Judges: Brown
Filed Date: 7/11/1983
Status: Precedential
Modified Date: 11/1/2024
OPINION OF THE COURT
On these appeals we are faced, inter alia, with the application of the doctrine, last reaffirmed by the Court of
The facts are substantially undisputed. In 1967, at the age of 26, plaintiff began to undergo regular gynecological examinations in the office of defendant Dr. Gerard Levi, an obstetrician-gynecologist. In April, 1969, plaintiff became pregnant for the first time. During the course of her pregnancy, she began to experience problems, including severe bleeding, which, according to Dr. Levi, indicated the possibility of a miscarriage. He thereupon prescribed medication which he said would help prevent a miscarriage. She took 100 pills a month for six months until, on November 14,1969, she gave birth to a daughter, Lynn. Following the birth, she continued her regular annual gynecological examinations and thereafter gave birth to two other daughters, Laura (born July 27, 1973), and Adrienne (born October 14, 1974). During each of these pregnancies she was cared for and treated by Dr. Levi, who also delivered the children. After Adrienne’s birth, at plaintiff’s request, Dr. Levi performed a tubal ligation so that she would bear no more children. Plaintiff thereafter continued her regular annual gynecological examinations with Dr. Levi.
In November, 1978, plaintiff became concerned about a painful lump in her left breast. Dr. Levi referred her to her family physician. The lump was found to be cancerous and, in December, 1978, plaintiff underwent a modified radical mastectomy of her left breast. After completion of her postoperative care, she returned for her annual visit to Dr.
Plaintiff and her husband, Samuel Manno, thereafter commenced the instant action against Dr. Levi and Eli Lilly & Company, the manufacturer and seller of the DES which she took in 1969. The complaint stated three causes of action against each defendant: (1) on behalf of plaintiff, against defendant Levi, alleging negligence and lack of informed consent; (2) on behalf of Samuel Manno, against defendant Levi, alleging medical expenses and loss of services and society; (3) on behalf of plaintiff, against defendant Levi, alleging negligent infliction of emotional distress (from fears that her daughter Lynn would develop reproductive cancer as a result of her prenatal exposure to DES); (4) on behalf of plaintiff, against defendant Eli Lilly and Co., on a theory of strict products liability; (5) on behalf of Samuel Manno, against defendant Eli Lilly & Co., alleging medical expenses and loss of services and society; and (6) on behalf of plaintiff against Eli Lilly & Co., alleging negligent infliction of emotional distress.
Dr. Levi thereupon moved for (a) severance of the action against him from that against Eli Lilly & Co.; (b) dismissal of plaintiffs’ three causes of action alleged against him on Statute of Limitations grounds; (c) summary judgment and dismissal of the first two causes of action for lack of merit; and (d) dismissal of the third cause of action for failure to state a cause of action. After service of its answer, Eli Lilly & Co. moved to dismiss the three causes of action against it
Dr. Levi’s motion came before Justice Burstein at Special Term. By order entered September 9, 1981, Justice Burstein granted the motion, stating, inter alia:
“It is clear plaintiff’s cause of action accrued in 1969 when she was prescribed and, indeed, used the drug DES. Thornton v Roosevelt Hospital, 47 NY2d 780 (1979); Schwartz v Heyden Chemical Corp., 12 NY2d 212, remittitur amd. 12 NY2d 1073, cert den, 374 U.S. 808 (1963). Therefore, the applicable statute of limitations is three years, pursuant to CPLR 214 (6) prior to its amendment by L. 1975, c. 109, § 6. Szajna v Rand, 75 AD2d 617 (2d Dept 1980). This statute cannot be tolled on any theory of discovery, as chemical compounds (i.e. drugs) are not considered ‘foreign objects’. Thornton v Roosevelt Hospital, supra. Further, the statute of limitations cannot be tolled under the ‘continuous treatment doctrine’, because the treatment here (the prescription and use of DES) both commenced and terminated during 1969. The continuation of the physician-patient relationship here was not related to the condition experienced by plaintiff in 1969, for which the drug had been prescribed. Thus, there has been no ‘continuous treatment’. Charalamhakis v City of New York, 46 NY2d 785 (1978); Borgia v City of New York, 12 NY2d 151 (1962). Should the claim of lack of informed consent be deemed a battery, rather than malpractice [see Weinstein-Korn-Miller, 1 NY Civ Prac § 214-(a).06.], an even shorter period is involved. See CPLR 215 (3).
