State v. Mora

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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellant,
4 v. No. 33,590
5 MICHAEL MORA,
6 Defendant-Appellee.
7 APPEAL FROM THE DISTRICT COURT OF SAN MIGUEL COUNTY
8 Matthew J. Sandoval, District Judge
9 Hector H. Balderas, Attorney General
10 Santa Fe, NM
11 Jacqueline R. Medina, Assistant Attorney General
12 Albuquerque, NM
13 for Appellant
14 Bennett J. Bauer, Acting Chief Public Defender
15 Tania Shahani, Assistant Appellate Defender
16 Santa Fe, NM
17 for Appellee
18 MEMORANDUM OPINION
1 KENNEDY, Judge.
2 {1} Defendant was parked in a restaurant parking lot during routine business hours
3 when Officer Whitfield, pursuing an anonymous “Drunk Busters”1 phone tip, parked
4 behind him and activated the emergency lights on his patrol car. Officer Whitfield
5 approached Defendant, and Defendant rolled down his truck window. The district
6 court suppressed all evidence gathered after Defendant rolled down his window at the
7 officer’s approach, holding that the State’s argument that Defendant had been seized
8 pursuant to the “community caretaking” exception to the Fourth Amendment was
9 unsupported by the evidence. The State appealed. Finding no error, we affirm the
10 district court.
11 I. BACKGROUND
12 A. Standard of Review
13 {2} Whether a motion to suppress was properly granted is a mixed question of law
14 and fact. State v. Bolin, 2010-NMCA-066, ¶ 12, 148 N.M.489, 238 P.3d 363.We view
15 the facts of the case in the light most favorable to the prevailing party where those
1
16 “Drunk Busters” is a statewide program in New Mexico administered by the
17 New Mexico Department of Public Safety. It presents itself as “a system which allows
18 good drivers to quickly and effectively report suspected DWI drivers through the use
19 of a toll-free number and cell phone convenience key[,]” and “a line for suspected
20 drunk drivers and is not intended for reporting common traffic violations[.]”
21 http://www.dps.state.nm.us/index.php/dwi-prevention/drunk-busters/.
2
1 facts are supported by substantial evidence. State v. Ryon, 2005-NMSC-005, ¶ 11, 137
2 N.M. 174, 108 P.3d 1032 (acknowledging that the district court’s findings of
3 historical facts and witness credibility are entitled to deference). Given the limited
4 written findings entered in its order of suppression, we consider the district court’s
5 verbal comments in granting it to the extent such comments might clarify its written
6 ruling. State v. Harris, 2013-NMCA-031, ¶ 8, 297 P.3d 374.
7 {3} “The question for the reviewing court is whether the trial court’s result is
8 supported by substantial evidence, not whether the trial court could have reached a
9 different conclusion.” State v. Walters, 1997-NMCA-013, ¶ 8, 123 N.M. 88, 934 P.2d
10 282 (citing State v. Lopez, 1989-NMCA-030, ¶¶ 4-5, 109 N.M. 169, 783 P.2d 479
11 (pointing out that whether a person is seized is a legal question, and whether a
12 reasonable person would believe he was not free to leave is a factual question),
13 modified on other grounds by State v. Jason L., 2000-NMSC-018, ¶ 19, 129 N.M. 119,
14 2 P.3d 856). We defer to the district court with respect to factual findings and indulge
15 all reasonable inferences that support the court’s decision; we also review the
16 constitutional question of the reasonableness of a seizure de novo. State v. Light,
17 2013-NMCA-075, ¶ 19, 306 P.3d 534.
18 B. The State Did Not Raise Reasonable Suspicion for an Investigatory Seizure
19 {4} Before trial, Defendant filed a motion to suppress the evidence obtained as a
3
1 result of Officer Whitfield’s stop of Defendant, alleging that Officer Whitfield’s
2 actions were unlawful, being neither the result of reasonable suspicion nor in pursuit
3 of community caretaker responsibilities. Defendant’s motion to suppress was made
4 under Article II, Section 10 of the New Mexico Constitution that protects against
5 unreasonable searches and seizures. See State v. Leyva, 2011-NMSC-009, ¶¶ 49, 51,
6 149 N.M. 435, 250 P.3d 861 (holding that where a defendant raised the protection of
7 the New Mexico Constitution and a factual basis exists, the broader protection of the
8 state constitution is adequately raised).
