DocketNumber： 10 Civ. 3488 (SAS)
Citation Numbers： 811 F. Supp. 2d 713, 2011 U.S. Dist. LEXIS 87471, 2011 WL 2693655
Judges： Shira A. Scheindlin
Filed Date： 8/8/2011
Status： Precedential
Modified Date： 10/19/2024
United States District Court, S.D. New York.
*729 Bridget Kessler, Esq., Peter L. Markowitz, Esq., Immigration Justice Clinic, Benjamin N. Cardozo School of Law, Anthony J. Diana, Esq., Lisa R. Plush, Esq., Jeremy D. Schildcrout, Esq., Mayer Brown LLP, Sunita Patel, Esq., Darius Charney, Esq., Center for Constitutional Rights, New York, NY, for Plaintiffs.
Joseph N. Cordaro, Christopher Connolly, Assistant U.S. Attorneys, New York, NY for Defendants.
SHIRA A. SCHEINDLIN, District Judge.
The National Day Laborer Organizing Network ("NDLON"), the Center for Constitutional Rights ("CCR"), and the Immigration Justice Clinic of the Benjamin N. Cardozo School of Law ("Clinic") (collectively, "Plaintiffs") bring this action for the purpose of obtaining records, pursuant to the Freedom of Information Act ("FOIA"),[1] from the United States Immigration and Customs Enforcement Agency ("ICE"), United States Department of Homeland Security ("DHS"), Executive Office for Immigration Review ("EOIR"), Federal Bureau of Investigation ("FBI"), and Office of Legal Counsel ("OLC") (collectively, "Defendants"). Specifically, plaintiffs have sought information regarding Secure Communities, a federal immigration enforcement program launched in 2008. It has long been the practice for local law enforcement agencies to send the fingerprints of individuals arrested and booked into custody to the FBI to be checked against the national criminal history database.[2] Under the Secure Communities program, those fingerprints are also now sent to DHS to be checked against immigration records.[3]
A portion of the requested records, which has become increasingly central to the instant litigation, relates to the issue of whether and how localities may "opt-out" of participation in Secure Communities.[4] Plaintiffs and defendants now submit cross-motions for partial summary judgment on the application of certain FOIA exemptions to "opt-out" records produced on January 17, 2011. For the reasons below, plaintiffs' motion is granted in part and denied in part, and defendants' motion is granted in part and denied in part.
In February 2010, plaintiffs submitted identical twenty-one page FOIA requests to each of the five defendant agencies.[5] Plaintiffs sought a broad range of information about Secure Communities, including
records related to or containing: [p]olicies, [p]rocedures or [o]bjectives of Secure Communities (including overview documents, state and local agreements, Secure Communities inquiry and response procedures, state training or explanatory *730 materials developed by ICE, documents describing the relationship between Secure Communities and other ICE enforcement programs, and racial profiling policy and oversight documents); [d]ata or [s]tatistical [i]nformation (including the number of immigration detainers and removals both before and since the implementation of Secure Communities, the number of United States citizens erroneously identified through Secure Communities, and demographic information for individuals identified through Secure Communities); [i]mmigration and [d]emographic [i]nformation and [r]ecords of [i]ndividuals subject to Secure Communities queries or ICE detainers; [e]vidence of the [f]iscal [i]mpact of Secure Communities (including documentation analyzing the cost of Secure Communities to [s]tate and [l]ocal [j]urisdictions or the [f]ederal [g]overnment, [i]ntergovernmental [s]ervice [a]greements, and contracts with private entities); [c]ommunications [r]ecords (including public statements and speeches related to Secure Communities and the Secure Communities public relations strategy); [p]rogram [a]ssessments of Secure Communities; and Secure Communities [c]omplaint [m]echanisms or [o]versight [d]ocuments.[6]
Defendants have claimed that these requests have "the potential to implicate more than one million records within ICE" alone.[7] Because plaintiffs received no substantive response to their requests, on April 27, 2010, they brought this suit to compel production of responsive records. As a result of subsequent negotiation, defendants produced at least two thousand pages of records between August 2010 and October 2010.[8]
Secure Communities is activated at the state level through Memoranda of Agreement ("MOA"), signed between ICE and state law enforcement agencies.[9] Initially, federal government officials suggested that the program was voluntary, in that states or localities could choose not to participate.[10] As a result, a number of states and localities took steps to remove themselves from the program's planned deployment.[11]
However, while the instant litigation was pending, the federal government appeared to reverse course. On October 6, 2010, Janet Napolitano, the Secretary of DHS, stated during a press conference that "DHS ``does not view [Secure Communities] as an opt-in, opt-out program.'"[12] Since that time, the federal government has consistently asserted that there is no way for localities to opt out of the program,[13]*731 and that the program will be mandatory by 2013.[14] Plaintiffs allege that although the federal government only began to take this position publicly in October 2010, it had previously taken the position in non-public negotiations with local officials, citing various laws and regulations in support, as early as March 2010.[15] Plaintiffs allege that the federal government has intentionally concealed its plans for the implementation of Secure Communities, leaving the public in the dark as to the legal basis for mandatory participation in the program and the technological capacity of the federal agencies to enable states or localities to opt out.[16] As a result, the public understanding of and debate over the program has been stifled.[17]
Considering the public confusion, and the rapid rate at which MOAs were being signed with the states, plaintiffs shifted their focus in this litigation to prioritize the release of documents that would help to answer whether or not "opt-out" was possible and by what means. On October 28, 2011, plaintiffs moved for a preliminary injunction to require defendants to
promptly search for, process and produce ``Opt-Out Records,' which are records that pertain to the existence or [nonexistence] of a procedure for states or localities to decline or limit participation in Secure Communities or, regardless of the existence of such procedures, pertain to the technological capacity of Immigration and Customs Enforcement agency and the Federal Bureau of Information to honor requests to opt-out, opt-in or limit participation in Secure Communities.[18]
On December 17, 2010, this Court issued an Order directing defendants to produce to plaintiffs by January 17, 2011,
records relating to the ability of states or localities to decline or limit participation in Secure Communities, including documents, memoranda, manuals, and communications referencing the technological capacity of ICE and the FBI to honor requests to opt-out, opt-in or limit participation in Secure Communities.[19] On January 17, 2011, defendants produced over fourteen thousand pages of "opt-out" records.[20] Defendants have withheld all or part of certain records pursuant to FOIA's statutory exemptions. Specifically, ICE withheld records pursuant to Exemptions High 2,[21] 5, 6, 7(C), and 7(E); DHS withheld *732 records pursuant to Exemptions High 2, 5, and 6; FBI withheld records pursuant to Exemptions High 2, 6, 7(C) and 7(E); and EOIR withheld records pursuant to Exemption 6.[22] Defendants now move for partial summary judgment on the propriety of their withholdings pursuant to the above exemptions within the opt-out production.
Plaintiffs have cross-moved for partial summary judgment. They challenge defendants' claims of Exemptions 5, 6, and 7(C) with respect to a set of documents enumerated in Exhibits A-D and F of the Declaration of James Horton.[23] Plaintiffs allege that defendants have submitted inadequate Vaughn indexes that do not justify the claimed exemptions, and suggest that "patterns of inappropriate withholdings are apparent throughout the production."[24] They further allege that defendants have performed blanket redactions and failed to appropriately separate non-exempt material from exempt material.[25] Accordingly, plaintiffs asked the Court to conduct in camera review of a select number of documentswhich I agreed to do and to order the release of enumerated redacted materials.[26]
For the reasons stated below, each party's motion is denied in part and granted in part. Defendants are ordered to release certain documents and to submit revised Vaughn indexes justifying certain other redactions.[27]
FOIA cases are generally and most appropriately resolved on motions for summary judgment.[28] Summary judgment in the FOIA context, as in any other, is appropriate if the record "show[s] that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law."[29] "An issue of fact is genuine if ``the evidence is such *733 that a reasonable jury could return a verdict for the nonmoving party.' A fact is material if it ``might affect the outcome of the suit under the governing law.'"[30] "In ruling on a motion for summary judgment, a court must resolve all ambiguities and draw all factual inferences in favor of the nonmoving party."[31] "Inferences and burdens of proof on cross-motions for summary judgment are the same as those for a unilateral summary judgment motion. ``That is, each cross-movant must present sufficient evidence to satisfy its burden of proof on all material facts.'"[32]
However, unique to the FOIA context, "[a]ffidavits submitted by an agency are accorded a presumption of good faith," and so long as such affidavits "supply[] facts indicating that the agency has conducted a thorough search and giv[e] reasonably detailed explanations why any withheld documents fall within an exemption," they will sustain the agency's burden and summary judgment may be awarded without discovery being conducted.[33] Nonetheless, "[t]he agency's decision that the information is exempt from disclosure receives no deference."[34] Accordingly, a court is required to conduct a de novo review of the record, deciding "``whether the agency has sustained its burden of demonstrating that the documents requested are not agency records or are exempt from disclosure under the FOIA.'"[35]
In addition to affidavits, agencies generally submit Vaughn indexes to sustain their burden. A Vaughn index is an itemized listing of the non-disclosed records, describing each record and portion withheld, and providing a detailed justification for the agency's withholding, specifying the FOIA exemption that it has applied.[36] The purpose of a Vaughn index is to "(a) [] permit [the opposing party] to contest the affidavit in [an] adversarial fashion," and to "(b) [] permit a reviewing court to engage in effective de novo review of the [government's] redactions."[37]
At the heart of FOIA is "a policy strongly favoring public disclosure of information in the possession of federal agencies."[38] However, FOIA provides nine *734 categories of information that are exempt from disclosure.[39] The "exemptions are ``explicitly made exclusive,' and must be ``narrowly construed.'"[40] Four of those exemptions are relevant to the instant matterExemptions 2, 5, 6, and 7. Under Exemption 7, defendants cite both subsection (C) and subsection (E).
Exemption 7(E) protects "records or information compiled for law enforcement purposes," that, if disclosed, "would disclose techniques and procedures for law enforcement investigations or prosecutions, or would disclose guidelines for law enforcement investigations or prosecutions if such disclosure could reasonably be expected to risk circumvention of the law."[41] Exemption 2 protects from disclosure information that is "related solely to the internal personnel rules and practices of an agency."[42] For many years, following the D.C. Circuit's ruling in Crooker v. Bureau of Alcohol, Tobacco, and Firearms,[43] courts held that Exemption 2 protected two categories of information: (1) materials concerning human resources and employee relations (known as "Low 2"),[44] and (2) "predominantly internal" information that, if disclosed, would "significantly risk[] circumvention of agency regulations or statutes"[45] (known as "High 2").
In its recent decision in Milner v. Department of the Navy,[46] the Supreme Court explicitly overruled Crooker and its progeny. In Milner, the Court, after considering the statutory language and the legislative history of FOIA, held that "Exemption 2, consistent with the plain meaning of the term ``personnel rules and practices,' encompasses only records relating to issues of employee relations and human resources."[47] As a result, after Milner, High 2 has ceased to exist and "Low 2 is all of 2."[48] In its reasoning, the Court gave significant weight to Congress's amendment of Exemption 7(E) in 1986, noting that "the Crooker construction of Exemption 2 renders Exemption (b)(7)(E) superfluous and so deprives that amendment of any effect."[49] The Court added, "[w]e cannot think of any document eligible for withholding under Exemption 7(E) that the High 2 reading does not capture."[50] In fact, prior to Milner, agencies frequently cited Exemption 2 in conjunction with Exemption 7(E), due to the conceptual overlap between the two under the Crooker doctrine.
