DocketNumber: 14-1369
Judges: Calabria, Dillon
Filed Date: 6/21/2016
Status: Precedential
Modified Date: 10/19/2024
*2Respondent North Carolina State Board of Elections ("the Board") appeals from the superior court's order requiring it to adopt an early voting plan in Watauga County that included at least one site on Appalachian State University's campus during the 2014 general election. Because we hold that this appeal is moot, it must be dismissed.
I. Background
Pursuant to our General Statutes, registered voters in North Carolina may, as an alternative to voting in person at their assigned precincts on Election Day, vote by mail-in absentee ballot. N.C. Gen.Stat. §§ 163-226, -227.2 (2015). Registered voters may also cast ballots through a procedure called "one-stop absentee voting," which is also known as "early voting." Id. § 163-227.2 (2015).
From 2006 until its 2013 municipal election, Watauga County elections included an early voting and an Election-Day voting site in Boone on the Appalachian State University campus ("ASU"). Subsequently, the Watauga County Board of Elections *182("WCBOE") made numerous changes and departed from the customary voting sites. Specifically, the early voting plan for the 2014 primary did not include any Boone site other than the required site at the WCBOE office and four sites located in rural parts of Watauga County
On 23 July 2014, the WCBOE met to adopt an early voting plan. (R. p. 1112 ) The three-member board submitted two early voting plans for the 2014 general election. One plan included an early voting site on ASU campus ("minority plan") and the other plan, ("the majority plan") had five sites but did not include an early voting site on ASU's campus. Although the WCBOE voted on the competing proposals, they did not reach a unanimous agreement on an early voting plan for Watauga County.
*3N.C. Gen.Stat. § 163-227.2(g) provides that
[i]f a county board of elections ... has been unable to reach unanimity in favor of a Plan, a member or members of that county board of elections may petition the State Board of Elections to adopt a plan for it. If petitioned, the State Board may also receive and consider alternative petitions from another member or members of that county board. The State Board of Elections may adopt a Plan for that county. The State Board, in that plan, shall take into consideration factors including geographic, demographic, and partisan interests of that county.
N.C. Gen.Stat. § 163-227.2(g) (2015). At the time of the 2014 general election, subsection 163-227.2(g) further provided that the Board could make available a plan that did not offer early voting at the county board of elections office, but "only if the Plan include[d] at least one site reasonably proximate to the county board of elections office and the ... Board [found] that the sites in the Plan as a whole provide[d] adequate coverage of the county's electorate." Id. § 163-227.2(g) (2014).
Since the WCBOE members were unable to adopt a unanimous early voting plan, they petitioned the Board to adopt a plan for Watauga County pursuant to subsection 163-227.2(g). As a result, the competing proposals for the minority and majority plans were submitted for the Board's consideration. After the Board considered proposals at a 21 August 2014 hearing, it adopted the WCBOE's majority plan without significant changes. On 29 August 2014, the Board memorialized its decision in a form letter addressed to the WCBOE's Director.
On 19 September 2014, seven registered voters in Watauga County ("Petitioners") filed a Petition for Judicial Review in Wake County Superior Court. The petition requested that the superior court determine whether the Board abused its discretion by adopting the majority plan for Watauga County, and it was filed pursuant to N.C. Gen.Stat. 163-22(l ), which provides:
Notwithstanding any other provision of law, in order to obtain judicial review of any decision of the State Board of Elections rendered in the performance of its duties or in the exercise of its powers under this Chapter, the person seeking review must file his petition in the Superior Court of Wake County.
*4N.C. Gen.Stat. § 163-22(l ) (2015). Petitioners alleged that the Board made no findings to explain how it took the geographic, demographic, and partisan interests of Watauga County into consideration. They also alleged that the Board violated Article I, Section 19 and Article VI, Section I of the North Carolina Constitution and the 14th and 26th Amendments to the United States Constitution by erecting barriers for voters aged 18 to 25. Based on these allegations, petitioners asked the court to remand the majority plan to the Board to enter findings and explain its bases for adopting it.
