State v. Smithson

[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] Defendant's requested instruction No. 5 was strictly applicable to the facts of this case, and the refusal to give it was error. It is a clear statement of the law as it appears to us, supported by an extensive research. Hughes v. Commonwealth (Ky.), 41 S.W. 294; Bates v. Commonwealth (Ky.), 16 S.W. 528, 19 S.W. 929.

The lower court erred in refusing to give defendant's requested instruction No. 8, and in giving State's requested instruction No. 2 as modified by the court and given as instruction No. 10. Robertson v. State (Fla.), 28 So. 424; People v. Johnson (Mich.), 48 N.W. 870, 13 L.R.A. 163; Jenkins v. State (Ga.), 59 S.E. 435; Porter v. State (Ga.), 52 S.E. 283; State v. Lutz (W.Va.), 101 S.E. 434; State v. Dietz (Kans.), 53 P. 870; Brown v. King (Tex.), 93 S.W. 1017; King v. Brown (Tex.),94 S.W. 328; Brown v. Wallis (Tex.), 101 S.W. 1069. There is not a word of testimony in the record that Long heard the firing of the shots, or any shot.

The court erred in giving instruction No. 15, in that there is no intimation in this case that defendant was under the influence of liquor at the time of the homicide or prior thereto, and that there is nothing in the testimony establishing the element or elements of malice, wantonness or negligence in the discharge of the firearm in question. All the evidence thereon shows the very contrary.

Homicide in resistance to unlawful arrest is not murder, but an offense no greater than manslaughter, in the absence of previous or express malice. People v. Scalizi (Ill.),154 N.E. 715; People v. White (Ill.), 165 N.E. 168; Jones v. State (Tex.),9 S.W. 53; Cortez v. State (Tex.), 69 S.W. 536; Vann v. State (Tex.), 77 S.W. 813; Satterwhite v. State (Tex.), 17 S.W.2d, at 826; Stanfield v. State (Tex.), 38 S.W.2d 94; Jenkins v. State (Ga.), 59 S.E. 435; Porter v. State (Ga.), 52 S.E. 283.

Homicide in resistance to unlawful arrest is justifiable under certain circumstances, on ground of self-defense. Starr v. U.S.,153 U.S. 614, 38 L. Ed. 841; State v. Wilson (Ida.), 243 P. 359.

Even though the arrest be lawful, the power may be exercised in such wanton and menacing manner as to justify homicide in resistance thereto. Jones v. State, supra; Stanfield v. State, supra.

The acts of a peace officer may present a case of self-defense justifying his slaying by person assaulted, independent of the question of arrest. Vann v. State, supra.

It was error to allow the State's counsel to call in its case in chief only a few of the numerous witnesses whose names were indorsed on the information.

Gray Mashburn, Attorney-General; W.T. Mathews, Deputy Attorney-General; V.H. Vargas, District Attorney; and Geo. P.Annand, Deputy District Attorney, for the State:

Defendant's requested instruction No. 5, refused by the court, was fully covered by instructions 13 and 14, given by the court.

The first part of paragraph 1 of defendant's requested instruction No. 8 is also covered by given instructions 13 and 14. The balance of the paragraph requests the court to instruct on the facts of the case. The misdemeanor was committed in the presence of officer Long; he had a right to enter the building and arrest defendant for the offense. Carol v. United States,267 U.S. 132, 69 L. Ed. 543; U.S. v. Borowski, 268 Fed. 408; Lambert v. U.S., 282 Fed. 413; McBride v. U.S., 43 Sup. Ct. Rep. 359,67 L. Ed. 827; Garske v. U.S., 1 F.2d 620; State v. Gulczynski, 120 A. 88; Campbell v. Commonwealth, 261 S.W. 1107. The remainder of the requested instruction is plainly not the law. Donely v. Commonwealth (Ky.), 186 S.W. 161; People v. Dallen,21 Cal. App. 770, 132 P. 1064; Commonwealth v. Phelps,209 Mass. 396, 95 N.E. 868, Ann. Cas. 1912B, 566; Adams v. State,175 Ala. 8, 57 So. 591; Sanders v. State, 181 Ala. 35,61 So. 336; Territory v. Lynch, 18 N.M. 15, 133 P. 405; State v. Meyers, 57 Or. 50, 110 P. 407, 33 L.R.A. (N.S.) 143; State v. Anselmo, 46 Utah, 137, 148 P. 1071; State v. Clark,64 W. Va. 625, 63 S.E. 402; Imperior v. State, 153 Wis. 455, 141 N.W. 241; State v. Acosta, 49 Nev. 184, 242 P. 316; Benjamin v. State, 81 So. 89; Owen v. State, 81 So. 365; Robison v. State (Okla.), 9 P.2d 54.

