DCPP VS. F.F., JR. AND J.A., IN THE MATTER OF THE GUARDIANSHIP OF J.L.F. (FG-04-0144-18, CAMDEN COUNTY AND STATEWIDE) (RECORD IMPOUNDED)

RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4823-17T1
NEW JERSEY DIVISION
OF CHILD PROTECTION
AND PERMANENCY,
Plaintiff-Respondent,
v.
F.F., Jr.,
Defendant-Appellant,
and
J.A.,
Defendant.
_____________________________
IN THE MATTER OF THE
GUARDIANSHIP OF J.L.F.,
a Minor.
_____________________________
Submitted January 14, 2019 – Decided January 25, 2019
Before Judges Fasciale and Gooden Brown.
On appeal from Superior Court of New Jersey,
Chancery Division, Family Part, Camden County,
Docket No. FG-04-0144-18.
Joseph E. Krakora, Public Defender, attorney for
appellant (Ruth A. Harrigan, Designated Counsel, on
the briefs).
Gurbir S. Grewal, Attorney General, attorney for
respondent (Melissa H. Raksa, Assistant Attorney
General, of counsel; Amy M. Young, Deputy Attorney
General, on the brief).
Joseph E. Krakora, Public Defender, Law Guardian,
attorney for minor (Meredith A. Pollock, Deputy Public
Defender, of counsel; Margo E.K. Hirsch, Designated
Counsel, on the brief).
PER CURIAM
Defendant appeals from a June 7, 2018 order terminating his parental
rights to his son, J.L.F. (the child), born in November 2016. He contends that
the Division of Child Protection and Permanency (the Division) failed to prove
the four prongs of the statutory best interests test by clear and convincing
evidence, and that the judge erred in admitting hearsay evidence in order to
render her decision. We disagree and affirm.
I.
N.J.S.A. 30:4C-15.1(a) requires the Division to prove by clear and
convincing evidence the following four prongs:
A-4823-17T1
2
(1) The child's safety, health, or development has been
or will continue to be endangered by the parental
relationship;
(2) The parent is unwilling or unable to eliminate the
harm facing the child or is unable or unwilling to
provide a safe and stable home for the child and the
delay of permanent placement will add to the harm.
Such harm may include evidence that separating the
child from [her] resource family parents would cause
serious and enduring emotional or psychological harm
to the child;
(3) The [D]ivision has made reasonable efforts to
provide services to help the parent correct the
circumstances which led to the child's placement
outside the home and the court has considered
alternatives to termination of parental rights; and
(4) Termination of parental rights will not do more
harm than good.
The four prongs of the test are not "discrete and separate," but "relate to and
overlap with one another to provide a comprehensive standard that identifies a
child's best interests." In re Guardianship of K.H.O., 161 N.J. 337, 348 (1999).
"The considerations involved in determinations of parental fitness are 'extremely
fact sensitive' and require particularized evidence that address the specific
circumstances in the given case." Ibid. (quoting In re Adoption of Children by
L.A.S., 134 N.J. 127, 139 (1993)).
A-4823-17T1
3
"Because of the family courts' special jurisdiction and expertise in family
matters, appellate courts should accord deference to [the judge's] fact[-]finding."
Cesare v. Cesare, 154 N.J. 394, 413 (1998). Thus, the judge's findings of fact
are not disturbed unless they are "so manifestly unsupported by or inconsistent
with the competent, relevant and reasonably credible evidence as to offend the
interests of justice." Id. at 412 (quoting Rova Farms Resort, Inc. v. Inv'rs Ins.
Co., 65 N.J. 474, 484 (1974)). Here, the judge's findings are supported by
substantial credible evidence in the record.
