State v. Valles

Filed 4/11/19 by Clerk of Supreme Court
IN THE SUPREME COURT
STATE OF NORTH DAKOTA
2019 ND 108
State of North Dakota, Plaintiff and Appellee
v.
Joseph Franklin Valles, Defendant and Appellant
No. 20180320
Appeal from the District Court of Ramsey County, Northeast Judicial District,
the Honorable Lonnie Olson, Judge.
REVERSED AND REMANDED.
Opinion of the Court by Tufte, Justice.
Kari M. Agotness, Ramsey County State’s Attorney, Devils Lake, N.D., for
plaintiff and appellee; submitted on brief.
Ulysses S. Jones, Devils Lake, N.D., for defendant and appellant.
State v. Valles
No. 20180320
Tufte, Justice.
[¶1] Joseph Franklin Valles appeals from a criminal judgment and an order denying
his motion to suppress. Valles conditionally pled guilty, preserving the right to appeal
the order denying his motion to suppress. Valles argues his cell phone was searched
without a warrant in violation of the Fourth Amendment. The State argues the cell
phone was abandoned and therefore no warrant was required to search the phone. We
reverse the suppression order and criminal judgment and remand to allow Valles to
withdraw his conditional plea of guilty.
I
[¶2] On the evening of April 5, 2018, a cell phone was found in a Devils Lake
apartment parking lot. It was brought to the police station the next morning. Officer
John Mickelson examined the phone, which was locked with a grid lock. He guessed
the unlock pattern by trying patterns convenient to right-handed users and quickly
unlocked the phone. Officer Mickelson then opened the photos application and looked
at the stored photos, intending to identify the owner from “selfies” and other photos
stored in the phone. He was able to identify both Valles and Jessica Bear from photos
and a video. Officer Mickelson knew there was a restraining order against Valles from
Bear. Officer Mickelson also saw in the photos what appeared to be drugs and drug
paraphernalia.
[¶3] Officer Mickelson showed the photos and video to another officer. He then
gave the phone and a description of its contents to Officer Richard Juarez of the Lake
Region Narcotics Task Force. Officer Juarez examined the phone’s photos, video,
Facebook Messenger application, text messages and call log. He found evidence of
drug activity and applied for a search warrant for Valles’ house, which he recognized
from the photos. While executing the search warrant, officers found marijuana and
marijuana paraphernalia.
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II
[¶4] We review a trial court’s ruling on a motion to suppress as follows:
The trial court’s disposition of a motion to suppress will not be
reversed if, after conflicts in the testimony are resolved in favor of
affirmance, there is sufficient competent evidence fairly capable of
supporting the trial court’s findings, and the decision is not contrary to
the manifest weight of the evidence. That standard of review recognizes
the importance of the trial court’s opportunity to observe the witnesses
and assess their credibility, and we accord great deference to its
decision in suppression matters.
State v. Montgomery, 2018 ND 20, ¶ 4, 905 N.W.2d 754 (quotation marks omitted).
“Whether findings of fact meet a legal standard is a question of law. While we do
not conduct a de novo review of the findings of fact, questions of law are fully
reviewable.” Id. Further,“[t]his Court reviews constitutional rights violations under
the de novo standard of review.” State v. Williams, 2015 ND 103, ¶ 5, 862 N.W.2d
831. “Whether law enforcement violated constitutional prohibitions against
unreasonable search and seizure is a question of law.” State v. Lark, 2017 ND 251,
¶ 12, 902 N.W.2d 739.
[¶5] The Fourth Amendment states:
The right of the people to be secure in their persons, houses, papers,
and effects, against unreasonable searches and seizures, shall not be
violated, and no Warrants shall issue, but upon probable cause,
supported by Oath or affirmation, and particularly describing the place
to be searched, and the persons or things to be seized.
U.S. Const. amend. IV. The Fourth Amendment, as applied to the states through
the Fourteenth Amendment, “prohibits unreasonable searches and seizures.” City
of Devils Lake v. Grove, 2008 ND 155, ¶ 8, 755 N.W.2d 485 (citing Dunaway v.
New York, 442 U.S. 200, 207 (1979)). “Warrantless searches and seizures are
unreasonable . . . , subject to a few well-delineated exceptions.” Williams, 2015 ND
103, ¶ 7, 862 N.W.2d 831; Riley v. California, 573 U.S. 373, 382 (2014). “Evidence
discovered during a warrantless search when no exception exists must be suppressed
under the exclusionary rule.” Williams, at ¶ 7; State v. Biwer, 2018 ND 185, ¶ 13, 915
N.W.2d 837. The burden falls initially on the defendant to support his motion to
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suppress with specific factual allegations supporting a finding of an illegal search or
seizure. State v. Zacher, 2015 ND 208, ¶ 7, 868 N.W.2d 847 (citing State v.
