FRANCES J. RUSSO, ETC. VS. IVAN A. FRIEDRICH, M.D. (L-5587-13, HUDSON COUNTY AND STATEWIDE)

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-0883-16T2
FRANCES J. RUSSO, as Executor of
the Estate of ROSEMARY PELLE,
Plaintiff-Appellant,
v.
IVAN A. FRIEDRICH, M.D.,
Defendant-Respondent,
and
ENGLEWOOD ENDOSCOPIC
ASSOCIATES, and
FRIEDRICH, RUBIN, PANELLA,
SAPIENZA, & KAPLOUNOV, LLP,
Defendants.
Argued June 6, 2018 – Decided October 10, 2018
Before Judges Alvarez, Currier, and Geiger.
On appeal from Superior Court of New Jersey, Law
Division, Hudson County, Docket No. L-5587-13.
Bruce D. Greenberg argued the cause for appellant
(Lite DePalma Greenberg, LLC, attorneys; Bruce D.
Greenberg, of counsel and on the briefs; Francis A.
Kenny, on the briefs).
Sam Rosenberg argued the cause for respondents
(Rosenberg Jacobs & Heller PC, attorneys; Sam
Rosenberg, of counsel and on the brief; Pamela C.
Castillo, on the brief).
PER CURIAM
Plaintiff Frances J. Russo, the Executor of the Estate of Rosemary Pelle,
filed a medical malpractice complaint against defendant Ivan M. Freidrich,
M.D., and others. Only Freidrich participates in this appeal. We reverse the
jury's verdict, and remand for a new trial.
Drawing from the pertinent portions of the record, we describe the
circumstances that led to Pelle's death. She initially consulted with Freidrich, a
board certified gastroenterologist, on July 18, 2012. Between that date and
February 2013, Freidrich ordered testing to attempt to diagnose Pelle's
uncomfortable and painful stomach complaints. The diagnostic procedures
included four endoscopies with biopsies. The testing resulted in a diagnosis of
(1) a bezoar in August 2012; (2) gall bladder thickening and distension of the
stomach in October 2012; (3) improper motility of the abdomen and an ulcer in
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December 2012; (4) a gastric outlet obstruction in February 2013; and (5)
abdominal ascites in February 2013. 1
Dissatisfied with the care she was receiving, Pelle obtained a second
opinion on February 15, 2013. That physician immediately ordered an
endoscopic ultrasound. Performed a week later, it revealed linitis plastica, a
form of gastric cancer, in the submucosa of the stomach wall. Pelle's metastatic
cancer was at Stage 4.
Pelle received medical treatment, including chemotherapy, from February
to December 2013. In December 2013, she passed away after doctors attempted
to surgically remove the cancer. The death certificate lists the cause of death as
septic shock and metastatic gastric carcinoma. Pelle, who was unmarried and
had no children, lived with her parents.
Turning to the litigation, plaintiff's amended complaint alleged the
following causes of action: medical malpractice—duty of care (count one);
medical malpractice—increased risk (count two); medical malpractice—
informed consent (count three); destruction of medical records, N.J.A.C.
1
A bezoar is defined as a "hard indigestible mass of material, such as hair,
vegetable fibers, or the seeds and skins of fruits, formed in the alimentary canal."
The American Heritage Stedman's Medical Dictionary 96 (2011). Ascites is
defined as "[t]he accumulation of serous fluid in the peritoneal cavity." Id. at
68.
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13:35-6.5 (count four); medical malpractice—failure to make proper
examination (count five); medical malpractice—failure to use proper diagnostic
procedures (count six); negligent supervision (count seven); wrongful death,
pursuant to the Wrongful Death Act, N.J.S.A. 2A:31-1, and the New Jersey
Survivor's Act, N.J.S.A. 2A:15-3 (count eight). Overall, plaintiff alleged that
Freidrich's negligence increased the harm to Pelle and was a substantial factor
in causing her death.
