Citation Numbers: 301 A.2d 727, 62 N.J. 348, 1973 N.J. LEXIS 251
Judges: Jacobs, Sullivan
Filed Date: 3/19/1973
Status: Precedential
Modified Date: 11/11/2024
The opinion of the Court was delivered by
In Monks v. New Jersey State Parole Board, 58 N. J. 238 (1971), this Court directed that the Board replace its prior rule by one “designed generally towards affording statements of reasons on parole denials.” 58 N. J. at 249. Thereafter the Board gave terse statements of reasons which the inmates quickly challenged before the Appellate Division, largely on grounds of their patent insufficiency. In the Appellate Division most of the inmates were represented by the Office of the Public Defender and some by the Office of the Camden Regional Legal Services and their appeals were consolidated for argument. On March 1, 1972 the Appellate Division, pursuant to an application by the inmate appellants, directed that each appellant’s pre-parole record be furnished to his counsel; this was done and on April 3, 1972 briefs on behalf of the appellants were duly filed.
Thereafter, on April 28, 1972, the Board moved that the appeals be remanded to it for its reconsideration. A new fulltime chairman of the Board had taken office, an in-depth study of the parole procedures had been undertaken and the Board was prepared to alter previous practices and to ex
Beekworth was born in 1926, was married and divorced by 1950, was ceremoniously married in 1951 and again in 1954, each of these marriages being annulled, and thereafter lived with a common law wife. In 1964 he separated from this wife and moved into the home of a friend. He had an affair with his friend’s wife and after an argument he strangled her and slashed her throat. He was indicted for murder and pleaded non vult. His presentence probation report referred to several arrests, including arrests for drunkenness and driving while drunk, which did not result in convictions and to an arrest for attempted suicide which was followed by a conviction and sixty-day jail sentence for disorderly conduct. On the murder charge the court sentenced him to a State Prison term of 15 to 20 years. He was received at the Prison
In 1970 Beekworth again appeared before the Parole Board. This time the Board had recent reports from a consulting psychologist who noted that Beekworth had “a low tolerance for stresses arising from relationships with women” and from an institutional clinical psychiatrist who expressed the view that becaue of Beckworth’s “hostility towards females” there was “still the danger of threat to society.” On May 5, 1970 the Board denied parole and directed that the matter be reheard in May 1972. On May 21, 1970 Beekworth escaped from Leesburg and was not apprehended for 184 days; for this escape he was sentenced to serve one year and one month consecutive to his sentence on the murder charge. In July 1971 the Board directed that Beekworth be reheard in September 1971 on both his murder and escape sentences; he was so heard and at that time the Board had a further report from a consulting psychologist who noted that Beck-worth demonstrated “very poor judgment,” did not recognize “his own part in the circumstances which brought him to prison” and will have “great difficulty adjusting to community living.” He viewed Beekworth as “a poor risk for parole” and on September 21, 1971 the Board denied parole, setting forth as the reason for denial, the “seriousness of criminal ofEenses and escape.” His next hearing was scheduled for September 1973, but after Beekworth had taken his appeal and the matter had been remanded on the Board’s application, he was actually heard on June 7, 1972. At this
Parole has been denied regardless of the availability of a suitable parole plan. Your case has been scheduled for rehearing in May 1973.
After consideration of the circumstances of your present offense, and in the absence of any statement by the sentencing court tending to indicate the contrary, the Board has concluded that there are certain punitive and deterrent aspects to your sentence. In the absence of any special or equitable circumstances or any affirmative evidence that you can avoid criminal behavior, and since your minimum sentence has not yet expired, the Board feels that the punitive and deterrent aspects of your sentence have not been fulfilled and that, therefore, your release would not be compatible with the community welfare.
After consideration of all records relevant to your confinement, treatment and efforts towards self-improvement while in the N. J. State Prison System, the Board is unable to conclude that there is reasonable probability that you will return to society without violation of law.
The Board feels that you have had an excellent institutional adjustment with the exception of your escape from Leesburg in May of 1970. Your receipt of a GED certificate is also noted, as is the fact that you have served almost 8 years in prison.
The Board would note certain elements which might be construed as “situational” in your murder of a friend’s wife with whom you were emotionally involved. However the Board finds strong indications of a longstanding hostility to females in your history and a potential for violent or aggressive reaction. These indications include your attempted suicide in 1950, your unstable marriages to three different women, your continuing projections of blame on them for marriage failures, and the various reports of professional treatment staff.