Glaesman, 545 N.W.2d 178, 182 n.1 (N.D. 1996)). The State then bears the burden
to justify a warrantless search or seizure. State v. Pogue, 2015 ND 211, ¶ 10, 868
N.W.2d 522.
[¶6] Valles argued in his motion to suppress that his cell phone had been searched
by Devils Lake police officers without a warrant. The State then carried the ultimate
burden to justify the warrantless search by demonstrating Valles abandoned his cell
phone or the phone was otherwise outside the protection of the Fourth Amendment.
The State points to Valles’ failure to present evidence showing he preserved his
possessory right in either the phone itself or its contents. However, the State may not
satisfy its affirmative burden by relying on a lack of evidence presented by Valles. See
Nickel, 2013 ND 155, ¶ 22, 836 N.W.2d 405; United States v. Hawkins, 249 F.3d 867,
872 (9th Cir. 2001). The State relies on evidence that Valles’ phone was found one-
half mile away from his home and that Valles did not report the phone missing or
stolen. This is the only evidence identified by the State which was known to the
officer at the time of the first search. See United States v. Crumble, 878 F.3d 656, 659
(8th Cir. 2018), and United States v. Tugwell, 125 F.3d 600, 602 (8th Cir. 1997)
(analyzing abandonment under the facts known to the officers at the time of the
search).
[¶7] A warrantless search of abandoned property does not violate the Fourth
Amendment. Crumble, 878 F.3d at 659; Tugwell, 125 F.3d at 602; State v. Adams,
2018 ND 18, ¶ 10, 905 N.W.2d 758; State v. Dunn, 2002 ND 189, ¶ 8, 653 N.W.2d
688; State v. Huether, 453 N.W.2d 778, 780 (N.D. 1990). By abandoning property,
the owner forfeits his possessory interest and the right to object to a search or seizure.
Abel v. United States, 362 U.S. 217, 241 (1960) (“So far as the record shows,
petitioner had abandoned these articles. He had thrown them away. So far as he was
concerned, they were bona vacantia [ownerless property].”) (citing Hester v. United
States, 265 U.S. 57, 58 (1924)); Adams, at ¶ 10. Abandonment is not viewed strictly
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as a matter of property rights, but it depends on whether the defendant has
relinquished his right to protection from unreasonable searches and seizures by
denying ownership or giving up physical possession of the property subject to search.
Tugwell, 125 F.3d at 602. It is a question of “whether the owner has ‘voluntarily
discarded, left behind, or otherwise relinquished his interest in the property in
question.’” Adams, at ¶ 10 (quoting 6 Wayne R. LaFave, Search and Seizure: A
Treatise on the Fourth Amendment § 11.3(f), at 286-88 (5th ed. 2012 & Supp. 2018)).
Abandonment “is primarily a question of intent which may be inferred from words,
acts and other objective facts.” Dunn, at ¶ 8. We have stated that if the defendant
“intends to retain his . . . interest in that property, there has been no abandonment.”
Huether, 453 N.W.2d at 781. However, this intent is determined solely from the
objective facts known to the officers at the time of the search. Adams, at ¶ 10;
Crumble, 878 F.3d at 659; Tugwell, 125 F.3d at 602. The abandonment analysis
“depends on the totality of the circumstances, with ‘two important factors being denial
of ownership and physical relinquishment of the property.’” Crumble, at 659; see also
Adams, at ¶ 10.
[¶8] Most courts that have faced the issue have allowed warrantless searches of
abandoned phones. The typical scenario is where a phone is left at a crime scene
under circumstances inconsistent with a lost or misplaced phone that may yet be
retrieved by its owner. State v. Brown, 776 S.E.2d 917, 924 (S.C. Ct. App. 2015)
(reasoning that initial privacy interest in a locked container may be abandoned if the
container is left at a crime scene, indicating “a superior desire to avoid being arrested
for a crime”); State v. Samalia, 375 P.3d 1082, 1084 (Wash. 2016) (en banc) (phone
found in abandoned stolen vehicle); Martinez v. State, No. 08-14-00130-CR, 2016
WL 4447660, at *1-4 (Tex. App. Aug. 24, 2016) (phone left at murder scene);
Edwards v. State, 497 S.W.3d 147, 154, 161 (Tex. App. 2016) (phone left on stolen
vehicle at scene of armed robbery); State v. Brown, 776 S.E.2d 917, 923-24 (S.C. Ct.
App. 2015) (phone left at scene of burglary); State v. Dailey, 2010-Ohio-4816, at ¶¶ 3,
13, 16 (phone left in pocket of jacket that was abandoned while fleeing from store
4
employees attempting to apprehend defendant for theft); People v. Daggs, 34 Cal.