Exemption 5 protects "interagency or intra-agency memorandums [sic] or letters which would not be available by law to a party other than an agency in litigation with the agency."[51] The exemption *735 incorporates "all normal civil discovery privileges,"[52] including the deliberative process privilege, the attorney-client privilege, and the attorney work product privilege.[53] "The test under Exemption 5 is whether the documents would be ``routinely' or ``normally' disclosed upon a showing of relevance."[54] "Whether its immunity from discovery is absolute or qualified, a [privileged] document cannot be said to be subject to ``routine' disclosure," and thus, is protected under Exemption 5.[55] "Once a document is deemed exempt from disclosure pursuant to Exemption 5, there is no need for the court to consider the public interest in disclosure."[56]
The deliberative process privilege protects from disclosure "``documents reflecting advisory opinions, recommendations and deliberations comprising part of a process by which governmental decisions and policies are formulated.'"[57] The privilege is intended "``to enhance the quality of agency decisions, by protecting open and frank discussion among those who make them within the Government.'"[58]
In order to qualify for the privilege, a document must be "predecisional" and "deliberative."[59] A document is predecisional if it was "``prepared in order to assist an agency decisionmaker in arriving at his decision.'"[60] The agency claiming privilege "must be able to demonstrate that . . . the document for which . . . privilege is claimed related to a specific decision facing the agency."[61] A document is deliberative if it is "``actually . . . related to the process by which policies are *736 formulated.'"[62] Factors used to determine whether a document is deliberative include "whether the document (i) formed an essential link in a specified consultative process, (ii) reflects the personal opinions of the writer rather than the policy of the agency, and (iii) if released, would inaccurately reflect or prematurely disclose the views of the agency."[63] The privilege does not extend to "``purely factual' material"[64] or documents later adopted or incorporated into a final agency opinion.[65] "The privilege also does not extend to materials related to the explanation, interpretation or application of an existing policy, as opposed to the formulation of a new policy."[66]
"The attorney-client privilege protects confidential communications from clients to their attorneys made for the purpose of securing legal advice or services."[67] Advice from an attorney to his or her client is also protected by the privilege.[68] "In the governmental context, the client may be the agency and the attorney may be an agency lawyer."[69] The attorney-client privilege under Exemption 5 "is narrowly construed and is limited to those situations in which its purpose will be served."[70] "The agency bears the burden of showing that the information exchanged was confidential. That is, the agency must show that it supplied information to its lawyers ``with the expectation of secrecy and was not known by or disclosed to any third party.'"[71]
The attorney work product doctrine applies "to memoranda prepared by an attorney in contemplation of litigation which sets forth the attorney's theory of the case and [her] litigation strategy."[72] The doctrine
protects ``the files and the mental impressions of an attorney . . . reflected, of course, in interviews, statements, memoranda, correspondence, briefs, mental impressions, personal beliefs, and countless other tangible and intangible ways' prepared in anticipation of litigation.[73]
The doctrine is "limited in scope and does not protect every written document generated by an attorney."[74] "[A]n attorney's mental impressions do not become protected *737 work product simply because they were expressed concurrently with some form of litigation."[75] Additionally, "``[d]ocuments that are prepared in the ordinary course of business or that would have been created in essentially similar form irrespective of the litigation' are not protected as attorney work product."[76]
Exemption 6 protects "personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy."[77] The purpose of Exemption 6 is to "``protect individuals from the injury and embarrassment that can result from the unnecessary disclosure of personal information.'"[78] The Supreme Court has interpreted Exemption 6 broadly to encompass "any detailed Government records on an individual which can be identified as applying to that individual."[79]
If disclosure would compromise "substantial privacy interests," it need not be disclosed.[80] If no substantial privacy interest is established, however, the court must weigh the "potential harm to privacy interests" against "the public interest in disclosure of the requested information."[81] The "only relevant public interest to be weighed in this balance is the extent to which disclosure would serve the core purpose of FOIA, which is contribut[ing] significantly to public understanding of the operations or activities of the government."[82] "The requesting party bears the burden of establishing that disclosure of personal information would serve a public interest cognizable under FOIA."[83] However, information that "merely identifies the names of government officials who authored documents and received documents" does not generally fall within Exemption 6.[84]
Exemption 7(C) protects from disclosure "records or information compiled for law enforcement purposes" if disclosure "could reasonably be expected to constitute an unwarranted invasion of personal privacy."[85] Exemption 7(C) requires balancing of privacy interests and the public interest as well.[86] However, the privacy interests of Exemption 7(C) have been construed more broadly than those of Exemption 6. "First, whereas Exemption 6 requires that the invasion of privacy be ``clearly unwarranted,' the adverb ``clearly' is omitted from Exemption 7(C) . . . Second, whereas Exemption 6 refers to disclosures *738 that ``would constitute' an invasion of privacy, Exemption 7(C) encompasses any disclosure that ``could reasonably be expected to constitute' such an invasion."[87]
Plaintiffs have opted not to challenge defendants' claimed assertions of Exemptions 2 and 7(E), though they have done so "[s]olely in the interest of efficiency" and without "conced[ing] that [d]efendants' Vaughn indexes and declarations satisfy the burden to justify these redactions."[88] Regardless of plaintiffs' reasons, they have waived any argument that the exemptions were improperly asserted, to the extent that such exemptions survive Milner. Accordingly, I grant summary judgment to defendants on their assertions of Exemption 7(E) throughout the production.[89] I also grant summary judgment to defendants on their assertions of Exemption 2, where such reference is to what was formerly known as Low 2. Any documents over which defendants asserted the now non-existent Exemption High 2, without citing Exemption 7(E) concurrently, will be addressed at a later date.[90]
Plaintiffs challenge defendants' invocations of Exemptions 5, 6, and 7(C) to justify the redactions of several hundred documents, in full or in part. Plaintiffs have organized their challenges into five categories and listed them in five corresponding tables.[91] The Court exercised its discretion to conduct in camera review of a portion of the contested documents, in the interests of judicial economy and in consideration of the strong public interest in disclosure, as well as plaintiffs' suggestion of possible bad faith on the part of the agencies.[92] In summary, I reviewed the following:[93] (1) ten documents identified *739 by plaintiffs as "Exemption 5 Priority Policy Document[s];"[94] (2) twenty documents identified by plaintiffs as "Exemption 5 Priority Legal Documents;"[95] (3) ten documents randomly selected by the Court from among the one hundred and eighty-six documents identified by plaintiffs as "Exemption 5 Deliberative Process Challenges;"[96] (4) ten documents randomly selected by the Court from among the ninety-one documents identified by plaintiffs as "Exemption 5 Attorney Client Challenges;"[97] and (5) five documents randomly selected by the Court from among the eighty-seven documents identified by plaintiffs as "Reasonably Segregable Challenges."[98]
My review of these documents did not reveal systemic bad faith on the part of defendants, although, as the standard of review is de novo, I hold below that a significant number of the withheld documents must be released. I am troubled, *740 however, by defendants' somewhat haphazard redactions and assertions of exemptions. For instance, hundreds of withheld pages are simply slightly different versions of two memorandaone dated October 2, 2010 and entitled "Secure Communities Mandatory in 2013," and the other contained within an email dated October 1, 2010 and entitled "SC language: Predecisional Draft for Review and Comment." The numerous versions of these two documents have been redacted to different degrees and with citations to different privileges under Exemption 5. Furthermore, they have been described in a variety of ways in the Vaughn index. With respect to the October 2 memorandum, defendants sometimes cite attorney-client privilege, sometimes attorney work-product, sometimes deliberative process, and sometimes some combination thereof.[99] The memorandum has also been redacted inconsistently, as has the October 1 email memorandum.[100]
Some of these differences undoubtedly result from needing several reviewers to process the thousands of pages involved in the January 17 production, and the slight differences of judgment that might result. In that regard, these inconsistencies, as well as the sometimes perfunctory Vaughn descriptions to which plaintiffs object, are partially the product of the extremely broad FOIA request that instigated this contentious litigation. When millions of pages are at stake, some specificity will inevitably be lost. Nonetheless, such discrepancies do not inspire confidence that there is a consistent logic to the assertions of privilege.
In view of the voluminous production at issue, and the numerous challenges by plaintiffs, I begin by addressing a few common concerns regarding the exemptions, *741 laying down principles that will mandate the release of additional documents, or portions thereof, and the production of revised Vaughn indexes as to the documents that defendants believe they still have a basis to withhold. I then make particular rulings as to the documents that I have reviewed in camera.
It is apparent that many of the documents that defendants seek to withhold under the deliberative process privilege do not contain agency deliberations about what Secure Communities policies should be, but rather about what message should be delivered to the public about what Secure Communities policies are. Such "messaging" is no more than an explanation of an existing policy, which is not protected by the deliberative process privilege.[101] Deliberations about how to present an already decided policy to the public, or documents designed to explain that policy toor obscure it fromthe public, including in draft form, are at the heart of what should be released under FOIA. After all, what FOIA requesters are frequently seeking is evidence of discrepancies between what their government is saying versus what it is doing, or what it is saying in public versus what it is saying behind closed doors. This is the type of concern that FOIA seeks to vindicate, and discussions about proper "messaging" will often be quite revealing.
Of course, that plaintiffs are interested in a given document is not sufficient to overcome the privilege, and a court is not permitted to perform equitable balancing under Exemption 5. Plaintiffs have a tendency in their brief to emphasize the "critical" nature of the documents, but no matter how "critical," if privileged, they are properly exempt. Where I order the release of documents, it is because I find that they are not privileged, or that the privilege has been waived.
It is a relevant factor that some of these documents are labeled or referred to as "drafts" or "deliberative." However, that something is labeled a draft, or reflects discussions among agency personnel, is not enough to render it privileged. A draft may be protected by the privilege, to the extent that it "reflects the personal opinions of the writer rather than the policy of the agency."[102] Nevertheless, a draft is only privileged if it contains discussions that reflect the policy-making process.[103] It is not privileged if it reflects the personal opinions of a writer with respect to how to explain an existing agency policy or decision.
The majority of redacted material in the draft documents I reviewed in camera would not inaccurately reflect agency positions if released, and would not reflect only personal opinions about what agency policies should be. Rather, agency personnel are debating, both implicitly and explicitly, how frank to be with the public about what the agencies' policies are. These are not the sorts of deliberative discussions that the privilege is intended to protect; these are the sorts of discussions that FOIA is intended to reveal. The *742 concern of the privilege is to prevent the chilling of internal agency discussions that are necessary to the operation of good government;[104] it is not concerned with chilling agency efforts to obfuscate, which are anathema to the operation of democratic government. Whether or not this constitutes "secret law," as plaintiffs allege, it defies both the letter and the spirit of FOIA. As the Supreme Court has stated succinctly, "[t]he point is not to protect Government secrecy pure and simple."[105]
There is ample evidence that ICE and DHS have gone out of their way to mislead the public about Secure Communities. In particular, these agencies have failed to acknowledge a shift in policy when it is patently obviousfrom public documents and statementsthat there has been one.[106] "The most basic requirement of the [deliberative process] privilege is that a document be antecedent to the adoption of an agency policy. A postdecisional document, draft or no, by definition cannot be ``predecisional.'"[107] However, when the agencies fail to acknowledge that a new policy has been created, it is difficult for the Court to ascertain what is predecisional or postdecisional. If, as certain government spokespersons have maintained, Secure Communities has always been mandatory,[108] then all documents discussing the opt-out issue since the commencement of the program in 2008 would be postdecisional.[109] Instead, I base my *743 decision on the dates that clear and unambiguous statements of agency policy were made.
Accordingly, I hold that any discussions of the voluntary nature of the program after January 27, 2010, when the agency publicly stated that it was voluntary,[110] and any discussions of the mandatory nature of the program after March 2010, when there is evidence that ICE and the FBI discussed its mandatory nature with Washington, D.C. local law enforcement officials,[111] are postdecisional. Any documents discussing those already formulated policieseven if in draft format, and even if containing "deliberative" discussions of how to portray those policies to the publicare not protected by the deliberative process privilege and must be released, unless covered by another privilege or FOIA exemption.
Defendants have also failed to include in the majority of entries in their Vaughn indexes the documents' "``function and significance in the agency's decision[-]making process,'"[112] information necessary to justify the assertion of the deliberative process privilege. Nor is this information immediately apparent to me from my in camera review. Thus, to the extent that defendants might have a valid claim to the deliberative process privilege, I have often been unable to discern it, due to incomplete information contextualizing the documents.
Plaintiffs allege that the Vaughn entries are insufficiently detailed to ascertain whether the documents are "legal in nature, rather than nonlegal, policy-related or public relations discussions."[113] However, this distinction is too simplistic. The attorney-client privilege is of significant import in the governmental context, because "[i]t is crucial that government officials, who are expected to uphold and execute the law . . . be encouraged to seek out and receive fully informed legal advice."[114] Attorneys may provide advice on a broad range of matters, but "[s]o long as the predominant purpose of the communication is legal advice," the communication is privileged.[115]
I am not convinced, however, that defendants have sufficiently investigated and reported whether the confidentiality of the documents was maintained such that the attorney-client privilege applies. In the case of an organizational client, the confidential communication must be "circulated no further than among those members ``of the organization who are authorized to speak or act for the organization in relation to the subject matter *744 of the communication.'"[116] "[T]he attorney[-]client privilege can be waived if the document is published, or disclosed to private individuals or to nonfederal agencies."[117] Plaintiffs have alleged, with convincing evidence, that defendants have shared with individuals outside of the agencies at least some of the information found in the documents that they now withhold as privileged communications.
For instance, plaintiffs have submitted to the Court an email from Amy Loudermilk, of the D.C. Coalition Against Domestic Violence, to Matthew Bromeland, of the Washington D.C. Metropolitan Police Department,[118] and Bromeland's reply email, in which he writes that "according to ICE and the FBI, there is no specific [federal] mandate, but rather it is grounded in a multitude of information sharing initiatives. They shared with us the main ones listed below."[119] A list of twelve orders, reports, and statutes then follows. Similar lists have been redacted from various documents in the production, with citations to the attorney-client privilege. If plaintiffs have been able to uncover this one communication, there may well be more such information that defendants have withheld from their production as privileged, despite having released the same information to individuals outside of the agency. Where the content of an attorney-client communication has been disclosed to other parties, that communication is no longer privileged. Thus, for each document that defendants seek to withhold under the attorney-client privilege, they must represent that confidentiality has been maintained.[120] If defendants are not able to make such a representation as to a particular document, and no other privileges or FOIA exemptions have been asserted, that document must be released.
Before examining the balance of privacy and public interests, the threshold issue is whether the documents in question constitute the types of records that the exemptions are intended to protect. Specifically, Exemption 7 and its subdivisions address "records or information compiled for law enforcement purposes."[121] While ICE, DHS and FBI the three agencies that have invoked the 7(C) Exemptionare unquestionably federal law enforcement agencies, not every document produced by those agencies' personnel has been "compiled for law enforcement purposes" under FOIA. Courts have generally interpreted Exemption 7 as applying to records that pertain to specific investigations conducted by agencies, whether internal or external, and whether *745 created or collected by the agencyin other words, investigatory files.[122]
Attempting to ascertain the types of documents or information that Congress intended to protect under Exemption 6articulated as "personnel and medical files and similar files"is a more difficult matter. The Supreme Court has interpreted the term "similar files" broadly to include any "detailed Government records on an individual which can be identified as applying to that individual."[123] While the privacy right protected by FOIA "was not intended to turn upon the label of the file which contains the damaging information,"[124] I disagree with those courts that have interpreted Washington Post so broadly as to render the threshold inquiry meaningless.[125] In a 6-5 decision issued more than twenty years ago, the D.C. Circuit applied an expansive interpretation of the Supreme Court's holding in Washington Post to conclude that "similar files" included an audio tape recording the voices of the astronauts aboard the space shuttle Challenger before it exploded seventy-three seconds into its flight.[126] That holding has not been explicitly adopted by the Second Circuit, and I decline to follow it.
The inquiry in this jurisdiction is "whether the records at issue are likely to contain the type of personal information that would be in a medical or personnel file."[127] Such information generally includes "``place of birth, date of birth, date of marriage, employment history,'" and other "identifying information," though not necessarily "intimate" information.[128] Examples *746 of records that would fall into the "similar files" category include administrative investigation files, which could contain personal information about the subject of the investigation and about third-party witnesses;[129] "files [that] would contain. . . the information that normally is required from a passport applicant;"[130] or "[a]ttachments to an individual's asylum request consisting of personal history data and supporting affidavits."[131] Some courts have either disregarded the threshold question altogether, or else expanded the holding of Washington Post to apply to any appearance of a name, address, or telephone number of a federal employee regardless of the type of file in which it is found.[132] That is precisely what defendants urge here.
In the instant case, defendants state that they have, "[t]hroughout their respective productions . . . applied Exemption 6 and 7(C) to certain names, telephone numbers, and email addresses of government employees, as well as names, telephone numbers, and email addresses of third parties."[133] ICE has withheld such information from "[v]arious documents across the production,"[134] and DHS has withheld this information from "[a]ll document types throughout the production."[135] Although the FBI has identified the particular documents that it has redacted, it has "withheld the names and/or identifying information of FBI and non-FBI Federal government employees, and state and local government employees" across the board, regardless of the type of document.[136] EOIR redacted employee telephone numbers from three documents under Exemption 6, all of which are identified as "EOIR Correspondence Control Sheet[s]" attached to various letters.[137]
It is not the case that any mention of a federal employee's name may be withheld. Such a blanket rule would fail both the threshold testas to the type of file or record or information in which such information is foundand the balancing test of privacy versus public interests. More suspect yet is the blanket withholding of the names of the authors of files. Interestingly, the D.C. Circuit in NASA stated "[i]t is the rare file indeed for which the Government could, in good faith, assert an interest in authorial privacy, simply because it is most unusual for a government file to yield up any meaningful information about its author."[138] The court went on to say *747 "[e]ven more rarely . . . will the author's interest outweigh the public interest in disclosure of the government file that he or she authored."[139] Even in the context of its holding that a voice recording constitutes a "similar file," the D.C. Circuit could not have contemplated that the Government would, in 2011, be making regular, across-the-board assertions of a privacy interest in the names, titles, places of work, and contact information of the authors of files.
