under the rubric of “prohibited acts
against CAVHS’ employees for absolutely no reason at all.” IAF, Tab 5 at 6, 24.
However, the appellant’s description of this disclosure in her OSC complaint was
so vague that we are unable to determine what she meant by it; she did no t
explain the nature of these alleged “prohibited acts” even in a general way, she
did not identify the employees who were supposedly subjected to those acts, and
she did not identify the alleged perpetrators beyond stating that they were in the
Senior Executive Service. IAF, Tab 5 at 24. Furthermore, the disclosure date
that the appellant listed in her OSC complaint does not match with the dates that
she listed for the termination without cause disclosure in her jurisdictional
pleading. IAF, Tab 5 at 6, 13, 24, Tab 7 at 27. In any event, even if the appellant
were attempting to raise the termination without cause disclosure to OSC, we find
that she did not articulate it with sufficient clarity and precision to provide OSC
with a basis to pursue an investigation. See Ellison v. Merit Systems Protection
Board, 7 F.3d 1031, 1036 (Fed. Cir. 1993).
¶7 The appellant argues on petition for review that the administrative judge’s
exhaustion analysis was too restrictive. She suggests that the administrative
5
judge could have limited the issues in this case to those contained in her OSC
complaint, but “a blanket refusal to give any jurisdiction, p eriod, is entirely
incorrect.” PFR File, Tab 1 at 7. As an initial matter, we again note that the
appellant did not follow the administrative judge’s order to list the elements of
her claim in a specific format. IAF, Tab 3 at 7. She has still not done so on
review. IRA appeals involving multiple disclosures and multiple personnel
actions can be very complex, and an administrative judge may require that an
appellant formulate her claims in a manner that will allow for a clear
identification and efficient adjudication of those claims. See Luecht v.
Department of the Navy, 87 M.S.P.R. 297, ¶ 8 (2000). Nevertheless, we have
considered the alleged disclosures identified in the appellant’s OSC complaint,
and considering the record as a whole, we find that she has established
jurisdiction over her appeal as to her disclosure regarding the workers’
compensation claim. 3 IAF, Tab 5 at 24; see Luecht, 87 M.S.P.R. 297, ¶ 8.
¶8 The record contains a January 3, 2017 email in which the appellant
disclosed that she discovered a workers’ compensation incident report had been
altered to change the name of the evaluating physician. IAF, Tab 7 at 14. We
find that the appellant could have reasonably believed that somebody falsified
this form, which in turn could have constituted a violation of 18 U.S.C.
§ 1001(a)(3). 4 We therefore find that the appellant made a nonfrivolous
3
Regarding the “prohibited acts” disclosure, as explained above, even assuming that
this disclosure was protected, the appellant’s OSC complaint failed to describe it in
sufficient detail to satisfy the exhaustion requirement. Supra ¶ 6; IAF, Tab 5 at 24.
Regarding the disclosure about unlawful discrimination, not only is the appellant’s
description of this disclosure too vague to satisfy the exhaustion requirement, it is well
settled that disclosures concerning discrimination are not covered under the
Whistleblower Protection Enhancement Act and cannot serve as the basis for an IRA
appeal. IAF, Tab 5 at 24; Edwards v. Department of Labor, 2022 MSPB 9, ¶¶ 22-23.
4
The appellant also appears to allege that she suffered retaliation for assisting this
employee in filing his workers’ compensation claim. IAF, Tab 5 at 24. This, however,
does not constitute protected activity under the Whistleblower Protection Enhancement
Act. Marcell v. Department of Veterans Affairs, 2022 MSPB 33, ¶ 6.
6
allegation that she made a protected disclosure under 5 U.S.C. § 2302(b)(8)(A).
See Rice v. Department of Agriculture, 97 M.S.P.R. 501, ¶ 9 (2004). Subsequent
email correspondence shows that the appellant’s supervisor became aware of this
disclosure on January 9, 2017. IAF, Tab 7 at 12-14. Shortly thereafter, on
January 27, 2017, the appellant’s supervisor subjected her to a reassignment,
which is a personnel action under 5 U.S.C. § 2302(a)(2)(A)(iv). We find that
these facts constitute a nonfrivolous allegation under the knowledge/timing test of
5 U.S.C. § 1221(e)(1) that the disclosure was a contributing factor in the
appellant’s reassignment. Finally, we find that the appellant’s description of this
disclosure to OSC was sufficiently clear to satisfy the exhaustion requirement.
The appellant identified the general subject matter of the disclosure, the date of
the disclosure, the recipients of the disclosure, and the details of the allegedly
retaliatory reassignment with sufficient detail to allow OSC to conduct an
investigation into the matter if it chose to. IAF, Tab 5 at 24 -27.
ORDER
¶9 For the reasons discussed above, we remand this case to the Atlanta
Regional Office for further adjudication in accordance with this Remand Order. 5
FOR THE BOARD: /s/ for
Jennifer Everling
Acting Clerk of the Board
Washington, D.C.
5
In the remand initial decision, the administrative judge may reincorporate prior
findings as appropriate, consistent with this Remand Order.