Rptr. 3d 649, 650-51 (Ct. App. 2005) (phone dropped during robbery of drug store).
If truly abandoned, a phone is ownerless and thus the former owner lacks a continuing
possessory interest to assert a Fourth Amendment claim. But a phone that is lost,
dropped, or misplaced is not ownerless, and the owner retains the protection of the
Fourth Amendment.
[¶9] The objective facts known to the officer at the time of the search were as
follows. The phone was found lying in a parking lot in front of apartments. The
woman who found it gave it to the police twelve hours after it was found. The twelve-
hour period was overnight (approximately 9:00 p.m. to 9:00 a.m.), and there was no
report that the phone was lost or stolen during the approximately twelve hours after
it was found up until the first search. There is no evidence indicating how long Valles’
phone was in the parking lot before it was found. The record does not indicate that the
parking lot was a crime scene. The record shows no denial of ownership by Valles,
nor was there other evidence of actions showing Valles had intentionally discarded
the cell phone. Further, the screen was locked, which indicates Valles’ intent to
maintain privacy and preserve protection from uninvited examination by others.
[¶10] The district court inferred Valles decided not to recover his phone solely from
the absence of evidence presented by Valles that he attempted to recover the phone:
Valles did not report a lost or stolen cell phone. He presented no
evidence that he did anything during this time to try to recover his
phone or to otherwise retain the privacy he previously had in the
phone’s contents. Valles’ decision not to attempt to recover the phone
equates to the abandonment of the phone. Further. it would be an
unreasonable expectation to assume law enforcement will seek a search
warrant for all lost cell phones turned in to them, or to assume law
enforcement will not attempt to access the contents of a lost phone to
determine ownership.
But it was not Valles’ burden to prove he maintained a possessory interest in his cell
phone. It was the State’s burden to justify the warrantless search by showing Valles
abandoned his possessory interest in his cell phone prior to the search. One day
5
passing without the owner having reported a phone missing is insufficient to establish
abandonment. We cannot say on this record whether it is common for a person who
has lost a cell phone to report the loss to the police. Officer Mickelson did testify in
regard to receiving the phone when it was turned in at the police station: “That
happens every once in a while when they find things. They bring it to us because
they don’t know who it goes to and they don’t want to be thought of as stealing it
or something like that.” (Emphasis added.) The more often lost phones are given to
the police, the more Valles’ failure to report the loss of his phone to the police would
weigh in favor of abandonment. However, phones being turned in “every once in
awhile” all but eliminates the value of Valles’ failure to report as support for a
finding of abandonment. Also, the record discloses no instance in which the term
“abandoned” was used by any of the officers, who uniformly referred to the phone as
“lost.” The first time the phone was referred to as abandoned was in the State’s
argument to the district court. The initial actions of Officer Mickelson indicate an
intent to identify the phone’s owner and return it. By his actions and later testimony,
Officer Mickelson showed he believed the phone still had a rightful owner and was
thus lost, not abandoned.
[¶11] Valles argues the facts show he maintained a possessory interest in the phone,
although it was misplaced or “lost.” “The term ‘lost’ is concerned with the
involuntary change of location or inability to find.” State v. Brewster, 72 N.D. 409,
411, 7 N.W.2d 742, 744 (1943); see also Corliss v. Wenner, 34 P.3d 1100, 1104
(Idaho Ct. App. 2001) (defining “lost property” as “property which the owner has
involuntarily and unintentionally parted with through neglect, carelessness, or
inadvertence and does not know the whereabouts”).
With the majority of device owners almost always having their phones
on them, the likelihood that an unaccompanied phone was
unintentionally left behind is quite high. Admittedly, when a police
officer finds a cell phone unattended, it may be impossible to determine
from the circumstances if its owner intended to lose the device or if it
was accidentally dropped. In this situation, presuming an owner
unintentionally left the device behind better protects the personal data
6
on a cell phone, especially in light of the unlikelihood that its owner
intended to allow a stranger to dig through its entire contents.
Abigail Hoverman, Note, Riley and Abandonment: Expanding Fourth Amendment
Protection of Cell Phones, 111 Nw. U. L. Rev. 517, 546 (2017). Unlike abandoned
property, lost property still has an owner and is not outside the protection of the
Fourth Amendment.
[¶12] “The touchstone” of search and seizure law is “reasonableness, which is
assessed by balancing the degree to which a search intrudes on an individual’s privacy
with the degree to which a search is needed for the promotion of legitimate
governmental interests.” State v. Adams, 2010 ND 184, ¶ 15, 788 N.W.2d 619; see
also Riley, 573 U.S. at 381. A person’s interest in the contents of a personal cell
phone is strong because cell phones hold the “privacies of life.” Riley, at 403. The
Supreme Court in Riley discusses at length the great quantity and personal nature of
data contained on a cell phone, making cell phones a uniquely sensitive item in
analyzing search and seizure limitations. Id. at 382-98. “Prior to the digital age,
people did not typically carry a cache of sensitive personal information with them as
they went about their day. Now it is the person who is not carrying a cell phone, with
all that it contains, who is the exception . . . .” Id. at 395. Such “privacy is no less
worthy of protection when a cell phone is outside of a person’s immediate control.”