We respectfully submit that the facts in the case now before this court fulfill all the requirements laid down in the cases cited to come within the definition of "in the presence of." Long heard the shots, he walked into a public place where a great number of shots from a revolver had been fired. He undoubtedly saw the target with the bullet marks. He saw Smithson standing before the target with a revolver in his hand, and heard his explanation of the shooting. Long did not ask who was doing the shooting, but said: "Bart, you can't do that in here." The shooting was not only within his hearing and sight, he was near enough to detect the act as that of defendant.

OPINION The defendant was convicted of the crime of murder. He has appealed from the judgment and the order denying him a new trial.

The facts, briefly stated, are these: The defendant, who was the owner of the Palace Club, about 4:30 in the morning of January 10, 1932, with others, was engaged in target practice with a pistol, within the club. H.D. Long, known by defendant to be a peace officer, learning of the incident, went into the place and inquired of the defendant what was going on. He demanded the pistol used, admonished defendant, and started out. On the way to the door he ejected the blank cartridges from the gun. As he was opening the door to go out, the defendant inquired of him when he would get the gun back. To the inquiry of the defendant, Long made reply, turned around, and approached the south end of the bar, defendant being near the other end of it. Long, with a pistol in his hand, advanced behind the bar, toward the defendant, who reached up, grabbed a rifle, and shot Long through the heart, causing instant death. The testimony is conflicting as to what was said by defendant and Long as the latter advanced toward defendant.

It is the theory of the state that Long intended to arrest the defendant. The defendant contends that he shot in self-defense — that Long threatened to break the gun (which it is admitted he held in his hand) over defendant's head. The defendant also contends that Long had no legal authority to arrest him; there being no warrant therefor.

We will not consider the points made in the order presented, believing that by taking them up in the following order we may be able to epitomize to some extent.

1, 2. It is strongly insisted that the trial court erred in refusing to give the following requested instruction:

"Under the law of this state a peace officer is authorized to make an arrest on a misdemeanor charge only when the misdemeanor is committed in his presence. The discharging of firearms, as testified in this case, amounts only to a misdemeanor under the law. There is no evidence in this case before you that defendant Smithson engaged in target practice or discharged firearms in the presence of peace officer Long, Long, therefore, had no authority to arrest Smithson for discharging firearms within the city limits of Ely without a warrant and there is no evidence in this case that at the time he entered the Palace building he had such a warrant.

"I therefore charge you that in case you find that officer Long, at any time while he was in the Palace building, attempted to arrest defendant Smithson such action in so attempting to arrest Smithson was unlawful and Smithson had the right to resist such unlawful attempt, if you find such attempt was made by Long, to the extent of using such force as was necessary so to do."

One vice of this requested instruction is that it tells the jury that there is no evidence that defendant engaged in the target practice in the presence of officer Long.

It was for the jury to determine from the evidence whether there was such shooting in the presence of the officer.

The uncontradicted testimony of witness Olsen is that he heard the shooting, three shots, and that he was on the street a little over a half a block from the Palace Club at the time; that Long was on the opposite side of the street from him at the time of the first shot.

Mr. Lewis, one of the witnesses for the defense, testified, inter alia, that Long went into the Palace Club on the occasion in question, quoting:

"A. He come in and he says, ``What's all of this racket about?' He told Mr. Smithson that he didn't want to hear any more racket like that and took a gun away from Mr. Smithson.

"Q. Or he would take the gun away from him? A. No, he did take the gun away from him.

