DocketNumber: A-51 September Term 2017; 080100
Citation Numbers: 196 A.3d 563, 235 N.J. 420
Judges: Albin
Filed Date: 11/5/2018
Status: Precedential
Modified Date: 10/19/2024
**424*566We must decide whether a court, in sentencing a defendant within the range authorized by a jury's verdict, may impose a mandatory-minimum period of parole ineligibility under N.J.S.A. 2C:43-6(b), without offending the United States Constitution.
In a series of cases beginning with Apprendi v. New Jersey,
In Alleyne v. United States,
A jury convicted defendant Nicholas Kiriakakis of two offenses, only one of which is relevant to this appeal -- second-degree conspiracy to distribute cocaine, N.J.S.A. 2C:35-5(a)(1) and N.J.S.A. 2C:5-2. Based on that jury verdict, the court sentenced defendant to an eight-year prison term with a four-year period of parole ineligibility. For a second-degree crime, the court may impose a prison term within a range of five to ten years, N.J.S.A. 2C:43-6(a)(2), and a minimum period of parole ineligibility not to exceed one-half of the term set, provided "the court is clearly **425convinced that the aggravating factors substantially outweigh the mitigating factors," N.J.S.A. 2C:43-6(b).
In exercising its discretion to impose a four-year period of parole ineligibility under N.J.S.A. 2C:43-6(b), the sentencing court found that the three applicable aggravating factors substantially outweighed the two mitigating factors. The court rejected defendant's argument that imposing a discretionary mandatory-minimum sentence violated the dictates of Alleyne. The Appellate Division agreed.
We now hold that the four-year period of parole ineligibility imposed by the court in exercising its sentencing discretion pursuant to N.J.S.A. 2C:43-6(b) fell within the range authorized by the jury's verdict and therefore did not violate Alleyne or the Sixth Amendment. In issuing a mandatory-minimum term, the court merely identified and weighed traditional sentencing factors to set an appropriate sentence within the statutory range set by the Legislature. Alleyne permits judges, in the exercise of their discretion, to take into consideration various factors relating both to the offense and offender "in imposing a judgment within the range prescribed by statute."
We therefore reject defendant's constitutional challenge to N.J.S.A. 2C:43-6(b) and affirm his sentence.
*567I.
A.
A jury found Nicholas Kiriakakis guilty of second-degree conspiracy to distribute cocaine, N.J.S.A. 2C:35-5(a)(1) and **426N.J.S.A. 2C:5-2, and third-degree hindering his own apprehension by giving false statements to the police, N.J.S.A. 2C:29-3(b)(4). The jury acquitted defendant of two counts of murder and two weapons possession offenses. We recount the facts relevant to this appeal.
On the morning of February 18, 2010, a passerby on a street in Teaneck observed the bodies of Michael Mirasola and Jonathan Beneduce in a parked Ford Explorer. Both had been shot dead. The State's theory at trial was that defendant, along with Mirasola and Beneduce, engaged in a scheme to purchase counterfeit money and then use that money to buy three kilos of cocaine. The State presented evidence that defendant was the "lead organizer of this illicit scheme." The State posited that, on the evening of the planned drug deal, defendant was criminally responsible for the murders of Mirasola and Beneduce. The State also presented evidence that defendant had a financial motive to kill his business associates. The defense conceded at trial that defendant, Mirasola, and Beneduce were engaged in an "illegal business" but denied that defendant was involved in their deaths. As earlier noted, the jury only convicted defendant of the conspiracy-to-distribute cocaine and hindering apprehension charges.
The judge who presided at defendant's jury trial sentenced defendant to an eight-year prison term with a four-year period of parole ineligibility on the conspiracy charge and to a consecutive five-year term with a two-and-a-half-year period of parole ineligibility on the hindering charge. The judge imposed a fine of $150,000 and other requisite financial penalties and assessments. In setting that sentence, the judge found four aggravating factors: the nature and circumstances of the offense, N.J.S.A. 2C:44-1(a)(1) ; the risk that defendant will commit another offense, N.J.S.A. 2C:44-1(a)(3) ; the substantial likelihood that defendant was involved in organized criminal activity, N.J.S.A. 2C:44-1(a)(5) ;
**427and the need for deterrence, N.J.S.A. 2C:44-1(a)(9). The judge also found one mitigating factor, defendant's lack of a prior history of delinquency or criminal activity, N.J.S.A. 2C:44-1(b)(7).