Plaintiffs argue that the withholding of names also impedes their ability to challenge the many assertions of the deliberative process privilege.[140] Defendants contend that plaintiffs' desire to gain an advantage in the present litigation is not a proper consideration under FOIA.[141] While that may be true, it is likewise inappropriate for the agencies to withhold this informationover which they have sole accessin an attempt to gain their own advantage. Courts have long recognized that the asymmetry of information in the FOIA context places a particular burden on the Government to act in good faith.[142]
Given defendants' blanket withholdings, this Court cannot ascertain with any specificity which, if any, documents would fall under either Exemption 6 or 7(C). Nonetheless, assuming arguendo that the documents, or some portion thereof, could satisfy the threshold test of Exemption 6 or 7(C), I now turn to the balancing portion of the test.
The D.C. Circuit has held that "[FOIA] does not categorically exempt individuals' identities . . . because the privacy interest at stake may vary depending on the context in which it is asserted."[143] While "[t]he privacy interests of U.S. government officials might be ``somewhat diminished' due to the countervailing interest of the public ``to be informed about what their government is up to,'"[144] federal employees nonetheless maintain "an identifiable privacy interest in avoiding disclosures of information that could lead to annoyance or harassment."[145] There is, however, persuasive authority for the proposition that information that "merely identifies the names of government officials *748 who authored documents and received documents does not generally fall within Exemption 6."[146]
Therefore, under either the Exemption 6 standard of whether disclosure "would constitute a clearly unwarranted invasion of personal privacy" or the Exemption 7(C) standard of whether disclosure "could reasonably be expected to constitute an unwarranted invasion of personal privacy,"[147] I find that the public interest in disclosure outweighs the privacy interest as regards the names of agency heads or high-level subordinates in the documents at issue, and the titles and places of work of all federal employees and third parties. There is a substantial public interest in knowing whether the documents at issue reflect high-level agency policy, helping to inform the public as to "what their government is up to."[148] The disclosure of the places of work and titles but not the names of subordinate staff will provide plaintiffs with a greater ability to ascertain the degree to which documents reflect the views of the agency versus those of individual agency employees, and will enable plaintiffs to test defendants' assertions of deliberative process to a greater degree, without exposing lower level federal employees to the risk of harassment or annoyance. Accordingly, plaintiffs are entitled to summary judgment on this issue, and defendants are ordered to reproduce the documents without redacting the names of agency heads or high-level subordinates, or the titles and places of work of all federal employees and third parties, where such information has been withheld.[149]
Plaintiffs evince no interest in the phone numbers or email addresses that have been withheld. Thus, although defendants have failed so far to make the threshold showing as to the types of files, summary judgment is granted to defendants on the email addresses and phone numbers that have been redacted.
I now address the particular documents that I have reviewed in camera.
This document, which was redacted in full as protected by the deliberative process privilege under Exemption 5, is an undated memorandum from Marc Rapp, the Acting Assistant Director of Secure Communities. My evaluation of the document was impeded by a DRAFT marking obscuring half of the text in the ostensibly unredacted version of the document submitted for in camera review. Based on the legible portions of the document, it appears to consist largely of factual recitations and legal justifications for Secure Communities. The document does not reflect the "``agency give-and-take of the deliberative *749 process by which the decision itself is made,'"[152] nor does it appear to have been prepared to assist the recipient in making a decision.
In the Vaughn index, ICE asserts that "[t]he comments do not reflect any final agency policy or decision."[153] However, that boilerplate assertion is insufficient. Defendants must identify the role that the document played in the deliberative process. Defendants will be given one final opportunity to sufficiently justify withholding this document, after which the Court will order its release if not persuaded by the offered explanations. Defendants are also directed to release the non-exempt factual portions of the document that can be separated from the potentially exempt portions. I deny summary judgment without prejudice as to both parties with respect to this document.
This email exchange reflects a substantive debate about how to respond to a state's inquiry regarding opt-out. I find that the redacted text has been properly withheld under Exemption 5, as it reflects a deliberative and predecisional discussion. In contrast to other documents in this production, the discussion here is not about what rhetoric the agency should use in its response, but rather about how it should modify its approach in actual fact, in order to respond substantively to a state's concerns. Defendants are granted summary judgment as to the withheld text.
This email string reflects discussions regarding what the agency's message to the public about opt-out should be. Defendants have only redacted two paragraphs of text. The redacted portions are no more deliberative than those left unredacted, even if they are more embarrassing to the agency, which of course is not a relevant consideration under FOIA. I find that those two passages do not reflect the "``agency give-and-take of the deliberative process.'"[156] Furthermore, I find that one of the normal justifications for the deliberative process privilegethat premature disclosure of the agency's position could lead to public confusionhas little application here, because the entire purpose of this FOIA request is to obtain clarity as to the agency's position, where the agency has made contradictory and confusing representations. Plaintiffs are granted summary judgment as to the redacted text in this email string and defendants are ordered to release the text in full.
This paper is clearly deliberative and predecisional in nature, including "pros and cons, perceived adverse consequences, and recommendations"[158] about how best to deploy Secure Communities in local jurisdictions, and hence is privileged. Nonetheless, there are factual recitations that could be disclosedparticularly the *750 statements of each jurisdiction's position. Defendants are granted summary judgment as to the bulk of the redactions, but are ordered to release the factual portions of the document.
At least one iteration of the October 1, 2010 memorandum has been released almost in full, with the exception of the second and third paragraphs.[160] The memorandum contains "new language describing the manner in which SC program operates."[161] I do not view the withheld paragraphs as more deliberative or predecisional than the remainder of the memorandum, though potentially more embarrassing to the agency. Nonetheless, ICE may be able to provide additional information about the role that the document played in the deliberative process that would justify its withholding. As a result, I deny summary judgment without prejudice to both parties as to the withholding of the two paragraphs, and order defendants to provide a more detailed explanation for their assertion of the deliberative process privilege with respect to these paragraphs.
One draft of the documentlabeled by plaintiffs as Priority Policy Document # 6[162]contains extensive comments from the Office of the Principal Legal Advisor (OPLA). In evaluating the legal sufficiency of the proposed language, agency attorneys performed an essential legal task. Thus, the assertion of attorney-client privilege is proper, to the extent that defendants represent that confidentiality was maintained. At this time, summary judgment regarding this draft is denied without prejudice as to both parties.
The Vaughn index indicates that the information withheld from this document consists of "[t]he draft portions of the memorandum which were not finalized."[164] In fact, the entire document was redacted except for portions of the introductory email, the heading information of the memorandum, and first line of the memorandum. The Vaughn index also indicates that "[t]hese portions of the memorandum deliberated public affairs guidance that did not reflect any final agency policy or position."[165] However, there is nothing inherently deliberative about the content of the memorandum itself.
Furthermore, the introductory email, while referring to the memorandum as a "draft," also indicates that it is "due COB," suggesting that it was likely in its final or close to final form. Given the extensive contents of the document, which has been almost entirely redacted, it is unlikely that none of the redacted portions reflect a final agency policy or position. Even after having reviewed the document in unredacted form in camera, without having more information about its context, I cannot determine whether it does or does not reflect final agency positions. However, much of what appears in this document has been previously released in one form *751 or another in response to this very FOIA request. Where the exact information at issue has already been released, the agency has waived its right to claim an exemption as to that information.[166]
Apart from the boilerplate statements in their Vaughn index, defendantswho bear the burden of establishing the propriety of the asserted exemptionshave provided no evidence suggesting that this document is truly deliberative or predecisional. Thus, while talking points and public affairs guidance documents, when in draft form, may be protected under the deliberative process privilege,[167] I do not have enough information about the role that this document played in the deliberative process to find that it qualifies for such protection at this time.[168] At this time, I deny summary judgment to both parties without prejudice. Defendants are ordered to provide more information to justify its withholding under the deliberative process privilege, taking into account that information that has already been released cannot now be withheld.
I find that this email exchange, in which ICE attorneys provide requested legal advice, has been properly withheld under the attorney-client privilege within Exemption 5, to the extent that defendants represent that confidentiality was maintained. I note, in providing guidance to defendants in their revision of the Vaughn index, that the description of information withheld in the entry for this document in the Vaughn index is the sort of detailed entry that this Court expects for all withheld documents. However, the index should explicitly indicate that confidentiality was maintained.
ICE deemed much of this document unresponsive, which I find to be accurate. ICE FOIA 10-2674.0002927 has been produced in its entirety, although it resembles the type of information redacted *752 from other documents. Because ICE FOIA 10-2674.0002928-.0002976 is a draft document with extensive commentary by OPLA advising on the legal sufficiency of the language, I find that those pages are properly protected under the attorney-client privilege, to the extent that defendants represent that confidentiality was maintained. A greater attempt should be made to separate factual recitations, which are not protected unless they reflect information supplied by the client. Summary judgment is granted in part to plaintiffs. Defendants are ordered to release the factual portions of the document that can be separated from the legal analysis, and to represent that confidentiality was maintained.
This email string between Margo Schlanger, Officer for Civil Rights and Civil Liberties at DHS, and David Venturella, Assistant Director of Secure Communities, was withheld under Exemption 5, though the particular privilege has not been specified.[172] I find that this document has been improperly withheld. The document has been described in the Vaughn index as "[p]re-decisional and deliberative conversation via Email on Implementation of Policy and how to respond to inquiries about said Policy."[173] There is nothing deliberative or pre-decisional about the exchange. It consists of inquiries from Schlanger as to what the Secure Communities policy is, and a series of nonresponsive answers from Venturella. The exchange does not reflect recommendations from a subordinate to a superior, as is characteristic of the deliberative process.[174] Nor does it reflect the "``agency give-and-take of the deliberative process.'"[175] Instead, the exchange reflects a request from one part of the agency for clarification as to what the policy is, met with clearly obfuscating answers from another part of the agency, along horizontal lines.[176] Plaintiffs are granted summary judgment as to the text of this document, which defendants are ordered to release.
Despite a variety of descriptions listed in ICE's Vaughn index, the twenty documents that I reviewed in camera from this category consisted of the October 2 memorandum attached to various emails; the October 1 memorandum embedded in various email strings; and email strings in which the October 1 memorandum was embedded and to which the October 2 memorandum was attached. The short email conversations attached to the two memoranda were released in part. I find that the redacted parts of the email conversations were properly withheld under either the attorney-client privilege or the deliberative process privilege encompassed in Exemption 5. Having already addressed the October 1 memorandum above, I now address the October 2 memorandum.
Plaintiffs assert that this memorandum, which has been produced for in camera review some eighteen times in various forms, lost its predecisional status when the agency relied upon it to change its position, as announced in an October 6, 2010 statement by DHS Secretary Janet Napolitano.[179] Because the memorandum was dated October 2, the statement was made on October 6, and an individual was congratulated for his "excellent SC paper" on October 8, plaintiffs infer that the memorandum must form the basis for the shift in policy.[180]
The memorandum constitutes, as defendants have maintained, legal advice and analysis about a Secure Communities mandate. It does not dictate a shift in policy, though it is conceivable that it was relied upon by agency personnel contemplating such a shift. Under NCLR, mere reliance on a document's conclusions is not enough for it to lose its predecisional status; the agency must also have relied on its analysis.[181] In NCLR, because the agency explicitly relied upon the reasoning contained in a legal memorandum and referred to it repeatedly in public presentations, the court concluded that the agency was obliged to disclose the memorandum as the basis for the agency's shift in policy.[182] The court relied upon the Supreme Court's reasoning in Sears, Roebuck, that
"[t]he public is only marginally concerned with reasons supporting a policy which an agency has rejected, or with reasons which might have supplied, but did not supply, the basis for a policy which was actually adopted on a different ground. In contrast, the public is vitally concerned with the reasons which did supply the basis for an agency policy actually adopted. These reasons, if expressed within the agency, constitute the ``working law' of the agency."[183]
In the instant case, Secretary Napolitano has not acknowledged that there has been *754 any shift in policy, much less specifically attributed any such shift to the memorandum in question. The agency has not publicly relied upon the memorandum or adopted it by reference.[184]
Still, it is not enough for defendants to say simply that plaintiffs are impermissibly inferring that the memorandum was the basis for Napolitano's shift;[185] it is defendants' burden to establish the role that the memorandum played in the deliberative process. Defendants have failed to meet that burden. The eighteen Vaughn entries describing this document contain some variation of "[l]egal analysis of the mandatory nature of the 2013 Secure Communities deployment."[186] That description is insufficient to allow plaintiffs or the Court to ascertain the role that the document played. I am unable to determine why the memorandum was written, andof particular import for assessing whether it qualifies for protection under the deliberative processwhether it was written to justify an already existing policy or to lend support in an intra-agency debate about shifting the policy.
I note, however, that the other concerns of the deliberative process privilege would not be implicated by the document's release. First, the memorandum does not reflect the personal opinions of a single writer, as it appears to have been the product of a collaborative process and provides legal justification for what, at some unspecified time, became agency policy. Second, there is no risk of confusing the public by the inaccurate or premature disclosure of agency views, as the public is confused, and it is plaintiffs who seek to clarify by obtaining the release of a fuller explanation of agency views.[187]
It appears that the agency has attempted to shield the memorandum from disclosure by maintaining it in draft form, which is unacceptable.[188] It was apparently only circulated in "draft" format, as defendants have confirmed to plaintiffs that there is no "final" version of the document.[189] Although the memorandum was never finalized, the attached email correspondence suggests that the memorandum's analysis was viewed as persuasive, and was at no point rejected for inaccurately reflecting agency views. For all of these reasons, I find that the document is not protected by the deliberative process privilege.
I must also consider whether the document is protected by the attorney-client privilege.[190] The memorandum contains *755 legal analysis, and was written by the Office of the Principal Legal Advisor (OPLA) of ICE, and addressed to Beth Gibson, the Assistant Deputy Director of ICE.[191] However, defendants have failed to establish that the confidentiality of the document was maintained. Plaintiffs plausibly allege that the legal analysis contained within the document was shared outside of the agency, including with state and local governments and/or with other agencies and branches of the federal government.[192] If that is the case, then attorney-client confidentiality has been breached and the memorandum is no longer protected by that privilege.