“Finally, plaintiff requests that the doctrine of equitable estoppel should be applied here to prevent defendant from raising the statute of limitations as a defense. However, the amended complaint does not allege the requisite intentional fraud or fraudulent concealment on the part of defendant upon which an application of this doctrine can be based. See Florio v Cook, 48 NY2d 792 (1979); Immediate v St. John’s Hospital, 48 NY2d 671 (1979); Simcuski v Saeli, 44 NY2d 442 (1978). The affidavits submitted also did not lend any factual support to such a claim. Accordingly, plaintiff’s first cause of action must be dismissed as time barred.
The court also dismissed plaintiff’s husband’s derivative claim and his cause of action for emotional distress.
Eli Lilly’s motion came before Justice McGinity. In an order entered September 16, 1981, Justice McGinity granted the motion upon the ground that the decision of Justice Burstein was the law of the case. These consolidated appeals ensued.
Plaintiff contends, first, that her two subsequent pregnancies and her series of annual gynecological examinations constitute a continuous course of treatment sufficient to postpone the running of the Statute of Limitations.
The New York courts have continued to elaborate upon the “continuous treatment” doctrine while applying it. In Davis v City of New York (38 NY2d 257, 259), for example, the court held that a patient’s yearly checkup appointments for mammographies amounted to a series of discrete individual “treatments” and therefore did not constitute a “continuous course of treatment” sufficient to delay the running of the Statute of Limitations.
On the basis of the foregoing cases and the legislative codification of the holdings thereof, it is thus clear that the
Plaintiff cites several other cases, distinguishable on their facts, arguing that Dr. Levi and, by extension, Eli Lilly & Co. (through Levi as intermediary), had a “continuing duty to warn” her regarding the dangers of DES, as those dangers became known, and that this duty delayed the running of the Statute of Limitations. In the first case cited, Tresemer v Barke (86 Cal App 3d 656), a California appellate court held that both a woman’s physician and the manufacturer of the Daikon Shield had a continuing duty to warn her of its dangers as new hazards were discovered, as long as the device which the physician had inserted remained in her body. In the second case referred to by plaintiff, Doe v Anka Research (US Dist Ct EDNY, Feb. 1, 1982, Weinstein, J.), the court, citing Tresemer v Barke (supra), held that the continuing duty to warn in the case of a defective intrauterine device constituted a “continuous course of treatment” sufficient to delay the running of the Statute of Limitations under New York Law.
Plaintiff contends, further, that Dr. Levi is estopped from raising the Statute of Limitations as a bar to her action because he knowingly concealed his malpractice from her and intentionally deceived her in order to prevent her from suing him. On the facts as alleged herein, this contention is without basis. In Simcuski v Saeli (44 NY2d 442), the Court of Appeals held that the defendant physician in a malpractice action might be equitably estopped from raising the Statute of Limitations as an affirmative defense where, through actual affirmative misrepresentations, he fraudulently concealed his malpractice from the patient by informing her that she was being cured (when in fact he knew this to be false), thereby causing her to continue her treatment with him in reliance on his advice and forego both seeking other treatment and suing him before the running of the Statute of Limitations. That same principle was thereafter applied in Renda v Frazer (75 AD2d 490), and Krol v Valone (80 AD2d 997). In Simcuski (supra), however, the court indicated that there had to be specific allegations of such fraudulent concealment in the complaint, or at least evidence in the record that might support such allegations, before this principle could be applied. At bar, a reading of plaintiff’s complaint and the papers submitted on the motions disclose no such allegation or evidence. The first cause of action against Dr. Levi contains no allegations that he actually knowingly concealed his malpractice or made fraudulent misrepresentations to plaintiff. Similarly, although plaintiff’s affidavit seeks to imply that Dr. Levi deliberately concealed from her the fact that he had given her DES in 1969 when she informed him of her breast cancer and subsequent mastectomy, the allegations in the record do not in
