Holland v. HarrisonÂ

IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA16-889
Filed: 1 August 2017
Wake County, No. 15 CVS 16906
ELIZABETH HOLLAND, Plaintiff,
v.
DONNIE HARRISON, in his official capacity as Wake County Sheriff, OBI UMESI,
in his individual capacity, TONYA MINGGIA, in her individual capacity, and THE
OHIO CASUALTY INSURANCE COMPANY, Defendants.
Appeal by plaintiff from order entered 13 May 2016 by Judge Paul C. Ridgeway
in Wake County Superior Court. Heard in the Court of Appeals 9 February 2017.
Hairston Lane, PA, by M. Brad Hill and James E. Hairston Jr., for plaintiff-
appellant.
Office of the Wake County Attorney, by Roger A. Askew and Claire H. Duff, and
Office of the Wake County Sheriff, by Paul G. Gessner, for defendants-appellees.
DAVIS, Judge.
This case presents the issue of whether a nurse at a county jail has stated a
valid First Amendment claim by alleging that she was fired because she voiced
objections within the workplace to performing a medical procedure on a patient.
Plaintiff Elizabeth Holland appeals from the trial court’s order dismissing her free
speech claim pursuant to Rule 12(b)(6) of the North Carolina Rules of Civil Procedure.
Because we conclude that Holland’s speech did not pertain to a matter of public
concern so as to invoke First Amendment protections, we affirm.
HOLLAND V. HARRISON
Opinion of the Court
Factual and Procedural Background
We have summarized below the allegations in Holland’s complaint, which we
take as true in reviewing the trial court’s Rule 12(b)(6) order. See Feltman v. City of
Wilson, 238 N.C. App. 246, 247, 767 S.E.2d 615, 617 (2014).
In 2006, Holland began working as a nurse in the Wake County Detention
Center. At all relevant times, she was supervised by Nurse Tonya Minggia and Dr.
Obi Umesi.
During the week of 6 May 2013, Holland was asked by a Detention Center
employee to administer an antibiotic — vancomycin — to a patient through an IV in
order to treat the patient’s infection. This drug was required to be administered twice
daily for a period of six weeks. Based upon her medical experience, Holland believed
that vancomycin could not be safely administered through an IV and instead should
be delivered with the aid of a pump device. Holland felt that administering the drug
through an IV could put the patient’s life at risk, potentially expose her to a claim of
malpractice, and subject her to the loss of her nursing license.
Holland expressed to Minggia her belief that the Detention Center lacked the
proper equipment to safely administer the medicine. In response, Minggia informed
Holland that the appropriate equipment to administer the drug would be procured.
As of Friday, 10 May 2013, the pump had not been obtained. Holland
reiterated her belief to Minggia that she could not safely administer the drug through
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an IV, but Minggia nevertheless instructed her to do so. Holland objected that
following Minggia’s directive would “jeopardize her career and the life of her patient.”
She also informed Minggia that because of the high patient-to-nurse ratio at the
Detention Center, “administering the medication as requested could endanger the
health and safety of the other patients that she was to monitor because she would
have to spend the majority of her time administering the medication and could not
monitor the other patients to which she was assigned.”
Holland contacted the physician’s assistant who oversaw the Detention
Center’s medical facility and relayed her concerns about administering vancomycin
through an IV. The physician’s assistant told Holland that she had communicated
with a nurse outside of the facility who agreed with Holland’s position regarding the
proper administration of the drug. After Holland’s continued refusal to administer
vancomycin to the patient through an IV, another nurse at the Detention Center
agreed to do so.
Holland was subsequently notified by the on-duty nurse supervisor that she
was being removed from her normal assignment in the observation unit of the
Detention Center and was instead to report the following Monday for an 11:00 a.m.
to 7:00 p.m. shift in the intake unit. Holland objected to this transfer based upon her
belief that it was in response to her refusal to administer the vancomycin in an unsafe
manner. After receiving an email from Minggia confirming the new assignment,
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Holland sent an email on 11 May to Minggia, Holland’s workers’ compensation case
manager, and the human resources department stating that she would not report to
work in the new position until a medical opinion was provided by her workers’
compensation healthcare provider that the new position was consistent with work
restrictions previously imposed for Holland after she sustained a work-related injury.