"Q. Did he take it out of Smithson's hand — defendant's hand, or did he ask Smithson to give it to him? A. He said ``give him the gun.'

"Q. Did Smithson give him the gun? A. Yes, sir."

With a slight variation of the phraseology, all witnesses testified to substantially the same thing.

From this testimony the jury had a "right to infer," to use the language of the supreme court of Missouri in State v. Grant,76 Mo. 236, that Long not only heard the first of the three shots Olsen testified to hearing, but that he heard the two other shots while walking the half block from where he stood when he heard the first one to the Palace Club. The testimony shows that when he walked into the Palace defendant was out on the floor with the gun in his hand.

From this testimony the jury had the right to find that Long walked into the Palace Club while the defendant was flagrante delicto.

We have found many cases in which the courts have held that a crime was committed in the presence of the officer where the facts were nothing like as satisfactory as in the instant case. In Dilger v. Com., 88 Ky. 550, 11 S.W. 651, where the evidence showed that two policemen who heard the cries of a woman in an upstairs room, but saw nothing, undertook to arrest her paramour, who, in resisting, killed the two policemen, the court said: "Unquestionably they had a right to make the arrest. While the offense of beating the woman was not committed in their sight, yet it was within their hearing, and when they were so near that they could not be mistaken as to the offender. This was within their presence, as contemplated by the law. Moreover, the instructions given to the jury told them that the offense for which the arrest was attempted must have been committed in the presence of the officers."

In Ingle v. Com., 204 Ky. 518, 264 S.W. 1088, 1090, the court said: "We have held in a number of cases, and it appears to be the law everywhere, that an offense, in order to be committed in the presence of the officer, need not occur immediately within his vision, but that if he receives the information of the commission of the offense through any of his senses, the most frequent of which is that of hearing uncommon and suspicious noises which he can readily locate, he is authorized to follow it up, and if it turns out that the offense was actually committed, it will be considered as having been committed in his presence for the purpose of authorizing him to arrest the offender without a warrant although the crime was only a misdemeanor. * * *"

In State v. McAfee, 107 N.C. 812, 12 S.E. 435, 437, 10 L.R.A. 607, the court held that, where the officer heard the striking with a stick of a wife by her husband, though he did not see the act because of darkness, the offense was in his presence, saying: "The principal evil intended to be avoided by restricting the right to arrest to breaches of the peace committed in the officer's presence was depriving a person of his liberty except upon warrant issued on sworn information, or upon the actual personal knowledge of the officer that the offense was committed. The reason of the law is as fully met, therefore, if the officer heard enough to satisfy him that the law was violated, as if he had acquired the information through his sense of sight."

In Ramsey v. State, 92 Ga. 53, 17 S.E. 613, 615, the supreme court of Georgia quoted approvingly as follows: "It is a general principle that an offense is considered to be committed ``in the view' or ``in the presence' of an officer where any of his senses afford him knowledge that an offense is being committed. Therefore, an officer on the street, who hears the noise of an assault or an affray in a house, is justified in entering and making an arrest for a breach of the peace, although all is quiet when he enters the room whence the sounds proceeded. In such a case the breach of peace occurs ``in the presence' of the officer, within the meaning of the law."

The supreme court of Wisconsin, in Hawkins v. Lutton,95 Wis. 492, 70 N.W. 483, 485, 60 Am. St. Rep. 131, in commenting upon a case in which an arrest was made as the result of the noise heard, said: "The evidence tends to show that the alleged violation of the ordinance may fairly be said to have been committed in the presence of the defendants. They had heard the disturbance and disorderly conduct from the outside of the house, and the evidence tends to show that they had been summoned there, or their attention had been attracted to it. The chief of police arrived in time to become aware of the conduct in progress within, and, acting in apparent good faith, and on what appeared to be reasonable ground, ordered the house to be ``pulled.' The policemen at once entered the house, and found the plaintiff an inmate and abiding therein. The evidence tends to show that she was its proprietor. The authority of conservators of the public peace to make arrests in such cases should be liberally construed and upheld, but always at the risk that they will be liable if it be misused or abused. People v. Bartz, 53 Mich. 493, 19 N.W. 161; Ballard v. State, 43 Ohio St. 340, 1 N.E. 76; O'Connor v. Bucklin, 59 N.H. 589; State v. Russell, Houst. Cr. Cas. [Del.] 122."