9 {5} The State’s response to Defendant’s motion to suppress asserted only that there
10 was “no traffic stop,” because Officer Whitfield was “operating under the ‘community
11 caretaker’ function of law enforcement[,]” under which an officer can “stop a vehicle
12 for a specific, articulable safety concern.” The State cited Walters in this regard.
13 1997-NMCA-013, ¶ 10 (noting that a community caretaking encounter is a voluntary
14 encounter, involving no coercion or detention; because such encounters occur without
15 reasonable suspicion of criminal activity and are intended to further public safety, they
16 fall outside the Fourth Amendment). According to the State, for purposes of public
17 safety checks, this approach to Defendant leading to his rolling down his window was
18 not a seizure, and Officer Whitfield required no reasonable suspicion to approach
19 Defendant, whose “vehicle was parked where the Drunk Buster call said it would be.”
4
1 However, the State argued that Officer Whitfield acquired reasonable suspicion at the
2 point “when officers smelled the odor of alcohol emanating from [D]efendant.” That
3 occurred only after Defendant had rolled down his window at the officers’ approach
4 and engaged their questions. The State’s sole argument to the district court was that
5 Defendant’s seizure was justified by the “community caretaker” exception to the
6 warrant requirement. On appeal, the State argues that it preserved the argument that
7 “the encounter was not initially a seizure and that any seizure was lawfully based on
8 reasonable suspicion.” We disagree; the State did not argue below that the seizure was
9 supported by reasonable suspicion, but rather that suspicion was acquired well into the
10 encounter with Defendant, after he had submitted to Officer Whitfield’s authority.
11 {6} The State’s appellate stance emphasizing reasonable suspicion for a traffic stop
12 was not argued below. To preserve an issue for appeal, even the State must make a
13 timely objection that specifically apprises the district court of the nature of the claimed
14 error and invokes an intelligent ruling thereon. See State v. Varela, 1999-NMSC-045,
15 ¶ 25, 128 N.M. 454, 993 P.2d 1280. To the extent the State now attempts to raise
16 reasonable suspicion as grounds for a valid warrantless seizure, they may not. “A
17 litigant may not stand on one ground of objection in the [district] court and urge
18 another here.” Scofield v. J. W. Jones Constr. Co., 1958-NMSC-091, ¶ 21, 64 N.M.
19 319, 328 P.2d 389. We decline the State’s invitation to address the matter further.
5
1 Accordingly, we proceed to analyze only the State’s justification for the stop under
2 the community caretaking exception.
3 II. DISCUSSION
4 A. Standard for Community Caretaking
5 {7} Community caretaking encounters can be consensual or non-consensual. See
6 Ryon, 2005-NMSC-005, ¶ 1 (noting that the intrusion of a caretaking encounter can
7 occur without a warrant or consent). However, if Defendant was detained by Officer
8 Whitfield’s pursuit of community caretaking, the detention must be based on an
9 articulated, reasonable concern for public safety. Id. ¶ 30; State v. Sheehan, 2015-