By the end of Sunday, 12 May, Holland had not received any response to her
email. She did not report to work the following day but made multiple attempts to
contact her case manager and the human resources department of the Sheriff’s
Office.1 She eventually reached her case manager, who stated that Holland’s 11 May
email had been forwarded to the workers’ compensation administrator. The case
manager agreed with Holland that she should not accept the intake assignment until
a medical review was completed.
During a telephone call that afternoon, Minggia informed Holland that she
should have reported to work for her new position in the intake unit at 11:00 that
morning as directed. When Minggia asked Holland whether she would report to work
the next day at 11:00 a.m., Holland responded that she would come to work after a
10:00 a.m. workers’ compensation-related appointment but that she did not know
when the appointment would end or whether her restrictions “would preclude her
from performing certain duties under the new assignment.” At that point, Minggia
1 The Detention Center is operated by the Wake County Sheriff’s Office.
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told Holland she was “no longer an employee of the Sheriff’s [Office]” and was being
“terminated because she did not show up for work [that morning].”
After her appointment the following day, Holland informed the human
resources department that she would, in fact, report to work in the new position, but
she was told to stay home and await further communications from the Sheriff’s Office.
Holland received a letter by hand-delivery later that day stating that her employment
was being terminated effective immediately.
On 21 December 2015, Holland filed the present action in Wake County
Superior Court against Sheriff Donnie Harrison, in his official capacity; Dr. Umesi,
in his individual capacity; Minggia, in her individual capacity; and the Sheriff’s
Office’s insurance carrier, the Ohio Casualty Insurance Company (collectively
“Defendants”). In her complaint, Holland asserted (1) state law claims for wrongful
discharge in violation of public policy, tortious interference with contract, and
violation of her right to due process under the North Carolina Constitution; and (2)
federal claims pursuant to 42 U.S.C. § 1983 for violation of her free speech and due
process rights under the United States Constitution. In her complaint, Holland
alleged that Minggia and Dr. Umesi had intentionally misled the Sheriff regarding
the circumstances surrounding her failure to report to work on 13 May 2013 in order
to induce him to dismiss Holland. She asserted that, in actuality, the reasons for
their recommendation that Holland be dismissed were her objection to administering
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the vancomycin as well as prior disagreements between her and them about patient
care.
On 3 March 2016, Defendants filed a partial motion to dismiss pursuant to
Rule 12(b)(6) in which they asserted that Holland had failed to state any valid claims
upon which relief could be granted except for her state law wrongful discharge claim.
Following a hearing before the Honorable Paul C. Ridgeway on 13 May 2016, the trial
court issued an order granting in part and denying in part Defendants’ motion. The
court dismissed Holland’s state and federal constitutional claims but declined to
dismiss her claim for tortious interference with contract.2 Holland filed a timely
notice of appeal as to the portion of the trial court’s order dismissing her 42
U.S.C. § 1983 claim for violation of her free speech rights under the First
Amendment.3
Analysis
I. Appellate Jurisdiction
Defendants seek the dismissal of Holland’s appeal as interlocutory.
Accordingly, we must determine whether we have appellate jurisdiction to hear this
appeal. See Duval v. OM Hospitality, LLC, 186 N.C. App. 390, 392, 651 S.E.2d 261,
2Because Holland’s wrongful discharge claim was not within the scope of Defendants’ motion
to dismiss, that claim also remains pending.
3 Holland has not appealed the remaining aspects of the trial court’s order.
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263 (2007) (“[W]hether an appeal is interlocutory presents a jurisdictional issue[.]”
(citation and quotation marks omitted)).
“A final judgment is one which disposes of the cause as to all the parties,
leaving nothing to be judicially determined between them in the trial court.” Id.