"When a biological parent resists termination of his or her parental rights,
the [trial judge]'s function is to decide whether that parent has the capacity to
eliminate any harm the child may already have suffered, and whether that parent
can raise the child without inflicting any further harm." N.J. Div. of Youth &
Family Servs. v. R.L., 388 N.J. Super. 81, 87 (App. Div. 2006). The judge's
factual findings, "should not be disturbed unless 'they are so wholly
insupportable as to result in a denial of justice,' and should be upheld whenever
they are 'supported by adequate, substantial and credible evidence.'" In re
Guardianship of J.T., 269 N.J. Super. 172, 188 (App. Div. 1993) (quoting Rova,
65 N.J. at 483-84). "[T]he conclusions that logically flow from those findings
A-4823-17T1
4
of fact are, likewise, entitled to deferential consideration upon appellate
review." R.L., 388 N.J. Super. at 89.
II.
As to the first prong, the judge relied on testimony from Dr. Linda Jeffrey,
who performed a psychological evaluation of defendant and a bonding
evaluation of defendant and the child and the foster parents – his paternal aunt
and uncle – and the child. The judge explained how Dr. Jeffrey noted that
defendant "had an inability to relate to others in a reality, orderly based way,"
and this restricted his ability to "provide a psychological or physically safe
environment for the child." Dr. Jeffrey said that defendant's "disorganized,
schizophrenic thought or speech affects his ability to form therapeutic alliances
for the child. He may work the child into his delusions. He focuses on himself
not his child's needs. He can't convey normal developmental information and
doesn't focus on the child's normal development needs." The judge felt that
based on a "reasonable degree of psychological certainty," Dr. Jeffrey concluded
that "the results of the psychological evaluation and the bonding evaluation
indicat[ed] that [defendant] was not prepared to provide a minimal level of sa fe
parenting." The judge explained that
Dr. Jeffrey opined that the child would likely be placed
at risk of harm in [defendant's] care and that a minimal
A-4823-17T1
5
level of safe parenting just meant that the child could
make normal, developmental progress, that the
caregiver can detect that the child has problems and
seek the necessary intervention, and based on her
evaluation[,] . . . [defendant] could not do that.
Additionally, the judge stated that
there was not even an affectionate tie between [the
child] and his father. There was no attachment
whatsoever, and because there was no attachment[,]
essentially [defendant] was a stranger and that [the
child] displayed chronic distress in proximity to
[defendant]. [Defendant] displayed no child
management services and [the child is] likely to be
placed at risk in [defendant]'s care and, in fact,
severance of that bond will not cause serious and
enduring harm [to the child] because there is no bond.
In contrast, the child was "happy in his comfort zone," with the aunt and uncle.
Dr. Jeffrey felt that severing the child's secure attachment with the aunt and
uncle would place the child at risk for "serious and enduring harm, particularly
during this critical period of attachment formation." Dr. Jeffrey also stated the
child had a "critical need for permanency in order to meet his milestones and
flourish."
The focus of this prong should be on "the effect of harms arising from the
parent-child relationship over time on the child's health and development."
K.H.O., 161 N.J. at 348. "Mental illness, alone, does not disqualify a parent
from raising a child. But it is a different matter if a parent refuses to treat
A-4823-17T1
6
his mental illness [or] the mental illness poses a real threat to a child . . . ." N.J.
Div. of Youth & Family Servs. v. F.M., 211 N.J. 420, 450-451 (2012). The
judge considered that Dr. Jeffrey concluded defendant "was not prepared to
provide a minimal level of safe parenting" to the child. Dr. Jeffrey opined that
defendant "did not display an ability to engage in realistic appraisal of his child's
needs" and that it was possible that defendant could "work the child into [his]
delusions," or "perceive the child as a threat." Additionally, the judge concurred
that the child would suffer harm if separated from the aunt and uncle.
As to prong two, our Supreme Court has opined that
the second prong may be met by indications of parental
dereliction and irresponsibility, such as the parent's
continued or recurrent drug abuse, the inability to
provide a stable and protective home, the withholding
of parental attention and care, and the diversion of
family resources in order to support a drug habit, with
the resultant neglect and lack of nurture for the child.