State v. Peoples, 378 P.3d 421, 425 (Ariz. 2016). Thus an individual’s privacy interest
in a cell phone remains high even when it is lost.
[¶13] On the other hand, there is a legitimate government interest, as well as a
personal interest, in police officers returning lost cell phones to their rightful owners.
Yet because of the great amount of personal and private information located on a cell
phone, with the additional access to even more information through means of the
Internet and applications that act as portals to vast amounts of web information and
cloud storage, the balance shifts heavily toward protecting the individual’s privacy
rights over the benefit of returning a lost item.
7
[¶14] All of the above privacy concerns are heightened, and the government’s
legitimate interest is lowered, when the phone is locked. “[W]hen the police come into
lawful possession of a closed container, for example, one which was turned over to
them . . . further intrusion into the privacy of the container ordinarily requires a
warrant.” 2 Wayne R. LaFave, Search & Seizure: A Treatise on the Fourth
Amendment, § 4.1(b) (5th ed. 2012 & Supp. 2018). Any search of a cell phone that
requires bypassing a lock, password, or other security feature of a cell phone must be
performed pursuant to a warrant. A security lock on a cell phone signals that the
information within is not intended for public viewing. Hoverman, supra, at 544. It is
analogous to a lock on a car trunk, U.S. v. Wilson, 636 F.2d 1161, 1163-65 (8th Cir.
1980), a residence, United States v. Bain, 874 F.3d 1, 15 (1st Cir. 2017), a briefcase,
United States v. Basinki, 226 F.3d 829, 836 (7th Cir. 2000), a diary, Sims v. State, 311
S.E.2d 161, 167 (Ga. 1984), a locker, Dawson v. State, 868 S.W.2d 363, 370 (Tex.
App. 1993), a sealed package, State v. Matthews, 216 N.W.2d 90, 103 (N.D. 1974),
or a “no trespassing” sign on a residence, State v. Kochel, 2008 ND 28, ¶ 9, 744
N.W.2d 771. All of these variations convey that the contents restricted from access
by a lock or seal are not intended for examination by the general public. We do not
consider here whether or to what extent failure to lock a cell phone opens up the cell
phone’s “intrinsically private” contents to “an invitation for others to snoop.” State
v. Peoples, 378 P.3d 421, 426 (Ariz. 2016).
[¶15] An officer or other person who finds a cell phone has numerous options to
identify the owner short of bypassing a security lock and examining the photos and
other private contents of the phone. These options include examining the exterior of
the phone, accessing any “in case of emergency” information configured in the phone,
viewing any pop-up messages that may appear on the lock screen, using the
emergency dialer to dial 9-1-1 so the dispatcher can identify the cell phone’s assigned
number, or taking the phone to the wireless service provider to identify the phone’s
owner. See Mikah Sargent, How to Find the Owner of a Lost or Stolen iPhone, iMore
(Dec. 28, 2016), https://www.imore.com/how-find-owner-lost-or-stolen-iphone. The
8
availability of several less intrusive options greatly reduces the district court’s
concern that it is an “unreasonable expectation” for the police to seek a warrant every
time a lost cell phone is turned in to them. To the extent any of these options may be
a search of the phone in that they seek information through some minimal trespass to
the phone, United States v. Jones, 565 U.S. 400, 404 (2012), they are less likely to be
constitutionally unreasonable in most circumstances because they are actions one
might expect from any person who finds a phone. In contrast, the clear message of a
lock is that the owner does not intend someone who picks up the phone to examine
the contents for any purpose.
[¶16] Considered as a whole, the objective facts known to the officer at the time of
the initial search do not satisfy the State’s burden to show Valles intentionally
abandoned his phone. The warrantless search does not fall into an exception to the
warrant requirement and was constitutionally unreasonable. The evidence obtained
as fruits of the search should have been suppressed under the exclusionary rule.
III
[¶17] In finding the cell phone to be abandoned, the district court misapplied the law
by shifting onto Valles the State’s burden to justify a warrantless search. We reverse
the district court’s judgment and remand with instructions to exclude all the evidence
which resulted from the warrants because the warrants were granted on the basis of
information obtained from the warrantless searches of the cell phone. We further
instruct the court to allow Valles to withdraw his guilty plea.
[¶18] Jerod E. Tufte
Daniel J. Crothers
Lisa Fair McEvers
Jon J. Jensen
Gerald W. VandeWalle, C.J.
9