10 NMCA-021, ¶ 13, 344 P.3d 1064, cert. denied, 2015-NMCERT-002, 346 P.3d 370.
11 This equates to having “reasonable grounds to believe that there is an emergency at
12 hand and an immediate need for [police] assistance for the protection of life or
13 property.” Ryon, 2005-NMSC-005, ¶ 29 (internal quotation marks and citation
14 omitted). The primary objective of the contact must be public safety and not criminal
15 investigation. The stopping of a vehicle for a safety concern requires an objective
16 assessment of whether the officer had a reasonable concern for public safety. Sheehan,
17 2015-NMCA-021, ¶ 12. The subjective motivation of the officer is a factor to be
18 considered in this regard, Ryon, 2005-NMSC-005, ¶ 37, to distinguish the use of
19 public safety “as a subterfuge or pretext when the real purpose of the search is to
6
1 arrest a suspect or gather evidence without probable cause.” Id. ¶ 34. Thus, detaining
2 Defendant for the primary purpose of investigating possible criminal behavior is
3 beyond the scope of safety concerns, and appropriate only in circumstances where
4 there is a reasonable suspicion that the law is or has been broken. Sheehan, 2015-
5 NMCA-021, ¶ 12. However, if Defendant was initially validly detained because of a
6 community caretaking encounter, that encounter could be validly expanded at the
7 point Officer Whitfield acquired sufficient reasonable suspicion to pursue the DWI
8 investigation. State v. Randy J., 2011-NMCA-105, ¶ 34, 150 N.M. 683, 265 P.3d 734.
9 This is the crux of the State’s argument as it was presented below. We regard the
10 argument as unavailing for reasons that follow.
11 B. Past Erratic Driving Does Not Sufficiently Justify a Caretaking Seizure
12 {8} At the hearing on Defendant’s motion, Officer Whitfield was the sole witness
13 providing evidence. He was dispatched at approximately 7:30 p.m. to the parking lot
14 serving a local grocery store and a Lotaburger in response to an anonymous “Drunk
15 Buster” tip reporting a vehicle driving erratically that had parked there. Officer
16 Whitfield testified that after his receipt of the dispatch, he proceeded not in pursuit of
17 a DWI investigation, but out of concern that the driver of the vehicle in question was
18 experiencing a medical emergency. According to Officer Whitfield, it is his custom
19 to handle all “Drunk Buster calls” as an emergency based upon a belief that the person
7
1 might be having a heart attack or emergency health concern. He testified that he
2 definitely was not proceeding as if he was investigating a DWI. By the same token,
3 Officer Whitfield testified that he could not articulate what the emergency was to
4 which he was responding, saying that “dispatch came out that it was erratic driving.”
5 Officer Whitfield’s police report did not mention any suspicion of a health problem
6 to be investigated, erratic driving, or any driving at all.
7 {9} Upon reaching the parking lot, Officer Whitfield saw a truck conforming to the
8 dispatch. It was occupied by Defendant. Officer Whitfield parked behind Defendant’s
9 car and activated his emergency lights; Officer Whitfield stated that he turns on the
10 lights at “every emergency we go to.” Defendant was sitting in the driver’s seat with
11 the keys in the ignition; the vehicle was parked and turned off. The windows to
12 Defendant’s car were rolled up prior to Officer Whitfield’s approach. Nothing about
13 the Defendant nor his truck prior to Defendant’s rolling down his window at Officer
14 Whitfield’s approach indicated to the officer that Defendant was in need of assistance,
15 such as a flat tire or opened hood, nor was there any appearance of medical distress.
16 Defendant could not have reversed to leave the parking space, but could have driven
17 forward. Officer Whitfield testified that had Defendant attempted to leave before
18 conveying that he was okay, the officer would have tried to stop him from doing so.
19 {10} When Officer Whitfield approached Defendant, Defendant rolled down his
8
1 window to speak with Officer Whitfield. As Defendant spoke, his speech was slurred
2 and Officer Whitfield smelled alcohol on his breath. Officer Whitfield repeatedly
3 testified that he did not suspect Defendant of having broken the law until after
4 Defendant rolled down his window. After noticing the odor and slurred speech,
5 Defendant was arrested and charged with driving under the influence, contrary to
6 NMSA 1978, Section 66-8-102(C)(1) (2010). Officer Whitfield failed to relate erratic
7 driving to his supposed legitimate concern Defendant’s health. This was not a
8 caretaking encounter.