(citation omitted). Conversely, an order or judgment is interlocutory if it does not
settle all of the issues in the case but rather “directs some further proceeding
preliminary to the final decree.” Heavner v. Heavner, 73 N.C. App. 331, 332, 326
S.E.2d 78, 80, disc. review denied, 313 N.C. 601, 330 S.E.2d 610 (1985). Therefore,
because the trial court’s order decided some, but not all, of Holland’s claims, this
appeal is interlocutory.
“Generally, there is no right of immediate appeal from interlocutory orders and
judgments.” Paradigm Consultants, Ltd. v. Builders Mut. Ins. Co., 228 N.C. App.
314, 317, 745 S.E.2d 69, 72 (2013) (citation and quotation marks omitted). The
prohibition against interlocutory appeals “prevents fragmentary, premature and
unnecessary appeals by permitting the trial court to bring the case to final judgment
before it is presented to the appellate courts.” Russell v. State Farm Ins. Co., 136
N.C. App. 798, 800, 526 S.E.2d 494, 496 (2000) (citation and brackets omitted).
However, there are two avenues by which a party may
immediately appeal an interlocutory order or judgment.
First, if the order or judgment is final as to some but not
all of the claims or parties, and the trial court certifies the
case for appeal pursuant to N.C. Gen. Stat. § 1A-1, Rule
54(b), an immediate appeal will lie. Second, an appeal is
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permitted under N.C. Gen. Stat. §§ 1-277(a) and 7A-
27(d)(1) if the trial court’s decision deprives the appellant
of a substantial right which would be lost absent
immediate review.
N.C. Dep’t of Transp. v. Page, 119 N.C. App. 730, 734, 460 S.E.2d 332, 334 (1995)
(internal citations omitted).
The trial court’s 13 May 2016 order does not contain a certification under Rule
54(b). Therefore, Holland’s appeal is proper only if she can demonstrate a substantial
right that would be lost absent an immediate appeal. See Embler v. Embler, 143 N.C.
App. 162, 166, 545 S.E.2d 259, 262 (2001) (“The burden is on the appellant to
establish that a substantial right will be affected unless he is allowed immediate
appeal from an interlocutory order.” (citation omitted)).
Our caselaw makes clear that a substantial right is affected “where a
possibility of inconsistent verdicts exists if the case proceeds to trial.” Heritage
Operating, L.P. v. N.C. Propane Exch., LLC, 219 N.C. App. 623, 627, 727 S.E.2d 311,
314 (2012) (citation and quotation marks omitted).
To demonstrate that a second trial will affect a substantial
right, [the appellant] must show not only that one claim
has been finally determined and others remain which have
not yet been determined, but that (1) the same factual
issues would be present in both trials and (2) the possibility
of inconsistent verdicts on those issues exists.
Id. at 627-28, 727 S.E.2d at 314-15 (citation, quotation marks, and brackets omitted);
see also Carcano v. JBSS, LLC, 200 N.C. App. 162, 168, 684 S.E.2d 41, 47 (2009)
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(“[S]o long as a claim has been finally determined, delaying the appeal of that final
determination will ordinarily affect a substantial right if there are overlapping
factual issues between the claim determined and any claims which have not yet been
determined.” (citation and quotation marks omitted)). “Issues are the ‘same’ if facts
relevant to their resolution overlap in such a way as to create a risk that separate
litigation of those issues might result in inconsistent verdicts.” Hamilton v. Mortg.
Info. Servs., Inc., 212 N.C. App. 73, 79, 711 S.E.2d 185, 190 (2011).
In the present case, we are satisfied that a sufficient overlap exists between
Holland’s surviving claim for wrongful discharge and her First Amendment claim
that was dismissed by the trial court such that there exists a possibility of
inconsistent verdicts absent immediate appeal of the trial court’s order. Specifically,
Holland’s complaint alleges that she was discharged because she protested to her
supervisors that administering vancomycin through an IV would be dangerous to her
patient whereas Defendants assert that she was fired for not reporting to work on 13
May 2013. It is clear that the factual issue regarding the cause of Holland’s dismissal
would arise in both a trial on the wrongful discharge claim and a trial on the First
Amendment claim given that both claims hinge upon the actual reason for the
termination of her employment.