An Appellate Division panel rejected defendant's claimed trial errors, upheld his convictions, and dismissed as meritless his challenge to the consecutive sentences. The panel, however, vacated defendant's sentence. The panel determined that "[e]ven accepting the [trial judge]'s characterization of defendant as the leader of the conspiracy," the record did not support the finding of aggravating factor one -- that defendant committed the drug conspiracy and hindering offenses "in an especially heinous, cruel, or depraved manner," quoting N.J.S.A. 2C:44-1(a)(1) (alteration omitted). The panel noted that "[t]he jury rejected the State's contention that defendant lured his coconspirators with the promise of wealth, then murdered them to steal their money." The panel also observed that "the victims were willing and active participants in this illicit [drug] scheme." The panel therefore remanded for a new sentencing hearing without consideration of aggravating factor one.
Judge Susan Steele presided at defendant's resentencing. Judge Steele reaffirmed *568the remaining aggravating factors found by the initial sentencing judge. Judge Steele found aggravating factor three -- the risk that defendant would reoffend -- because defendant failed to take full responsibility for his conduct; aggravating factor five -- the substantial likelihood defendant was involved in organized criminal activity -- because the evidence demonstrated his "oversight of the elaborate scheme of the criminal conspiracy"; and aggravating factor nine -- the need for deterrence -- because he "conspired to carry out a sophisticated drug deal involving a large quantity of cocaine" that put the public at potential risk. Judge Steele also found mitigating factor seven, defendant's lack of a prior juvenile or criminal record, N.J.S.A. 2C:44-1(b)(7), and mitigating factor eight, "[t]he defendant's conduct was the result of circumstances unlikely to recur," N.J.S.A. 2C:44-1(b)(8), to which she assigned "minimal weight." Judge Steele concluded that **428based on a weighing and balancing of those factors, the "aggravating factors substantially preponderate over the mitigating factors."
Judge Steele sentenced defendant to an eight-year prison term with a four-year parole disqualifier on the drug conspiracy charge and a consecutive flat four-year term on the hindering charge. The fines, assessments, and penalties set at the earlier sentencing hearing were imposed again.
Judge Steele also addressed defendant's constitutional argument that Alleyne,
The Appellate Division affirmed defendant's sentence. The panel rejected defendant's constitutional challenge to N.J.S.A. 2C:43-6(b) based on Alleyne. The panel determined that Alleyne did not bar the use of traditional aggravating and mitigating factors to impose a discretionary period of parole ineligibility under N.J.S.A. 2C:43-6(b). As support for that position, the panel cited to State v. Abdullah,
We granted defendant's petition for certification "limited to the issue of the sentencing court's imposition of a mandatory minimum term."
II.
A.
Defendant asks this Court to declare that a period of parole disqualification imposed pursuant to N.J.S.A. 2C:43-6(b), based solely on judicial factfinding, contravenes the Sixth Amendment's right to trial by jury as construed by Alleyne and Blakely v. Washington,
Amici ACLU and ACDL advance many of the same arguments made by defendant. More specifically, the ACLU posits that, based on the jury verdict alone, the maximum sentence that a court could have imposed for a second-degree conspiracy conviction was ten years -- with no period of parole ineligibility. The judicial finding of a single aggravating factor, the ACLU contends, authorizing a mandatory-minimum sentence under N.J.S.A. 2C:43-6(b) violates Alleyne and the Sixth Amendment. The ACLU submits that the discretionary imposition of a parole disqualifier in this case is indistinguishable from the automatically imposed parole disqualifier based on judicial factfinding that we found **430unconstitutional in Grate,
B.
The State counters that N.J.S.A. 2C:43-6(b) sets the parole-disqualifier range authorized by a jury's verdict and therefore empowers a court to fix a sentence within that range using traditional sentencing factors without offending the Sixth Amendment. For a second-degree conviction, the State submits, the statutory range is five to ten years with a parole disqualifier up to one-half of the sentence imposed -- a potential range of zero to five years. The State contends that the statutory aggravating factors enumerated in the sentencing provisions of New Jersey's Code of Criminal Justice are not elements of a crime for Sixth Amendment purposes. The State maintains that the power of judges to exercise their discretion in imposing a period of parole ineligibility within the range prescribed by N.J.S.A. 2C:43-6(b) passes constitutional muster under Alleyne because the finding of an aggravating factor -- or factors -- does not mandate a minimum sentence. The State reasons that the statute at issue in Grate required the imposition of a mandatory-minimum sentence based on a judicial finding of fact, thus violating Alleyne, whereas here the judicial finding of aggravating factors did not mandate a period of parole ineligibility.
