DocketNumber： COA07-583
Citation Numbers： 654 S.E.2d 708, 187 N.C. App. 789, 2007 N.C. App. LEXIS 2565
Judges： Tyson, Jackson, Stroud
Filed Date： 12/18/2007
Status： Precedential
Modified Date： 11/11/2024
Court of Appeals of North Carolina.
Charles Peed and Associates, P.A., by Charles O. Peed, Jr., and J. William Snyder, Jr., Winston-Salem, for plaintiff-appellant.
Elizabeth Horton, Winston-Salem, for defendants-appellees.
TYSON, Judge.
Caroleen Myers Hamilton, Executor of the Estate of Ronnie C. Hamilton, Sr. ("executrix"), appeals from an order granting Thomasville Medical Associates, Inc.'s and Dr. Oscar M. Blackwell's ("Dr. Blackwell") (collectively, "defendants") motion for summary judgment. We reverse and remand.
On 18 March 2003, Ronnie C. Hamilton, Sr. ("Mr. Hamilton") filed a complaint, which alleged claims of medical malpractice, against defendants and several other parties. Mr. Hamilton alleged he would not have suffered a stroke on 1 December 1999 if defendants and several other parties had taken earlier and different actions concerning his medical treatment. All other parties were dismissed from this action. Mr. Hamilton died 10 January 2006 from pancreatic cancer. Executrix was substituted as plaintiff by consent order filed 13 April 2006.
On 2 October 2006, the trial court heard arguments on defendants': (1) motion in limine to exclude plaintiff's experts' testimony and (2) motion for summary judgment on the grounds plaintiff had no competent evidence to support the causation element of the medical malpractice claim. In an order entered 3 November 2006, Judge Larry Ford denied defendants' motion in limine and motion for summary judgment. The case was continued until 12 February 2007.
On 1 February 2007, defendants filed a motion in limine to "exclude from evidence a DVD purporting to show [Mr. Hamilton] at various family occasions. . . ." On 6 February 2007, defendants filed a notice of hearing on motions in limine and an affidavit of Dr. Travis Jackson, a North Carolina neurologist. On 9 February 2007, defendants filed a motion in limine to prohibit the introduction or mention of certain evidence by plaintiff, her counsel, or any other witnesses.
In open court on 12 February 2007, plaintiff filed her "response to motion in limine of defendants . . . to exclude causation testimony of internist Dr. Michael Williams and neurologist Dr. David Roeltgen and for summary judgment." On 26 February 2007, the trial court filed its final order, which granted: (1) "defendants' motions in limine to exclude causation testimony by plaintiff's purported expert witnesses. . . ." and (2) "defendants' motion for summary judgment . . . on the basis that plaintiff has no competent evidence with regard to causation, an essential element of any medical malpractice claim. . . ." The trial court dismissed plaintiff's action. Plaintiff appeals.
Plaintiff argues the trial court erred by: (1) considering and granting defendants' motion in limine to exclude plaintiff's experts' testimony and (2) granting defendants' motion for summary judgment.
Plaintiff argues the trial court erred by considering and granting defendants' motion in limine because "defendants failed to file and serve upon [ ][p]laintiff any purported motion in limine to exclude [ ][p]laintiff's expert witness testimony on the element of causation between November 2, 2006 and *710 February 12, 2007." We review these issues separately.
A motion in limine seeks pretrial determination of the admissibility of evidence proposed to be introduced at trial, and is recognized in both civil and criminal trials. The trial court has wide discretion in making this advance ruling and will not be reversed absent an abuse of discretion. Moreover, the court's ruling is not a final ruling on the admissibility of the evidence in question, but only interlocutory or preliminary in nature. Therefore, the court's ruling on a motion in limine is subject to modification during the course of the trial.
Heatherly v. Industrial Health Council, 130 N.C.App. 616, 619, 504 S.E.2d 102, 105 (1998) (emphasis supplied) (internal citations and quotation omitted).
Judge Ford's denial of defendants' motion in limine to exclude plaintiff's experts' testimony on 3 November 2006 was "subject to modification during the course of the trial." Id. The trial court did not err by revisiting and considering defendants' motion in limine on 12 February 2007. This assignment of error is overruled.