Plaintiffs also argue that the document must be released because the agency is misusing Exemption 5 to conceal "secret law."[193] While the secret law doctrine has been discussed most often as an exception to the deliberative process privilege, the Second Circuit held in NCLR that
[l]ike the deliberative process privilege, the attorney-client privilege may not be invoked to protect a document adopted as, or incorporated by reference into, an agency's policy. In such circumstances, the principle rationale behind the attorney-client privilegeto promote open communication between attorneys and their clients so that fully formed legal advice may be given . . . evaporates; for once an agency adopts or incorporates a document, frank communication will not be inhibited.[194]
In the instant case, the agency has not explicitly adopted or incorporated the memorandum at issue as the basis of its policy shift. Indeed, despite overwhelming evidence to the contrary, it has failed to even acknowledge any policy shift. Thus, at this point, I deny summary judgment without prejudice as to both parties. Defendants are ordered to provide more information as to the role that the document played in the deliberative process, and to establish that the confidentiality of the document has been maintained. I will also accept from plaintiffs any additional proof that the memorandum has been adopted or incorporated by reference by the agency, such that it can be considered secret law that should be released.
I also highlight that "the privilege applies only to the opinion or recommendatory portion of the report, not to factual information which is contained in the document."[195] The memorandum contains a significant amount of factual "background" material that must be disclosed. Such factual material is only protected to the extent that it is client-supplied. Where the factual portion has come from other sources, it must be disclosed.[196]
This email string, discussing a letter sent to a non-profit organization in which opt-out was addressed, was redacted in part. The redactions in the body of the email were proper under the deliberative process privilege of Exemption 5, as the discussions contained therein are both deliberative and predecisional. Defendants are granted summary judgment as to their withholdings in these emails.
This two-page issue paper is deliberativein that it discusses a proposed change in protocoland predecisional, in that it is not only marked "draft," but reflects comments and deletions from an unidentified reader. Thus, this document was properly redacted in full under the deliberative process privilege of Exemption 5. Defendants are granted summary judgment as to their withholding of this document.
This email string consists of a discussion regarding how to revise a Questions and Answers document about Secure Communities. The discussion is both deliberative and predecisional, in that it reflects some back and forth regarding revisions. However, what is being deliberated is not whether or not participation in Secure Communities should be mandatory, but rather how that policy should be communicated to the public. As discussed above, such discussions are not covered by the deliberative process privilege. Thus, summary judgment is granted to plaintiffs, and defendants are ordered to release the withheld text.
This email string was withheld in part, pursuant to the deliberative process privilege. It is apparent from the released portions of the string that agency personnel or consultants prepared answers in reply to a reporter's questions, but the answers ultimately were not sent to the reporter. Those answers, which have been withheld, do not merely reflect the personal opinions of an individual, nor would they inaccurately or prematurely disclose an agency position. Furthermore, what is being debated is not agency policy, but rather how to portray that policy to the media. Therefore, the answers are not privileged and were improperly withheld. Summary judgment is granted to plaintiffs, and defendants are ordered to release the redacted text.
This document was withheld in full, pursuant to the deliberative process privilege. It consists of an undated memorandum from one high-ranking agency *757 official to his superior. Although the document is labeled "Draft for Discussion Purposes," the label is misleading. The conclusion of the document articulates the decision to be made, and is followed by the recipient's decision. Thus, it seems obvious that there was no later version of this document, and the draft label was inaccurate. It does, however, reflect the deliberative process, particularly insofar as it is authored by a subordinate to his superior, explicitly making recommendations and asking for the superior's decision. Nonetheless, there is segregable material within the document. The names of the highranking author and recipient, as well as the subject line, should be released. The first two paragraphs of the memorandumunder the heading "Background" constitute segregable factual information that should be released, with the exception of the last sentence of the second paragraph.
Also included is an appendix, which merely lists various authorities, including laws and reports, followed by one-line summaries of the relevance of each. The authorities must be released, as they do not reflect any deliberation. Furthermore, this list overlaps substantially with the list released to Matthew Bromeland of the D.C. Metropolitan Police Department, as discussed above. Having already released the exact information at issue, defendants have waived the claimed exemption as to that information.[203] The summaries of the authorities' relevance may be withheld as forming part of the deliberative portions of the memorandum.
This is an email string containing "[d]eliberations of language to be used in response to a state's inquiry about the deployment of biometric i[]dentification systems."[205] Once again, what is being deliberated is not the actual Secure Communities policy regarding opt-out, but rather how to articulate that position to the state. For the reasons stated elsewhere, I do not find that these are the sorts of deliberations intended to be protected by the deliberative process privilege. Accordingly, plaintiffs are granted summary judgment as to this document, and defendants are ordered to release the redacted text.
This set of documents includes an email string between FBI and ICE personnel, and attached "external" and "internal" Frequently Asked Questions. The majority of the text has been released. The portions that have been redacted may be withheld as deliberative process under Exemption 5, as they contain discussions that reflect the give-and-take of the deliberative process and make clear that a final decision had not yet been made. Thus, release of the redacted portions would inaccurately reflect a final agency position or policy. Defendants are granted summary judgment as to the withheld text.
This is a briefing paper, which has been described in detail in the Vaughn index as
*758 [c]ontain[ing] an agency employees' assessment of internal collaborative discussions that took place between Illinois State Police (ISP) officials regarding the possible deployment of [Secure Communities] in that state, including the agency employee's interpretation of the reaction of the ISP officials.[208]
The majority of the paper has been released, but a sentence and a half has been withheld. I do not find that the withheld text is any more deliberative than the rest of the memorandum. Contrary to the Vaughn description, the withheld text consists of factual reporting, rather than an agency employee's interpretation of the facts.
Instead, I suspect that this passage has been withheld based on the concern articulated in the Pavlik-Keenan Declaration that "disclosure of information exchanged between ICE employees and our federal, state, and local partners could compromise the working relationships between these agencies."[209] Pavlik-Keenan goes on to state,
Much of the law enforcement process depends on cooperation at the Federal, State, and local levels and damaging these relationships could result in a deleterious impact on the ability of the agencies to carry out law enforcement and national security operations.[210]
While the privileges embodied in Exemption 5 reflect a concern with damaging deliberative processes within an agency, or relationships between an agency and its attorneys, neither the deliberative process privilege nor FOIA evinces a concern with negatively affecting the relationships between various agencies of government. As I find defendants' Vaughn description insufficient to justify the withholding of the text, plaintiffs are granted summary judgment, and defendants are ordered to release the withheld text.
The majority of this document has been released. The only portion that has been withheld under the deliberative process privilege is, as indicated in the Vaughn index, "[i]nformation about how the current messaging differs from previous messaging."[212] The redacted lines do not appear to be any more deliberative than the rest of the memorandum. They are, however, potentially more embarrassing, insofar as they highlight the inconsistencies in the agency's public stance. The purpose of FOIA is to shed light on the operation of government, not to shield it from embarrassment. That is particularly the case here, where there is no individual agency employee to whom the statements are attributed, so no individual will be embarrassed. Nor is there any suggestion that the document is a draft, or that the redacted information would inaccurately or prematurely reflect the agency's position. As a result, I grant summary judgment to plaintiffs, and order that the document be released in full.
I reviewed seven documents that plaintiffs categorized as attorney-client challenges. The remaining three documents were produced, reviewed, and addressed as "priority legal" documents above.[213]
This email string includes, as indicated in the Vaughn index, "proposed language" for a response to an inquiry by U.S. Representative Anna Eshoo. Again, the document includes deliberations regarding the message the agency wants to convey, rather than the formulation of the policy itself.[215] Such deliberations are not privileged. Furthermore, the vast majority of the redacted text has already been released verbatim in other contextsspecifically in a letter from Secretary Napolitano to Representative Lofgren,[216] and in a publicity document that originally appeared on the ICE website.[217] Where the exact information has already been released, the agency waives the right to withhold that information. The few words that may not have been released already constitute mere wordsmithing and are not protected by the deliberative process privilege. According to the Vaughn index, the string includes "edits by an attorney which reflected client-supplied information,"[218] However, those edits are no more than further tinkering with syntax and do not constitute legal advice. Thus, the attorney-client privilege does not apply. Plaintiffs are granted summary judgment and defendants are ordered to release the withheld text.
This email string between Secure Communities staff and OPLA has been partially withheld under the deliberative process and attorney-client privileges. The withheld portions appear to be protected by the attorney-client privilege, to the extent that defendants represent that confidentiality was maintained. At this time, summary judgment is denied to both parties without prejudice.
Portions of this undated draft letter from Secretary Napolitano to Representative Lofgren have been redacted under the attorney-client or deliberative process privileges. Edits or comments by an agency attorney as to the legal sufficiency of the language may be withheld under the attorney-client privilege, to the extent that defendants represent that confidentiality was maintained.
*760 It is not clear whether the redacted text in the body of the letter reflects agency policy that was still in development, in part because the letter is undated and insufficient context has been provided. I do know that some of the withheld language was not ultimately included in the final version of the letter.[221] However, as with many other documents in this production, I am unsure whether the text was ultimately omitted because of a decision about what should constitute agency policy or a decision about what message to convey about agency policy.
To the extent that the letter reflects a proposed agency policy that was never adopted, it may be withheld under the deliberative process privilege. However, defendants are warned that they may not withhold this text simply because it reveals an otherwise unacknowledged but actual shift in agency policy that could prove embarrassing. Thus, at this point I deny summary judgment without prejudice as to both parties on the propriety of the deliberative process privilege assertions in this document. Defendants are ordered to provide more information about the role that the document played in the deliberative process in order to justify their withholding.
This email string, in which Secure Communities personnel request legal advice from OPLA, falls squarely within the attorney-client privilege. The withheld portions are properly privileged, to the extent that defendants represent that confidentiality was maintained. At this time, summary judgment as to both parties is denied without prejudice.
This document, which has been redacted in part, reflects agency personnel's requests for legal advice and an agency attorney's response. It is not clear why the agency personnel's inquiry was released, while attorney-client privilege was asserted over the attorney's response. Nonetheless, I find that the attorney-client privilege was properly asserted, to the extent that defendants represent that confidentiality was maintained. At this time, summary judgment is denied as to both parties without prejudice.
This document has been partially redacted under the attorney-client privilege. I find that edits and comments made by agency attorneys regarding the legal sufficiency of the language in the document are properly protected under the attorney-client privilege, to the extent that defendants represent that confidentiality was maintained. At this time, summary judgment is denied as to both parties without prejudice.
This draft letter reflects comments by an agency attorney as to the legal sufficiency of the language. For some reason, the attorney's comments were redacted but her edits were not. Once again, defendants' redactions seem inconsistent both within and between documents. Nonetheless, I do not find a waiver, as the edits do not reflect the identical information as the comments. I find that what has been redacted here is properly covered by the attorney-client privilege, to the extent that defendants represent that confidentiality was maintained. At this time, summary judgment is denied to both parties without prejudice.
I reviewed three documents of the eighty-seven documents identified by plaintiffs as "reasonably segregable challenges." The remaining two documents that I ordered produced for in camera review I reviewed as "priority legal" documents and addressed the segregability concerns with respect to those documents above.[226]
This seven-page document was redacted in its entirety. Although there is no "draft" label on the document, defendants claim in their Vaughn index that the document is a draft. However, the fact that something is a draft it not enough to withhold the entire document. A great deal of the content of this document is either purely factual information, which must be released, or information that has been released verbatim in other documents, which must also be released. I find that defendants have failed to make adequate efforts to separate and release non-exempt information from exempt information in this document. Defendants are ordered to release all reasonably segregable non-exempt materials from this document, including information that has already been released elsewhere. If defendants fail to separate and release non-exempt material appropriately, I will order that the entire document be released.
This email string among agency attorneys was redacted in part. Defendants have appropriately withheld all of the privileged portions and released the few lines that are non-privileged. All of the redacted portions reflect legal advice and analysis, and thus are protected by the attorney-client privilege, to the extent that defendants represent that confidentiality has been maintained. At this time, summary judgment is denied to both parties without prejudice.
This email, from one agency attorney to other agency attorneys, was redacted almost entirely. The redacted language consists of legal advice and analysis, and thus is protected by the attorney-client privilege. However, except for the first three lines of the body of the email *762 and the sentence that begins "In fact," all of the redacted language appeared verbatim in ICE FOIA 10-2674.0002927, which was released in its entirety.[230] When the exact information at issue has already been released, an agency waives any claim of privilege as to that information. Accordingly, defendants are ordered to reproduce this document unredacted, except as to the few lines that have not already been released elsewhere.
Summary judgment is granted in part and denied in part as to each party. As detailed above, defendants are required to submit revised Vaughn indexes containing further justifications for certain of their withholdingsincluding representations regarding the confidentiality of attorney-client communicationsand to produce certain documents, or portions thereof, that have previously been withheld. They are required to do so by August 1, 2011. The Clerk of the Court is directed to close these motions [Docket Nos. 32 and 47]. A conference is scheduled for August 11, 2011 at 5 p.m.
SO ORDERED.
On July 11, 2011, I issued an Opinion and Order granting in part and denying in part the parties' cross-motions for summary judgment on the Freedom of Information Act ("FOIA") exemptions applied to "opt-out records" produced to plaintiffs on January 17, 2011.[1] On July 25, 2011, plaintiffs moved for partial reconsideration of that Opinion. Defendants have submitted their opposition to plaintiffs' motion, in which they have cross-moved for reconsideration. For the reasons below, plaintiffs' request is granted in its entirety and defendants' request is granted in part.
Plaintiffs take issue with that portion of the Opinion in which I held that any documents post-dating January 27, 2010 and discussing the voluntary nature of state and local participation in Secure Communities were postdecisional and accordingly not covered by the deliberative process privilege.[2] Plaintiffs argue that 1 overlooked controlling data in the record in finding January 27, 2010 to be the date on which a clear and unambiguous statement of agency policy was made.[3]
In moving for summary judgment, plaintiffs had urged the Court to consider any documents dated later than January 2009 to be postdecisional.[4] In support, they cited twelve documents, only one of which plaintiffs believe that I considered in selecting the date of January 27, 2010.[5] Notably, plaintiffs did not submit any of those twelve documents to the Court. Plaintiffs provided a URL for one of the documents, *763 which they referred to as "Secure Communities MOA Template."[6] When I located the document at that URL, however, it was undated.[7] Plaintiffs also cited a document that they referred to as "Secure Communities Frequently Asked Questions."[8] They provided a URL for that document as well, allowing me to locate it and to see that it was dated January 27, 2010,[9] the date I ultimately selected as the clear and unambiguous statement of agency policy.[10]
Finally, plaintiffs cited ten documents listed in a table entitled "Exemption 5 Deliberative Process Challenges," which was submitted with their summary judgment motion.[11] That table contained a list of defendants' withholdings that plaintiffs were challenging.[12] Because the table consisted of plaintiffs' challenges, it appeared to me that the ten documents had been cited in plaintiffs' brief as examples of documents that they urged the Court to consider postdecisionalnot as documents to support a finding of January 2009 as the date of a clear statement of agency policy.