[K.H.O., 161 N.J. at 353.]
Here, the judge said that defendant is unwilling or unable to eliminate the harm
because he has not availed himself of the services . . .
despite transportation and re-referrals and re-referrals
and re-referrals and he's got an answer every time about
why he's not going to services and he's in denial to a
large extent and he's not truthful about what he needs
or what he's participating in.
A-4823-17T1
7
Defendant feels that he "complied with the insufficient services that were
offered when he could." But there were many instances when defendant
willingly chose not to attend programs or provided excuses for why he was
unable to attend. He also told psychological professionals and hospital staff
members that he did not need assistance and would not comply with resources
that were available to him.
As to prong three, the judge found that the Division demonstrated by clear
and convincing evidence that it offered "more than reasonable services" to
defendant, but that defendant did "not avail[] himself" of those services. As of
the trial, defendant did not "say he was engaging in any mental health therapy,
no [domestic violence] services, no [psychological] therapy, no parenting skills
programs, [and did] not report[ that] he was on medication for mental health."
The judge emphasized that defendant was "either in denial or just does not want
the help and will not avail himself of the necessary treatment."
Because of his mental health issues, defendant claims that he is entitled to
reasonable accommodations for services under the Americans with Disabilities
Act (ADA), 42 U.S.C. §§ 12101 to 12213. He cites to L.A.S., 134 N.J. at 139,
in which our Supreme Court stated that, the considerations involved in
determinations of parental fitness are "extremely fact sensitive" and require
A-4823-17T1
8
particularized evidence. He also claims that the Division failed to timely
provide him with the proper three-zone bus passes that he would have needed to
see psychologist Dr. Larry Seidman, and attend other services. He further
argues that the Division failed to provide the mental health professionals with
collaterals or records.
For the first time on appeal, defendant argues that the Division violated
the ADA. Under Title II of the ADA, the Division qualifies as a "public entity,"
and the Division's services constitute "services, programs, or activities." 42
U.S.C. §§ 12131(1), 12132. Defendant feels that the Division's "cookie-cutter
approach" resulted in its failure to make reasonable efforts to provide services
to help defendant. "'Reasonable efforts' may include consultation with the
parent, developing a plan for reunification, providing services essential to the
realization of the reunification plan, informing the family of the child's progress,
and facilitating visitation." N.J. Div. of Youth & Family Servs. v. M.M., 189
N.J. 261, 281 (2007). But, "[t]he diligence of [the Division]'s efforts on behalf
of a parent is not measured by their success." In re Guardianship of D.M.H.,
161 N.J. 365, 393 (1999). "These efforts must be assessed against the standard
of adequacy in light of all the circumstances of a given case." Ibid.A-4823-17T1
9
Defendant cites to New Jersey Division of Child Protection & Permanency
v. T.D. (In re M.G.), 454 N.J. Super. 353, 382-83 (App. Div. 2018) in claiming
that the Division is mandated to tailor its services based on an individual
defendant's medical needs. In T.D., we stated that the Division failed to provide
the defendant, who had multiple sclerosis, with adequate transportation
assistance. Ibid. Yet here, the Division provided passes and also gave defendant
rides to visits, appointments, and even to see the mother in the hospital. He was
also specifically told to inform the Division if he needed a ride to an
appointment. In T.D., the defendant attempted to inform the Division of
problems with her accommodations and requested that the Division provide
more reasonable measures, all while still actively involved in Division sessions
and classes. But here, defendant refused to participate in its programs and
mandated treatment.
In New Jersey Divison of Youth & Family Services v. A.G., 344 N.J.