The Attorney General, as amicus curiae, echoes and expands on the arguments advanced by the State. The Attorney General also expresses the view that the Alleyne Court merely held that the judicial finding of a "specific fact" that requires the imposition of a mandatory-minimum term is the equivalent of an element of a crime and must be submitted to a jury. According to the Attorney General, Alleyne made clear that the Sixth Amendment does not bar a judge from exercising "broad sentencing discretion, informed **431by judicial factfinding" within the range prescribed by a jury's verdict, quoting Alleyne,
III.
A.
In this appeal, we address a recurring issue -- what factfindings fall within the *570exclusive province of the jury and what judicial factfindings are permissible during sentencing. In resolving that issue, we must determine whether certain facts in this case constitute either elements of an offense or information traditionally relied on by judges when sentencing. The issue comes into sharper focus given the State's and defendant's dueling views on whether the sentencing judge's imposition of a four-year parole disqualifier is within the permissible range authorized by the jury's verdict. We begin our analysis with some fundamental principles concerning the respective roles of the jury and the judge in our system of criminal justice.
The United States Constitution guarantees the accused the right to trial by jury and places the burden on the State to prove every element of the offense beyond a reasonable doubt. United States v. Booker,
It is the jury's verdict that limits the range of the sentence that may be imposed by a judge.
**432Blakely,
In Apprendi and cases that followed, the United States Supreme Court made clear that judicial factfindings that infringe on the jury's exclusive role in determining guilt and the range of punishment flowing from a guilty verdict violate the Sixth Amendment. See Apprendi,
State and federal sentencing schemes contravening those basic principles have not survived constitutional scrutiny. In Apprendi, the United States Supreme Court invalidated New Jersey's statutory scheme for punishing hate crimes.
*571
Applying the Apprendi rationale, the Supreme Court struck down Arizona's capital sentencing scheme that allowed a defendant convicted by a jury of murder to be sentenced to death based solely on a judge's finding of certain enumerated aggravating factors, which were "the functional equivalent of an element of a greater offense." Ring v. Arizona,
In Blakely v. Washington, the Supreme Court declared that Washington State's sentencing scheme, which permitted judges to impose "exceptional" sentences, was contrary to Apprendi and thus unconstitutional. Blakely,
**434The inherent logic of the Apprendi line of cases led the United States Supreme Court to strike down the Federal Sentencing Guidelines (Guidelines), because the Guidelines empowered judges, based on their own factfindings, to impose sentences exceeding the range authorized by the jury's verdict or the defendant's admissions at his plea hearing. Booker,
In Booker, a jury convicted the defendant of possession with intent to distribute at least fifty grams of cocaine base, a crime punishable by a sentence of ten years to life imprisonment under
The Court declared the Guidelines, as written, and Booker's sentence unconstitutional because "the judge, not the jury, ... determined the upper limits of sentencing, and the facts determined were not required to be raised before trial or proved by more than a preponderance" of the evidence.
Importantly, in Apprendi, Blakely, and Booker, the Supreme Court emphatically noted that judges retained their authority to rely on traditional sentencing factors concerning the offense and the offender in exercising their discretion in imposing a sentence within the prescribed sentencing range. Booker,
Apprendi, Blakely, and Booker compelled this Court to invalidate presumptive sentencing under the New Jersey Code of Criminal Justice. Natale,
With the removal of presumptive-term sentencing, we made clear in Natale that "[j]udges will continue to determine whether credible evidence supports the finding of aggravating and mitigating factors and whether the aggravating or mitigating factors preponderate."