Furthermore, many of the document dates and descriptions in that table do not support the conclusion that the agency policy of voluntary participation was decided as early as January 2009. For example, one document is dated September 24, 2010 and described as "Mandatory versus Voluntary Memo from SC Director to the Assistant Secretary," while the withheld information is described as "[a] request for concurrence on proposed policy within SC and the supporting statutory support for those policies."[13] First, the date of the document does not support a finding that agency policy was clearly stated in January 2009. Second, the description suggests an undecided policy, and does not provide any indication of the moment at which the policy shifted from voluntary to mandatory participation.
Plaintiffs now argue that April 2, 2009 is, at minimum, the date on which the agency made a clear and unambiguous statement that Secure Communities was voluntary.[14] In support, they cite an April 28, 2011 letter from U.S. Representative Zoe Lofgren to DHS Acting Inspector General Charles Edwards and ICE Assistant Director Timothy Moynihan ("Lofgren Letter"), which plaintiffs previously attached to their June 2, 2011 letter to the Court, and which I cited in my July 11 Opinion and Order.[15] Plaintiffs highlight that the Lofgren Letter refers to an ICE response to a written question for the record made "over two years" before, in which the agency stated, "ICE does not require any entity to participate in the information sharing technology at the state or local level."[16] Although the Lofgren Letter does not specify the exact date of *764 ICE's response, plaintiffs now indicate that it was submitted by ICE in connection with a House Appropriations Committee hearing on April 2, 2009.[17] Plaintiffs note further that the written response was contained in a document produced in the instant case as ICE FOIA 102674.001832.[18] It bears noting, however, that the document was never submitted to the Court.
Defendants, naturally, oppose plaintiffs' motion, arguing primarily that plaintiffs cannot rely on documents cited in their summary judgment brief but not submitted to the Courti.e., the twelve documents originally cited-much less documents not cited in their brief or in their supplementary submissions to the Courti.e., "the record of a House Appropriations Committee hearing that is not in the record in this case."[19] Additionally, Defendants have turned their opposition brief into a cross-motion for reconsideration, urging this Court to amend its Order by "withdrawing any mention of bright-line dates and instead clarifying that the applicability of the deliberative process privilege must be determined on a document-by-document basis."[20] Defendants point out that despite the bright-line dates that I established,[21] "in analyzing the documents submitted to the Court for in camera review, the Court denied summary judgment without prejudice to both parties with respect to numerous documents post-dating March 2010, and directed defendants to provide additional information concerning the role those documents played in the deliberative process."[22]
Motions for reconsideration are governed by Rule 6.3 of the Local Rules of the United States District Courts ("Local Civil Rule 6.3") and are committed "``to the sound discretion of the district court.'"[23] A motion for reconsideration is appropriate where "``the moving party can point to controlling decisions or data that the court overlookedmatters, in other words, that might reasonably be expected to alter the conclusion reached by the court.'"[24] A motion for reconsideration may also be granted to "``correct a clear error or prevent manifest injustice.'"[25] The purpose of Local Civil Rule 6.3 is to "``ensure the finality of decisions and to prevent the practice of a losing party examining a decision and then plugging the gaps of a lost motion with additional matters.'"[26] Local Civil Rule 6.3 must be *765 "narrowly construed and strictly applied so as to avoid repetitive arguments on issues that have been considered fully by the Court."[27] Courts have repeatedly warned parties that motions for reconsideration should not be made reflexively in order to reargue "``those issues already considered when a party does not like the way the original motion was resolved.'"[28] A motion for reconsideration is not an "opportunity for making new arguments that could have been previously advanced,"[29] nor is it "``a substitute for appeal.'"[30]
I have no doubt, based on all the submissions in the instant matter, that Secure Communities was presented to the public as voluntary for some period of time, perhaps from its inception in 2008, and subsequently presented as mandatory, and that the shift in the agency's public position represented a shift in policy. However, in the first instance, plaintiffs provided very little guidance to enable me to ascertain the date of that policy shift. To be sure, the January 27, 2010 date that I selected was a conservative choice, but I found no support in the record for the date of January 2009.
Nonetheless, I did not consider the reference in the April 28, 2011 Lofgren Letter to an agency statement made "over two years" earlier. Additionally, plaintiffs have now made clear that April 2, 2009 was the date of the House Appropriations Committee Hearing in connection with which ICE stated clearly that Secure Communities was voluntary. As a result, my selection of January 27, 2010 was clearly erroneous. Furthermore, there is great public interest attending the ever intensifying debate around Secure Communities, as well as a clear record that the relevant federal agencies have made it quite difficult to ferret out the details of their policies. I also acknowledge, as defendants have suggested, that a bright-line rule may not be appropriate in every instance. Accordingly, I amend my July 11, 2011 Opinion and Order to the extent of holding that any documents post-dating April 2, 2009 and discussing the voluntary nature of state and local participation in Secure Communities are presumptively postdecisional. Such documents are accordingly not covered by the deliberative process privilege, unless defendants can establish that the documents form part of the agencies' reconsideration of their policies.
Defendants are ordered to make any additional productions and/or to justify further withholdings consistent with this Order by August 29, 2011. The Clerk of *766 the Court is directed to close this motion [Docket No. 102].
SO ORDERED.
[1] 5 U.S.C. § 552 et seq.
[2] See Secure Communities, ICE, http://www.ice.gov/secure_communities/.
[3] See id.
[4] See Memorandum of Law in Opposition to Defendants' Motion for Partial Summary Judgment and in Support of Plaintiffs' Cross-Motion for Partial Summary Judgment ("Pl. Mem.") at 1-2.
[5] OLC identified no documents responsive to plaintiffs' request for "opt-out" records. See Defendants' Memorandum of Law in Support of Defendants' Motion for Partial Summary Judgment on Exemptions Applied to Opt-Out Records ("Def. Mem.") at 1 n. 1. As a result, while there are five government agencies named as defendants in this litigation, this Opinion only addresses the four agencies that claimed exemptions in their productions of "opt-out" records.
[6] Complaint [Docket No. 1] at 20-21.
[7] 11/12/10 Declaration of Catrina Pavlik-Keenan, ICE Freedom of Information Officer, Ex. A to Declaration of Christopher Connolly, in support of Defendants' Memorandum of Law in Opposition to Plaintiffs' Motion for a Preliminary Injunction ("Opp. Mem. to Injunction") [Docket No. 15] ¶ 14.
[8] See Opp. Mem. to Injunction [Docket No. 14] at 6.
[9] See ICE Secure Communities Standard Operating Procedure ("SOP"), http://www.ice.gov/doclib/foia/secure_communities/securecommunitiesops93009.pdf, at 3.
[10] See Pl. Mem. at 6 (citing Secure Communities MOA Template, ICE, available at http://www.ice.gov/doclib/foia/secure_communities/ securecommunitiesmoatemplate.pdf; Secure Communities Frequently Asked Questions, ICE (January 27, 2010), identified as ICE FOIA 10-2674.XXXXXX-XX).
[11] See id.
[12] Id. (quoting Shankar Vedantam, U.S. Deportations Reach Record High, Washington Post, Oct. 7, 2010, http://www.washingtonpost.com/wp-dyn/content/article/2010/ 10/06/AR2010100607232.html).
[13] See Pl. Mem. at 6-7 (citing, inter alia, Shankar Vedantam, Local Jurisdictions Find They Can't Opt Out of Federal Immigration Enforcement Program, WASHINGTON POST, Sept. 30, 2010, http://www.washingtonpost.com/wpdyn/content/article/2010/10/06AR2010 XXXXXXXXX.html).
[14] See id. at 7 (citing Gene Davis, Unsure on Secure Communities? Opposition Heats Up to Policy that Would Crack Down on Illegal Immigration, THE DENVER DAILY NEWS, Sept. 7, 2010, http://thedenverdailynews.com/article. php?aID=9849).
[15] See id. (citing various attachments to 2/11/11 Declaration of James Horton, law student intern in plaintiff Immigration Justice Clinic of Benjamin N. Cardozo School of Law, in support of Plaintiffs' Memorandum of Law in Opposition to Defendants' Motion for Partial Summary Judgment and in Support of Plaintiffs' Cross-Motion for Partial Summary Judgment ("Horton Decl.")).
[16] See id.
[17] See id. at 8.
[18] Notice of Motion for Preliminary Injunction [Docket No. 10] at 1-2.
[19] See 12/17/10 Order [Docket No. 25] at 2; Def. Mem. at 1.
[20] See Def. Mem. at 2.
[21] The terms "Low 2" and "High 2" were used for many years to describe two different categories of information withheld pursuant to 5 U.S.C. § 552(b)(2), under the reasoning of Crooker v. Bureau of Alcohol, Tobacco, and Firearms, 670 F.2d 1051 (D.C.Cir.1981). The Supreme Court recently overruled Crooker in its decision in Milner v. Department of the Navy, ___ U.S. ___, 131 S.Ct. 1259, 179 L.Ed.2d 268 (2011), issued after the parties completed briefing the instant motion. A fuller discussion of Milner and its application to this case follows below.
[22] See Def. Mem. at 3; 1/28/11 Third Declaration of David Hardy, Section Chief of the Record/Information Dissemination Section of the FBI ("Hardy Decl."); 1/28/11 Declaration of Catrina Pavlik-Keenan ("Pavlik Decl."); 1/14/11 Declaration of Donna Lewis, Attorney Advisor in Office of General Counsel at DHS ("Lewis Decl."); 1/14/11 Declaration of Crystal Rene Souza, Supervisory FOIA Specialist for the Office of General Counsel at EOIR ("Souza Decl.").
[23] See Pl. Mem. at 3. Plaintiffs also draw the Court's attention to thirty-six redacted documents that were produced by ICE but not included in ICE's Vaughn index. See Horton Decl. at 2; Ex. G to Horton Decl. It is not clear what relief plaintiffs seek with respect to these documents, nor do defendants provide any excuse or explanation for the missing Vaughn entries in their reply memorandum. Thus, at this point, I order only that defendants include the enumerated documents in the revised Vaughn indexes that they will be required to submit as a result of this Opinion. Plaintiffs will have an opportunity to raise any challenges, following submission of the revised Vaughn indexes.
[24] Pl. Mem. at 2.
[25] See id. at 24-25.
[26] See id. at 3; 5/26/11 Order [Docket No. 94].
[27] The parties separately cross-moved for partial summary judgment on the cut-off dates used by the agencies in their searches, but have informed the Court that they anticipate settling that issue.
[28] See Bloomberg L.P. v. Board of Governors of the Fed. Reserve Sys., 649 F.Supp.2d 262, 271 (S.D.N.Y.2009); Miscavige v. Internal Revenue Serv., 2 F.3d 366, 369 (11th Cir.1993).
[29] Fed.R.Civ.P. 56(c).
[30] Roe v. City of Waterbury, 542 F.3d 31, 35 (2d Cir.2008) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)).
[31] McClellan v. Smith, 439 F.3d 137, 144 (2d Cir.2006) (citing Anderson, 477 U.S. at 242, 255, 106 S.Ct. 2505).
[32] Ferrigno v. U.S. Dep't of Homeland Sec., No. 09 Civ. 5878, 2011 WL 1345168, at *3 (S.D.N.Y. Mar. 29, 2011) (citing Straube v. Florida Union Free Sch. Dist., 801 F.Supp. 1164, 1174 (S.D.N.Y.1992) and quoting United States Underwriters Ins. Co. v. Roka LLC, No. 99 Civ. 10136, 2000 WL 1473607, at *3 (S.D.N.Y. Sept. 29, 2000)).
[33] Carney v. United States Dep't of Justice, 19 F.3d 807, 812 (2d Cir. 1994) (quotation marks and citations omitted).
[34] Bloomberg, L.P. v. Board of Governors of the Fed. Reserve Sys., 601 F.3d 143, 147 (2d Cir.2010).
[35] In Defense of Animals v. National Inst. of Health, 543 F.Supp.2d 83, 92-93 (D.D.C. 2008) (quoting Assassination Archives & Research Ctr. v. Central Intelligence Agency, 334 F.3d 55, 57 (D.C.Cir.2003)). See also 5 U.S.C. § 552(a)(4)(B); Carney, 19 F.3d at 812 ("In order to prevail on a motion for summary judgment in a FOIA case, the defending agency has the burden of showing that its search was adequate and that any withheld documents fall within an exemption to the FOIA.").
[36] Vaughn v. Rosen, 484 F.2d 820, 826-28 (D.C.Cir.1973) ("Vaughn I").
[37] Halpern v. Federal Bureau of Investigation, 181 F.3d 279, 293 (2d Cir.1999).
[38] Id. at 286.
[39] See id. at 287.
[40] Milner, 131 S.Ct. at 1262 (quoting Environmental Prot. Agency v. Mink, 410 U.S. 73, 79, 93 S.Ct. 827, 35 L.Ed.2d 119 (1973) and Federal Bureau of Investigation v. Abramson, 456 U.S. 615, 630, 102 S.Ct. 2054, 72 L.Ed.2d 376 (1982)).
[41] 5 U.S.C. § 552(b)(7)(E).
[42] Id. § 552(b)(2).
[43] 670 F.2d 1051.
[44] Milner, 131 S.Ct. at 1262-63 (discussing the development of the Crooker doctrine).
[45] Crooker, 670 F.2d at 1074.
[46] 131 S.Ct. 1259.
[47] Milner, 131 S.Ct. at 1271.
[48] Id. at 1265.
[49] Id. at 1268.
[50] Id.
[51] 5 U.S.C. § 552(b)(5).
[52] Hopkins v. United States Dep't of Housing and Urban Dev., 929 F.2d 81, 84 (2d Cir. 1991).
[53] See National Labor Relations Bd. v. Sears, Roebuck & Co., 421 U.S. 132, 149-55, 95 S.Ct. 1504, 44 L.Ed.2d 29 (1975); Grand Cent. P'ship, Inc. v. Cuomo, 166 F.3d 473, 481 (2d Cir. 1999).
[54] Federal Trade Commission v. Grolier, Inc., 462 U.S. 19, 26, 103 S.Ct. 2209, 76 L.Ed.2d 387 (1983) (quoting Sears, Roebuck, 421 U.S. at 148-49, 95 S.Ct. 1504).