Five days before trial, couched as a motion in limine, Freidrich moved to
dismiss plaintiff's wrongful death cause of action, based on what he asserted was
the denial of pecuniary losses in response to his wrongful death interrogatories.
Plaintiff argued in opposition, and the court agreed, that she had provided
defendant in discovery proof of $10,000 in funeral expenses. The trial judge
nonetheless granted the motion the day after jury selection.
The following day, defendants argued that since "there are no damages,"
plaintiff should not be allowed to claim that Pelle's early death was the result of
Freidrich's negligence. There should be a "narrow focus of damages" on pain
and suffering. The court agreed: "The pecuniary damages part of the case is
out, so the fact that [ ] Pelle died earlier, that is not going to be in the case . . . .
[T]he comment that the death was caused by [ ] Freidrich is not in the case."
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Plaintiff unsuccessfully pursued leave to appeal the ruling and sought
reconsideration of the trial judge's decision.
Trial proceeded on the remaining causes of action. Plaintiff's internal
medicine and gastroenterology experts testified that Freidrich deviated from the
standard of care by failing to order an endoscopic ultrasound. Plaintiff's experts
also testified that had such an ultrasound been ordered in August, September,
October, or November 2012, Pelle would have been diagnosed with Stage 1B
gastric cancer, which could have been successfully treated by surgical removal
of the malignancy.
Freidrich presented a gastroenterology expert, an oncology expert, and
David Strayer, an anatomical pathology expert with a subspecialty in
gastroenterological pathology. Those experts testified that Freidrich did not
deviate from the standard of care, and that Pelle's cancer had already advanced
to Stage 4 at the point she consulted with him. Plaintiff repeatedly objected
during Strayer's testimony, contending that his responses went beyond his
pathology expertise. The trial judge overruled those objections and eventually
denied plaintiff's motion to strike his testimony as excessive. The judge
observed:
[Dr. Strayer] was not qualified in oncology, or
gastroenterology, . . . a surgeon[,] or as any kind of
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radiologist. And I agree that he wasn't, but he did not
offer his opinions in those matters in those areas. He
talked about studies . . . and his knowledge of general
medicine. His testimony was as to his pathology.
The jury found that while Freidrich deviated from the accepted standard
of care, the deviation did not increase Pelle's risk of harm. On August 18, 2016,
plaintiff filed a motion for a new trial, which was denied.
On appeal, plaintiff raises the following points:
POINT I
THE LAW DIVISION ERRED IN DISMISSING
PLAINTIFF'S WRONGFUL DEATH CLAIM ON
DEFENDANT'S MOTION IN LIMINE, AND IN
DENYING RECONSIDERATION.
POINT II
DEFENSE COUNSEL'S HIGHLY PREJUDICIAL
REMARKS IN SUMMATION REQUIRE A NEW
TRIAL.
POINT III
THE LAW DIVISION ERRED IN DENYING
PLAINTIFF'S MOTION TO STRIKE THE
TESTIMONY OF DR. STRAYER.
I.
We first address plaintiff's claim that the trial court's decision to dismiss
the wrongful death claim was an error of such magnitude that it made the verdict
unjust. It is well-established that in limine motions that are summary judgment
motions in disguise have been repeatedly condemned. "Our court rules simply
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do not countenance the practice of filing dispositive motions on the eve of or at
the time of trial." L.C. v. M.A.J., 451 N.J. Super. 408, 411 (App. Div. 2017);
see also Cho v. Trinitas Reg'l Med. Ctr., 443 N.J. Super. 461, 470-74 (App. Div.
2015); Klier v. Sordoni Skanska Constr. Co., 337 N.J. Super. 76, 83-85 (App.
Div. 2001). A motion in limine filed on the eve of trial "is permissible only
when it addresses preliminary or evidentiary issues." L.C., 451 N.J. Super. at
411. Even in that instance, those applications are disfavored and should be heard
only sparingly. Ibid. (citations omitted). A motion in limine is not a "summary
judgment motion that happens to be filed on the eve of trial. When granting a
motion will result in the dismissal of a plaintiff's case . . . the motion is subject
to rule 4:46, the rule that governs summary judgment motions." Cho, 443 N.J.