The rule is laid down in Corpus Juris as follows: "An offense is likewise deemed committed in the presence of the officer when he hears the disturbance created and he proceeds at once to the scene, and where the offense is continuing, or has been fully consummated at the time the arrest is made." 5 C.J. 416, sec. 45.

Ruling Case Law states the rule in substantially the same words. It says: "Accordingly an assault is considered as being committed in the presence of the officer if he is near enough to hear the outcries and arrives immediately after the disturbance has been completed, or if while outside a house he hears disorderly conduct in progress within." 2 R.C.L. p. 448.

To the same effect are: United States v. Borkowski (D.C.), 268 F. 408; Lambert v. United States (C.C.A.) 282 F. 413; McBride v. U.S. (C.C.A.) 284 F. 416; Id., 261 U.S. 614, 43 S. Ct. 359,67 L. Ed. 827; Garske v. U.S. (C.C.A.) 1 F.2d 620; State v. Gulczynski, 2 W.W. Harr. (Del.), 120, 120 A. 88; Campbell v. Com., 203 Ky. 151, 261 S.W. 1107; State v. McDaniel, 115 Or. 187,231 P. 965, 237 P. 373.

Many other authorities might be cited to the same point.

The court did not err in refusing to give requested instruction No. 10.

3. It is insisted the court erred in refusing to give defendant's requested instruction No. 5, which reads: "You gentlemen of the jury are instructed that the discharge of a pistol upon any public street or in any theatre, hall, store, hotel, saloon or other place of public resort is, under our law, only misdemeanor. You are also advised that the duty of any peace officer is limited to making an arrest of one guilty of misdemeanor. A peace officer, without making such arrest, has no right to take or seize any personal property of the one accused of the misdemeanor; and if, without making the arrest and after taking over into his possession the pistol previously possessed by the party discharging firearms and the peace officer thereafter starts or enters into a quarrel respecting what is to be done with such pistol, he acts beyond the scope of his duty and power of a peace officer and in the prosecution of such quarrel is no longer protected or shielded by his official character."

In connection with the refusal of this instruction, it is contended that, if Long at the time he was shot was attempting to arrest the defendant, he was acting in excess of his official authority, and hence the defendant had the same legal right to resist arrest as he would have had had a private citizen sought to arrest him for the same offense, and that he was justified in resorting to whatever means necessary to maintain his liberty; that, if he were seeking to make an assault, the defendant had a right to resist to whatever extent necessary to defend himself; and that in no event should he have been convicted of a higher offense than manslaughter.

It is the contention of the state that, if the above instruction be correct, no prejudice was done the defendant, since the matter covered by it was substantially covered by the court's instruction No. 14, which reads:

"While it is the duty of a peace officer to maintain the peace and suppress disturbances of the peace which come to his attention, yet his powers in so doing are limited to the making of an arrest. In effecting such arrest he may use such force and only such force as may be necessary to overcome resistance which the party being arrested may offer.

"Such peace officer, however, has no right to use the cloak of his authority to enter into a quarrel with the disturber of the peace and if he does so, and in the course of such quarrel attacks or threatens to assault the other party, his official position will not shield him. He stands, in such case, in no better position than one not an officer who may make an assault or enter into such quarrel, and in such case the other party has a right to defend himself against the attack or threatened attack of such officer to the same extent and in the same way in which he would have the right of self-defense were the attack or assault by anyone not a peace officer.

"If, then, you find that Long had suppressed the disturbance of the peace and, after having so restored peace and quiet, returned to assault or make a threatened assault on defendant Smithson, Smithson had the right to defend and protect himself against such assault in the same way and to the same degree as though Long were not an officer. * * *"

We think the contention of the state in this connection is well founded. By instruction No. 14 the court clearly told the jury that the officer had no right, under the cloak of his authority, to enter into a quarrel with the defendant, and that, if he did so, his official position would not protect him, and that the defendant had a right to defend himself in such a situation.