[55] Id. at 27. Accord Stonehill v. Internal Revenue Service, 558 F.3d 534, 538-39 (D.C.Cir. 2009) ("Different considerations determine the outcome of efforts to obtain disclosure: relevance, need, and applicable privileges bound by the district court's exercise of discretionin the discovery regime, statutory exceptions reflecting a congressional balancing of interests in FOIA.") (citations omitted); Lahr v. National Transp. Safety Bd., 569 F.3d 964, 982 n. 15 (9th Cir.2009) ("[A]ny equitable discretion retained by the district court was limited to determining whether the withheld documents fell within the scope of the claimed privilege. Once the court concluded that they did fall within the privilege, and thus fell within one of FOIA's exemptions, the district court had no discretion to order the documents released pursuant to equitable principles.").
[56] Sierra Club v. United States Dep't of Interior, 384 F.Supp.2d 1, 29 (D.D.C.2004).
[57] National Council of La Raza v. Department of Justice ("NCLR"), 411 F.3d 350, 356 (2d Cir.2005) (quoting Tigue v. U.S. Dep't of Justice, 312 F.3d 70, 76 (2d Cir.2002)).
[58] Tigue, 312 F.3d at 76 (quoting Department of the Interior v. Klamath Water Users Protective Ass'n, 532 U.S. 1, 8-9, 121 S.Ct. 1060, 149 L.Ed.2d 87 (2001)).
[59] NCLR, 411 F.3d at 356.
[60] Id. (quoting Grand Cent. P'ship, 166 F.3d at 482). Such materials include "recommendations, draft documents, proposals, suggestions, and other subjective documents [that] reflect the personal opinions of the writer rather than the policy of the agency." Grand Cent. P'ship, 166 F.3d at 482.
[61] Tigue, 312 F.3d at 80 (citing Sears, Roebuck, 421 U.S. at 151 n.18, 95 S.Ct. 1504). But see Rein v. United States Patent and Trademark Office, 553 F.3d 353, 373-74 (4th Cir. 2009) ("[a]gencies were not required to identify the specific policy judgment at issue in each document for which the deliberative process privilege is claimed").
[62] NCLR, 411 F.3d at 356 (quoting Grand Cent. P'ship, 166 F.3d at 482).
[63] Grand Cent. P'ship, 166 F.3d at 482 (quotation marks and citation omitted). Accord Tigue, 312 F.3d at 80.
[64] Grand Cent. P'ship, 166 F.3d at 482 (quoting Hopkins, 929 F.2d at 85). Accord Mink, 410 U.S. at 88, 93 S.Ct. 827 (requiring disclosure of "purely factual material contained in deliberative memoranda" which is "severable from its context").
[65] See NCLR, 411 F.3d at 356 (citing Sears, Roebuck, 421 U.S. at 161, 95 S.Ct. 1504); Coastal States Gas Corp. v. Department of Energy, 617 F.2d 854, 866 (D.C.Cir.1980).
[66] Resolution Trust Corp. v. Diamond, 137 F.R.D. 634, 641 (S.D.N.Y.1991) (citing Mobil Oil Corp. v. Department of Energy, 102 F.R.D. 1, 5 (N.D.N.Y.1983)).
[67] Tax Analysts v. Internal Revenue Serv., 117 F.3d 607, 618 (D.C.Cir.1997) ("Tax Analysts I").
[68] See In re Six Grand Jury Witnesses, 979 F.2d 939, 943-44 (2d Cir.1992).
[69] Tax Analysts I, 117 F.3d at 618.
[70] Coastal States, 617 F.2d at 862.
[71] Judicial Watch, Inc. v. United States Postal Serv., 297 F.Supp.2d 252, 267 (D.D.C.2004) (quoting Mead Data Cent., Inc. v. Department of the Air Force, 566 F.2d 242, 254 (D.C.Cir. 1977)).
[72] Sears, Roebuck, 421 U.S. at 154, 95 S.Ct. 1504.
[73] A. Michael's Piano, Inc. v. Federal Trade Comm'n, 18 F.3d 138, 146 (2d Cir.1994) (quoting Hickman v. Taylor, 329 U.S. 495, 510-11, 67 S.Ct. 385, 91 L.Ed. 451 (1947)).
[74] New York Times Co. v. United States Dep't of Defense, 499 F.Supp.2d 501, 517 (S.D.N.Y. 2007).
[75] FPL Group, Inc. v. Internal Revenue Serv., 698 F.Supp.2d 66, 85-86 (D.D.C.2010).
[76] New York Times Co., 499 F.Supp.2d at 517 (quoting United States v. Adlman, 134 F.3d 1194, 1202 (2d Cir. 1998)).
[77] 5 U.S.C. § 552(b)(6).
[78] Wood v. Federal Bureau of Investigation, 432 F.3d 78, 86 (2d Cir.2005) (quoting United States Dep't of State v. Washington Post Co., 456 U.S. 595, 599, 102 S.Ct. 1957, 72 L.Ed.2d 358 (1982)).
[79] Washington Post, 456 U.S. at 602, 102 S.Ct. 1957.
[80] Aguirre v. Securities and Exch. Comm'n, 551 F.Supp.2d 33, 53 (D.D.C.2008).
[81] Id.
[82] United States Dep't of Defense v. Federal Labor Relations Auth., 510 U.S. 487, 495, 114 S.Ct. 1006, 127 L.Ed.2d 325 (1994) (emphasis removed).
[83] Associated Press v. United States Dep't of Justice, 549 F.3d 62, 66 (2d Cir.2008) (citing National Archives & Records Admin. v. Favish, 541 U.S. 157, 172, 124 S.Ct. 1570, 158 L.Ed.2d 319 (2004)).
[84] Aguirre, 551 F.Supp.2d at 53.
[85] 5 U.S.C. § 552(b)(7)(C).
[86] See McCutchen v. United States Dep't of Health and Human Servs., 30 F.3d 183, 185 (D.C.Cir.1994).
[87] United States Dep't of Justice v. Reporters Comm. for Freedom of the Press, 489 U.S. 749, 756, 109 S.Ct. 1468, 103 L.Ed.2d 774 (1989) (quoting 5 U.S.C. §§ 552(b)(6), (b)(7)(C)).
[88] Pl. Mem. at 2.
[89] Cf. Vento v. Internal Revenue Serv., 714 F.Supp.2d 137, 147 (D.D.C.2010) ("if plaintiffs concede the applicability of an exemption, the document is exempt").
[90] Because the Milner decision was issued after the parties completed briefing the instant motion, it is not surprising that many of defendants' assertions of Exemption 2 fall under what was known as "High 2" under Crooker. The parties are in the midst of briefing the impact of Milner on defendants' assertions of Exemption High 2 in the January 17, 2010 production, and in earlier productions in this case.
[91] Although plaintiffs list a total of three hundred and ninety-four challenges, several documents are cross-listed, so the actual number of documents challenged is fewer.
[92] See Allen v. Central Intelligence Agency, 636 F.2d 1287, 1298-99 (D.C.Cir.1980) (overruled on other grounds in Founding Church of Scientology v. Smith, 721 F.2d 828 (D.C.Cir. 1983)) (establishing factors weighing in favor of in camera inspection: (a) judicial economy, (b) the conclusory nature of the agency affidavits, (c) bad faith on the part of the agency, (d) disputes concerning the contents of the documents, (e) whether the agency requests an in camera inspection, and (f) the strong public interest in disclosure); Donovan v. Federal Bureau of Investigation, 806 F.2d 55, 59 (2d Cir.1986) (abrogated on other grounds by United States Dep't of Justice v. Landano, 508 U.S. 165, 113 S.Ct. 2014, 124 L.Ed.2d 84 (1993)) ("It is clear that Congress intended that the propriety or necessity of an in camera inspection is a matter to be left to the discretion of the district court."); Phillips, 385 F.Supp.2d at 301 (in which the court reviewed in camera the contested documents as a matter of judicial economy). See also Plaintiffs' 4/27/11 Letter to the Court ("Pl. 4/27/11 Letter") (with attachments); Plaintiffs' 6/2/11 Letter to the Court ("Pl. 6/2/11 Letter") (with attachments).
[93] Because plaintiffs cross-listed a number of documents, I inadvertently ordered duplicative production of certain documents for in camera review. As a result, although I intended to review fifty-five documents, I only reviewed forty-nine documents. Of those forty-nine, twenty-two were slightly different versions of the same two memoranda.
[94] See Ex. A to Horton Decl., listing documents: [#1] ICE FOIA 10-2674.0003457-.0003460; [#2] ICE FOIA 10-2674.0008844-.0008845; [#3] ICE FOIA 10-2674.0010776-.0010778; [#4] ICE FOIA 10-2674.0013116-.0013117; [#5] ICE FOIA 10-2674.0013894-.0013896; [#6] ICE FOIA 10-2674.0012488-.0012493; [#7] ICE FOIA 10-2674.0011411-.0011421; [#8] ICE FOIA 10-2674.0003140-.0003143; [#9] ICE FOIA 10·2674.0002912-.0002976; [#10] DHS000196-DHS000317. In subsequent references to these documents, the number will be preceded with "PP" for "Priority Policy" documents.
[95] See Ex. B to Horton Decl., listing documents: [#1] ICE FOIA 10-2674.00107941-.0010800; [#2] ICE FOIA 10-2674.0003008-.0003022; [#3] ICE FOIA 10-2674.0009132-.0009145; [#4] ICE FOIA 10-74.0002534-.0002547; [#5] ICE FOIA 10-2674.0002522-.0002533; [#6] ICE FOIA 10-74.0002548-.0002555; [#7] ICE FOIA 10-2674.0010839-.0010849; [#8] ICE FOIA 10-2674.0002509-.0002521; [#9] ICE FOIA 10-2674.0003740-.0003748; [#10] ICE FOIA 10-2674.0002686-.0002693; [#11] ICE FOIA 10-2674.0002666-.0002675; [#12] ICE FOIA 102674.0013854-.0013860; [#13] ICE FOIA 10-2674.0012494-.0012503; [#14] ICE FOIA 10-2674.0002713-.0002721; [#15] ICE FOIA 10-2674.0002676-.0002685; [#16] ICE FOIA 10-2674.001136-.00011365; [#17] ICE FOIA 10-2674.0003754-.0003759; [#18] ICE FOIA 10-2674.0003162-.0003169; [#19] ICE FOIA 10-2674.0013894-.0013896; [#20] ICE FOIA 10-2674.0003023-.0003026. In subsequent references to these documents, the number will be preceded with "PL" for "Priority Legal" documents.
[96] See Ex. C to Horton Decl., listing, among other documents: [#1] FBI-SC-1413-1415; [#2] DHS000118-DHS000119; [#3] DHS000196-DHS000317; [#4] ICE FOIA 10-2674.0003393-.0003395; [#5] ICE FOIA 10-2674.0003396-.0003403; [#12] ICE FOIA 10-2674.0003461-.0003463; [#15] ICE FOIA 10-2674.0003544-.0003547; [#47] ICE FOIA 10-2674.0012235-.0012255; [#60] ICE FOIA 10-2674.0013008-.0013009; [#81] ICE FOIA 10-2674.0003237-.0003239. In subsequent references to these documents, the number will be preceded with "DPC" for "Deliberative Process Challenges."
[97] See Ex. D to Horton Decl., listing, among other documents: [#1] ICE FOIA 10-2674.0003386-.0003389; [#5] ICE FOIA 10-2674.0003496-.0003498; [#8] ICE FOIA 10-2674.0003582-.0003583; [#25] ICE FOIA 10-2674.0010639-.0010641; [#30] ICE FOIA 10-2674.0010815; [#39] ICE FOIA 10-2674.0010839; [#49] ICE FOIA 10-2674.0011149-.0011151; [#50] ICE FOIA 10-2674.0003211-.0003219; [#60] ICE FOIA 10-2674.0002534-.0002547; [#79] ICE FOIA 10-2674.0003149-.0003153. In subsequent references to these documents, the number will be preceded with "ACC" for "Attorney Client Challenges."
[98] See Ex. F to Horton Decl., listing, among other documents: [# 14] ICE FOIA 10-2674.0003740-.0003748; [#15] ICE FOIA 10-2674.0003754-.0003759; [#16] ICE FOIA 10-2674.0008861-.0008867; [#20] ICE FOIA 10-2674.0010589-.0010592; [# 36] ICE FOIA 10-2674.0010833. In subsequent references to these documents, the number will be preceded with "RSC" for "Reasonably Segregated Challenges."
[99] The following pages all consist of the same October 2, 2010 memorandum entitled "Secure CommunitiesMandatory in 2013," as to which various privileges are asserted and which are redacted to varying degrees: [Portion of PL # 2] ICE FOIA 10-2674.0003013-.0003022 (attorney-client); [Portion of PL #3] ICE FOIA 10-2674.0009137-9145 (deliberative process and attorney-client privilege); [Portion of PL #4] ICE FOIA 10-2674.0002538-2547 (deliberative process and attorney work product); [Portion of PL #5] ICE FOIA 10-2674.0002524-2533 (deliberative process and attorney work product); [PL #6] ICE FOIA 10-2674.0002548-.0002555 (attorney-client); [Portion of PL #7] ICE FOIA 10-2674.0000010842-.00010849 ("(b)(5)"); [Portion of PL #8] ICE FOIA 10-2674.0002514-.0002521 (attorney-client); [Portion of PL #9] ICE FOIA 10-2674.0003741-.0003748 (attorney-client); [Portion of PL # 10] ICE FOIA 10-2674.0002686-.0002693 (attorney-client); [PL # 11] ICE FOIA 10-2674.0002666-.0002674 (attorney-client); [PL #12] ICE FOIA 10-2674.0013854-.00013860 (deliberative process and attorney-client); [PL # 13] ICE FOIA 10-2674.0012494-.0012503 (deliberative process and attorney-client); [PL # 14] ICE FOIA 10-2674.0002713-.0002721 (attorney-client); [PL # 15] ICE FOIA 10-2674.0002676-.0002685 (attorney-client); [PL #16] ICE FOIA 10-2674.00011360.00011365 (deliberative process and attorney-client); [PL # 17] ICE FOIA 10-2674.0003754-.0003759 (attorney-client); [Portion of PL #18] ICE FOIA 10-2674.0003164-.0003169 (attorney-client); [ACC #30] ICE FOIA 10-2674.0010815((b)(5)).
[100] Compare, e.g., [Portion of PL #2] ICE FOIA 10-2674.0003009-.0003012 with [Portion of PL #3] ICE FOIA 10-2674.0009133-.0009136. The former is entirely redacted except for the first paragraph, the latter is largely unredacted except for the second and third paragraphs. The same memorandum has also been produced as: [PP #5, also PL #19] ICE FOIA 10-2674.0013894-.0013896; [PP #6] ICE FOIA 10-2674.0012488-.0012493; [Portion of PL #4] ICE FOIA 10-2674.0002534-.0002537; [Portion of PL #8] ICE FOIA 10-2674.0002510-.0002513; and [PL #20] ICE FOIA 10-2674.0003023-.0003026. In certain versions, Beth Gibson's name is redacted, while in others it is not, among other inconsistent redactions.