Moreover your escape from prison, your prior attempt at self-destruction, your reported excessive use of alcohol and the circumstnaees of the present murder, cause the Board concern that you still have the potential to react to not unusual situations where your concepts of masculinity are threatened with impulsive behavior.
There is nothing which affirmatively indicates that you can refrain from serious aggression and parole is therefore denied.
The foregoing clearly satisfied the immediate goals of Monies (58 N. J. 238). Beckworth was told why he was turned down for parole and if he was earlier in the dark he no longer is. He has filed an affidavit in which he start
Monies was not intended to and did not restrict the breadth of the Board’s discretion in granting or denying parole. 58 N. J. at 249. It was an exercise of this Court’s constitutional prerogative writ jurisdiction to insure that the official action below was neither arbitrary nor unlawful. It directed that, as a matter of fairness, the inmate be given the reasons for denial of his parole and, as we have already indicated, Beckworth received them, in adequate measure. Monies pointed out that the requirement that reasons be properly stated “would also serve as a suitable and significant discipline on the Board’s exercise of its wide powers” (58 N. J. at 249) and the very history of this litigation may be cited as evidential confirmation. The Beclcworth format, which we view as sufficient, was apparently followed in the other pending appeals and the Board has represented that
The Board has recently engaged several parole counsellors, an executive director, a community placement specialist and additional secretarial personnel. It has not as yet promulgated pertinent regulations but it apparently plans formally to adopt procedures along the following lines: in due course before an inmate’s eligibility date arrives, his name will be transmitted to a parole counsellor who will assume ultimate responsibility for the proper preparation of institutional reports and the compilation of classification materials. These will be transmitted to the executive director who will review each inmate’s case with a Board member. This preliminary review will identify probable areas of concern and will also identify possible resources and treatments available in the community. If the preliminary review indicates that special community placement is in order, or that the inmate could be released to the community on special condition — e. g., that he attend A.A., receive psychiatric help, enroll in vocational school, etc. — then the community placement specialist will cooperate with the Board in exploring the feasibilities of such arrangements.
The brief submitted on the Board’s behalf sets forth that: “After the preliminary review, a notice will be sent to the inmate- and to his Parole Counsellor advising of the Board’s areas of concern. The counsellor will then meet with the inmate to discuss the Board’s expressed areas of difficulty and to show the objective reports and records in the inmate’s file to him. The Parole Counsellor will counsel the inmate as to how to best reply to the Board’s expressed areas of concern at the parole interview, and will also generally apprise the inmate of the nature and purpose of the parole interview. Nothing in this procedure will preclude an inmate from contacting an attorney or other person in preparing for a parole interview, although such attorney or other person may not attend the interview itself.” N. J.
On July 17, 1972 Senate Bill Uo. 1122 was introduced in the Dew Jersey Senate and is still pending. The Board’s inter-office memorandum points out that if this bill becomes law it “will make an estimated 2800 inmates immediately eligible for parole Rehearing by eliminating eligibility based on offender status and by changing the statutory criteria for parole.” The pendency of this bill along with budgetary problems may delay full implementation of the Board’s procedural plans but its memorandum assures that “establishment of the revised procedures remains a primary objective of the Board.” We of course express no opinion with respect to the pending bill nor do we make any dispositive determinations with respect to the Board’s most recently revised procedures. We refer to them to indicate the steps which have already been taken and the trend of the current movements and will consider them only to the extent that they bear fairly and properly on the common legal issues which have been raised before us by the parties. We shall now deal with those issues largely in the order in which they have been presented.
The appellants contend that the parole provisions in Title 30 (N. J. S. A. 30 :4U106 et seq.)} along with the provisions of the Administrative Procedure Act (N. J. S. A. 52:14B-1
Title 30 contains no direction for findings of fact in connection with a parole denial nor does the Administrative Procedure Act contain such direction. When that Act was originally passed by the Legislature and submitted to the Governor it contained very clear and comprehensive language exempting boards concerned with “the management, confinement, discipline or release of inmates” of penal or correctional institutions. The Governor conditionally vetoed the bill in a message which noted that the exemption evidenced the Legislature’s awareness that, while requirements for publication of rules and for notice and hearing were appropriate in matters affecting the 'general public, they were neither necessary nor proper to the internal operations of institutions.
