State v. Peterson

1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please
2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions.
3 Please also note that this electronic memorandum opinion may contain computer-generated
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5 not include the filing date.
6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
7 STATE OF NEW MEXICO,
8 Plaintiff-Appellee,
9 v. NO. 28,874
10 BRUCE PETERSON,
11 Defendant-Appellant.
12 APPEAL FROM THE DISTRICT COURT OF TORRANCE COUNTY
13 Matthew G. Reynolds, District Judge
14 Gary K. King, Attorney General
15 Santa Fe, NM
16 Jacqueline R. Medina, Assistant Attorney General
17 Albuquerque, NM
18 for Appellee
19 Bradburn Law Office, LLC
20 Matthew Bradburn
21 Albuquerque, NM
22 for Appellant
23 MEMORANDUM OPINION
24 CASTILLO, Judge.
1 Defendant appeals the district court’s entry of judgment and sentence finding
2 him guilty of DWI (first offense), contrary to NMSA 1978, Section 66-8-102(E)
3 (2008), and possession of alcoholic beverages in open containers in a motor vehicle,
4 contrary to NMSA 1978, Section 66-8-138(A) (2001). We affirm.
5 BACKGROUND
6 Defendant pled guilty in magistrate court to three charges: DWI (first offense),
7 possession of alcoholic beverages in open containers in a motor vehicle, and speeding.
8 He filed a de novo appeal to district court. At trial, the State relied primarily on the
9 testimony of the arresting officer and a videotape of the incident. The district court
10 dismissed the speeding violation but found Defendant guilty of DWI and the open
11 container violation. Defendant challenges his convictions on two grounds. First, he
12 contends that the officer lacked probable cause to arrest him for DWI. Second,
13 Defendant claims that the district court erred in admitting his breath alcohol test
14 (BAT) results. We address each issue in turn. Additional facts will be discussed in
15 the context of the issues raised by Defendant.
16 DISCUSSION
17 1. Probable Cause
18 Defendant challenges the district court’s probable cause determination. “An
19 officer has probable cause to arrest when the facts and circumstances within the
2
1 officer’s knowledge are sufficient to warrant the officer to believe that an offense has
2 been or is being committed.” State v. Granillo-Macias, 2008-NMCA-021, ¶ 9, 143
3 N.M. 455, 176 P.3d 1187 (filed 2007). “An officer does not have to observe a suspect
4 actually driving in an impaired manner if the officer, based upon all the facts and
5 circumstances, has reasonable grounds to believe that [the driver] had been driving
6 while intoxicated.” State v. Sanchez, 2001-NMCA-109, ¶ 6, 131 N.M. 355, 36 P.3d
7 446 (internal quotation marks and citation omitted). “Our probable cause inquiry is
8 whether it was objectively reasonable for the officer to believe that Defendant had
9 been driving while he was to the slightest degree impaired, that is, unable to exercise
10 the clear judgment and steady hand necessary to handle a vehicle in a safe manner.”
11 Granillo-Macias, 2008-NMCA-021, ¶ 9 (internal quotation marks and citation
12 omitted). “We judge reasonableness by an objective standard, mindful that probable
13 cause requires more than a suspicion, but less than a certainty.” Sanchez,
14 2001-NMCA-109, ¶ 11 (internal quotation marks and citation omitted). In reviewing
15 the evidence supporting probable cause, “[e]ach case stands on its own facts; there is
16 no one set of circumstances required for probable cause.” Id. ¶ 12.
17 With the foregoing principles in mind, we turn to the underlying facts, viewing
18 them in the light most favorable to the State. See State v. Lopez, 2005-NMSC-018,
19 ¶ 9, 138 N.M. 9, 116 P.3d 80 (“The standard of review for suppression rulings is
3
1 whether the law was correctly applied to the facts, viewing them in a manner most
2 favorable to the prevailing party.” (internal quotation mark and citations omitted)).