[101] See Resolution Trust Corp., 137 F.R.D. at 641.
[102] Tigue, 312 F.3d at 80.
[103] See New York Times Co., 499 F.Supp.2d at 515 ("[t]he mere fact that a document is a draft is not a sufficient reason to automatically exempt it from disclosure") (quotation marks, ellipses, and citation omitted). See also Arthur Andersen & Co. v. Internal Revenue Serv., 679 F.2d 254, 257-58 (D.C.Cir. 1982) ("Even if a document is a draft of what will become a final document, the court must ascertain whether the document is deliberative in nature.") (quotation marks and citation omitted).
[104] See Wolfe v. Department of Health and Human Servs., 839 F.2d 768, 775 (D.C.Cir. 1988).
[105] Klamath, 532 U.S. at 9, 121 S.Ct. 1060.
[106] Compare, e.g., ICE, Secure Communities: Setting the Record Straight, at 6 (describing how a jurisdiction may object to being activated and the ensuing process to come to a resolution, "which may include adjusting the jurisdiction's activation date [] or removing the jurisdiction from the deployment plan,") and 9/7/10 Letter from Sec. Napolitano to U.S. Representative Zoe Lofgren, Ex. N to Declaration of Bridget Kessler, Plaintiffs' Counsel ("Kessler Decl."), in support of Plaintiffs' Motion for a Preliminary Injunction Compelling Defendants to Produce Certain "Opt-Out" Records Responsive to Plaintiffs' Freedom of Information Request [Docket No. 22] (stating "[i]f a local law enforcement agency chooses not to be activated in the Secure Communities deployment plan, it will be the responsibility of that agency to notify its local ICE field office of suspected criminal aliens") with Vedantam, supra, n. 15 and 4/28/11 Letter from ICE Assistant Secretary John Morton to Rep. Lofgren, Ex. E to Pl. 6/2/11 Letter (stating "state and local jurisdictions cannot prohibit the information sharing between the Departments of Justice and Homeland Security upon which the Secure Communities program rests"). See also 4/28/11 Letter from Rep. Lofgren to DHS Acting Inspector General Charles K. Edwards and ICE Assistant Director Timothy Moynihan, Ex. E to Pl. 6/2/11 Letter (alleging that DHS and ICE "personnel and contract staff may have made false and misleading statements to local governments, the public and Members of Congress in connection with the deployment of the Secure Communities program" and citing examples of contradictory agency statements).
[107] Judicial Watch, Inc., 297 F.Supp.2d at 260 (citations and some quotation marks omitted).
[108] See, e.g., Lee Romney, Congresswoman Says Federal Officials Lied About Program Targeting Immigrant Inmates, LOS ANGELES TIMES, April 23, 2011, Ex. A to Pl. 4/27/11 Letter (quoting an unnamed DHS official as saying, "Secure Communities is not voluntary and never has been. Unfortunately, this was not communicated as clearly as it should have been to state and local jurisdictions by ICE when the program began."); Elise Foley, Janet Napolitano Defends Secure Communities Deportation Program, HUFFINGTON POST, April 26, 2011, Ex. C to Pl. 4/27/11 Letter (quoting Sec. Napolitano as stating, "This whole opt-in, opt-out thing was a misunderstanding from the get-go . . . and we have tried to correct that[.]").
[109] While I doubt that is the outcome defendants are seeking, I also doubt whether they would be willing to acknowledge a policy shift, merely for the sake of this litigation.
[110] See Pl. Mem. at 6 (citing, inter alia, Secure Communities Frequently Asked Questions, ICE (January 27, 2010), identified as ICE FOIA 10-2674.XXXXXX-XX ("ICE does not require any entity to participate in the information sharing technology at the state or local level")).
[111] See id. at 7 (citing, inter alia, Email from Amy Loudermilk, D.C. Coalition Against Domestic Violence, to Matthew Bromeland, Washington D.C. Metropolitan Police Dep't, dated March 24, 2010 ("Loudermilk Email"), Ex. H to Horton Decl., and Email from Bromeland to Loudermilk, dated March 30, 2010 ("Bromeland Email"), Ex. I to Horton Decl.).
[112] New York Times Co., 499 F.Supp.2d at 515 (quoting The Wilderness Soc'y v. United States Dep't of the Interior, 344 F.Supp.2d 1, 5 (D.D.C.2004)). Accord Judicial Watch, Inc., 297 F.Supp.2d at 259 (to invoke deliberative process privilege, agency must "pinpoint an agency decision or policy to which the document contributed, or identify a decisionmaking process to which a document contributed") (quotation marks and citations omitted).
[113] Pl. Mem. at 21.
[114] In re County of Erie, 473 F.3d 413, 419 (2d Cir.2007).
[115] Id. at 420.
[116] Coastal States, 617 F.2d at 863 (quoting Mead, 566 F.2d at 253 n.24).
[117] Rein, 553 F.3d at 376 (citing Mead, 566 F.2d at 253).
[118] See Loudermilk Email.
[119] Bromeland Email.
[120] I am not convinced by defendants' argument that they have adequately established confidentiality because "[p]laintiffs are litigating this motion precisely because the information is non-public" and "ICE's express reason for not releasing the information is that ``[d]isclosure of such information would discourage [agency] clients from freely disclosing all pertinent information to their [agency] attorneys.'" Defendants' Reply in Support of Their Motion for Partial Summary Judgment on Exemptions Applied to Opt-out Records and Opposition to Plaintiffs' Cross-Motion for Summary Judgment ("Reply Mem.") at 10. That a document has not been released to the public does not necessarily mean that it remains confidential. Defendants must represent that confidentiality, as defined in this Opinion, has been maintained.
[121] 5 U.S.C. § 552(b)(7)(C).
[122] See, e.g., Ortiz v. United States Dep't of Health and Human Servs., 70 F.3d 729, 732 (2d Cir.1995) (finding letter that HHS's Office of Inspector General "used . . . to launch a criminal investigation" qualifies as a law enforcement record under Exemption 7); Vento, 714 F.Supp.2d at 148 (finding documents "compiled in the course of an investigation into plaintiff's tax liability" qualify as law enforcement records under Exemption 7, and compiling cases); Ligorner v. Reno, 2 F.Supp.2d 400 (S.D.N.Y. 1998) (finding complaint letter that contained the identity of an individual who accused another of misconduct within the Department of Justice qualifies as a law enforcement record under Exemption 7); Lurie v. Department of Army, 970 F.Supp. 19, 36 (D.D.C.1997) (finding records pertaining to Army's informal investigation of military medical researcher's representations qualify as law enforcement records under Exemption 7).
[123] Washington Post, 456 U.S. at 602, 102 S.Ct. 1957. Accord Adamowicz v. Internal Revenue Serv., 672 F.Supp.2d 454, 473 (S.D.N.Y.2009).
[124] Washington Post, 456 U.S. at 601, 102 S.Ct. 1957.
[125] See id. at 602 n. 4, 102 S.Ct. 1957 ("This construction of Exemption 6 will not render meaningless the threshold requirement that information be contained in personnel, medical, and similar files by reducing it to a test which fails to screen out any information that will not be screened out by the balancing of private against public interests. As petitioners point out, there are undoubtedly many Government files which contain information not personal to any particular individual, the disclosure of which would nonetheless cause embarrassment to certain persons. Information unrelated to any particular person presumably would not satisfy the threshold test.").
[126] New York Times Co. v. National Aeronautics and Space Admin. ("NASA"), 920 F.2d 1002, 1003 (D.C.Cir.1990).
[127] Wood, 432 F.3d at 86 (reversing district court's holding that agency failed to meet Exemption 6 threshold in withholding names of government employees who were "``involved in the investigation and decision-making process'" but were not the "subjects of the investigation" from administrative investigation records) (quoting Wood v. Federal Bureau of Investigation, 312 F.Supp.2d 328, 350 (D.Conn.2004)).
[128] Id. (quoting Washington Post, 456 U.S. at 600-01, 102 S.Ct. 1957).
[129] See id. Obviously certain kinds of investigatory files might fall under both Exemptions 6 and 7(C).
[130] Washington Post, 456 U.S. at 600, 102 S.Ct. 1957.
[131] Phillips, 385 F.Supp.2d at 304.
[132] See, e.g., Budik v. Department of Army, 742 F.Supp.2d 20, 38 (D.D.C.2010) (no public interest in disclosing government employee's e-mail address); Amnesty Int'l v. Central Intelligence Agency, No. 07 Civ. 5435, 2008 WL 2519908, at *15-16 (S.D.N.Y. June 19, 2008) (withholding third party phone number); Phillips, 385 F.Supp.2d at 308 (withholding telephone number of government employee); Judicial Watch, Inc. v. United States, 84 Fed. Appx. 335, 338-39 (4th Cir.2004) (withholding names of lower level federal employees).
[133] Def. Mem. at 18.
[134] ICE Vaughn Index, attached to Pavlik-Keenan Decl., at 1.
[135] DHS Vaughn Index, attached to Lewis Decl., at 1.
[136] Hardy Decl. at 8.
[137] EOIR Vaughn Index, attached to Souza Decl., at 1.
[138] NASA, 920 F.2d at 1009. The court went even further in stating in a parenthetical, "[i]n fact, research reveals no case in which the Government has ever before even asserted the privacy interest of the author of a file." Id. This comment shows how much has changed in twenty years, as the Government now regularly asserts a privacy interest over information about the authors of government files. This shift likely derives from the abundance of email correspondence in the daily conduct of government affairs, with the result that many more government files subject to release under FOIA now consist of emails with names, email addresses, and often other identifying information appearing in the senders' signature lines.
[139] Id.
[140] See Pl. Mem. at 23-24.
[141] See Reply Mem. at 11.
[142] See, e.g., Vaughn I, 484 F.2d at 824 ("[The] lack of knowledge by the party see[k]ing disclosure seriously distorts the traditional adversary nature of our legal system's form of dispute resolution"); Schoenman v. Federal Bureau of Investigation, 604 F.Supp.2d 174, 196 (D.D.C.2009) ("When a party submits a FOIA request, it faces an ``asymmetrical distribution of knowledge' where the agency alone possesses, reviews, discloses, and withholds the subject matter of the request.") (quoting Judicial Watch, Inc. v. Food and Drug Admin., 449 F.3d 141, 145-46 (D.C.Cir.2006)).
[143] Judicial Watch, 449 F.3d at 153.
[144] Phillips, 385 F.Supp.2d at 305 (quoting Perlman v. United States Dep't of Justice, 312 F.3d 100, 107 (2d Cir.2002), vacated, 541 U.S. 970, 124 S.Ct. 1874, 158 L.Ed.2d 464 (2004), remanded to 380 F.3d 110 (2d Cir.2004) for further consideration in light of National Archives & Records Admin. v. Favish, 541 U.S. 157, 124 S.Ct. 1570, 158 L.Ed.2d 319 (2004)).
[145] Cawthon v. United States Dep't of Justice, No. 05-0567, 2006 WL 581250, at *3 (D.D.C. Mar. 9, 2006).
[146] Aguirre, 551 F.Supp.2d at 53.
[147] Reporters Comm., 489 U.S. at 756, 109 S.Ct. 1468 (considering the statutory language and legislative history of 6 and 7(C) to conclude that "the standard for evaluating a threatened invasion of privacy interests resulting from the disclosure of records compiled for law enforcement purposes is somewhat broader than the standard applicable to personnel, medical, and similar files").
[148] Id. at 773, 109 S.Ct. 1468.
[149] Defendants contend that they have "left unredacted the names and/or titles of senior government employees." Reply Mem. at 10. However, they have done so inconsistently. Additionally, to the extent that they have released only the titles of any senior government employees, they are now ordered also to release their names.
[150] Ex. A to Pl. Mem.
[151] [PP #1] ICE FOIA 10-2674.0003457-.0003460.
[152] Coastal States, 617 F.2d at 869 (quoting Vaughn v. Rosen 523 F.2d 1136, 1144 (D.C.Cir.1975)) ("Vaughn II").
[153] ICE Vaughn Index at 33.
[154] [PP #2] ICE FOIA 10-2674.0008844-.0008845.
[155] [PP #3] ICE FOIA 10-2674.0010776-.0010778.
[156] Coastal States, 617 F.2d at 869 (quoting Vaughn II, 523 F.2d at 1144).
[157] [PP #4] ICE FOIA 10-2674.0013116-.0013117.
[158] ICE Vaughn Index at 77.
[159] [PP #5] ICE FOIA 10-2674.0013894-.0013896 and [PP #6] ICE FOIA 10-2674.0012488-.0012493. The other iterations of this memorandum have been identified by Bates number in n. 100 supra. My holding here pertains to all iterations of the memorandum.
[160] [Portion of PL #3] ICE FOIA 10-2674.0009133-.0009136.
[161] ICE Vaughn Index at 22 (describing ICE FOIA 10-2674.0003008-.0003022).
[162] ICE FOIA 10-2674.0012488-.0012493.
[163] [PP #7] ICE FOIA 10-2674.0011411-.0011421.
[164] ICE Vaughn Index at 61.
[165] Id.
[166] See Coastal Delivery Corp. v. United States Customs Serv., 272 F.Supp.2d 958, 965-66 (C.D.Cal.2003) (finding that waiver of right to argue exemptions exists if agency "disclosed the exact information at issue").
[167] See American Civil Liberties Union v. United States Department of Homeland Security, 738 F.Supp.2d 93, 112 (D.D.C.2010) ("The creation of a ``talking points' document itself suggests that a public statement was anticipated at the time of its creation, and given that [] no official statement has yet been made, the talking points remain ripe recommendations that are ready for adoption or rejection by the Department."); Sierra Club, 384 F.Supp.2d at 19 (finding agency's explanation that "draft talking points are an internal proposal . . . predecisional to the actual communication of such information and issues" sufficient to establish deliberative process privilege).
[168] See Judicial Watch, Inc. v. United States Postal Serv., 297 F.Supp.2d 252, 265-66 (D.D.C.2004) (court unable to grant summary judgment on withholding of "draft talking points" where agency "identifies nothing more specific about the content of this document, does not specify its place in a particular decisionmaking context, and does not indicate whether, as a draft, these talking points were actually used in a communication with the public"); Citizens for Responsibility and Ethics in Washington v. United States Dep't of Homeland Security, 648 F.Supp.2d 152, 161 (D.D.C.2009) ("Citizens I") (where, even after in camera review, court was unable to determine whether Exemption 5 was properly invoked over "talking points" document labeled "draft" and "for official use only" because Vaughn submission lacked sufficient detail about the document and its role in decisionmaking process).
[169] [PP #8] ICE FOIA 10-2674.0003140-.003143.