4-6. Nor are we in accord with the contention that the defendant should not have been convicted of a higher offense than manslaughter. Human life, as well as human liberty, is sacred. It should not be lightly taken, nor in any event except under the most dire circumstances and as a matter of last resort to save one's own life or to prevent receiving great bodily injury. Where an unlawful arrest is attempted, the person sought to be unlawfully arrested may resist to a reasonable degree, but, where the arrest is sought to be made by a known officer, and nothing is reasonably to be feared beyond the abridgment of one's liberty temporarily, resistance to the extent of taking life is inexcusable. Of course, before one can be convicted of murder in resisting an unlawful arrest, the jury must, upon an appropriate instruction, find that all the elements of the crime of murder, as defined by statute, entered into the killing.

We approve the language used in Adams v. State, 175 Ala. 8,57 So. 591, 592, reading: "The citizen may resist an attempt to arrest him which is simply illegal, to a limited extent, not involving any serious injury to the officer. He is not authorized to slay the officer, except in self-defense; that is, when the force used against him is felonious, as distinguished from forcible. It is better to submit to an unlawful arrest, though made with force, but not with such force as to endanger the life or limb, than to slay the officer."

The conclusions we have reached are admirably expressed by the supreme court of Utah, in State v. Anselmo, 46 Utah, 137, 148 P. 1071, 1076, wherein it is said: "Although an officer or other person may make, or attempt to make, an arrest without legal authority so to do, yet the person arrested may not, for that reason alone, kill the person or officer making or attempting to make an illegal arrest. Such a homicide may still be murder in the first degree, if the facts and circumstances under which it occurred bring it within the statutory definition of first degree murder. It certainly is not the law — and we trust never will be in this jurisdiction — that a citizen may kill an officer with impunity merely because such officer may make an attempt to arrest the citizen without legal authority so to do. True, the right of the citizen to enjoy liberty at all times is sacred, and may not be interfered with without legal right or authority by any one. Yet, upon the other hand, the citizen may not ruthlessly take the life of any one who may interfere or attempt to interfere with that liberty. Where an unlawful arrest is attempted by an officer or another, the person sought to be thus unlawfully arrested may no doubt resist such an arrest with all proper and reasonable means. He may, however, not kill the offending officer or person, unless it reasonably appears to such citizen that his life or limb is in danger."

See, also, People v. Dallen, 21 Cal. App. 770, 132 P. 1064; State v. Holcomb, 86 Mo. 371; State v. Meyers, 57 Or. 50,110 P. 407, 33 L.R.A. (N.S.) 143; Territory v. Lynch, 18 N.M. 15,133 P. 405; State v. Clark, 64 W. Va. 625, 63 S.E. 402; Sanders v. State, 181 Ala. 35, 61 So. 336; Imperio v. State, 153 Wis. 455,141 N.W. 241; Com. v. Phelps, 209 Mass. 396, 95 N.E. 868, Ann. Cas. 1912B, 566; Keady v. People, 32 Colo. 57, 74 P. 892, 66 L.R.A. 353; 3 Cal. Juris, p. 136; 13 R.C.L. p. 868, sec. 170; 29 C.J. 1095.

7, 8. The court erred, as contended, in instructing the jury relative to a person discharging a pistol, or other firearm, while under the influence of liquor, since there was no evidence that the defendant was under the influence of liquor; however, the defendant was in no way prejudiced thereby. A court should scrupulously avoid instructing as to a state of facts concerning which there is no evidence.

9. Counsel for defendant complains of the fact that upon the trial the state called only two witnesses to testify as to the facts of the case, whereas the names of several other persons who were present at the time of the killing were indorsed upon the information. We held in State v. Milosovich, 42 Nev. 263,175 P. 139, that such practice did not constitute reversible error.

While other errors are suggested by counsel for defendant, they are not seriously insisted upon, and we do not find that they are of any merit.

The judgment and order appealed from are affirmed.

ON PETITION FOR REHEARING May 24, 1933.