3 At trial, Officer Dean Carroll testified about the stop as follows. He stopped
4 Defendant for speeding at approximately 12:55 a.m. on March 8, 2007, after
5 observing him going 64 miles per hour in a 55 mile per hour zone. Defendant had “a
6 difficult time” pulling to the side of the road and appeared to be putting something in
7 the back seat. Officer Carroll “immediately” smelled alcohol when Defendant rolled
8 down his window, and also noticed an open bottle of beer in the back seat. Defendant
9 then fumbled with the papers he was asked to retrieve. Defendant admitted to
10 drinking, stating that he had two beers at the Hilton Hotel. Defendant stumbled as he
11 got out of the car and had to hold onto the vehicle as he approached the officer. The
12 shoulder of the road where this took place had no obstructions that would have caused
13 Defendant to stumble.
14 Officer Carroll then asked Defendant to perform field sobriety tests (FSTs),
15 beginning with the Walk and Turn (WAT) test. Officer Carroll stated that he decided
16 to conduct the tests based on the smell of alcohol, the admission to drinking, the open
17 beer bottle, the inability to follow instructions, and dropping his paperwork. Officer
18 Carroll had already made the decision to arrest Defendant by the time the FSTs took
19 place. He stated that Defendant had a hard time maintaining his balance during the
4
1 WAT test and the One-Legged- Stand (OLS) test. Defendant objected to reliance on
2 these FSTs, referring to language in the National Highway Transportation Safety
3 Administration (NHTSA) manual indicating that different tests should be used on
4 people over sixty-five years of age; Defendant was sixty-seven at the time. Officer
5 Carroll read this portion of the NHTSA manual after being asked to do so by
6 Defendant, including language that the failure to use different tests (which appear to
7 be less physical) could compromise the accuracy of the tests. The State had already
8 stipulated that the officer did not follow the exact procedures of the manuals on this
9 matter.
10 In ruling on the probable cause issue, the district court, sitting as factfinder,
11 accepted the fact that Officer Carroll did not utilize the FSTs he could have.
12 Additionally, the court expressed doubts about some of the tests. The court noted, for
13 example, that it was discounting the OLS test and would not hold Defendant’s
14 performance against him. In concluding that Officer Carroll had probable cause of
15 DWI, the district court based its determination on Officer Carroll’s testimony and the
16 videotape of the incident, specifically: (1) slurred speech; (2) the smell of alcohol on
17 Defendant’s breath; (3) stumbling during the middle of the WAT test (although the
18 judge discounted any problems with the completion of the test at the end, presumably
19 in response to the technical challenge to the FSTs); and (4) Defendant’s repeatedly
5
1 telling Officer Carroll that he had been to the Hilton, which gave the impression that
2 Defendant had already told Officer Carroll this information.
3 We agree that the facts ultimately relied on by the district court supplied
4 probable cause for Defendant’s arrest. See, e.g., Granillo-Macias, 2008-NMCA-021,
5 ¶ 12 (holding that the odor of alcohol, lack of balance at the vehicle, and failure to
6 satisfactorily perform FSTs supported an objectively reasonable belief that the
7 defendant had been driving while intoxicated, and thus constituted probable cause to
8 arrest); State v. Ruiz, 120 N.M. 534, 535, 540, 903 P.2d 845, 846, 851 (Ct. App. 1995)
9 (holding that probable cause existed where police observed the defendant speeding
10 and weaving, where the defendant admitted to having been drinking, when the officer
11 noticed bloodshot, watery eyes, slurred speech, and a smell of alcohol, and when the
12 results of the FSTs were mixed), abrogated on other grounds by State v. Martinez,
13 2007-NMSC-025, 141 N.M.713, 160 P.3d 894; State v. Jones, 1998-NMCA-076, ¶
14 10, 125 N.M. 556, 964 P.2d 117 (concluding that the officer had probable cause to
15 arrest for DWI when the officer noticed bloodshot, watery eyes, slurred speech, and
16 a strong odor of alcohol, when the defendant admitted to having drunk two beers,
17 swayed when he was talking to the officer, and failed the FSTs). To the extent that
18 Defendant is arguing that his physical actions at the scene could have been caused by
19 something other than intoxication, such as darkness or his age, we defer to the district
6
1 court’s factual determinations under our standard of review. See State v. Hernandez,
2 115 N.M. 6, 26, 846 P.2d 312, 332 (1993) (noting that the appellate court does not
3 substitute its judgment for that of the factfinder).