Our consideration of this interlocutory appeal is consistent with this Court’s
prior caselaw. In Bowling v. Margaret R. Pardee Mem’l Hosp., 79 N.C. App. 815, 635
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S.E.2d 624 (2006), appeal dismissed and disc. review denied, 361 N.C. 425, 648 S.E.2d
206 (2007), the plaintiff asserted claims for violation of the North Carolina
Disabilities Act and for wrongful discharge in violation of public policy. At the heart
of both claims was the issue of whether the defendant terminated the plaintiff’s
employment because of poor performance or because of a health issue. At the motion
to dismiss stage, the trial court dismissed the North Carolina Disabilities Act claim
but allowed the wrongful discharge claim to go forward, prompting the plaintiff to file
an interlocutory appeal. Id. at 818, 635 S.E.2d at 627. We concluded that the
plaintiff’s “North Carolina Disabilities Act claim and his claim for wrongful discharge
in violation of public policy . . . unquestionably involve the same facts and
circumstances, namely, his termination by [the defendant] Hospital. If we refuse his
appeal, two trials and possibly inconsistent verdicts could result.” Id.; see also Taylor
v. Hospice of Henderson Cnty., Inc., 194 N.C. App. 179, 182, 668 S.E.2d 923, 925
(2008) (applying Bowling in similar circumstances).
Thus, we are satisfied that we possess jurisdiction to consider the merits of
Holland’s appeal. See Carcano, 200 N.C. App. at 168, 684 S.E.2d at 47 (“Because
there are overlapping factual issues, inconsistent verdicts could result. We hold, thus,
that . . . plaintiffs’ appeal is properly before us.”).
II. Dismissal of First Amendment Claim
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As noted above, Holland’s sole argument on appeal is that the trial court erred
in granting Defendants’ motion to dismiss her free speech claim under 42
U.S.C. § 1983.
The standard of review of an order granting a Rule 12(b)(6)
motion is whether the complaint states a claim for which
relief can be granted under some legal theory when the
complaint is liberally construed and all the allegations
included therein are taken as true. On appeal, we review
the pleadings de novo to determine their legal sufficiency
and to determine whether the trial court’s ruling on the
motion to dismiss was correct.
Feltman, 238 N.C. App. at 251, 767 S.E.2d at 619 (citation omitted).
“Dismissal is proper when one of the following three conditions is satisfied: (1)
the complaint on its face reveals that no law supports the plaintiff’s claim; (2) the
complaint on its face reveals the absence of facts sufficient to make a good claim; or
(3) the complaint discloses some fact that necessarily defeats the plaintiff’s claim.”
Podrebarac v. Horack, Talley, Pharr, & Lowndes, P.A., 231 N.C. App. 70, 74, 752
S.E.2d 661, 663 (2013) (citation omitted).
Section 1983 provides a private right of action against anyone who, acting
under color of state law, causes the “deprivation of any rights, privileges, or
immunities secured by the Constitution . . . .” 42 U.S.C. § 1983. In order to state a
§ 1983 claim alleging a wrongful discharge or demotion in violation of the First
Amendment, a public employee must allege facts showing that (1) “the speech
complained of qualified as protected speech or activity”; and (2) “such protected
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speech or activity was the ‘motivating’ or ‘but for’ cause for his discharge or demotion.”
McLaughlin v. Bailey, 240 N.C. App. 159, 172, 771 S.E.2d 570, 580 (2015) (citation
and quotation marks omitted), aff’d per curiam, 368 N.C. 618, 781 S.E.2d 23 (2016).
In order to establish that the employee engaged in protected speech, she must
show that “(i) the speech pertained to a matter of public concern and (ii) the public
concern outweighed the governmental interest in efficient operations.” Hawkins v.
State, 117 N.C. App. 615, 625-26, 453 S.E.2d 233, 239 (1995) (citation and quotation
marks omitted). The determination of whether speech is protected under the First
Amendment is a question of law. Id. at 626, 453 S.E.2d at 239.