In response, the Board filed a motion to dismiss the petition on seven enumerated grounds, the majority of which challenged the trial court's subject matter jurisdiction to hear and rule on the petition. According to the Board, the petition was improperly brought because it did not seek judicial review of either a "contested case" brought under Chapter 150B of North Carolina's General Statutes or a decision of the Board "made in its quasi-judicial capacity under Chapter 163 of the General Statutes." Rather, the Board contended, the petition impermissibly *183sought review of the Board's decision, which was made pursuant to subsection 163-227.2(g) and "in its supervisory capacity over the [WCBOE]." After conducting a hearing on the Board's motion, the superior court entered an order on 13 October 2014. The order concluded that "[u]nder the unique circumstances of this case, [the Board's] early voting plan for [Watauga County was] subject to review by the Wake County Superior Court under [subsection] 163-22(l )." After reviewing the entire record before it, the superior court could find "no other intent from [the WCBOE's majority plan] other than to discourage student voting," and as a result, the court concluded that the plan "r[ose] to the level of a constitutional violation of [students'] right to vote." The superior court's order also denied the Board's motion to dismiss in its entirety and remanded the case for the Board to adopt an early voting plan for Watauga County for the 2014 November general election that included at least one voting site on the ASU campus. The Board appeals.
II. Analysis
A. Mootness and the Generally Applicable Law
Since the 2014 election is over and petitioners were granted the relief they sought, we must address whether the issues presented by this appeal are moot.
"A case is 'moot' when a determination is sought on a matter which, when rendered, cannot have any practical effect on the existing *5controversy." Roberts v. Madison Cnty. Realtors Ass'n,
In the federal context, mootness was generally applied as though it were a prudential or discretionary doctrine until the mid-twentieth century. Honig v. Doe,
By contrast, in state courts "[t]he exclusion of moot questions ... represents a form of judicial restraint." In re Peoples,
Despite the differences in its origins at the state and federal levels, the mootness doctrine's limits "are articulated almost identically in the federal courts and the courts of this State."
*7Thomas v. N.C. Dep't of Human Res.,
Here, the trial court's order required the Board to adopt a plan that included the location of an early voting site on ASU's campus during the 2014 election. Since the petitioners were granted the relief they sought, and the 2014 election has come and gone, all parties agree that this case is technically moot. In addition, neither party contends that the substantive legal issue in this case-whether the WCBOE's majority plan infringed the constitutional rights of students-is still alive. The Board, however, asserts that an important procedural question has survived on appeal. Specifically, the Board argues, and asks this Court to decide, that the superior court does not have jurisdiction under subsection 163-22(l ) to conduct a judicial review of a "decision made by [the] Board in the exercise of its supervisory capacity over county boards of elections."
B. Capable of Repetition, Yet Evading Review Exception to Mootness
Although "the general rule is that an appeal presenting a question which has become moot will be dismissed[,]"
The " 'capable of repetition, yet evading review' " exception applies when: " '(1) the challenged action [is] in its duration too short to be fully litigated prior to its cessation or expiration, and (2) there [is] a reasonable expectation that the same complaining party would be subjected to the same action again.' " 130 of Chatham, LLC v. Rutherford Electric Membership Corp., --- N.C.App. ----, ----,
*186City of Los Angeles v. Lyons,
While the term "same action" may not hold an inflexible meaning,
Despite these well-established principles, the Board attempts a clever "bait and switch" on appeal: it contends that the central issue is whether the superior court "has jurisdiction to hear what amounts to a collateral attack on a decision of the ... Board to adopt an early voting plan for a county in which the county board of elections was not unanimous." Based on this characterization of the case, the Board argues that "absent a ruling from this Court clarifying the superior court's jurisdiction, it is reasonably likely that the ... Board will again find itself in this same position, namely, forced to defend against a collateral challenge to an early voting plan that [it] has approved or adopted[.]" The Board's approach is inherently flawed, however, because it impermissibly recasts the nature of the parties' dispute. In making its arguments, the Board turns the capable-of-repetition exception on its head. Our review of the pertinent case law reveals that the exception is intended to allow plaintiffs to obtain a judgment or appellate *187review in cases where the two prongs are met; it is not designed to protect defendants or respondents from future lawsuits. Accordingly, based on the facts of this case, the "same action" is not whether the Board might be forced to defend against its adoption of a future early voting plan, but whether future registered voters will challenge an early voting plan adopted by the Board as violative of the constitutional rights of voters aged 18 to 25.