We come now to plaintiff’s final contention, namely, that Special Term erred in dismissing her complaint as time barred on the basis of Thornton v Roosevelt Hosp. (47 NY2d 780). While we very much sympathize with plaintiff’s predicament and are deeply concerned with the inequitable result which the doctrine enunciated in Thornton has worked in this case, we are constrained nonetheless to hold that that doctrine is applicable to and conclusive at bar. Thornton was predicated directly upon a long line of New York cases. In the leading case, Schmidt v Merchants Desp. Transp. Co. (270 NY 287), an action was commenced to recover damages for injuries sustained as a result of the inhalation of deleterious dust in the course of the plaintiff’s employment. The court held that a cause of action for damages suffered as a result of exposure to a harmful substance accrues, and the Statute of Limitations begins to run, when the last exposure occurs, even though the actual injury may only become manifest many years later. Writing for a unanimous court, Judge Lehman reasoned (pp 300-302):
“We have said that ‘in actions of negligence damage is of the very gist and essence of the plaintiff’s cause.’ (Com-stock v. Wilson, 257 N. Y. 231, 235.) Accordingly, the plaintiff claims that his cause of action accrued, not at the time he inhaled the dust — more than three years before the action was commenced — but at the time when the dust, so inhaled, resulted in a disease of the lungs and that date, it is said, can be determined only by medical testimony.
“Though negligence may endanger the person or property of another, no actionable wrong is committed if the danger is averted. It is only the injury to person or property arising from negligence which constitutes an invasion of a personal right, protected by law, and, therefore, an actionable wrong. (Cf. ‘The Duty to Take Care,’ by W.W. Buck-land, 51 Law Quarterly Review, p. 637; Pollock on the Law of Torts [12th ed.], p. 186.) Through lack of care a person may set in motion forces which touch the person or property of another only after a long interval of time (Cf. Ehret
“That does not mean that the cause of action accrues only when the injured person knows or should know that the injury has occurred. The injury occurs when there is a wrongful invasion of personal or property rights and then the cause of action accrues. Except in cases of fraud where the statute expressly provides otherwise, the statutory period of limitations begins to run from the time when liability for wrong has arisen even though the injured party may be ignorant of the existence of the wrong or injury. Consequential damages may flow later from an injury too slight to be noticed at the time it is inflicted. No new cause of action accrues when such consequential damages arise. So far as such consequential damages may be reasonably anticipated, they may be included in a recovery for the original injury, though even at the time of the trial they may not yet exist. When substantial damage may result from any wrong affecting the person or property of another, a cause of action for such wrong immediately accrues. (Conklin v. Draper, 229 App. Div. 227; affd., 254 N.Y. 620; Wiener v. Ellrodt, 268 N.Y. 646; Capucci v. Barone, 266 Mass. 578.)
“We must apply that rule here. The injury to the plaintiff was complete when the alleged negligence of the defendant caused the plaintiff to inhale the deleterious dust. For that injury, including all resulting damages the defendant was then liable. The disease of the lungs was a consequence of that injury. Its results might be delayed or, perhaps, even by good fortune averted; nevertheless, the disease resulted naturally, if not inevitably, from a condition created in the plaintiff’s body through the defendant’s alleged wrong. It cannot be doubted that the plaintiff might have begun an action against the defendant immediately after he inhaled the dust which caused the disease. No successful challenge could have been interposed on the ground that the action was prematurely brought because at the time it was com
“The Statute of Limitations is a statute of repose. At times, it may bar the assertion of a just claim. Then its application causes hardship. The Legislature has found that such occasional hardship is outweighed by the advantage of outlawing stale claims. The problem created by the slow onset of the disease of pneumoconiosis or silicosis has been considered by the courts of other jurisdictions. They have given to statutes of limitation their intended effect as statutes of repose and have held that a cause of action sounding in negligence accrues at the time when through lack of care by an employer, deleterious substances enter the lungs of an employee though the development of consequential damages may be long delayed. (Brown v. Tennessee Consolidated Coal Co. 83 S.W. Rep. [2d] 568; Scott v. Rinehart & Dennis Co., 180 S. E. Rep. 276; Piukkula v. Pillsbury Astoria Flouring Mills Co., 150 Ore. 304; Michalek v. United States Gypsum Co., 76 Fed. Rep. [2d] 115.)”