We reject any suggestion that the judicial finding of aggravating factors within the prescribed sentencing range authorized by a jury's verdict or a defendant's admission at his plea hearing violates the Sixth Amendment when the judge imposes a discretionary sentence. To be sure, a sentencing court must quantitatively and qualitatively compare the applicable aggravating and mitigating **437factors, and then weigh and balance those factors to reach a fair sentence. State v. Fuentes,
In Natale, we recognized that "[t]he Code provides for 'a strong judicial role in sentencing,' "
We now turn to our constitutional jurisprudence that provides the interpretive template for reviewing N.J.S.A. 2C:43-6(b), which gives the sentencing court discretionary authority to impose a period of parole disqualification based on a weighing and balancing of aggravating and mitigating factors.
In Alleyne, the United States Supreme Court applied the dictates of Apprendi to mandatory-minimum sentences.
In Alleyne, a jury convicted the defendant of using or carrying a firearm in the commission of a violent crime, which mandated a "term of imprisonment of not less than 5 years" under
**439The Alleyne Court determined that Harris could not be reconciled with Apprendi and overruled Harris. Id. at 116,
The Supreme Court emphasized the limits of its holding: "Our ruling today does not mean that any fact that influences judicial discretion must be found by a jury. We have long recognized that broad sentencing discretion, informed by judicial factfinding, does not violate the Sixth Amendment."
*575may lead judges to select sentences that are more severe than the ones they would have selected without those facts, the Sixth Amendment does not govern that element of sentencing."
In State v. Grate, we applied Alleyne to strike down a statute that authorized the automatic imposition of a mandatory-minimum **440sentence based solely on a judicial finding of a fact. 220 N.J. at 323-24,
We declared that N.J.S.A. 2C:39-5(i) was unconstitutional in light of Alleyne because the statute "unambiguously require[d] the imposition of a mandatory minimum sentence based on a judicial finding of fact."
IV.
A.
In light of Alleyne, we now consider the constitutionality of N.J.S.A. 2C:43-6(b) and the continuing vitality of State v. Abdullah,
**441where the court is clearly convinced that the aggravating factors substantially outweigh the mitigating factors ..., or the court finds that the [fifth5 ] aggravating factor ... applies, the court may fix a minimum term not to exceed one-half of the term set pursuant to subsection a., ... during which the defendant shall not be eligible for parole.
[ (emphasis added).]
In Abdullah, we upheld the constitutionality of a discretionary period of parole ineligibility imposed pursuant to N.J.S.A. 2C:43-6(b). 184 N.J. at 512,
In affirming the constitutionality of N.J.S.A 2C:43-6(b), however, Abdullah relied on two cases that are no longer good law -- Harris, which has been explicitly overruled by Alleyne, and State v. Stanton,
As we will discuss, N.J.S.A. 2C:43-6(b) passes constitutional muster in the wake of both Alleyne and Grate.
B.
A defendant convicted of second-degree conspiracy to distribute cocaine, N.J.S.A. 2C:35-5(a)(1) and N.J.S.A. 2C:5-2, is subject to an ordinary-range sentence of five to ten years' imprisonment, N.J.S.A. 2C:43-6(a)(2), and a parole ineligibility range of zero to five years, N.J.S.A. 2C:43-6(b). In setting the appropriate sentence in either range, the sentencing court must engage in several steps of discretionary decisionmaking. First, the court must determine whether any of the aggravating factors or mitigating factors enumerated in N.J.S.A. 2C:44-1(a) and (b) are supported by credible evidence in the record. See Natale,
**443Natale,
*577The point of this discussion is to underscore the highly discretionary nature of the sentencing process and to distinguish the mandatory-minimum sentence imposed in this case from the mandatory minimums imposed in both Alleyne and Grate. Here, the jury's verdict authorized a sentence within the ordinary-term and mandatory-minimum term ranges with the ultimate sentence depending on the court's exercise of discretion in finding, weighing, and balancing the aggravating and mitigating factors enumerated in N.J.S.A. 2C:44-1(a) and (b). As the Court explained in Blakely, in a statutory scheme that allows a judge to punish a burglar within a range of ten to forty years, the Constitution places no bar on the imposition of a sentence at the top of that range based on judicial factfindings.