9 C. Defendant Was Seized When He Submitted to Police Authority
10 {11} Defendant did not initiate the encounter. Officer Whitfield not only activated
11 his emergency lights, but also parked in a way that limited Defendant’s movement
12 prior to initiating contact. See Lopez, 1989-NMCA-030, ¶ 13 (“Ordinarily, a driver
13 and passenger in a car whose progress is blocked by police would not believe
14 themselves free to leave[.]”). Since activation of emergency lights can certainly
15 constitute a show of authority that can lead to a seizure when a person submits to that
16 authority we see no reason not to accept the district court’s view of the facts.
17 Defendant argued that he was seized by the actions of Officer Whitfield in parking
18 behind him with his emergency equipment engaged and initiating contact through an
19 exercise of his police authority. In Walters, we distinguished caretaking encounters
9
1 as voluntary, involving no coercion or detention—thus removing them from Fourth
2 Amendment seizure scrutiny, although under some circumstances, police intrusion
3 into an individual’s privacy may be warranted owing to the public safety concern
4 involved. 1997-NMCA-013, ¶ 10.
5 {12} A person is seized under Article II, Section 10 of the New Mexico Constitution
6 “if, in view of all of the circumstances surrounding the incident, a reasonable person
7 would have believed that he was not free to leave.” State v. Garcia, 2009-NMSC-046,
8 ¶ 37, 147 N.M. 134, 217 P.3d 1032 (internal quotation marks and citation omitted).
9 “While police are free to engage people consensually to gather information, when they
10 ‘convey a message that compliance with their request is required,’ the reasonable
11 person would not feel free to leave and a seizure has occurred.” Id. ¶ 39 (alteration
12 omitted) (quoting Jason L., 2000-NMSC-018, ¶ 14). This test is an objective one, in
13 which Officer Whitfield’s motivation is only marginally important. See State v.
14 Baldonado, 1992-NMCA-140, ¶ 17, 115 N.M. 106, 847 P.2d 751 (stating that an
15 officer’s subjective intent is relevant only to the extent that it would bear on the
16 beliefs of a reasonable person in the defendant’s shoes); see also Jason L., 2000-
17 NMSC-018, ¶ 26 (Serna, J., specially concurring) (noting that subjective intent of an
18 officer is relevant to the extent it has been conveyed to person seized). A seizure can
19 be effected either through physical force or a show of authority. See, e.g., State v.
10
1 Talley, 2008-NMCA-148, ¶ 14, 145 N.M. 127, 194 P.3d 742. A show of authority
2 results in a seizure only where the suspect submits to the show of authority; where the
3 suspect has not submitted, he has not been seized. Id.
4 {13} Whether a show of authority was employed is fact-based, and as such, we
5 review it for substantial evidence. Jason L., 2000-NMSC-018, ¶ 19. We then look to
6 whether the circumstances reached such a level of accosting and restraint that a
7 reasonable person would have believed he was not free to leave. Id. This consideration
8 requires a de novo application of those facts to the law. State v. Murry, 2014-NMCA-
9 021, ¶ 14, 318 P.3d 180. “Three factors should be considered in order to determine
10 whether a reasonable person would feel free to walk away from an encounter with the
11 police: (1) the conduct of the police, (2) the person of the individual citizen, and (3)
12 the physical surroundings of the encounter.” Id. ¶ 20 (internal quotation marks and
13 citation omitted). Moreover, this coerced detention, in order to be “reasonable,” must
14 be based on specific articulable facts, together with rational inferences from those
15 facts, that a particular person, the one actually detained, is breaking, or has broken, the
16 law. State v. Watley, 1989-NMCA-112, ¶ 17, 109 N.M. 619, 788 P.2d 375. As
17 mentioned above, seizure through a show of authority occurs when a suspect submits
18 to the show of authority. See Talley, 2008-NMCA-148, ¶ 14.
19 {14} There is no dispute between the parties that Officer Whitfield detained
11
1 Defendant, just when. Defendant maintains that he was seized by Officer Whitfield’s
2 parking behind him and engaging his emergency lights without a reasonable basis for
3 the detention. Officer Whitfield’s approaching him to ask questions in a way that
4 conveyed to him that he was not free to leave resulted in an unconstitutional seizure.