Super. at 471. The motion must comply with all of the timelines applicable to
summary judgment motions. Ibid.
In this case, the record is devoid of any reluctance on the part of the court
to entertain the motion. No real explanation was offered, either at trial or on
appeal, for the untimely application. In the brief on appeal and at oral argument,
Freidrich takes the position that the wrongful death action was properly
dismissed because no pecuniary damages were alleged. However, defense
counsel and the judge acknowledged plaintiff had asserted $10,000 in funeral
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expenses. It is undisputed that Freidrich was on notice of the $10,000 funeral
expense, and that the claim for that pecuniary loss was being pursued under the
Wrongful Death Act.
We fail to see the distinction between the facts in Cho and this case. First,
the timing of the motion was prejudicial. It was a last-minute summary
judgment motion in disguise, intended, as plaintiff says, "to cut the legs out from
underneath plaintiff at the eleventh hour." Such applications should be the
exception and not the rule. In this case, "the rules of court offer[ed] no
legitimate path for the consideration of defendant's motions on the day before
jury selection." Cho, 443 N.J. Super. at 472. Furthermore, each of the timing
requirements imposed by Rule 4:46-1 were violated. See Cho, 443 N.J. Super.
at 474.
Granting the motion on the eve of trial devastated plaintiff's cause of
action, essentially violating her right to due process precisely as rejected in Cho
and cases addressing similar applications. Id. at 474-75. Plaintiff had only
hours to respond: "our commitment to the fair administration of justice demands
that we protect a litigant's right to proceed to trial when he or she has not been
afforded the opportunity to respond to dispositive motions at a meaningful time
and in a meaningful manner." Id. at 475.
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Granting the motion had particularly damaging consequences here. As a
result, the trial judge expanded his ruling and barred plaintiff from presenting
any evidence that Freidrich's alleged negligence contributed towards Pelle's
death.
Furthermore, it is inexplicable why the trial judge did not consider the
funeral bill sufficient for the wrongful death cause of action to survive, since he
knew of its existence. If successful on the wrongful death claim, plaintiff may
have been entitled to pecuniary damages for loss of contribution, services,
companionship, and counsel, as well as hospital, medical, and funeral expenses .
The judge cited to no law or fact in support of his decision to dismiss the
wrongful death claim despite the funeral expenses.
On the motion for reconsideration, the judge merely said "I have made
this decision now two or three times. I don't care if I make it a hundred times.
. . . [B]ut for the reasons stated I am going to maintain my decision." He cited
cases involving damages for a shortened life in support of his decision. Those
cases were inapposite; plaintiff did not frame her causes of action to include that
claim. The judge's error in granting the motion in limine was sufficiently
egregious to require a new trial.
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We also note that in plaintiff's responses to interrogatories, she alleged
$1,794,000 in lost earnings. This figure was calculated on Pelle's earnings of
approximately $1500 per week, exclusive of raises or employment benefits.
Plaintiff did not claim any other loss of income, profit, or earnings, and had no
expert on the economic losses.
When asked for more specific answers to interrogatories regarding
pecuniary losses generally, plaintiff objected and did not respond, asserting that
the information was, among other things, irrelevant. When dismissing the
Wrongful Death Act claim, and barring proof that Freidrich's negligence was a
substantial factor contributing to Pelle's death, the trial judge reasoned that
plaintiff had no means of presenting evidence on loss of future earnings in any
event because she needed an expert and had none. An expert, however, is not
required to establish loss of future earnings so long as the loss can be
demonstrated through other means comprehensible to a jury, such as income tax
returns, paystubs, or other financial documentation. See Caldwell v. Haynes,
136 N.J. 422, 437 (1994). Furthermore, an expert is not required even for loss
of companionship under the Act. Green v. Bittner, 85 N.J. 1, 4, 15-17 (1980).
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II.