In Alleyne, the judicial finding of a fact at sentencing -- brandishing a firearm -- automatically triggered a seven-year mandatory-minimum term beyond the five-year mandatory-minimum sentence authorized by the jury's verdict. Alleyne,
In contrast, here, no fact found by the sentencing court required the imposition of a mandatory-minimum sentence. Judge Steele found three aggravating factors -- the risk that defendant will reoffend, the substantial likelihood defendant was involved in organized criminal activity, and the need for deterrence; and two mitigating factors -- defendant's lack of a prior juvenile or criminal record and his conduct was the result of circumstances unlikely to recur. Judge Steele did not just quantify those factors but assigned each weight, and qualitatively evaluated and balanced *578them. Only after taking those steps did Judge Steele exercise her discretion and find clearly and convincingly that the aggravating factors substantially outweighed the mitigating factors in imposing a mandatory-minimum sentence within the statutory range. The aggravating factors were not elements of a crime but were traditional sentencing factors.
This is the precise type of permissible, discretionary sentencing envisioned by Blakely and Booker that does not run afoul of the **445Sixth Amendment. Defendant -- like every citizen who is presumed to know the law -- knew that conspiring to distribute a large quantity of cocaine exposed him to a potential sentence of ten years with a five-year parole disqualifier. See Blakely,
Admittedly, without the finding of an aggravating factor -- just a single step in the sentencing process -- a mandatory-minimum term cannot be sustained under N.J.S.A. 2C:43-6(b). But the same is true for a sentence at the top of the ordinary range under N.J.S.A. 2C:43-6(a)(2). This Court could not uphold, as reasonable, a sentence at the very top of the range for a drug offense without the finding of at least one aggravating factor. That is, if the defendant is a first-time offender, who is not likely to reoffend, and the need for deterrence is not present -- the imposition of the most severe possible sentence would be arbitrary. A rational system of justice requires differentiating among offenders -- based on their backgrounds and the nature and circumstances of their offenses -- within the range authorized by the jury verdict. See N.J.S.A. 2C:1-2(b)(6) (stating that one of Code's general purposes is "[t]o differentiate among offenders with a view to a just individualization in their treatment"); see also Alleyne,
We reject defendant's argument that such considerations as the risk that defendant will reoffend and the need for deterrence become elements of the offense when the court weighs whether to impose a mandatory-minimum sentence. In the sentencing context, the aggravating factors, including the likelihood of defendant's **446involvement in organized criminal activity, along with the mitigating factors, are legitimate considerations in setting a fair sentence within the ordinary range and the mandatory-minimum range. See Grate,
Accordingly, we conclude N.J.S.A. 2C:43-6(b) and the mandatory-minimum sentence imposed under that statute pass muster under Alleyne and Grate and do not violate the Sixth Amendment.
V.
For the reasons expressed, we affirm the judgment of the Appellate Division.
CHIEF JUSTICE RABNER and JUSTICES LaVECCHIA, PATTERSON, FERNANDEZ-VINA, SOLOMON, and TIMPONE join in JUSTICE ALBIN's opinion.
The relevant facts are set forth in the written opinion of the Honorable Susan J. Steele, P.J.S.C., who presided at the second sentencing proceeding in this case.
Although Judge Steele did not utter the words that she was "clearly convinced" that the aggravating factors substantially preponderate over the mitigating factors, she quoted the "clearly convinced" standard of the statute before pronouncing sentencing, leaving no doubt that she was clearly convinced.
The Alleyne Court rejected Harris's holding that because the jury verdict triggered a sentencing range of five years to life imprisonment, a seven-year mandatory-minimum sentence was permissible with a judicial finding of brandishing. Id. at 114-16,
The defendants' convictions for possessing a weapon at an educational institution were reversed because of a flawed jury instruction. Id. at 323,
A sentencing court may consider aggravating factor number five when "[t]here is a substantial likelihood that the defendant is involved in organized criminal activity." N.J.S.A. 2C:44-1(a)(5). This is not a case in which the sentencing court relied solely on aggravating factor five to impose a discretionary parole-ineligibility period.
Stanton upheld a statute requiring the sentencing judge to impose a minimum parole-ineligibility period of three years in a vehicular homicide case if the judge concluded that the defendant committed the homicide while driving under the influence of alcohol or drugs.
Defendant focuses on the following language in footnote eight in Blakely to suggest that the Constitution forbids both automatic and discretionary parole disqualifiers based on judicial factfindings: "Whether the judicially determined facts require a sentence enhancement or merely allow it, the verdict alone [in Blakely ] does not authorize the sentence."