Pursuant to the Governor’s recommedation the Act was amended and enacted in its present form to exempt all State agencies whose primary responsibility is the management or operation of an “educational, medical, mental, rehabilitative, custodial, penal or correctional institution or program, insofar as the acts of such agency relate to the internal affairs of such institution or program.” N. J. 8. A. 52:14B-2(a). Notwithstanding this alteration in the language, we believe that it is fairly to be inferred from the enlightening history that the Administrative Procedure Act was never intended to apply to parole release proceedings conducted in accordance with Title 30. Furthermore we believe that the interview called for by N. J. 8. A. 30:4^123.19 is not a proceeding of such “adversary” nature (Menechino v. Oswald, supra, 430 F. 2d at 407) as to constitute a “contested case” within the statutory requirements or the contemplation of N. J. S. A. 52:14B-2(b). Cf. Hyser v. Reid, 115 U. S. App. D. C. 254, 318 F. 2d 225, 236-237 (D. C. Cir.), cert. denied sub nom. Thompson v. United States Parole Board, 375 U. S. 957, 84 S. Ct. 446, 11 L. Ed. 2d 315 (1963); Hiatt v. Compagna, 178 F. 2d 42, 44-45 (5 Cir. 1949), aff’d by equally divided Court, 340 U. S. 880, 71 S. Ct. 192, 95 L. Ed. 639 (1950); Note, “The Supreme Court, 1971 Term,” 86 Harv. 1. Rev. 1, 100-01 n. 29.
The appellants point out that in Monks (58 N. J. 238), we cited cases such as Abbotts Dairies, Inc. v. Armstrong, 14 N. J. 319 (1954), where the legislative provision that the milk Director make “findings of fact” was described as being “of the utmost importance not only in insuring a responsible and just determination by the Director, but also in affording a proper basis for effective judicial review.” 14 N. J. at 332-333. In Monks we were of course aware that there was no comparable legislative provision applicable to the Parole Board and that, unlike the determinations of the
The appellants attack the nature of the reasons submitted by the Parole Board for the Beckworth denial along with the other denials; in the process they display an approach to parole which appears to us to be wholly incompatible with the legislative designs and the criteria set forth in N. J. 8. A. 30:4-123.14. Thus they consider the reasons given to Beckworth as insufficient because they did not provide much in the way of “guidelines” to him for his future behavior and because they were based in part on “immutable” circumstances, namlely, those which “existed at the time of sentencing and will continue to exist.” Beckworth was told that his “projections of blame” on his former wives was one of the indications of his continuing hostility and was in effect told of the adverse psychiatrical and psychological reports; all these may be viewed as guidelines and if Beck-worth’s underlying attitudes and understandings are appropriately altered they undoubtedly will have material bearing on later application for parole. He was also notified that his total history including the murder of his friend’s wife evidenced the continuing potential for violent reaction. Of course the striking facts surrounding the murder are immutable in the sense advanced by counsel but the Board clearly had the right to consider them and indeed would be derelict in its duty if it failed to do so. Cf. Dawson, “The Decision to Grant or Deny Parole: A Study of Parole Cri
The statutory criteria in N. J. 8. A. 30 :4r-123.14 contemplate parole release only where the Board is of the opinion both (1) that there is reasonable probability that the inmate will be law-abiding and (2) that the release is compatible with society’s welfare. Common sense dictates that its prediction as to future conduct and its opinion as to compatibility with the public welfare be grounded on due consideration of the aggregate of all of the factors which may have any pertinence. Dawson, supra, 1966 Wash. XJ. L. Q. 243, has identified and illustrated pertinent factors which have actually been considered by parole boards elsewhere; they include, inter alia, matters which have been tersely summarized as follows: “(1) psychological change, (2) participation in institutional programs, (3) institutional adjustment, (4) criminal record, (5) prior experience under community supervision, (6) parole plan, (7) circumstances of the offense, (8) seriousness of the anticipated violation, (9) nearness of the mandatory release date, (10) length of time served, (11) parole to a detainer, (12) reward for informant services, (13) brutality of the offense, (14) supporting institutional discipline, (15) minimum amount of time, (16) potential benefit to the inmate, and (17) avoidance of criticism of the parole system.” 6 J. Law Reform, supra at 146 n. 46. See Model Penal Code § 305.13 et seq. (Reprint-Tent. Draft No. 5, 1956), § 305.9 et seq. (Reprint-Proposed Official Draft 1962); Comment, “The Parole System,” 120 U. Pa. L. Rev. 282, 30L-05 (1971).