Super. 418, 424 (App. Div. 2001), we affirmed the termination of parental rights
of a mother with mental illness. "The majority of the courts that have considered
the issue have concluded that the ADA does not provide a defense to a
termination of parental rights proceeding." Id. at 442. We stated that applying
the ADA "to constitute a defense to a termination proceeding would improperly
A-4823-17T1
10
elevate the rights of the parent above those of the child." Ibid. Moreover, we
explained that, "[t]he Division's efforts in providing classes and parenting
programs must by their very nature take into consideration the abilities and
mental conditions of the parents." Ibid.Additionally, the third prong requires the judge to have "considered
alternatives to termination of parental rights." N.J.S.A. 30:4C-15.1(a)(3). The
aunt and uncle have stated numerous times that they intend to adopt the child.
The fourth and final prong under N.J.S.A. 30:4C-15.1(a) requires the
Division to prove that "[t]ermination of parental rights will not do more harm
than good." It has been described as, "a fail-safe against termination even where
the remaining standards have been met." N.J. Div. of Youth & Family Servs. v.
G.L., 191 N.J. 596, 609 (2007). This prong
cannot require a showing that no harm will befall the
child as a result of the severing of biological ties. The
question to be addressed under that prong is whether,
after considering and balancing the two relationships,
the child will suffer a greater harm from the termination
of ties with [his] natural parents than from the
permanent disruption of [his] relationship with [his]
foster parents.
[K.H.O., 161 N.J. at 355.]
The judge noted that terminating defendant's parental rights does not mean that
defendant does not love the child or that the child does not love defendant, but
A-4823-17T1
11
instead the focus is on whether the Divison has demonstrated that termination
of parental rights will not do more harm than good.
Our Supreme Court has explained that, "[t]he risk to children stemming
from the deprivation of the custody of their natural parent is one that inheres in
the termination of parental rights and is based on the paramount need the
children have for permanent and defined parent-child relationships." In re
Guardianship of J.C., 129 N.J. 1, 26 (1992). Courts should consider "the
testimony of a well[-]qualified expert who has had full opportunity to make a
comprehensive, objective, and informed evaluation of the child's relationship
with the foster parent." Id. at 19. This is precisely what the judge did, despite
defendant's suggestion that nothing in the record "conclusively establishes that
[defendant] could not safely raise [the child]."
III.
A judge's evidentiary rulings are entitled to deference absent a showing of
an abuse of discretion. Estate of Hanges v. Metro. Prop. & Cas. Ins. Co., 202
N.J. 369, 382 (2010). A parent has a right to effective assistance of counsel in
a termination of parental rights case. N.J. Div. of Youth & Family Servs. v.
B.R., 192 N.J. 301, 306 (2007). For a defendant to obtain relief based on
ineffective assistance grounds:
A-4823-17T1
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(1) counsel's performance must be objectively deficient
– i.e., it must fall outside the broad range of
professionally acceptable performance; and (2)
counsel's deficient performance must prejudice the
defense – i.e., there must be "a reasonable probability
that, but for counsel's unprofessional errors, the result
of the proceeding would have been different."
[Id. at 307 (quoting Strickland v. Washington, 466 U.S.
668, 694 (1984); accord State v. Fritz, 105 N.J. 42, 58
(1987) (adopting the Strickland standard in New
Jersey)).]
Defendant argues that trial counsel's "failure to object to the admission of
hearsay in medical records from Cooper University Medical Hospital [(CUH)],
Dr. [Alexander] Iofin and Dr. [Carissa] Ferguson-Thomas without requiring
expert testimony constituted ineffective assistance of counsel . . . ."
Alternatively, he claims that admitting these records without expert testimony
was plain error.
Although defendant claims that trial counsel did object to information
provided during a Division worker's testimony from the CUH records, he feels
that counsel was ineffective because at that time, counsel did not even know that
the records were already in evidence. Thus, counsel should have properly
objected when the records were initially introduced. When counsel was
informed that the records were already admitted, he withdrew his objection. He
A-4823-17T1
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then objected a second time, but the judge allowed the testimony as a foundation
for additional follow-up questions.
Rule 5:12-4(d) permits "reports by staff personnel or professional
consultants" into evidence, subject to the requirements of N.J.R.E. 803(c)(6) and
N.J.R.E. 801(d). Under N.J.R.E. 801(d), a "business" "includes every kind of
business, institution, association, profession, occupation and calling, whether or
not conducted for profit, and also includes activities of governmental agencies."