Schmidt (supra) was followed by Schwartz v Heyden Newport Chem. Corp. (12 NY2d 212), in which an action was brought in 1959 to recover damages for a cancer which required the removal of plaintiff’s eye in 1957. The cancer was allegedly the result of an injection plaintiff received in 1944 of a substance to aid in the taking of X rays. The court extended the Schmidt doctrine to the injection of a chemical into the body and held that the cause of action accrued at the time of injection rather than at the time the injury became apparent. The opinion by Judge Burke reasoned (pp 216-219):
“None of these views point to a discovery rule. They would indicate, however, that the action accrues only when there is some actual deterioration of a plaintiff’s bodily structure. This is the reasoning of cases holding that the statute doesn’t begin to run until the defendant’s wrong harms the plaintiff. (Gile v. Sears, Roebuck & Co., 281 App. Div. 95 [defective floor caused injury * * *]; White v. Schnoebelen, 91 N. H. 273 [1941], [statute held to run from date when lightning struck defectively installed lightning rod].) Since, then, the recognized damages in negligence cases are pain and suffering, loss of earnings and, we suppose, damage to the structure of the body, it is questionable whether any cause of action exists before these things actually happen. But Judge Lehman’s view in the Schmidt case is right as we must assume that the dust immediately acted upon Schmidt’s lung tissue.
“Since many of our holdings that the cause of action accrues upon the introduction of the harmful substance into the body are malpractice cases, we should note that our accrual rule in such cases developed through, special doctrinal pressures to which negligence cases as such have never been subjected. Originally actions for malpractice were premised on the breach of an implied contract to use the standard of care expected of a professional and the breach of that implied promise gave rise to the action for malpractice. Accordingly, the early decisions held, in accordance with the usual warranty rule, that the statute commenced to run from the time of its breach, i.e., when
“We should put aside the contention, often justifying abandonment of prior holdings, that social change or advancement in the sciences has so altered the subject matter upon which the law operates that a different result is called for. The insidious and ‘inherently unknowable’ nature of cancer and similar diseases was common knowledge in 1936 when Schmidt was decided. The affecting plea of a plaintiff who could not know he was being destroyed from within fell then upon ears no less sensitive to such appeals than those now hearing this case. To our minds, the adoption of and adherence to the accrual rule by the Judges of our court from 1930 onward renders the simple assertion ‘it is unjust’ inadequate.
“Considering the function of a Statute of Limitations as a device for repose, a potential defendant’s equities are the same whether the plaintiff knows of his condition or not. Repose is as beneficial to society in the one case as in the other. While the plaintiff’s equities are greater in one case, it was presumably pursuant to a determination that the interests of an occasional claimant were subordinate to society’s interest in repose that resulted in the Statute of Limitations in the first place. The existence of a discovery provision in the fraud statute bespeaks a legislative judgment that only in fraud cases, by their very nature, were there a sufficient number of unknown wrongs to justify a departure from the general rule. Apparently the rarity of such unfortunate cases in other types of actions did not outweigh the disadvantages of imposing a possible exception to the grant of repose to every person and industry
“It is not without reason that change in this area has been thought by us to be the responsibility of the Legislature. Our court has no facilities to inquire into the incidence of hardship cases under the statute, nor the peculiarly legislative prerogative to balance the result of such an inquiry against the countervailing considerations of prudence and social tranquillity that are supposed to justify Statutes of Limitations. Moreover, how could we set limits to the right plaintiff would have us grant? Is it for a court to say that there shall be an outside limit of six years? If so, what of the fact that 15 years passed before plaintiff brought this action?”