The Parole Board is vitally concerned with recidivism and is expressly charged by the Legislature to withhold release when it does not have the opinion that there is reasonable probability that the inmate will be law-abiding; it does not have that opinion in Beckworth’s case and, as we have already indicated, we consider that its supportive reasons for the ensuing denial are sufficiently grounded. That Beckworth
The Model Penal Code provides that the institutional parole staff shall render reasonable aid to the prisoner in the preparation of his parole plan and in securing information for submission to the Parole Board; it further provides that in preparing for the Parole Board hearing the inmate shall be permitted to consult with any person whose assistance he reasonably desires, including his own counsel, but it does not provide for counsel at the hearing. Model Penal Gode, supra, § 305.7 (Proposed Official Draft 1962). Similarly the proposed New Jersey Penal Code contains no provision for counsel at the statutory hearing or interview (N. J. 8. A. 30:4-123.19), although it does embody the Monies requirement for a statement of reasons on denial. New Jersey Penal Gode, supra, Yol. 1, p. 168; Yol. II, pp.
However, the appellants have urged that there were procedural infirmities which rendered the parole release hearings or interviews “so unfair” as to deprive them of due process under the Fourteenth Amendment. We find no merit in their contention. Their suggestion that an inmate has a constitutional right to prior notification of pertinent materials in the Board’s possession has been repeatedly rejected in the courts. See Menechino v. Oswald, supra, 430 P. 2d 403; Walker v. Oswald, 449 F. 2d 481 (2 Cir. 1971); cf. Puchalski v. N. J. State Parole Board, supra, 104 N. J. Super, at 299-300; Briguglio v. New York State Board of Parole, 24 N. Y. 2d 21, 298 N. Y. S. 2d 704, 709-711, 246 N. E. 2d 512, 516-517 (1969). We need not pursue the issue here for in the matter at hand their counsel were furnished with the pre-parole records prior to the rehearings resulting in the denials and their accompanying statements of reasons which appear to us, in general, to have been conscientiously prepared and to have been sufficiently informative. Furthermore, the Board’s newly announced policies provide broadly for disclosure of the objective data in the inmate’s file, notice of the factors which the Board may consider crucial or material, and pre-parole counselling; these policies, faithfully implemented and pursued, should go a long way towards satisfying the pertinent considerations of fairness and towards removing the very grounds for objections of the type advanced before us. See Model Penal Code, supra, §
The appellants assert that the nature of the Board’s parole release interview and the “informality surrounding it preclude a hearing conducted with fundamental fairness.” In support they point particularly to the absence of any opportunity to examine and cross examine witnesses and the absence of any formal record of the proceeding. In Nolan v. Scafati, 306 F. Supp. 1 (D. Mass. 1969), vacated, 430 F. 2d 548 (1 Cir. 1970), Judge W'yzanski was faced with the contention that when a prisoner appears before an internal disciplinary committee he has the right to cross examine the prison officials and to call witnesses of his own, including fellow prisoners. He summarily rejected the contention, pointing out that if the prisoner had such right, prison discipline would be greatly impaired. 306 F. Supp. at 4; see Tarlton v. Clark, 441 F. 2d 384, 386 (5 Cir.), cert. denied, 403 U. S. 934, 91 S. Ct. 2263, 29 L. Ed. 2d 713 (1971). A similar thought may be expressed with respect to the suggestion that witnesses be available for examination and cross examination at parole release hearings; furthermore the resulting toll on the whole parole release process may be much too high. In any event, the courts have thus far consistently held that fundamental fairness does not call for the opportunity to examine and cross examine witnesses at parole release hearings. See Menechino v. Oswald, supra, 430 F. 2d 403; Walker v. Oswald, supra, 449 F. 2d 481; cf. Puchalski v. N. J. State Parole Board, supra, 104 N. J. Super. at 300; Briguglio v. New York State Board of Parole, supra, 298 N. Y. S. 2d at 709-711, 246 N. E. 2d at 516-517.
The appellants place reliance on the recent Supreme Court decision in Morrissey v. Brewer, 408 U. S. 471, 92 S. Ct. 2593, 33 L. Ed. 2d 484 (1972), but that case involved parole revocation rather than parole release. Two prisoners were released on parole and while out of prison allegedly violated conditions of parole. Their paroles were revoked
In Morrissey the Court, in distinguishing parole release from parole revocation, quoted approvingly from Bey v. Connecticut Bd. of Parole, 443 F. 2d 1079 (2 Cir.), vacated with directions to dismiss as moot, 404 U. S. 879, 92 S. Ct. 196, 30 L. Ed. 2d 159 (1971), where Judge Kaufman voiced the thought that “it is not sophistic to attach greater importance to a person’s justifiable reliance in maintaining his conditional freedom so long as he abides by the conditions of his release, than to his mere anticipation or hope of freedom.” 443 F. 2d at 1086. In Bey the second circuit held that a parolee is entitled to counsel at a parole revocation hearing, though the same circuit had less than a year earlier held in Menechino, supra, 430 F. 2d 403, that there was no constitutional right to counsel at a parole release hearing. Recognition of the right to counsel at a revocation hearing will not impair prison discipline or burden the parole release process and consequently there is nothing inconsistent in requiring counsel in parole revocation proceedings, while at the same time permitting parole release proceedings to remain largely unfettered. See Puchalski v.