N.J.R.E. 803(c)(6) governs records of regularly conducted activity and states:
A statement contained in a writing or other record of
acts, events, conditions, and, subject to [N.J.R.E.] 808,
opinions or diagnoses, made at or near the time of
observation by a person with actual knowledge or from
information supplied by such a person, if the writing or
other record was made in the regular course of business
and it was the regular practice of that business to make
it, unless the sources of information or the method,
purpose or circumstances of preparation indicate that it
is not trustworthy.
N.J.R.E. 808 provides:
Expert opinion which is included in an admissible
hearsay statement shall be excluded if the declarant has
not been produced as a witness unless the trial judge
finds that the circumstances involved in rendering the
opinion, including the motive, duty, and interest of the
declarant, whether litigation was contemplated by the
declarant, the complexity of the subject matter, and the
likelihood of accuracy of the opinion, tend to establish
its trustworthiness.
A-4823-17T1
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Here, the circumstances established the trustworthiness of the records.
In the context of abuse and neglect, we have explained that:
To be admissible as a business record of the
Division, a Division report must meet the requirements
of N.J.R.E. 803(c)(6), whether the report is offered
under N.J.S.A. 9:6-8.46(a)(3), Rule 5:12-4(d), or In re
Guardianship of Cope, 106 N.J. Super. 336 (App. Div.
1969). If a Division report is admissible under N.J.R.E.
803(c)(6) and meets the requirements of N.J.S.A. 9:6-
8.46(a)(3), Rule 5:12-4(d), or Cope, the court may
consider the statements in the report that were made to
the author by Division staff personnel, or affiliated
medical, psychiatric, or psychological consultants, if
those statements were made based on their own first-
hand factual observations, at a time reasonably
contemporaneous to the facts they relate, and in the
usual course of their duties with the Division.
However, whether the Division report is offered under
N.J.R.E. 803(c)(6), N.J.S.A. 9:6-8.46(a)(3), Rule 5:12-
4(d), or Cope, statements in the report made by any
other person are inadmissible hearsay, unless they
qualify under another hearsay exception as required by
N.J.R.E. 805. Expert diagnoses and opinions in a
Division report are inadmissible hearsay, unless the
trial court specifically finds they are trustworthy under
the criteria in N.J.R.E. 808, including that they are not
too complex for admission without the expert testifying
subject to cross-examination.
[N.J. Div. of Child Prot. & Permanency v. N.T., 445
N.J. Super. 478, 487 (App. Div. 2016).]
In N.T., because we felt that the diagnoses and opinions were "central to the trial
[judge]'s finding of abuse or neglect," admitting the psychologists' diagnoses
A-4823-17T1
15
and opinions in her evaluation was not harmless. Id. at 503. There, the trial
judge "ascribed almost determinative significance to [the psychologist's]
opinion, which went to the heart of the case." Ibid. (quoting Neno v. Clinton,
167 N.J. 573, 587 (2001)). "A hearsay error mandates reversal where it appears
'the error led the [factfinder] to a result it otherwise might not have reached.'"
Ibid. (alteration in original) (quoting Neno, 167 N.J. at 586). We also felt that
"overruling the hearsay objection prevented [the psychologist]'s diagnoses and
opinions from being tested by cross-examination. Thus, their improper
admission constituted a manifest denial of justice and was 'clearly capable of
producing an unjust result,' requiring reversal." Ibid. Here, though, because the
judge relied on Dr. Jeffrey's testimony in rendering her decision under the four
prongs, there was not a "manifest denial of justice" requiring reversal.
"[W]hen the expert is not produced as a witness, the rule requires the
exclusion of his or her expert opinion, even if contained in a business record,
unless the trial judge makes specific findings regarding trustworthiness." Id. at
501.