It is well-established that trial courts must decide preliminary questions concerning the qualifications of experts to testify or the admissibility of expert testimony. When making such determinations, trial courts are not bound by the rules of evidence. In this capacity, trial courts are afforded wide latitude of discretion when making a determination about the admissibility of expert testimony. Given such latitude, it follows that a trial court's ruling on the qualifications of an expert or the admissibility of an expert's opinion will not be reversed on appeal absent a showing of abuse of discretion.
Howerton v. Arai Helmet, Ltd., 358 N.C. 440, 458, 597 S.E.2d 674, 686 (2004) (emphasis supplied) (internal citations and quotation omitted). "A trial court may be reversed for an abuse of discretion only upon a showing that its ruling was so arbitrary that it could not have been the result of a reasoned decision." State v. Wilson, 313 N.C. 516, 538, 330 S.E.2d 450, 465 (1985) (citation omitted).
In State v. Goode, 341 N.C. 513, 461 S.E.2d 631 (1995), our Supreme Court:
set forth a three-step inquiry for evaluating the admissibility of expert testimony: (1) Is the expert's proffered method of proof sufficiently reliable as an area for expert testimony? (2) Is the witness testifying at trial qualified as an expert in that area of testimony? (3) Is the expert's testimony relevant?
Howerton, 358 N.C. at 458, 597 S.E.2d at 686 (internal citations omitted).
Here, the trial court found plaintiff's experts were not qualified as experts in the area of neurosurgery and ruled plaintiff could not forecast evidence of causation. We evaluate this ruling under the second factor of the Goode test. 341 N.C. at 529, 461 S.E.2d at 640.
As our Supreme Court explained in Howerton:
[i]n the second step of analysis under Goode, the trial court must determine whether the witness is qualified as an expert in the subject area about which that individual intends to testify. 341 N.C. at 529, 461 S.E.2d at 640. Under the North Carolina Rules of Evidence, a witness may qualify as an expert by reason of "knowledge, skill, experience, training, or education," where such qualification serves as the basis for the expert's proffered opinion. N.C.G.S. § 8C-1, Rule 702(a). As summarized in Goode,
"It is not necessary that an expert be experienced with the identical subject matter at issue or be a specialist, licensed, or even engaged in a specific profession." "It is enough that the expert witness ``because of his expertise is in a better position to have an opinion on the subject than is the trier of fact.'"
341 N.C. at 529, 461 S.E.2d at 640 (citations omitted). "Whether a witness has the requisite skill to qualify as an expert in *711 a given area is chiefly a question of fact, the determination of which is ordinarily within the exclusive province of the trial court." State v. Goodwin, 320 N.C. 147, 150, 357 S.E.2d 639, 641 (1987).
358 N.C. at 461-62, 597 S.E.2d at 688 (emphasis supplied).
The record shows plaintiff's tendered expert witnesses included an internist and a neurologist. In an affidavit submitted by defendants, neurologist Dr. Travis Jackson stated:
4. As a neurologist, I order and interpret films and scans including MRI and other films and scans of the brain. I regularly order and interpret MRI's of the brain like the one ordered by Dr. Blackwell on November 29, 1999.
5. However, and even though I read and interpret these films, I am not a surgeon. If the films show what appears to be a stenotic vessel which may be amenable to surgery then I refer to a surgeon because only a surgeon can determine whether it is a stenotic vessel amenable to the surgical procedure known as carotid endarterectomy (assuming the patient is otherwise an appropriate candidate for surgery).
Plaintiff's expert witnesses are in a better position than the trier of fact to have an opinion on the subject of whether Mr. Hamilton would have suffered a stroke but for Dr. Blackwell's failure to read the 29 November 1999 MRI. Goode, 341 N.C. at 529, 461 S.E.2d at 640.
The trial court erred by granting defendants' motion in limine to exclude plaintiff's experts' testimony regarding causation. Because the trial court erred by granting defendants' motion in limine, the trial court also erred by granting defendants' motion for summary judgment on the basis that "plaintiff has no competent evidence with regard to causation, an essential element of any medical malpractice claim. . . ."
The trial court did not err by revisiting defendants' motion in limine. The trial court erred by granting defendants' motion in limine to exclude plaintiff's experts. Id. The trial court also erred by granting defendants' motion for summary judgment. Id. The trial court's order granting defendants' motion in limine and motion for summary judgment is reversed. This case is remanded for further proceedings not inconsistent with this opinion.
Reversed and Remanded.
Judges JACKSON and STROUD concur.