Defendants contend that even taking Holland’s factual allegations as true, she
has failed to establish that her speech related to a matter of public concern. A “matter
of public concern” is one that “relates to any matter of political, social, or other
concern to the community.” Id. (citation and quotation marks omitted). “The
reviewing court must examine the employee’s speech in light of the content, form, and
context of a given statement, as revealed by the whole record[,] to determine whether
it is a matter of public concern.” Howell v. Town of Carolina Beach, 106 N.C. App.
410, 419, 417 S.E.2d 277, 283 (1992) (citation, quotation marks, and alterations
omitted).
The test is whether the employee was speaking as a citizen
about matters of public concern, or as an employee on
matters of personal interest. Moreover, complaints about
conditions of employment or internal office affairs
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generally concern an employee’s self-interest rather than
public concern, even though a governmental office may be
involved[.]
Evans v. Cowan, 132 N.C. App. 1, 9, 510 S.E.2d 170, 175-76 (1999) (internal citation
omitted).
As a general proposition, courts are more likely to conclude that speech
involves a matter of public concern when the speech is directed at an audience wider
than one’s immediate supervisors. See, e.g., Durham v. Jones, 737 F.3d 291, 300 (4th
Cir. 2013) (noting that plaintiff “did not keep the written materials internal, but
instead sent them to a broad audience” including public officials and media outlets);
Clairmont v. Sound Mental Health, 632 F.3d 1091, 1104 (9th Cir. 2011) (“Although
not dispositive, a small or limited audience weighs against a claim of protected
speech.” (citation, quotation marks, and brackets omitted)).
Evans is instructive on this point. In Evans, the plaintiff was hired by the
University of North Carolina at Chapel Hill’s Student Health Services (“SHS”) to help
run the AfterHours Program (“AfterHours”), which provided health services to
students outside of normal business hours. Evans, 132 N.C. App. at 2, 510 S.E.2d at
171-72. During several internal task force meetings related to the operation of
AfterHours, the plaintiff made numerous suggestions for improvements to the
program, including the cost-saving measure of hiring full-time nurse practitioners
(rather than contracting with outside physicians) and the development of a
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comprehensive alcohol policy that would address students’ alcohol-related health
problems. Id. at 2-3, 510 S.E.2d at 172. She also expressed concern over the fact that
a particular SHS volunteer consultant “was a non-employee acting in a medical
capacity at a state institution.” Id. at 3, 510 S.E.2d at 172. In addition, she voiced
her disapproval of SHS’s plan to allow physicians who were part of a fellowship
program to supervise nurse practitioners, a policy she felt violated a state regulation
governing the supervision of nurse practitioners. Id. She was subsequently
discharged from her employment with SHS. Id. at 4, 510 S.E.2d at 173.
The plaintiff filed a lawsuit in which she alleged that SHS had retaliated
against her in violation of her free speech rights, and the claim was dismissed by the
trial court. Id. at 5, 510 S.E.2d at 173. On appeal, we affirmed the trial court’s
dismissal of the claim because the plaintiff’s statements “related to internal policies
and office administration of SHS and did not rise to the level of public concern.” Id.
at 10, 510 S.E.2d at 176. Notably, we observed that “no evidence in the record
indicates plaintiff ever voiced her concerns publicly outside the employment setting,
which would tend to indicate a public concern.” Id.
Evans underscores the relevance to this inquiry of the context and form of the
speech at issue. The content of the communications made by the plaintiff in Evans
arguably touched upon matters of public concern — i.e., the cost-effectiveness of a
healthcare program at a publicly-funded university, the program’s ability to help
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students deal with alcohol problems, and the program’s compliance with regulations
concerning the oversight of nurses. However, the internal nature of her complaints
militated against a conclusion that they involved matters of public concern such that
free speech protections would attach.