In any event, "[a]n expert medical opinion
contained in a report is generally inadmissible under
[N.J.R.E. 808's] test because of the complexity of the
analysis involved in arriving at the opinion and the
consequent need for the other party to have an
opportunity to cross-examine the expert." Similarly,
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16
psychological evaluations generally "entail[] the
exercise of subjective judgment rather than a
straightforward, simple diagnosis based upon objective
criteria or one upon which reasonable professionals
could not differ."
[Ibid. (alterations in original) (citations omitted).]
We have stated that:
In the event that such reports contain conclusions
drawn from the facts stated in them, the reports may
still be admitted, but they should be treated as no more
than prima facie evidence of the validity of the
conclusions contained in them. If the parent produces
evidence refuting such conclusions, petitioner would
then have the burden of producing live testimony in
order to establish their validity.
In the case of conclusionary statements, the
author should be a person qualified to give an opinion
on the subject under discussion (e.g., a psychiatrist or
psychologist for diagnosis of mental disease or
impairment), and no conclusion should be received
unless the report contains a statement of the facts or
procedures upon which it is based.
[Cope, 106 N.J. Super. at 344.]
In N.T. we said that,
whether a Division report is offered under N.J.R.E.
803(c)(6), N.J.S.A. 9:6-8.46(a)(3), Rule 5:12-4(d), or
Cope, expert opinions and diagnoses in the report are
inadmissible hearsay unless the trial court specifically
finds they are trustworthy under the criteria in N.J.R.E.
808, including that they are not too complex for
admission without the expert testifying subject to cross-
A-4823-17T1
17
examination. Because the trial [judge] made no such
finding, and because [the psychologist]'s diagnosis and
opinion in the [e]valuation are complex, admitting them
over [defendant]'s hearsay objection was "wide of the
mark."
[445 N.J. Super. at 502.]
Here, the judge did not make a specific finding regarding trustworthiness
of the CUH records and of Dr. Iofin's or Dr. Ferguson-Thomas's reports, but she
did not extensively cite them in rendering her opinion on each of the four prongs.
Instead, the judge referenced the CUH records to show that defendant was
admitted to the psychiatric unit, why he went to the hospital, and what symptoms
he reported. She referenced Dr. Iofin's and Dr. Ferguson-Thomas's reports in
two brief moments in her oral opinion – as demonstration of defendant's history
of noncompliance with the Division, not as evidence of a complex diagnoses.
These three records did not provide the basis of her decision.
Thus, defendant has failed to show a "reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding would have been
different." B.R., 192 N.J. at 307. Instead, even if the judge would not have
admitted the CUH record and the two doctors' reports into evidence, based on
Dr. Jeffrey's testimony, she still would have come to the same conclusion.
A-4823-17T1
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Defendant has failed to meet both prongs of Strickland. He has not proven
that trial counsel's performance was deficient, or so egregious that he was not
functioning as defendant's constitutionally guaranteed counsel. Trial counsel
did object to the admission of this evidence, but the judge chose to allow the
records in and afford them due weight. Second, defendant has not proven that
counsel's deficient performance prejudiced the defense, or that "but for counsel's
unprofessional errors, the result of the proceeding would have been different."
Strickland, 466 U.S. at 694. Even if the documents would have been
inadmissible, the judge still based her decision on Dr. Jeffrey's testimony, thus
rendering any error harmless and unworthy of reversal. Thus, defendant's
ineffective assistance of counsel claim must fail.
Defendant also claims that the judge committed plain error.
Any error or omission shall be disregarded by the
appellate court unless it is of such a nature as to have
been clearly capable of producing an unjust result, but
the appellate court may, in the interests of justice,
notice plain error not brought to the attention of the trial
or appellate court.
[R. 2:10-2.]
But again, as the judge primarily referenced Dr. Jeffrey's testimony and report
in her opinion, any error in admitting the documents would be harmless and
unworthy of reversal.
A-4823-17T1
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Affirmed.
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20