Although in Monks the appellant had not asserted any right to counsel at the parole release interview or hearing we specifically pointed out that the courts had thus far not recognized any such right. 58 N. J. at 244; see Puchalski v. N. J. State Parole Board, supra, 104 N. J. Super. 294, 55 N. J. 113; Menechino v. Oswald, supra, 430 F. 2d 403; Buchanan v. Clark, 446 F. 2d 1379 (5 Cir.), cert. denied, 404 U. S. 979, 92 S. Ct. 347, 30 L. Ed. 2d 294 (1971); Lewis v. Rockefeller, 431 F. 2d 368 (2 Cir. 1970); Ott v. Ciccone, 326 F. Supp. 609 (D. Mo. 1970); Schawartzberg v. United States Board of Parole, 399 F. 2d 2297 (10 Cir. 1968); Sorensen v. Young, 282 F. Supp. 1009 (D. Minn. 1968); Briguglio v. New York State Board of Parole, supra, 24 N. Y. 2d 21, 298 N. Y. S. 2d 704, 246 N. E. 2d 512; In re Schoengarth, 66 Gal. 2d 295, 57 Cal. Rptr. 600, 425 P. 2d 200 (1967); Comment, “The Parole System,” supra, 120 U. Pa. L. Rev. at 359-60; Note, 1971 U. Toledo L. Rev. 585, 587 (1971). Subsequent to Monks we held in Rodriguez v. Rosenblatt, et al., 58 N. J. 281 (1971), that, as a matter of simple justice, a defendant in a municipal court proceeding is entitled to be represented by counsel prior to any conviction entailing imprisonment in fact or other consequence of magnitude. See Argersinger v. Hamlin, 407 U. S. 25, 92 S. Ct. 2006, 32 L. Ed. 2d 530 (1972). The appellants urge that the considerations which underlay Rodriguez should lead now towards recognition of
The appellants place reliance on discussions such as the one by Messrs. Jacob and Sharma in 18 Kan L. Rev. 493, supra, where the authors set forth considerations which have been advanced in the academic world in favor of counsel at parole release hearings; but they follow up their discussion with a paragraph of particular pertinence here:
These considerations do not necessarily indicate that providing counsel to prisoners in all parole release proceedings would be desirable at the present time. Certainly, any long-range plans for the improvement of the criminal justice system should include such a goal; for the present, however, to require counsel in all release hearings would probably do more harm than good. Because of the enormous volume of release proceedings which take place each year, the immediate effect of a counsel requirement would probably be to slow down the • processing of cases, add to the workload of parole boards, and thereby reduce the numbers of prisoners placed on parole each year. Such a result, in the view of the writers, would be less desirable than the present practice of failing to provide counsel in release hearings. This view may be based upon a false assumption: experimentation and empirical evidence might show that the presence of counsel does not appreciably slow down the paroling process. However, if the assumption is correct, it would be important to increase the size of parole boards and their staffs and improve their administrative efficiency before requiring that counsel be provided in all release hearings. Short of providing counsel in every release hearing, it might be possible to improve present practices to some extent by allowing inmates to be represented by law students, prison social workers or caseworkers, or other nonprofessionals. 18 Kan. L. Rev., supra at 556-57.
See Dorado v. Kerr, 454 F. 2d 892, 898 (9 Cir. 1972); bul cf. Parsons-Lewis, “Due Process in Parole-Release Decisions,” 60 Oalif. L. Rev. 1518, 1551-1553 (1972).
Our review of the statements of reasons and our examination of the inmates’ files leave us with the belief that, in general, the Board has conscientiously fulfilled the mandate of Monies (58 N. J. 238) and has acted within its delegated discretionary authority and without arbitrariness. But since we have not dealt with the appeals individually we shall not at this juncture attempt to dispose of them with finality but shall instead remand them to the Appellate Division
Remanded.