4 Defendant’s primary argument with respect to the probable cause issue is that
5 the district court could not rely on the FSTs because they were not the type of FSTs
6 that should have been administered to an individual his age. The NHTSA manual
7 itself was not entered into evidence. As a result, the State argues that we may not
8 consider it on appeal. See Granillo-Macias, 2008-NMCA-021, ¶ 11 (declining to
9 consider a strict compliance argument based on the NHTSA manual when the
10 defendant failed to introduce the manual in evidence). We note that, unlike
11 Granillo-Macias, Officer Carroll incorporated the relevant portion of the NHTSA
12 manual into the record through his testimony and, as mentioned above, the State
13 stipulated that Officer Carroll did not follow the exact procedures of the manual. We
14 therefore consider the FSTs challenge in the context of the district court’s reliance on
15 this evidence and the availability of independent evidence to support the probable
16 cause finding. We consider the fact that in response to Defendant’s arguments, the
17 district court expressly dismissed the OLS test. As to the WAT test, the district court
18 judge specifically discounted any problems Defendant had at the end of the test;
19 instead, the district court noted that Defendant stumbled as he walked in the middle
7
1 of the straight line. The district court was not relying on any conclusions to be drawn
2 from any technical aspect of this test, but was instead simply observing the fact that
3 Defendant was having difficulty maintaining his balance, which was consistent with
4 Officer Carroll’s earlier observations of Defendant’s imbalance prior to any testing.
5 We therefore conclude that the district court did not commit error in relying on these
6 observations.
7 2. Admission of BAT
8 Defendant also challenges the denial of his motion to suppress the results of a
9 BAT. According to Defendant, the State failed to demonstrate general compliance
10 with the ascertainment element of the applicable New Mexico Scientific Laboratory
11 Division (SLD) regulations. We consider whether foundation prerequisites were met
12 pursuant to Rule 11-104(A) NMRA. See Martinez, 2007-NMSC-025, ¶ 19 (holding
13 that the district court “need only be satisfied by a preponderance of the evidence that
14 the foundational requirement has been met”). Again, when reviewing the denial of a
15 motion to suppress, we must view the facts in the light most favorable to the ruling
16 rendered below, indulge all reasonable inferences in support thereof, and disregard all
17 evidence and inferences to the contrary. Lopez, 2005-NMSC-018, ¶ 9.
18 Defendant’s briefs in this appeal are based on a then-controlling opinion
19 rendered by this Court in the case of State v. Willie, 2008-NMCA-030, 143 N.M. 615,
8
1 179 P.3d 1223 (filed 2007). The New Mexico Supreme Court subsequently granted
2 the defendant’s petition for writ of certiorari in Willie and reversed the decision of this
3 Court. State v. Willie, 2009-NMSC-037, 146 N.M. 481, 212 P.3d 369. In light of the
4 Supreme Court’s reversal of this Court’s decision in Willie, we conclude that the
5 district court did not err in admitting the results of the BAT.
6 The SLD regulation which is applicable in the present case requires the
7 individual administering the test to ascertain that the subject has not had anything to
8 eat, drink, or smoke for at least twenty minutes prior to collection of the sample.
9 7.33.2.12(B)(1) NMAC (3/14/01). The Supreme Court held that compliance with this
10 requirement may be accomplished “by using a variety of means . . . on an
11 individualized, case-by-case basis,” and that this requires a factual determination that
12 has been committed to the discretion of the trial court. Willie, 2009-NMSC-037, ¶¶
13 12, 14, 16.
14 In Willie, there were two defendants who appealed from separate incidents. The
15 defendant Willie was arrested, handcuffed, and placed in the patrol car. Id. ¶ 4. Prior
16 to the test being administered, he was either in the patrol car or was face to face with
17 the officer in the testing room. Id. The arresting officer also conversed with Willie.