In dissent, Chief Judge Desmond, joined by Judge (later Chief Judge) Fuld, argued (pp 219-220): “As the complaint stands, the limitation periods have run since the pleading says no more than that plaintiff did not learn of the dangerous qualities of the preparation until 1958,14 years after the injection. From his brief and his oral argument, however, it seems that his theory of action is that the carcinogenic qualities of the injection were not discoverable by him until after the 1957 surgical operation. If that be the fact, it would be unreasonable and perhaps unconstitutional to hold that his time to sue expired before it was possible for him to learn of the wrong * * * Statutes (including limitation laws) are not to be construed so as to deny the right to sue for a common-law wrong * * * Schmidt v. Merchants Desp. Transp. Co. (270 N.Y. 287), if and to the
Which brings us to the Thornton case (supra). Thornton was an application of Schwartz (supra), on almost identical facts. The court there stated (47 NY2d 780, 781-782, supra):
“In this action sounding in strict products liability based on allegations that a thorium dioxide substance manufactured by defendant Testagar, Inc., and injected into decedent resulted in the onset of cancer, the cause of action accrued at the time of invasion of decedent’s body, and not at the time the decedent’s cancerous condition became apparent * * *
“It is well established in this State that when chemical compounds are injected into "a person’s body, the injury occurs upon the drugs introduction, not when the alleged deleterious effects of its component chemicals become apparent. (Schwartz v Heyden Newport Chem. Corp., 12 NY2d 212, cert den 374 US 808.) Here, plaintiff’s claim being interposed some 20 years after the decedent’s injection — the date of injury — the action is time-barred, irrespective of whether the cause of action is couched, in terms of strict products liability.
“Nor can we conclude that plaintiff may invoke the so-called ‘discovery’ rule. While in the context of medical malpractice an action may be commenced after discovery of a ‘foreign object’ in the body of a patient (CPLR 214-a; see Flanagan v Mount Eden Gen. Hosp., 24 NY2d 427), it is important to note that, by statute, chemical compounds do not constitute ‘foreign objects’. We decline the invitation to extend judicially the discovery rule to strict products liability actions. Such matter is best reserved for the Legislature, and not the courts.”
Judge Fuchsberg strongly dissented. In arguing that plaintiff’s cause of action should not be held to have accrued until the injury actually occurred, he stated (pp 783-784): “Drugs with a latent or slowly evolving potential for harm are no longer unique. The bewilderingly broad spectrum of such products grows greater all the time. More and more, they compel their users to place blind reliance
Finally, and most recently, came Matter of Steinhardt v Johns-Mansville Corp. (54 NY2d 1008, app dsmd 456 US 967, supra). There, the court, faced with a factual situation similar to that in Schmidt (supra), continued to adhere to its holding therein, stating (pp 1010-1011): “Plaintiffs in these actions, asserting injuries caused by the inhalation of asbestos particles, each commenced his action more than four years after their or their decedents’ last employment-related exposure to asbestos. In Schmidt v Merchants Desp. Transp. Co. (270 NY 287), where the plaintiff alleged that the inhalation of dust while in the defendant’s employ caused him to contract the disease known as pneumoconiosis, this court held that the statutory period of limitations began to run when the plaintiff inhaled the foreign substance. This principle was later reaffirmed in Schwartz v Heyden Newport Chem. Corp. (12 NY2d 212, cert den 374 US 808), involving a compound inserted into the plaintiffs’ sinuses for the purpose of making them more perceptible in x-ray examination. Accordingly, if this rule is still controlling, each of the causes of action brought by plaintiffs is barred by the Statute of Limitations. Plaintiffs now urge, however, that the Statute of Limitations applicable to their cases should not run from the date of the last exposure to the invading substance, but rather from the date on which the asbestos-related disease was or could have been discovered. We are unable to adopt this proposed standard, and we reaffirm the principle announced in Schmidt and followed in Schwartz. Only recently, in Thornton v Roosevelt Hosp. (47 NY2d 780), where it was alleged that a thorium dioxide substance manufactured by the defendant and injected into the deceased plaintiff resulted in the onset of
Judge Meyer concurred on constraint of Thornton (supra). Again Judge Fuchsberg vigorously dissented.