[170] [PP #9] ICE FOIA 10-2674.0002912-.0002976.
[171] [PP #10, also DPC #3] DHS000196-000317.
[172] Originally these pages were redacted in full, however, before producing them for in camera review, defendants recognized that full redaction was an error and reproduced a partially redacted version to plaintiffs. See Defendants' 6/1/11 Letter to the Court. The names of Schlanger and Venturella have been left unredacted in the second produced version.
[173] DHS Vaughn Index at 1.
[174] See Senate of the Commonwealth of Puerto Rico, 823 F.2d 574, 586 (D.C.Cir.1987); Citizens For Responsibility and Ethics in Washington v. National Archives and Records Admin. 583 F.Supp.2d 146 (D.D.C.2008) ("Citizens II") ("in determining whether the deliberative process privilege applies to a particular document, courts often look to ``the nature of the decisionmaking authority vested in the officer or person issuing the disputed document, and the relative positions in the agency's chain of command occupied by the document's author and recipient.'") (quoting Animal Legal Def. Fund, Inc., 44 F.Supp.2d at 300); Coastal States, 617 F.2d at 868 ("[A] document from a subordinate to a superior official is more likely to be predecisional, while a document moving in the opposite direction is more likely to contain instructions to staff explaining the reasons for a decision already made.").
[175] Coastal States, 617 F.2d at 869 (quoting Vaughn II, 523 F.2d at 1144).
[176] See Evans v. United States Office of Personnel Mgmt., 276 F.Supp.2d 34, 40 (D.D.C. 2003) (finding that "the horizontal movement of the document [between agency components] simply does not match the ``classic case of the deliberative process at work,' which involves a vertically-moving memorandum simply recommending legal strategy") (quoting Murphy v. United States Dep't of the Army, 613 F.2d 1151, 1154 (D.C.Cir.1979)).
[177] Ex. B to Pl. Mem.
[178] The memorandum was produced at the Bates numbers listed in n. 99 supra.
[179] See Pl. Mem. at 14-15.
[180] Id. at 15.
[181] See NCLR, 411 F.3d at 358.
[182] See id.
[183] Id. at 360 (quoting Sears, Roebuck, 421 U.S. at 152-53, 95 S.Ct. 1504). See also Coastal States, 617 F.2d at 867 ("an agency will not be permitted to develop a body of ``secret law,' sued by it in the discharge of its regulatory duties and in its dealings with the public, but hidden behind a veil of privilege because it is not designated as ``formal,' ``binding,' or ``final.'"); Evans, 276 F.Supp.2d at 41 ("Because the memo at issue describes [the agency's] legal position in terms and under circumstances strongly suggestive of finality, the agency may not claim deliberative process to shield its articulation of that position.").
[184] Cf. Coastal States, 617 F.2d at 867 ("[E]ven if the document is predecisional at the time it is prepared, it can lose that status if it is adopted, formally or informally, as the agency position on an issue or is used by the agency in its dealings with the public.").
[185] See Reply Mem. at 5-6.
[186] ICE Vaughn Index at 39.
[187] Cf. Citizens I, 648 F.Supp.2d at 156 (listing three rationales for deliberative process privilege).
[188] See ICE FOIA 10-2674.0002509 (where, in unredacted text, Section Chief writes at 10:52 a.m. on October 1, 2010 "Give me 30 minutes and we will send the final version," and at 1:23 p.m. on the same date sends another email stating "[a]ttached is ELS' draft memorandum regarding the legal support for the ``mandatory' nature of participation in Secure Communities in 2013").
[189] See Pl. 6/2/11 Letter at 2; 4/20/11 Email from Christopher Connolly, Defendants' Counsel, to Sunita Patel, Plaintiffs' Counsel, Ex. D to Pl. 6/2/11 Letter.
[190] There are two versions of the memorandum (PL # 4 and PL # 5) that were marked as attorney work product and deliberative process, but not as an attorney-client communication. The Vaughn entry for both documents includes the attorney-client privilege, however, so I will deem the privilege to have been asserted over all versions of the memorandum.
[191] I note in passing that the memorandum is clearly not attorney work product, as defendants claimed on certain versions of the memorandum, as there has been no suggestion that the memorandum was prepared for ongoing or anticipated litigation. See Coastal States, 617 F.2d at 865 ("at the very least some articulable claim, likely to lead to litigation, must have arisen").
[192] See Pl. Mem. at 21-22 (discussing Bromeland Email).
[193] Pl. Mem. at 13-16.
[194] NCLR, 411 F.3d at 360 (quotation marks and citations omitted). Cf. Tax Analysts v. Internal Revenue Serv., 391 F.Supp.2d 122, 127 ("Tax Analysts II") (rejecting the argument that "agency working law is inherently separate and distinct from attorney work product and therefore must always be disclosed").
[195] Coastal States, 617 F.2d at 867.
[196] See Vento, 714 F.Supp.2d at 151.
[197] Ex. C to Pl. Mem. DPC # 3 is the same as PP #10, and has already been addressed.
[198] [DPC # 1] FBI-SC-1413-1415.
[199] [DPC # 2] DHS000118-000119.
[200] [DPC #4] ICE FOIA 10-2674.0003393-.0003395.
[201] [DPC # 5] ICE FOIA 10-2674.0003396-.0003403.
[202] [DPC #12] ICE FOIA 10-2674.0003461-.0003463.
[203] See Coastal Delivery Corp., 272 F.Supp.2d at 965-66.
[204] [DPC #15] ICE FOIA 10-2674.0003544-.000347.
[205] ICE Vaughn Index at 34.
[206] [DPC #47] ICE FOIA 10-2674.0012235-.0012255.
[207] [DPC #60] ICE FOIA 10-2674.0013008-.0013009.
[208] ICE Vaughn Index at 75.
[209] Pavlik-Keenan Decl. at 4.
[210] Id.
[211] [DPC #81] ICE FOIA 10-2674.0003237-.0003239.
[212] ICE Vaughn Index at 27.
[213] [ACC #30] ICE FOIA 10-2674.0010815, is simply the first page of an earlier draft of the same October 2, 2010 memorandum;[ACC #39] ICE FOIA 10-2674.0010839 is a summary email of the same October 2 memorandum; and [ACC # 60] is the same as [PL # 4] ICE FOIA 10-2674.0002534-.0002547.
[214] [ACC #1] ICE FOIA 10-2674.0003386-.0003389.
[215] But see Sierra Club, 384 F.Supp.2d at 27 (finding draft responses to members of Congress to be covered by Exemption 5 because "[c]ongressional relations over controversial legislation can require the utmost attention and tact. These draft responses . . . constituted recommendations from staff about how to answer concerns expressed by Capitol Hill").
[216] See 9/7/10 Letter from Sec. Napolitano to U.S. Representative Zoe Lofgren.
[217] See ICE, Secure Communities: Setting the Record Straight, Aug. 17, 2010, available at https://crocodoc.com/b7hu8, at 6.
[218] ICE Vaughn Index at 31.
[219] [ACC #5] ICE FOIA 10-2674.0003496-.0003498.
[220] [ACC #8] ICE FOIA 10-2674.0003582-.0003583.
[221] I have been able to ascertain that this document is a draft of the letter that plaintiffs submitted to the Court in final form. See 9/7/10 Letter from Sec. Napolitano to Rep. Lofgren.
[222] [ACC #25] ICE FOIA 10-2674.0010589-.0010592.
[223] [ACC #49] ICE FOIA 10-2674.0011149-.0011151.
[224] [ACC #50] ICE FOIA 10-2674.0003211-.0003219.
[225] [ACC #79] ICE FOIA 10-2674.0003149-.0003153.
[226] In particular, RSC #14 is the same as PLD #9 (ICE FOIA 10-2674.0003740-.0003748), and RSC #15 is the same as PLD #17 (ICE FOIA 10-2674.0003754-.0003759).
[227] [RSC #16] ICE FOIA 10-2674.0008861-.0008867.
[228] [RSC #20] ICE FOIA 10-2674.0010589-.0010592.
[229] [RSC #36] ICE FOIA 10-2674.0010833.
[230] This page was contained within PLD #9, which is also RSC #14.
[1] See National Day Laborer Org, Network v. United States Immigration and Customs Enforcement ("NDLON") No. 11 Civ. 3488, 811 F.Supp.2d 713, 2011 WL 2693655 (July 11, 2011).
[2] See id. at 741-43, at *9.
[3] See Memorandum in Support of Plaintiffs' Motion for Partial Reconsideration of the Court's Opinion and Order of July 11, 2011 ("PI. Recon. Mem.") at 7.
[4] See Memorandum of Law in Opposition to Defendants' Motion for Partial Summary Judgment and in Support of Plaintiffs' Cross-Motion for Partial Summary Judgment ("PI. Mem.") at 16, 19.
[5] See Pl. Recon. Mem. at 3 (citing Pl. Mem. at 6 n.8, 19).
[6] PI. Mem. at 6 n.8.
[7] See id.
[8] Id.
[9] See id.
[10] See NDLON, 811 F.Supp.2d at 741-43, 2011 WL 2693655, at *9.
[11] See Pl. Mem. at 19 (citing "Horton Decl., Ex. C, #s 38, 42, 63, 64, 71, 169-73"); Exemption 5 Deliberative Process Challenges, Ex. C to Declaration of James Horton, Plaintiffs' Counsel [Docket No. 48].
[12] See Exemption 5 Deliberative Process Challenges.
[13] Id. [Document No. 38, ICE FOIA 10-2674.0011349-0011352].
[14] See Pl. Recon. Mem. at 2.
[15] See NDLON, 811 F.Supp.2d at 742 n. 106, 2011 WL 2693655, at *9 n. 106.
[16] Pl. Recon. Mem. at 4 (quoting Lofgren Letter).
[17] See id. at 5.
[18] See id. at 4.
[19] See Memorandum of Law in Opposition to Plaintiffs' Motion for Partial Reconsideration of the Court's Opinion and Order Dated July 11, 2011 ("Def. Recon. Opp.") at 6.
[20] See id. at 10.
[21] In addition to holding that "any discussions of the voluntary nature of the program after January 27, 2010, when the agency publicly stated that it was voluntary" are postdecisional, I held that "any discussions of the mandatory nature of the program after March 2010, when there is evidence that ICE and the FBI discussed its mandatory nature with Washington, D.C. local law enforcement officials, are postdecisional." NDLON, 811 F.Supp.2d at 743, 2011 WL 2693655, at *9.
[22] Def. Recon. Opp. at 9.
[23] Aczel v. Labonia, 584 F.3d 52, 61 (2d Cir. 2009) (quoting Nemaizer v. Baker, 793 F.2d 58, 61-62 (2d Cir. 1986)).
[24] In re BDC 56 LLC, 330 F.3d 111, 123 (2d Cir.2003) (quoting Shrader v. CSX Transp., Inc., 70 F.3d 255, 257 (2d Cir.1995)).
[25] RST (2005) Inc. v. Research in Motion Ltd., 597 F.Supp.2d 362, 365 (S.D.N.Y.2009) (quoting Virgin Atl. Airways, Ltd. v. National Mediation Bd., 956 F.2d 1245, 1255 (2d Cir. 1992)).
[26] Grand Crossing, L.P. v. United States Underwriters Ins. Co., No. 03 Civ. 5429, 2008 WL 4525400, at *3 (S.D.N.Y. Oct. 6, 2008) (quoting S.E.C. v. Ashbury Capital Partners, No. 00 Civ. 7898, 2001 WL 604044, at *1 (S.D.N.Y. May 31, 2001)). Accord Commerce Funding Corp. v. Comprehensive Habilitation Servs., Inc., 233 F.R.D. 355, 361 (S.D.N.Y.2005) ("[A] movant may not raise on a motion for reconsideration any matter that it did not raise previously to the court on the underlying motion sought to be reconsidered.").
[27] United States v. Treacy, No. 08 Cr. 0366, 2009 WL 47496, at *1 (S.D.N.Y. Jan. 8, 2009) (quotation marks omitted). Accord Shrader v. CSX Transp. Inc., 70 F.3d 255, 257 (2d Cir. 1995) (holding that a court will deny the motion when the movant "seeks solely to relitigate an issue already decided.").
[28] Makas v. Orlando, No. 06 Civ. 14305, 2008 WL 2139131, at *1 (S.D.N.Y. May 19, 2008) (quoting In re Houbigant, Inc., 914 F.Supp. 997, 1001 (S.D.N.Y. 1996)).
[29] Associated Press v. United States Dep't of Defense, 395 F.Supp.2d 17, 19 (S.D.N.Y. 2005).
[30] Grand Crossing, 2008 WL 4525400, at *4 (quoting Morales v. Quintiles Transnational Corp., 25 F.Supp.2d 369, 372 (S.D.N.Y. 1998)).
Ligorner v. Reno , 2 F. Supp. 2d 400 ( 1998 )
Evans v. United States Office of Personnel Management , 276 F. Supp. 2d 34 ( 2003 )
In Defense of Animals v. National Institutes of Health , 543 F. Supp. 2d 83 ( 2008 )
Milner v. Department of the Navy , 131 S. Ct. 1259 ( 2011 )
Hickman v. Taylor , 329 U.S. 495 ( 1947 )
Federal Bureau of Investigation v. Abramson , 102 S. Ct. 2054 ( 1982 )
United States Department of Justice v. Landano , 113 S. Ct. 2014 ( 1993 )
in-re-the-county-of-erie-adam-pritchard-edward-robinson-and-julenne , 473 F.3d 413 ( 2007 )
Associated Press v. United States Department of Defense , 395 F. Supp. 2d 17 ( 2005 )
Stonehill v. Internal Revenue Service , 558 F.3d 534 ( 2009 )
Mead Data Central, Inc. v. United States Department of the ... , 566 F.2d 242 ( 1977 )
National Archives & Records Administration v. Favish , 124 S. Ct. 1570 ( 2004 )
In Re: Bdc 56 Llc, Debtor. Key Mechanical Inc. v. Bdc 56 ... , 330 F.3d 111 ( 2003 )
Dr. Charles W. McCutchen Appellee/cross-Appellant v. U.S. ... , 30 F.3d 183 ( 1994 )
United States Department of State v. Washington Post Co. , 102 S. Ct. 1957 ( 1982 )
Bruce C. Shrader v. Csx Transportation, Inc. , 70 F.3d 255 ( 1995 )
The Founding Church of Scientology of Washington, D.C., Inc.... , 721 F.2d 828 ( 1983 )
David Carney v. United States Department of Justice , 19 F.3d 807 ( 1994 )
national-council-of-la-raza-new-york-immigration-coalition-american , 411 F.3d 350 ( 2005 )
Rein v. United States Patent & Trademark Office , 553 F.3d 353 ( 2009 )