18 Id. Based on the above, the officer testified that Willie did not eat, drink, or smoke
19 anything between the arrest and the test. Id. In defendant Julian’s case, similar facts
9
1 were presented. Id. In neither case did the officers check the defendant’s mouth, and
2 the record also did not indicate whether they were asked if they had anything in their
3 mouths. Id. ¶¶ 4, 5. The Supreme Court affirmed the admission of the breath tests
4 under these facts. Id. ¶ 18. Although Defendant believes that a “continuous
5 observation requirement” exists, the Supreme Court’s opinion in Willie makes clear
6 that this is only one of numerous alternative ways of satisfying the regulation. Id. ¶
7 12.
8 In the present case, Defendant was handcuffed at 1:03 a.m., and the two breath
9 tests were administered beginning at 1:49 a.m. Officer Carroll testified that he
10 checked Defendant’s mouth and noted that there was no food, smoke, tobacco, or any
11 smell other than alcohol before placing Defendant in a secure “cage” in the back of
12 his police car. Officer Carroll provided the following additional testimony regarding
13 the events that occurred after the arrest. Officer Carroll checked Defendant’s pockets,
14 which were empty except for a wallet and keys. The back seat of the police car was
15 clean with no food or water present. Defendant was in the secure area of the patrol
16 car “way over” the twenty-minute deprivation period while Officer Carroll transported
17 him to the Moriarty Police Department, where the tests were administered upon
18 arrival. Officer Carroll checked Defendant’s mouth for a second time prior to
19 administering the test.
10
1 This evidence was sufficient to support the district court’s discretionary, factual
2 determination that Officer Carroll complied with the applicable regulation. See id. ¶¶
3 12, 16 (holding that the ultimate question whether the SLD regulation has been
4 satisfied “is a factual determination to be made by the trial court” in its discretion).
5 In light of the testimony concerning the lack of any food or beverage in the back of
6 the patrol car, we are unpersuaded that it mattered that Defendant was handcuffed in
7 the front of his body, as opposed to the defendants in Willie, who were handcuffed
8 with their hands behind them. In addition to facts similar to those found sufficient in
9 Willie, the district court’s determination was also bolstered by Officer Carroll’s
10 testimony that he twice checked Defendant’s mouth, first at the time of arrest and then
11 just prior to administering the test.
12 Finally, we disagree with Defendant’s characterization of the deprivation
13 period. Defendant argues that the deprivation period is based on a period of
14 continuous observation “that is, the period of time during which [Officer Carroll]
15 remained in [Defendant’s] presence.” Based on this, Defendant contends that the
16 deprivation period began at 1:32 a.m. when Officer Carroll came back to his patrol car
17 after doing paperwork on the towing of Defendant’s vehicle. This, Defendant argues,
18 would invalidate the first of the two breath tests, which was taken at 1:49 a.m., a few
19 minutes shy of the twenty-minute requirement. See 7.33.2.12(B)(1) NMAC.
11
1 However, as the State points out, Defendant had been handcuffed and placed in the
2 patrol car at 1:03 a.m., and Officer Carroll testified that this is when he commenced
3 the deprivation period. While it is true that Officer Carroll was with Defendant for an
4 uninterrupted period beginning at 1:32 a.m., this argument was advanced in the
5 context of Defendant’s claim that there had to be a continuous observation period, a
6 claim rejected by Willie. 2009-NMSC-037, ¶ 14 (holding that “the SLD intended to
7 allow [BAT] operators to determine that a subject has not had anything to eat, drink,
8 or smoke by using a variety of means at his or her disposal, including observation,
9 on an individualized, case-by-case basis”). Therefore, pursuant to Willie, we conclude
10 that the twenty-minute deprivation requirement was satisfied in this case.
11 In light of our conclusion that no error in the admission of the breath tests
12 occurred, we do not need to reach Defendant’s harmless error argument.
13 CONCLUSION
14 For the reasons set forth above, we affirm.
15 IT IS SO ORDERED.
16 ________________________________
17 CELIA FOY CASTILLO, Judge
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1 WE CONCUR:
2 __________________________________
3 MICHAEL D. BUSTAMANTE, Judge
4 __________________________________
5 ROBERT E. ROBLES, Judge
13