Significantly, prior to the decision of the Court of Appeals in Steinhardt (supra), the Legislature carved out of the Schmidt (supra) rule an exception for the so-called “Agent Orange” cases. Enacted in 1981 as CPLR 214-b (L 1981, ch 266, § 3, as amd by L 1982, ch 153, § 1 and L 1983, ch 358), the exception promulgates, for these cases alone, a “discovery” rule. The legislative findings upon which that statute was predicated bear attention:
“During the Vietnam era, over six hundred thousand New York state residents served our nation in Indo-China. A large number of these people were exposed to phenoxy herbicides. The legislature finds that there is credible scientific evidence that exposure to these toxic substances has caused serious physical disabilities. The legislature also finds that the citizens of this state who were exposed to these substances have been denied access to the courts.
“This legislature finds that at the time of the enactment of subdivision five of section two hundred fourteen of the civil practice law and rules, the legislature had been principally motivated by the desire to discourage ‘belated litigation’. Belated litigation did not serve the interests of justice since protracted delays in litigating issues resulted in the failing memory of witnesses and the disappearance of evidence that was relevant and germane to such issues. It was never the intent of the legislature in imposing limitations, to foreclose the citizens of this state from prosecuting legitimate claims, provided such claims are diligently and expeditiously pursued. An exception to the general period of limitation rule is required when the
“The legislature further finds that, in the interest of justice, the claims of veterans of the Vietnam era should not be prohibited by the holding that a cause of action accrues, and the statute of limitations commences to run from the ‘date of injury’. The obstruction to the prosecution of legitimate claims by individuals who served in Indochina should be remedied by a discovery statute of limitations.
“The legislature further finds that the compelling circumstances present indicate a strong moral obligation by the state to revive time barred causes of action that have accrued in favor of citizens of this state who served in the armed forces during the Vietnam era, and had been exposed to and had come in contact with toxic chemical substances, and suffered severe physical disabilities which were undetected or undiscovered until years later.” (L 1981, ch 266, § 1.)
One leading commentator, reflecting on this legislation before the Court of Appeals decision in Steinhardt (supra) was handed down, noted optimistically that “Perhaps the Agent Orange legislation — with its invidious distinction between injuries caused by exposure to phenoxy herbicides and those caused by other noxious substances will impel the Court of Appeals to re-examine the strange doctrine that a cause of action may be time-barred even before the plaintiff could possibly know that he has a cause of action” (McLaughlin, 1981 Supplementary Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR 214-b, p 181, 1982-1983 Pocket Part). Following the Steinhardt decision (supra), this same commentator felt compelled to abandon any hope of judicial relief and cast his gaze toward the. Legislature for a remedy (McLaughlin, 1982 Supplementary Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR 214-b, p 181, 1982-1983 Pocket Part).
Our analysis, therefore, constrains us to affirm the orders of Special Term. The ingestion of a pill is so analogous to the injection of a chemical substance or the inhalation of
O’Connor, J. P., Niehoff and Rubin, JJ., concur.
Two orders of the Supreme Court, Nassau County, entered September 9, 1981, and September 16, 1981, respectively, affirmed, without costs or disbursements.
. Regardless of whether the continuous treatment doctrine applies, since the act complained of occurred in 1969, plaintiff’s action is governed by the three-year Statute of Limitations for malpractice actions contained in CPLR 214 (subd 6) rather than the more recent two- and one-half year limitation period for medical malpractice actions accruing on or after July 1, 1975 (CPLR 214-a, L 1975, ch 109, § 6). The doctrine of continuous treatment does not alter the action’s accrual date; it serves simply as a toll of the running of the Statute of Limitations (McDermott v Torre, 56 NY2d 399, 406-407).
. This principle was subsequently codified by the Legislature in CPLR 214-a (the medical malpractice Statute of Limitations which specifically excludes from the doctrine of continuous treatment “examinations undertaken at the request of the patient for the sole purpose of ascertaining the state of the patient’s condition”).»
. The court’s decision was apparently rendered from the Bench and is not otherwise reported. It is, however, summarized in the New York Law Journal (Feb. 3,1982, p 1, col 2).
. See, also, Lindsey v Robins Co. (91 AD2d 150), and Reyes v Bertocchi (92 AD2d 863), two recent decisions of this court holding that a cause of action for injuries resulting from a defective intrauterine device accrues at the outset of injury, not at the time of insertion. ,