We agree with petitioners that a series of speculative events must occur for a similar controversy, i.e., the "same action," to arise again: (1) a local board of elections must be unable to adopt a unanimous early voting plan; (2) the majority members of the local board must adopt a plan which allegedly discriminates against young voters and violates their state and federal constitutional rights; (3) the Board must review competing plans from the local board and adopt the majority plan without significant change; (4) and one or more voters must file a petition for judicial review of the Board's decision pursuant to subsection 163-22(1). Another factor weighing against the repetition of the same action is the ever-changing composition of the Board and local boards of election. See N.C. Gen.Stat. §§ 163-19 (2015) (providing four-year terms (and a maximum of two consecutive terms) for members of the Board); 163-30 (2015) (providing two-year terms for members of local boards).
*11In a rather tepid response to this line of reasoning, the Board asserts that the issue it "asks this Court to review is the purely procedural question of whether the superior court has jurisdiction to hear a petition for judicial review of the adoption of an early voting plan, irrespective of the reasons underlying the challenge." The Board's position, as we understand it, is simply that it would like to know if its future adoptions of early voting plans for counties will be subject to judicial review under subsection 163-22(l ). Indeed, at oral argument, the Board stated that it would like the "comfort" of knowing whether subsection 163-227.2(g) requires it to adjudicate the constitutional rights of voters when it adopts an early voting plan for a county. Yet as our Supreme Court has previously pointed out, it is not a proper function of courts " 'to give advisory opinions, or to answer moot questions, or to maintain a legal bureau for those who may chance to be interested, for the time being, in the pursuit of some academic matter.' " Adams v. N.C. Dept. of Natural and Economic Res.,
The second prong of the exception is also unsatisfied here because the Board-the respondent in this case-wrongly characterizes itself as the same "complaining party." See Black's Law Dictionary 323 (9th ed.2009) (defining "complainant" as "[t]he party who brings a legal complaint against another; esp[ecially], the plaintiff in a court of equity or, more modernly, a civil suit"). Although situations may arise where a defendant or respondent can be considered the complaining party for purposes of this exception to mootness, we are aware of no North Carolina appellate decisions that have adopted such an approach. As we have intimated above, the implicit rule in North Carolina is that the term "complaining party" invariably refers to plaintiffs who could be subjected to the complained of activity again in the future. See, e.g., Sullivan,
*188Fischbach *12v. N.M. Activities Ass'n,
Here, petitioners' allegations that the Board adopted an unconstitutional early voting plan gave rise to the original action; however, the superior court's order resolved the case to their satisfaction, and there is no reason to believe that they will be subjected to the same action in future elections. By contrast, on appeal, the Board complains that under petitioners' "view of the law, any disgruntled voter who is dissatisfied with the early voting plan adopted for his or her county may file a petition in the Superior Court of Wake County challenging the ... Board's approval or adoption of an early voting plan for the county, as a means of changing a plan that is not to his or her liking." This contention assumes that the superior court would find that it had jurisdiction under subsection 163-22(l ) in any conceivable scenario. Furthermore, at oral argument, the Board insisted that it was "extraordinary" for the superior court to rule on petitioners' constitutional claims based on such a "thin" record (i.e., no evidentiary hearing was held and the Board made no findings). The Board then declared that petitioners should have filed an "independent" action invoking the superior court's original jurisdiction. But when asked how the record would have differed in any material way had petitioners brought a declaratory judgment action or a suit for injunctive relief, the Board had no viable answer. As such, the Board is simply positing a distinction without a difference, and it cannot be considered the complaining party for purposes of the capable-of-repetition exception to the mootness doctrine. In other words, the Board's argument is little more than a complaint about the form of future legal actions which may be filed against it. Even if we accepted the Board's view on the issues its appeal purportedly presents, the fact that petitioners could have obtained review of the Board's decision through other legal and procedural avenues suggests that all aspects of this case are moot.