5 {15} The State urged that only the facts support a view that the officer only
6 approached Defendant pursuant to the “community caretaking” exception, which is
7 contact with Defendant existing outside of constitutional considerations regarding the
8 seizure of persons, and allows for warrantless temporary seizures of persons in the
9 interest of promoting public safety. See Ryon, 2005-NMSC-005, ¶ 25; Sheehan, 2015-
10 NMCA-021, ¶ 10. “[W]arrants, probable cause, and reasonable suspicion are not
11 required when police are engaged in activities that are unrelated to crime-solving.”
12 Ryon, 2005-NMSC-005, ¶ 24.
13 {16} This view is unsupported by the record below. The State never argued to the
14 district court that reasonable suspicion existed prior to the moment Defendant was
15 seized, and the district court never ruled on the question. The State’s response argued
16 only that “[r]easonable suspicion did arise when the officers smelled the odor of
17 alcohol emanating from [D]efendant.” Prior to that time, the State maintained, there
18 was no seizure to implicate Article II, Section 10 of the New Mexico Constitution.
19 {17} The district court rejected Officer Whitfield’s view of the facts, and the State’s
12
1 argument, stating that it had a “difficult time with that description of every DWI
2 buster call refers to a medical emergency.” The district court’s finding that Officer
3 Whitfield was “responding to a [D]runk [B]usters call” was significant. It specifically
4 voiced skepticism of Officer Whitfield’s credibility that he regarded every “Drunk
5 Buster” dispatch as a medical emergency, stating: “I’m not saying that you’re not
6 telling the truth, but . . . if you get a DWI buster call, that’s a red flag that you’re
7 looking for somebody that’s drunk, and it goes—leads more into the area of an
8 investigatory stop.” Of course, it is up to the trier of fact to assess the credibility of
9 witnesses. See State v. Armijo, 2005-NMCA-010, ¶ 4, 136 N.M. 723, 104 P.3d 1114
10 (“[I]t is for the fact-finder to evaluate the weight of the evidence, to assess the
11 credibility of the various witnesses, and to resolve any conflicts in the evidence; we
12 will not substitute our judgment as to such matters.”). The district court concluded that
13 the call was “an investigatory call that started off as a DWI,” although the officer
14 “might have a secondary thought about it being medical, or you might think of them
15 both.” See Schuster v. N.M. Dep’t of Taxation & Revenue, 2012-NMSC-025, ¶ 27, 283
16 P.3d 288 (stating that “a continued investigation by an officer in his or her role as a
17 community caretaker is reasonable as long as the officer is motivated by a desire to
18 offer assistance and not investigate”). The district court’s conclusion, that the State’s
19 object in detaining Defendant was investigative in nature and not, as the State’s sole
13
1 argument averred, a “community caretaking” encounter, was supported by substantial
2 evidence. Defendant’s rolling down his window was a submission to Officer
3 Whitfield’s show of authority, and Defendant was seized at that time. By the State’s
4 calculus, it was because of that moment that any facts suggesting criminal
5 involvement came into play. Officer Whitfield’s testimony was insufficient to
6 establish the caretaking exception. Whether or not there was reasonable suspicion to
7 detain Defendant, the argument stands forfeit for lack of preservation in the district
8 court. The seizure of Defendant was constitutionally unreasonable.
9 III. CONCLUSION
10 {18} We agree with the district court that there were no facts supporting a legitimate
11 public safety concern that were not rooted in Officer Whitfield’s pursuit of a criminal
12 investigation. The district court properly suppressed all evidence obtained as a result
13 of that stop. We affirm the district court, and remand this case for any further
14 proceedings necessary to resolve this case.
15 {19} IT IS SO ORDERED.
16 ______________________________
17 RODERICK T. KENNEDY, Judge
18 WE CONCUR:
19 _________________________________
20 MICHAEL E. VIGIL, Chief Judge
14
1 _________________________________
2 J. MILES HANISEE, Judge
15