Conversely, Lenzer v. Flaherty, 106 N.C. App. 496, 418 S.E.2d 276, disc. review
denied, 332 N.C. 345, 421 S.E.2d 348 (1992), provides an example of a case in which
we held that a public employee’s speech dealt with a matter of public concern where
the employee raised the issue of wrongdoing in her workplace to parties outside of
her direct employment setting. In that case, the plaintiff — a physician’s assistant
employed by the State’s Alcohol Rehabilitation Center (“ARC”) — complained to the
State Bureau of Investigation (“SBI”) and the State Department of Human Resources
(“DHR”) that ARC was not adequately investigating instances of suspected sexual
abuse of patients by ARC personnel. Id. at 501, 418 S.E.2d at 279. After the plaintiff
was dismissed from her employment, she filed a lawsuit alleging that her free speech
rights had been violated because she was discharged in retaliation for having
reported ARC’s mishandling of suspected patient abuse to the SBI and the DHR. The
trial court granted the defendants’ motion for summary judgment and dismissed this
claim. Id. at 505, 418 S.E.2d at 281.
In reversing the trial court’s dismissal of the plaintiff’s free speech claim, we
rejected the notion that the “plaintiff was speaking out for personal reasons unrelated
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to a matter of public concern when she questioned the vigor of investigations into
possible mistreatment of patients at the ARC.” Id. at 507, 418 S.E.2d at 283. We
noted that “the ARC administration, knowing of an incident of sexual misconduct . . . ,
sought to keep that information from going beyond the ARC.” Id. Thus, the fact that
the plaintiff raised concerns outside of ARC about its handling of instances of sexual
abuse (particularly in the face of ARC’s attempt to keep such information from being
made public) was relevant to our conclusion that her speech addressed a matter of
public concern. Id. at 508, 418 S.E.2d at 283.
Warren v. New Hanover County Board of Education, 104 N.C. App. 522, 410
S.E.2d 232 (1991), provides another example of the significance of the context in
which the speech at issue is conveyed to others. In Warren, the plaintiff was a public
school teacher who also served as the president of the New Hanover County affiliate
of the North Carolina Association of Educators (“NCAE”). The plaintiff had
historically received “very positive evaluations of his teaching performance” and had
twice been selected as “Teacher of the Year.” Id. at 524, 410 S.E.2d at 233. However,
after publicizing the results of an NCAE survey that showed New Hanover County’s
public school teachers to be dissatisfied with a merit pay pilot program, the plaintiff
received unfavorable performance evaluations and was denied a promotion. He sued
the New Hanover County Board of Education, alleging that it had denied him the
promotion in retaliation for his protected speech. Id.
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In concluding that the plaintiff’s speech involved a matter of public concern,
we highlighted the fact that the plaintiff had “addressed the Board about the survey
results at a public school board meeting.” Id. at 526, 410 S.E.2d at 234. Thus, the
plaintiff’s act of publicly communicating the results of the teacher pay survey to the
body tasked with overseeing school policy supported our determination that his
speech pertained to a matter of public concern.
Guided by the cases discussed above, we conclude that in the present case the
trial court did not err in dismissing Holland’s § 1983 claim. Holland voiced within
the workplace a disagreement with her supervisors regarding the appropriate method
for administering a particular medicine to a specific patient. She has not pled facts
alleging a systemic problem with patient care at the Detention Center or asserting
that she “ever voiced her concerns publicly outside the employment setting, which
would tend to indicate a public concern.” Evans, 132 N.C. App. at 10, 510 S.E.2d at
176. Rather, the speech at issue here involved an internal dispute as to the proper
way for Holland to perform her job duties that were largely focused on the treatment
of a single patient.
Nothing in our holding, however, should be construed as diminishing the
importance of patient safety in public medical facilities. In appropriate
circumstances, a public employee’s speech about the mistreatment of such patients
could certainly rise to the level of public concern so as to invoke the First Amendment.
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However, even taking Holland’s allegations in the light most favorable to her, we are
unable to conclude that her speech under the specific circumstances alleged in her
complaint involved a matter of public concern.
Accordingly, Holland has failed to state a free speech claim under 42 U.S.C.
§ 1983. Therefore, the trial court’s dismissal of this claim was proper.
Conclusion
For the reasons stated above, we affirm the trial court’s 13 May 2016 order.
AFFIRMED.
Chief Judge McGEE and Judge MURPHY concur.
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