*13In sum, since there is no reasonable expectation that petitioners (the complaining party in this case) will be subject to the same action again, the Board cannot demonstrate that this particular controversy will repeat itself. Accordingly, based on the record before us, we conclude that this case is not one that is capable of repetition, yet evading review.
C. Public Interest Exception to Mootness
The Board also argues that the public interest exception to mootness applies in this case. Once again, we disagree.
A court may consider a case that is technically moot if it "involves a matter of public interest, is of general importance, and deserves prompt resolution." N.C. State Bar v. Randolph,
Our review of the Board's arguments is animated by the following principles. First, North Carolina courts "do not issue anticipatory judgments resolving controversies that have not arisen." Bland v. City of Wilmington,
We begin by noting that the arguments the parties make, and the words they use, before this Court matter. In the instant case, the Board *14requests that we provide "proper guidance ... so that [the Board] can provide the appropriate procedure at its hearings on matters brought before it pursuant to [ section] 163-227.2." (Emphasis added). The Board also insists that " [t]his appeal [should] determine whether the ... Board is required to conduct ... hearings [on non-unanimous early voting plans for counties] as quasi-judicial hearings." (First emphasis added). Such language suggests that the Board intends to "put [the requested opinion] on ice to be used if and when [the] occasion might arise." Tryon v. Power Co.,
The Board also fails to explain how the particular judicial review that petitioners obtained implicates any greater public interest, nor do we believe that it does. Instead, the Board's "public interest" argument is focused on its own interests, to wit: it seeks advice on how to conduct hearings on early voting plans and what resources must be employed in that process. But self-serving contentions based upon a theoretical state of affairs cannot defeat the principle of judicial restraint that sustains our State's mootness doctrine. Simply put, the matter is not one of such "general importance" as to justify application of the public interest exception. Beason v. N.C. Dep't of Sec'y of State,
III. Conclusion
The 2014 election is over and the superior court's order granted petitioners the relief they sought. As a result, this appeal presents questions that are moot. Despite the Board's arguments to the contrary, there is no reasonable expectation that petitioners will be subjected to the same action again. The issues raised before the superior court, therefore, do *15not fall within the capable of repetition, yet evading review exception to the mootness doctrine. In addition, since the Board asserts little more than self-serving interests on appeal, the issues it has presented to this Court are not of such public interest as to except this matter from its otherwise moot nature. Accordingly, we dismiss the Board's appeal.
DISMISSED.
*190Judge ELMORE concurs.
Judge DILLON dissents by separate opinion.
We note that courts and treatises have raised significant questions about the constitutional model of mootness in federal courts. Judges and scholars alike have argued that if the mootness bar was truly jurisdictional in nature, courts would have no authority to hear moot cases, even where prudential factors favored doing so. See, e.g., Honig,
We note that the United States Supreme Court has repeatedly described mootness as " 'the doctrine of standing set in a time frame: The requisite personal interest that must exist at the commencement of the litigation (standing) must continue throughout its existence (mootness).' " Arizonans for Official English v. Arizona,
The United States Supreme Court has determined that a "reasonable expectation may be satisfied by something less than a "demonstrated probability." Honig,
We note that this Court recently held the capable-of-repetition exception "does not require [an examination] of the exact same action occurring in the future[;]" rather, it allows consideration of "similarly situated parties[.]" Cumberland Cnty. Hosp. Sys., Inc. v. N.C. Dep't of Health & Human Servs., --- N.C.App. ----, ----,