We do not reach plaintiff's argument regarding Freidrich's counsel's
comments during summation, as the matter is remanded for a new trial. We
briefly address the claims regarding Strayer.
Even the judge agreed with plaintiff's counsel that the expert's testimony
exceeded the bounds of his credentials. As the judge said: Strayer was
"rambling and rambling" and he had to " get to the point[.] [H]e is talking about
everything." The judge added that "[t]here is a line out there and I think he is
starting to walk towards the line of going into another area . . . . We are in a fog
here . . . . I want to come out of a haze here, and if he is going to stay in the
haze, he is going to go right over the side and we are going to have a problem."
The judge nonetheless overruled plaintiff's application to strike the testimony.
"The admission or exclusion of expert testimony is committed to the
sound discretion of the trial court." Townsend v. Pierre, 221 N.J. 36, 52 (2015).
We accord deference to the trial court's decision on a motion to strike expert
testimony, "reviewing it against an abuse of discretion standard." Id. at 52-53
(quoting Pomerantz Paper Corp. v. New Cmty. Corp., 207 N.J. 344, 371-72
(2011)).
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Generally, a court may admit expert testimony "[i]f scientific, technical,
or other specialized knowledge will assist the trier of fact to understand the
evidence or to determine a fact in issue." N.J.R.E. 702. In addition, N.J.R.E.
702 requires "the witness . . . have sufficient expertise to offer the intended
testimony." Landrigan v. Celotex Corp., 127 N.J. 404, 413 (1992). "The test of
an expert witness's competency [to testify] in a malpractice action is whether he
or she has sufficient knowledge of [the applicable] professional standards to
justify [his or her] expression of an opinion." Carey v. Lovett, 132 N.J. 44, 64-
65 (1993). "The weight of any such testimony, of course, is for the jury." Id. at
65.
Usually, a witness presented as an expert at trial should be licensed as a
member of the defendant's profession. Sanzari v. Rosenfeld, 34 N.J. 128, 136
(1961). However, licensed or even unlicensed individuals involved in another
profession can testify as an expert depending on "the claim involved, the specific
allegations made, and the opinions that the expert proposes to offer at trial."
Garden Howe Urban Renewal Assocs., LLC v. HACBM Architects Eng'rs
Planners, LLC, 439 N.J. Super. 446, 456 (App. Div. 2015).
Since the judge appeared to agree Strayer was exceeding the boundaries
of his expert qualifications, yet in an abbreviated fashion overruled plaintiff's
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objection to the testimony without explanation, we are hesitant to comment on
the point. The judge's decision may have been justified if he believed Strayer's
testimony merely overlapped between practices or disciplines. Any practitioner
who is familiar with the situation in dispute and possesses "the requisite training
and knowledge [can] express an opinion as an expert." Rosenberg v. Cahill, 99
N.J. 318, 331-32 (1985). In certain cases, we have recognized that "a doctor in
one field would be qualified to render an opinion as to the performance of a
doctor in another with respect to their common areas of practice." Wacht v.
Farooqui, 312 N.J. Super. 184, 187-88 (App. Div. 1998); see also Cahill, 99 N.J.
at 331-34; Sanzari, 34 N.J. at 136.
We assume that during the course of any future trial Strayer's testimony
will remain within the boundaries of his expertise. While he is a general
anatomical pathologist who testified regarding the diagnoses of cancer, he has
as subspecialties: hematopathology, gastroenterological pathology, neurological
pathology, hematic pathology, and surgical pathology. Thus, he is qualified
both to examine tissue and explain the development, spread, and identification
of disease. Despite his, at times, broad-ranging testimony, ultimately his
explanation was focused on the specific gastric cancer, linitis plastica, and the
alleged difficulties in diagnosis because it infiltrates individual cells rather than
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forming a mass. At any new trial, his testimony must come within the bounds
of his expertise, and he must be qualified in the areas in which he intends to
testify. And the judge's ruling on any objection must be clear and explicit
enough to allow for appellate review.
Reversed and remanded for a new trial. We do not retain jurisdiction.
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